Preferred Capital Private Equity Fund LLC Submits SEC Filing
D - Preferred Capital Private Equity Fund LLC, identified as PE FUND 4, filed a document with the SEC on March 26, 2026, according to SEC EDGAR. The filing includes Item 3C, which specifies the Investment Company Act Section 3(c), and Item 3C.1, which references Section 3(c)(1) specifically. This filing, with an accession number of 0002086759-26-000001, is for a private equity fund operated by the filer with CIK 0002086759.
Details of the Filing
The document is sized at 8 KB and was submitted under the SEC EDGAR system, indicating that D - Preferred Capital Private Equity Fund LLC is seeking to operate as a private investment company. According to SEC EDGAR, the filing explicitly mentions Section 3(c)(1) of the Investment Company Act, which, as is widely known, allows certain private funds to avoid registration if they meet specific criteria. The filer’s structure as a limited liability company focuses on private equity activities, as indicated in the title of the filing.
Context and Implications
As a widely recognized aspect of U.S. securities regulation, Section 3(c)(1) exempts funds that do not publicly offer securities and have fewer than 100 beneficial owners, though the filing itself does not specify these details. According to SEC EDGAR, this type of filing is common for emerging fund managers navigating regulatory requirements for private equity operations.
