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Section 3c1

353 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Mar 25, 2026

Kaleida Capital OpenAI SPV I Files Under Investment Company Act Section 3(c)(1)

Kaleida Capital OpenAI SPV I, a series of CGF2021 LLC, filed a SEC document on March 25, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 24, 2026

BonHope Fund LP Files SEC Document on Investment Company Act Section 3(c)(1)

BonHope Fund LP filed a document with SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 24, 2026

Factor6 Partners, LP Files SEC Document Under Section 3(c)(1)

Factor6 Partners, LP filed a document with the SEC on March 24, 2026, detailing reliance on Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 24, 2026

DC 601 Co-Investment, LP Files SEC Document Under Investment Company Act

D/A - DC 601 Co-Investment, LP filed a SEC document on March 24, 2026, under Item 3C related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 24, 2026

Qena Capital Partners Files Section 3(c)(1) Exemption Notice

Qena Capital Partners Offshore, Ltd. submitted a filing under Section 3(c)(1) of the Investment Company Act on March 24, 2026, as per SEC records.

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Regulatory Mar 24, 2026

DC 601 Co-Investment, LP Files Under Investment Company Act Section 3(c)(1)

DC 601 Co-Investment, LP submitted a filing to SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 24, 2026

Qena Capital Partners Files Under Investment Company Act Section 3(c)(1)

Qena Capital Partners, LP filed a document with the SEC on March 24, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 24, 2026

Qena Capital Partners Offshore Files Section 3(c)(1) Exemption

Qena Capital Partners Offshore Ltd. filed a SEC document on March 24, 2026, under Item 3C of the Investment Company Act.

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Regulatory Mar 24, 2026

8188 Capital XXVII Starcloud 2 Files Under Investment Company Act Section 3(c)(1)

CGF2021 LLC's series 8188 Capital XXVII Starcloud 2 filed a SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 24, 2026

GSBackers Peltier Fund II Files for Section 3(c)(1) Exemption

GSBackers Peltier Fund II, a series of CGF2021 LLC, filed a notice under Section 3(c)(1) of the Investment Company Act on March 24, 2026, according to SEC EDGAR.

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Regulatory Mar 24, 2026

Hesperian Ventures Files SEC Document Under Investment Company Act Section 3(c)(1)

Hesperian Ventures Workplace AI, a series of CGF2021 LLC, filed a SEC EDGAR document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 24, 2026

Hesperian Ventures Files SEC Notice for Section 3(c)(1) Exemption

Hesperian Ventures Workplace AI, a series of CGF2021 LLC, filed an SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 24, 2026

Kapital Bridge Investments LLC Files Under Investment Company Act Section 3(c)(1)

D - SPCX Mar 2026, a series of Kapital Bridge Investments LLC, filed a SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 24, 2026

Kapital Bridge Investments LLC Series Files SEC Exemption

D - SPCX Mar 2026, a series of Kapital Bridge Investments LLC, filed under Section 3(c)(1) of the Investment Company Act on March 24, 2026, according to SEC records.

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Regulatory Mar 24, 2026

Reyes Capital Partners Files Under Investment Company Act Section 3(c)(1)

Reyes Capital Partners, LP filed a SEC document on March 24, 2026, citing reliance on Section 3(c)(1) for exemption from investment company status.

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Regulatory Mar 23, 2026

Corsair Capital Investors Ltd Files SEC Document Under Section 3(c)(1)

Corsair Capital Investors Ltd filed a SEC document on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 23, 2026

Corsair Capital Investors Ltd Files Section 3(c)(1) Exemption

Corsair Capital Investors Ltd filed a document under Investment Company Act Section 3(c)(1) on March 23, 2026, as recorded in SEC EDGAR filings.

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Regulatory Mar 23, 2026

Capco Partners Files Under Investment Company Act Section 3(c)(1)

Capco Partners, Ltd. filed a document under Item 3C of the Investment Company Act on March 23, 2026, as reported by SEC EDGAR.

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Regulatory Mar 23, 2026

Capmont MidCap Fund II Feeder SCSp Files SEC Document

Capmont MidCap Fund II Feeder SCSp submitted a filing to the SEC on March 23, 2026, referencing specific sections of the Investment Company Act.

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Regulatory Mar 23, 2026

Capmont MidCap Fund II SCSp Files SEC Exemption Notice

Capmont MidCap Fund II SCSp filed a notice with the SEC on March 23, 2026, for exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Fundraising Mar 23, 2026

Augurey Ventures I Files SEC Form for Series SpaceX A

Augurey Ventures I - Series SpaceX A filed a SEC document on March 23, 2026, under Item 3C of the Investment Company Act.

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Regulatory Mar 23, 2026

Augurey Ventures I - Series SpaceX A Files SEC Document

Augurey Ventures I - Series SpaceX A filed a document under Section 3(c)(1) of the Investment Company Act on March 23, 2026, according to SEC EDGAR.

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Fundraising Mar 23, 2026

Augurey Ventures II - Series SpaceX A Files SEC Document

Augurey Ventures II - Series SpaceX A filed a document on March 23, 2026, under the Investment Company Act Section 3(c)(1).

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Regulatory Mar 23, 2026

Augurey Ventures II - Series SpaceX A Files Under Investment Company Act Section 3(c)(1)

Augurey Ventures II - Series SpaceX A submitted a filing on March 23, 2026, under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

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Regulatory Mar 23, 2026

Augurey Ventures III Files Form D Amendment Referencing Investment Company Act

Augurey Ventures III - Series SpaceX A filed an amendment to Form D on March 23, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC records.

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Regulatory Mar 23, 2026

Augurey Ventures III, LLC Files SEC Notice for Series Crusoe A

Augurey Ventures III, LLC - Series Crusoe A filed a notice under Section 3(c)(1) of the Investment Company Act on March 23, 2026, according to SEC EDGAR.

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Regulatory Mar 23, 2026

Augurey Ventures III, LLC Files Under Investment Company Act Section 3(c)(1)

Augurey Ventures III, LLC - Series Crusoe A filed a document with the SEC on March 23, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 23, 2026

Augurey Ventures III - Series SpaceX A Files Under Investment Company Act

Augurey Ventures III - Series SpaceX A submitted a filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Mar 23, 2026

Corsair Capital Partners 100 LP Files SEC Document on Investment Company Act

Corsair Capital Partners 100 LP submitted a filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 23, 2026

Deep Tech Fund I LP Files SEC Document Under Investment Company Act

Deep Tech Fund I LP filed a document with SEC EDGAR on March 23, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 23, 2026

Windfield Growth Fund LLC Files Under Section 3(c)(1)

Windfield Growth Fund LLC submitted a SEC filing on March 23, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 23, 2026

AgAide Fund I, LP Files for Investment Company Act Exemptions

D - AgAide Fund I, LP filed a SEC document on March 23, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).

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Regulatory Mar 23, 2026

Deep Tech Fund I LP Files Under Investment Company Act Section 3(c)(1)

D - Deep Tech Fund I LP filed a notice under Section 3(c)(1) of the Investment Company Act on March 23, 2026, as per SEC EDGAR records.

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Regulatory Mar 23, 2026

Windfield Growth Fund LLC Files SEC Document for Section 3(c)(1) Exemption

Windfield Growth Fund LLC submitted a SEC filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 20, 2026

IC Hedge Fund Series Files for Section 3(c)(1) Exemption

IC Hedge Fund Series, L.P. - Series Tiger Global 1 Interests filed a SEC form on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 20, 2026

IC Hedge Fund Series Files Under Investment Company Act Section 3(c)(1)

IC Hedge Fund Series, L.P. - Series Tiger Global 1 Interests filed a document with the SEC on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 20, 2026

Greenbelt Capital Partners Phoenix L.P. Files SEC Notice for Investment Company Act Exemptions

Greenbelt Capital Partners Phoenix L.P. submitted a SEC filing on March 20, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 20, 2026

TRC Optimum Fund LLC Files SEC Document Referencing Section 3(c)(1)

TRC Optimum Fund LLC submitted a SEC filing on March 20, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 20, 2026

TRC Optimum Fund LLC Files Under Investment Company Act Section 3(c)(1)

TRC Optimum Fund LLC filed a document on March 20, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Mar 20, 2026

Ceiba Digital Assets LP Files Under Investment Company Act Section 3(c)(1)

Ceiba Digital Assets LP submitted a filing on March 20, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

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Fundraising Mar 20, 2026

DA-0202 Fund II Files Under Investment Company Act Section 3(c)(1)

D - DA-0202 Fund II, a series of Roll Up Vehicles, LP, filed a document with SEC EDGAR on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 20, 2026

EquityZen Growth Technology Fund LLC Files SEC Document on Investment Company Act

EquityZen Growth Technology Fund LLC - Series 2257 filed a document with the SEC on March 20, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

CFPE Partners X, L.P. Files SEC Document on Investment Company Act

CFPE Partners X, L.P. filed a SEC document on March 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

Primordial Ventures Fund I Files for Section 3(c)(1) Exemption

D - Primordial Ventures Fund I, LP filed an SEC document on March 19, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

CFPE Partners X, L.P. Files Under Investment Company Act Section 3(c)(1)

CFPE Partners X, L.P. submitted a regulatory filing on March 19, 2026, under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

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Regulatory Mar 19, 2026

Primordial Ventures Fund I, LP Files for Section 3(c)(1) Exemption

Primordial Ventures Fund I, LP submitted a SEC EDGAR filing on March 19, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

Barricade Investment Partners LLC Files SEC Document on Investment Company Act

Barricade Investment Partners LLC filed a SEC document on March 19, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

Kathmere Private Markets Fund 2024 LP Files for Section 3(c)(1) Exemption

Kathmere Private Markets Fund 2024 LP submitted a filing under the Investment Company Act Section 3(c)(1) on March 19, 2026, according to SEC EDGAR.

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Regulatory Mar 19, 2026

New Summit Impact Fund IV, L.P. Files SEC Form D/A

New Summit Impact Fund IV, L.P. filed a Form D/A on March 19, 2026, under Item 3C of the Investment Company Act Section 3(c)(1).

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Regulatory Mar 19, 2026

Barricade Investment Partners LLC Files Under Section 3(c)(1)

Barricade Investment Partners LLC filed a document with the SEC on March 19, 2026, citing Section 3(c)(1) of the Investment Company Act.

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