Section 3c1
384 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Reformation Partners III, LP Files SEC Exemptions
Reformation Partners III, LP filed a document with the SEC on March 27, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Reformation Partners III, LP Files SEC Form for Investment Exemptions
Reformation Partners III, LP filed a SEC document on March 27, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
NorthStar Fund III, LP Files SEC Document on Investment Company Act
NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, related to Section 3(c)(1) of the Investment Company Act.
NorthStar Fund III, LP Files Under Investment Company Act Section 3(c)(1)
NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, citing Section 3(c)(1) of the Investment Company Act.
SecondMarket Growth LLC Files SEC Notice for AI CNGL Fund III
D - AI CNGL Fund III, a series of SecondMarket Growth LLC, filed under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Blu Venture Investors Core, LLC Files for Section 3(c)(1) Exemption
Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Blu Venture Investors Core, LLC Files SEC Notice for New Series
Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
DL Partners, LP Files SEC Document on Investment Company Act Section 3(c)(1)
DL Partners, LP submitted a filing to the SEC on March 26, 2026, referencing Item 3C and Section 3(c)(1) of the Investment Company Act.
DL Partners, LP Files SEC Document Under Investment Company Act Section 3(c)(1)
DL Partners, LP submitted a filing to the SEC on March 26, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
Intertide Partners Opportunity Fund II LLC Files Under Investment Company Act Section 3(c)(1)
Intertide Partners Opportunity Fund II LLC submitted a filing on March 26, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Intertide Partners Opportunity Fund II LLC Files SEC Exemption Notice
Intertide Partners Opportunity Fund II LLC submitted a SEC filing on March 26, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
CoinShares Bastion Fund Files for Section 3(c)(1) Exemption
CoinShares Bastion Market Neutral USD Feeder Fund, LP filed a document with the SEC on March 26, 2026, under Item 3C of the Investment Company Act.
Junipero Capital SPV V, LLC Files Under Investment Company Act Section 3(c)(1)
Junipero Capital SPV V, LLC filed a document with the SEC on March 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
CoinShares Bastion Fund Files Form D/A Under Section 3(c)(1)
CoinShares Bastion Market Neutral USD Feeder Fund, LP filed a Form D/A on March 26, 2026, citing Section 3(c)(1) of the Investment Company Act.
Dara Ventures SPV I Files Under Investment Company Act Section 3(c)(1)
Dara Ventures SPV I, a series of Allocations 2026 Master, LLC, filed a form with the SEC on March 26, 2026, citing Section 3(c)(1) of the Investment Company Act.
Starship Ventures SPV XXIII Files Under Investment Company Act Section 3(c)(1)
Starship Ventures Opportunities, LLC filed a notice with the SEC on March 26, 2026, related to Section 3(c)(1) of the Investment Company Act.
Dara Ventures SPV I Files for Section 3(c)(1) Exemption
Dara Ventures SPV I, a series of Allocations 2026 Master, LLC, filed a document with the SEC on March 26, 2026, citing Investment Company Act Section 3(c)(1).
Starship Ventures SPV XXIII Files for Investment Company Act Exemption
Starship Ventures Opportunities, LLC filed a form with the SEC on March 26, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
D - Preferred Capital Private Equity Fund LLC Files for Section 3(c)(1) Exemption
D - Preferred Capital Private Equity Fund LLC submitted a filing on March 26, 2026, to claim an exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Preferred Capital Private Equity Fund LLC Files Under Section 3(c)(1)
D - Preferred Capital Private Equity Fund LLC submitted a SEC filing on March 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
MVP LS FUND DCLVI LLC Files SEC Document Under Investment Company Act
On March 25, 2026, MVP LS FUND DCLVI LLC submitted a SEC filing related to Section 3(c)(1) of the Investment Company Act, as per official records.
MVP LS FUND DCLVI LLC Files Under Investment Company Act Section 3(c)(1)
D - MVP LS FUND DCLVI LLC filed a document with SEC EDGAR on March 25, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Absolute Strategies Partners LP Files Under Investment Company Act Section 3(c)(1)
D - Absolute Strategies Partners LP submitted a filing on March 25, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Harbour Island Opportunity Fund Files Under Section 3(c)(1)
Harbour Island Opportunity Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.
Harbour Island Opportunity Fund Files for Section 3(c)(1) Exemption
Harbour Island Opportunity Fund, LP filed a regulatory document with the SEC on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.
Rogue One Investments LP Files Section 3(c)(1) Exemption
Rogue One Investments LP filed a document under the Investment Company Act Section 3(c)(1) on March 25, 2026, as per SEC EDGAR records.
TMAM/Pathway Private Equity Fund VII Files for Investment Company Act Exemptions
TMAM/Pathway Private Equity Fund VII, LP filed with the SEC on March 25, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7).
TMAM/Pathway Private Equity Fund VII, LP Files SEC Exemptions
TMAM/Pathway Private Equity Fund VII, LP filed for exemptions under the Investment Company Act on March 25, 2026, according to SEC EDGAR records.
Sandalwood Debt Fund A Files for Section 3(c)(1) Exemption
Sandalwood Debt Fund A, L.P. submitted a SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.
Sandalwood Debt Fund A, L.P. Files Section 3(c)(1) Exemption
Sandalwood Debt Fund A, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on March 25, 2026, according to SEC EDGAR.
Sandalwood Debt Traders Fund Files SEC Form Under Section 3(c)(1)
D/A - SANDALWOOD DEBT TRADERS FUND, L.P. filed a document with SEC EDGAR on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.
Kaleida Capital OpenAI SPV I Files Under Investment Company Act Section 3(c)(1)
Kaleida Capital OpenAI SPV I, a series of CGF2021 LLC, filed a SEC document on March 25, 2026, related to Section 3(c)(1) of the Investment Company Act.
BonHope Fund LP Files SEC Document on Investment Company Act Section 3(c)(1)
BonHope Fund LP filed a document with SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Factor6 Partners, LP Files SEC Document Under Section 3(c)(1)
Factor6 Partners, LP filed a document with the SEC on March 24, 2026, detailing reliance on Section 3(c)(1) of the Investment Company Act.
DC 601 Co-Investment, LP Files SEC Document Under Investment Company Act
D/A - DC 601 Co-Investment, LP filed a SEC document on March 24, 2026, under Item 3C related to Section 3(c)(1) of the Investment Company Act.
Qena Capital Partners Files Section 3(c)(1) Exemption Notice
Qena Capital Partners Offshore, Ltd. submitted a filing under Section 3(c)(1) of the Investment Company Act on March 24, 2026, as per SEC records.
DC 601 Co-Investment, LP Files Under Investment Company Act Section 3(c)(1)
DC 601 Co-Investment, LP submitted a filing to SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Qena Capital Partners Files Under Investment Company Act Section 3(c)(1)
Qena Capital Partners, LP filed a document with the SEC on March 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Qena Capital Partners Offshore Files Section 3(c)(1) Exemption
Qena Capital Partners Offshore Ltd. filed a SEC document on March 24, 2026, under Item 3C of the Investment Company Act.
8188 Capital XXVII Starcloud 2 Files Under Investment Company Act Section 3(c)(1)
CGF2021 LLC's series 8188 Capital XXVII Starcloud 2 filed a SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
GSBackers Peltier Fund II Files for Section 3(c)(1) Exemption
GSBackers Peltier Fund II, a series of CGF2021 LLC, filed a notice under Section 3(c)(1) of the Investment Company Act on March 24, 2026, according to SEC EDGAR.
Hesperian Ventures Files SEC Document Under Investment Company Act Section 3(c)(1)
Hesperian Ventures Workplace AI, a series of CGF2021 LLC, filed a SEC EDGAR document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Hesperian Ventures Files SEC Notice for Section 3(c)(1) Exemption
Hesperian Ventures Workplace AI, a series of CGF2021 LLC, filed an SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Kapital Bridge Investments LLC Files Under Investment Company Act Section 3(c)(1)
D - SPCX Mar 2026, a series of Kapital Bridge Investments LLC, filed a SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Kapital Bridge Investments LLC Series Files SEC Exemption
D - SPCX Mar 2026, a series of Kapital Bridge Investments LLC, filed under Section 3(c)(1) of the Investment Company Act on March 24, 2026, according to SEC records.
Reyes Capital Partners Files Under Investment Company Act Section 3(c)(1)
Reyes Capital Partners, LP filed a SEC document on March 24, 2026, citing reliance on Section 3(c)(1) for exemption from investment company status.
Corsair Capital Investors Ltd Files Section 3(c)(1) Exemption
Corsair Capital Investors Ltd filed a document under Investment Company Act Section 3(c)(1) on March 23, 2026, as recorded in SEC EDGAR filings.
Corsair Capital Investors Ltd Files SEC Document Under Section 3(c)(1)
Corsair Capital Investors Ltd filed a SEC document on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.
Capco Partners Files Under Investment Company Act Section 3(c)(1)
Capco Partners, Ltd. filed a document under Item 3C of the Investment Company Act on March 23, 2026, as reported by SEC EDGAR.
Capmont MidCap Fund II Feeder SCSp Files SEC Document
Capmont MidCap Fund II Feeder SCSp submitted a filing to the SEC on March 23, 2026, referencing specific sections of the Investment Company Act.
