TOPIC

Section 3c1

363 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Regulatory Mar 25, 2026

MVP LS FUND DCLVI LLC Files Under Investment Company Act Section 3(c)(1)

D - MVP LS FUND DCLVI LLC filed a document with SEC EDGAR on March 25, 2026, referencing Section 3(c)(1) of the Investment Company Act.

Close-up of a hand pointing to a financial graph in a document showing analytical data.
Regulatory Mar 25, 2026

Absolute Strategies Partners LP Files Under Investment Company Act Section 3(c)(1)

D - Absolute Strategies Partners LP submitted a filing on March 25, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

Iconic view of the White House with lush gardens and a central fountain on a sunny day.
Regulatory Mar 25, 2026

Harbour Island Opportunity Fund Files for Section 3(c)(1) Exemption

Harbour Island Opportunity Fund, LP filed a regulatory document with the SEC on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.

Grand architectural dome building surrounded by lush spring greenery, capturing historic charm.
Regulatory Mar 25, 2026

Harbour Island Opportunity Fund Files Under Section 3(c)(1)

Harbour Island Opportunity Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.

Grand architectural dome building surrounded by lush spring greenery, capturing historic charm.
Regulatory Mar 25, 2026

Rogue One Investments LP Files Section 3(c)(1) Exemption

Rogue One Investments LP filed a document under the Investment Company Act Section 3(c)(1) on March 25, 2026, as per SEC EDGAR records.

Front view of the historic Shelby County Courthouse in Texas, showcasing its unique architecture and brick exterior.
Regulatory Mar 25, 2026

TMAM/Pathway Private Equity Fund VII Files for Investment Company Act Exemptions

TMAM/Pathway Private Equity Fund VII, LP filed with the SEC on March 25, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7).

The iconic U.S. Capitol building with its neoclassical architecture in Washington, DC.
Regulatory Mar 25, 2026

TMAM/Pathway Private Equity Fund VII, LP Files SEC Exemptions

TMAM/Pathway Private Equity Fund VII, LP filed for exemptions under the Investment Company Act on March 25, 2026, according to SEC EDGAR records.

Front view of a neoclassical courthouse building in Colorado with lush greenery.
Regulatory Mar 25, 2026

Sandalwood Debt Fund A Files for Section 3(c)(1) Exemption

Sandalwood Debt Fund A, L.P. submitted a SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.

Legal professionals reviewing divorce documents in a law office with a Lady Justice statue.
Regulatory Mar 25, 2026

Sandalwood Debt Fund A, L.P. Files Section 3(c)(1) Exemption

Sandalwood Debt Fund A, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on March 25, 2026, according to SEC EDGAR.

Close-up of a hand signing a legal document with a fountain pen, symbolizing signature and agreement.
Regulatory Mar 25, 2026

Sandalwood Debt Traders Fund Files SEC Form Under Section 3(c)(1)

D/A - SANDALWOOD DEBT TRADERS FUND, L.P. filed a document with SEC EDGAR on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.

Patterned display of 100 US dollar bills, showcasing wealth and finance themes.
Regulatory Mar 25, 2026

Kaleida Capital OpenAI SPV I Files Under Investment Company Act Section 3(c)(1)

Kaleida Capital OpenAI SPV I, a series of CGF2021 LLC, filed a SEC document on March 25, 2026, related to Section 3(c)(1) of the Investment Company Act.

From above of dollar bills in opened black envelope placed on stack of United states cash money as concept of personal income
Regulatory Mar 24, 2026

BonHope Fund LP Files SEC Document on Investment Company Act Section 3(c)(1)

BonHope Fund LP filed a document with SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.

A focused judge writing on documents beside a Lady Justice statue in an office.
Regulatory Mar 24, 2026

Factor6 Partners, LP Files SEC Document Under Section 3(c)(1)

Factor6 Partners, LP filed a document with the SEC on March 24, 2026, detailing reliance on Section 3(c)(1) of the Investment Company Act.

Close-up of a roll of US dollars wrapped with a red rubber band focusing on financial abundance.
Regulatory Mar 24, 2026

DC 601 Co-Investment, LP Files SEC Document Under Investment Company Act

D/A - DC 601 Co-Investment, LP filed a SEC document on March 24, 2026, under Item 3C related to Section 3(c)(1) of the Investment Company Act.

Red 'No Parking' sign on a metal gate with a vibrant blue sky background.
Regulatory Mar 24, 2026

Qena Capital Partners Files Section 3(c)(1) Exemption Notice

Qena Capital Partners Offshore, Ltd. submitted a filing under Section 3(c)(1) of the Investment Company Act on March 24, 2026, as per SEC records.

Low angle view of the Texas State Capitol dome and flags in Austin, Texas.
Regulatory Mar 24, 2026

DC 601 Co-Investment, LP Files Under Investment Company Act Section 3(c)(1)

DC 601 Co-Investment, LP submitted a filing to SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.

A focused judge writing on documents beside a Lady Justice statue in an office.
Regulatory Mar 24, 2026

Qena Capital Partners Files Under Investment Company Act Section 3(c)(1)

Qena Capital Partners, LP filed a document with the SEC on March 24, 2026, related to Section 3(c)(1) of the Investment Company Act.

Front view of a neoclassical courthouse building in Colorado with lush greenery.
Regulatory Mar 24, 2026

Qena Capital Partners Offshore Files Section 3(c)(1) Exemption

Qena Capital Partners Offshore Ltd. filed a SEC document on March 24, 2026, under Item 3C of the Investment Company Act.

From below of aged stone columns under ornamental ceiling of classic palace in city
Regulatory Mar 24, 2026

8188 Capital XXVII Starcloud 2 Files Under Investment Company Act Section 3(c)(1)

CGF2021 LLC's series 8188 Capital XXVII Starcloud 2 filed a SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.

Legal professionals reviewing divorce documents in a law office with a Lady Justice statue.
Regulatory Mar 24, 2026

GSBackers Peltier Fund II Files for Section 3(c)(1) Exemption

GSBackers Peltier Fund II, a series of CGF2021 LLC, filed a notice under Section 3(c)(1) of the Investment Company Act on March 24, 2026, according to SEC EDGAR.

Low angle view of the Sofia Party House in Sofia, Bulgaria with a slight gray sky background.
Regulatory Mar 24, 2026

Hesperian Ventures Files SEC Document Under Investment Company Act Section 3(c)(1)

Hesperian Ventures Workplace AI, a series of CGF2021 LLC, filed a SEC EDGAR document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.

Sheriff vehicles parked in front of Seminole County Courthouse during the day.
Regulatory Mar 24, 2026

Hesperian Ventures Files SEC Notice for Section 3(c)(1) Exemption

Hesperian Ventures Workplace AI, a series of CGF2021 LLC, filed an SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.

Close-up of a fan of 10 euro banknotes on a clean white background, showcasing European currency.
Regulatory Mar 24, 2026

Kapital Bridge Investments LLC Files Under Investment Company Act Section 3(c)(1)

D - SPCX Mar 2026, a series of Kapital Bridge Investments LLC, filed a SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.

Front view of the Riksdag building with Swedish and EU flags on a sunny day.
Regulatory Mar 24, 2026

Kapital Bridge Investments LLC Series Files SEC Exemption

D - SPCX Mar 2026, a series of Kapital Bridge Investments LLC, filed under Section 3(c)(1) of the Investment Company Act on March 24, 2026, according to SEC records.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Regulatory Mar 24, 2026

Reyes Capital Partners Files Under Investment Company Act Section 3(c)(1)

Reyes Capital Partners, LP filed a SEC document on March 24, 2026, citing reliance on Section 3(c)(1) for exemption from investment company status.

Golden mug with 'Bitcoin Millionaire' text in front of stock market charts on laptop screen.
Regulatory Mar 23, 2026

Corsair Capital Investors Ltd Files SEC Document Under Section 3(c)(1)

Corsair Capital Investors Ltd filed a SEC document on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.

Hand writing cryptocurrency concepts on whiteboard in business meeting.
Regulatory Mar 23, 2026

Corsair Capital Investors Ltd Files Section 3(c)(1) Exemption

Corsair Capital Investors Ltd filed a document under Investment Company Act Section 3(c)(1) on March 23, 2026, as recorded in SEC EDGAR filings.

Artistic reflection of the US Capitol on a clear, sunny day over rippling water.
Regulatory Mar 23, 2026

Capco Partners Files Under Investment Company Act Section 3(c)(1)

Capco Partners, Ltd. filed a document under Item 3C of the Investment Company Act on March 23, 2026, as reported by SEC EDGAR.

Exterior view of the iconic US Capitol Building on a sunny day in Washington, DC.
Regulatory Mar 23, 2026

Capmont MidCap Fund II Feeder SCSp Files SEC Document

Capmont MidCap Fund II Feeder SCSp submitted a filing to the SEC on March 23, 2026, referencing specific sections of the Investment Company Act.

Close-up of hands exchanging divorce documents during legal proceedings in office.
Regulatory Mar 23, 2026

Capmont MidCap Fund II SCSp Files SEC Exemption Notice

Capmont MidCap Fund II SCSp filed a notice with the SEC on March 23, 2026, for exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

A group of young professionals brainstorming ideas in a startup office setting.
Fundraising Mar 23, 2026

Augurey Ventures I Files SEC Form for Series SpaceX A

Augurey Ventures I - Series SpaceX A filed a SEC document on March 23, 2026, under Item 3C of the Investment Company Act.

Person checking stock market graphs on laptop and smartphone, focusing on financial data.
Regulatory Mar 23, 2026

Augurey Ventures I - Series SpaceX A Files SEC Document

Augurey Ventures I - Series SpaceX A filed a document under Section 3(c)(1) of the Investment Company Act on March 23, 2026, according to SEC EDGAR.

Two business professionals discuss ideas and strategies in an office setting, fostering innovation and teamwork.
Fundraising Mar 23, 2026

Augurey Ventures II - Series SpaceX A Files SEC Document

Augurey Ventures II - Series SpaceX A filed a document on March 23, 2026, under the Investment Company Act Section 3(c)(1).

Close-up of a woman reviewing financial documents with focus on numbers and calculations.
Regulatory Mar 23, 2026

Augurey Ventures II - Series SpaceX A Files Under Investment Company Act Section 3(c)(1)

Augurey Ventures II - Series SpaceX A submitted a filing on March 23, 2026, under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

The Ak Orda Presidential Palace with its distinctive blue dome under a clear sky in Astana, Kazakhstan.
Regulatory Mar 23, 2026

Augurey Ventures III, LLC Files SEC Notice for Series Crusoe A

Augurey Ventures III, LLC - Series Crusoe A filed a notice under Section 3(c)(1) of the Investment Company Act on March 23, 2026, according to SEC EDGAR.

A vintage typewriter displaying the text 'Funding Round,' symbolizing investment and business planning.
Regulatory Mar 23, 2026

Augurey Ventures III Files Form D Amendment Referencing Investment Company Act

Augurey Ventures III - Series SpaceX A filed an amendment to Form D on March 23, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC records.

Close-up of a hand signing a legal document with a fountain pen, symbolizing signature and agreement.
Regulatory Mar 23, 2026

Augurey Ventures III, LLC Files Under Investment Company Act Section 3(c)(1)

Augurey Ventures III, LLC - Series Crusoe A filed a document with the SEC on March 23, 2026, citing Section 3(c)(1) of the Investment Company Act.

Stunning night view of Westminster Palace, London, reflected on the River Thames.
Regulatory Mar 23, 2026

Augurey Ventures III - Series SpaceX A Files Under Investment Company Act

Augurey Ventures III - Series SpaceX A submitted a filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

Close-up of a hand signing a legal document with a fountain pen, symbolizing signature and agreement.
Regulatory Mar 23, 2026

Corsair Capital Partners 100 LP Files SEC Document on Investment Company Act

Corsair Capital Partners 100 LP submitted a filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.

Front view of the National Assembly building in Hanoi, showcasing its modern architecture and national flags.
Regulatory Mar 23, 2026

Deep Tech Fund I LP Files SEC Document Under Investment Company Act

Deep Tech Fund I LP filed a document with SEC EDGAR on March 23, 2026, referencing Section 3(c)(1) of the Investment Company Act.

A pile of Euro and Turkish Lira banknotes scattered on a wooden surface, showcasing various denominations.
Regulatory Mar 23, 2026

Windfield Growth Fund LLC Files Under Section 3(c)(1)

Windfield Growth Fund LLC submitted a SEC filing on March 23, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

Close-up of a hand signing a formal document with a fountain pen, indicating agreement.
Regulatory Mar 23, 2026

AgAide Fund I, LP Files for Investment Company Act Exemptions

D - AgAide Fund I, LP filed a SEC document on March 23, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).

Historic Leningradsky Railway Station in Moscow with iconic clock tower.
Regulatory Mar 23, 2026

Deep Tech Fund I LP Files Under Investment Company Act Section 3(c)(1)

D - Deep Tech Fund I LP filed a notice under Section 3(c)(1) of the Investment Company Act on March 23, 2026, as per SEC EDGAR records.

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Regulatory Mar 23, 2026

Windfield Growth Fund LLC Files SEC Document for Section 3(c)(1) Exemption

Windfield Growth Fund LLC submitted a SEC filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.

A vintage typewriter displaying the text 'Funding Round,' symbolizing investment and business planning.
Regulatory Mar 20, 2026

IC Hedge Fund Series Files for Section 3(c)(1) Exemption

IC Hedge Fund Series, L.P. - Series Tiger Global 1 Interests filed a SEC form on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.

A street sign prohibiting motorized vehicles, mounted on a post against a blue sky.
Regulatory Mar 20, 2026

IC Hedge Fund Series Files Under Investment Company Act Section 3(c)(1)

IC Hedge Fund Series, L.P. - Series Tiger Global 1 Interests filed a document with the SEC on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.

Explore the modern facade of Paul Loebe House with its striking architectural design in Berlin.
Regulatory Mar 20, 2026

Greenbelt Capital Partners Phoenix L.P. Files SEC Notice for Investment Company Act Exemptions

Greenbelt Capital Partners Phoenix L.P. submitted a SEC filing on March 20, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

Close-up of a hand signing a legal document with a fountain pen, symbolizing signature and agreement.
Regulatory Mar 20, 2026

TRC Optimum Fund LLC Files SEC Document Referencing Section 3(c)(1)

TRC Optimum Fund LLC submitted a SEC filing on March 20, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.

Iconic dome of Boundary County Courthouse set against clear sky, with street sign in foreground.
Regulatory Mar 20, 2026

TRC Optimum Fund LLC Files Under Investment Company Act Section 3(c)(1)

TRC Optimum Fund LLC filed a document on March 20, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

The Idaho State Capitol Building stands majestically under a clear blue sky with surrounding gardens.
Regulatory Mar 20, 2026

Ceiba Digital Assets LP Files Under Investment Company Act Section 3(c)(1)

Ceiba Digital Assets LP submitted a filing on March 20, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

Daily capital raising signals
Get fund close, LP allocation, and deal flow news before it hits the mainstream.
Join Waitlist