Investment Company Act
1502 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Uma Ventures VIII LP Files 3(c)(1) Notice With SEC
Uma Ventures VIII LP filed a Form 3C notice with the SEC on August 14 2026 claiming the Section 3(c)(1) exemption.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing with the SEC on August 14 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC 3(c)(1) Notice
Uma Ventures VIII LP submitted a Section 3(c)(1) filing under the Investment Company Act on August 14, 2026, per SEC EDGAR records.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a Form D notice to the SEC on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a filing with the SEC on August 14, 2026, claiming exemption under Investment Company Act Section 3(c)(1).
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted an SEC filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Osiris Growth Fund I, LP Files SEC Notice on 3(c) Exemptions
Osiris Growth Fund I, LP submitted a filing to the SEC on August 14, 2026, referencing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
KKR US Direct Lending Fund SCSp Files SEC Document
KKR US Direct Lending Fund SCSp submitted a filing to the SEC on August 14 2026 referencing Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files 3(c)(7) Notice With SEC
Millstone Global Fund LP submitted a filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.
GAP (Bermuda) Mexico Companion Fund II Files D/A on August 7 2026
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Third Seven Capital SPV Files 3(c)(1) Notice for Positron Series C
D - Positron Series C, a series of Third Seven Capital SPV Master Series LLC, submitted an SEC filing claiming Section 3(c)(1) exemption on August 14, 2026.
Desert Lion Capital Fund I Files 3(c)(1) Exemption Notice
Desert Lion Capital Fund I, LP submitted a D/A filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Redwheel Emerging Markets Equity Fund Ltd Files D/A With SEC
Redwheel Emerging Markets Equity Fund Ltd submitted a D/A filing on August 14, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Regents Gate Capital Fund Ltd Files D/A Amendment with SEC
Regents Gate Capital Fund Ltd submitted a D/A filing to the SEC on August 14, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Gymkhana Partners L.P. Files D/A with SEC on August 14, 2026
Gymkhana Partners L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Arena Capital Fund Series 3 Files D/A With SEC
Arena Capital Fund, L.P.- Series 3 submitted a D/A filing on 2026-08-13 referencing Section 3(c)(7) of the Investment Company Act.
Marval Guru Fund Files 3(c)(7) Notice With SEC
Marval Guru Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 13, 2026.
HC Siranga Holdings, LP Files 3(c)(1) Notice
HC Siranga Holdings, LP submitted a Section 3(c)(1) filing to the SEC on August 13, 2026.
Lightspeed HS Holdings Files SEC Notice for 3(c)(7) Exemption
Lightspeed HS Holdings, LLC submitted a filing under Section 3(c)(7) of the Investment Company Act on August 13, 2026.
Kimmeridge Fund VII Files SEC Notice Under Section 3(c)(7)
Kimmeridge Fund VII, LP submitted a filing on August 13, 2026, referencing Investment Company Act Section 3(c)(7) according to SEC EDGAR.
Evantic Champions Fund I LP Files SEC Notice
Evantic Champions Fund I LP submitted a filing to the SEC on August 13, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Aaron Wealth Private Access Fund LLC Files SEC Notice
Aaron Wealth Private Access Fund LLC submitted a filing to the SEC on August 13, 2026, referencing Section 3(c)(7) of the Investment Company Act.
PWA Real Estate Fund Gateway Files D/A on August 13, 2026
PWA Real Estate Fund Gateway, LLC submitted a Form D/A filing referencing Section 3(c)(1) of the Investment Company Act.
TigerMax Partners, LP Files SEC Document for Series B
TigerMax Partners, LP submitted a filing on 2026-08-13 referencing Section 3(c)(7) of the Investment Company Act.
Mare Liberum Advanced Manufacturing Fund Files 3(c)(1) Notice
Mare Liberum Advanced Manufacturing Fund LLC filed a Section 3(c)(1) exemption notice with the SEC on August 13, 2026.
KEK Capital 1 LLC Files SEC 3(c)(1) Exemption Notice
KEK Capital 1 LLC submitted a notice to the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act on August 13, 2026.
Coastline Venture Partners Prometheus LLC Files 3(c)(1) Notice
Coastline Venture Partners Prometheus LLC submitted a SEC filing on August 13, 2026, referencing Section 3(c)(1) of the Investment Company Act.
IFG Preferred Equity Fund LLC Files SEC Document
IFG Preferred Equity Fund LLC submitted a D/A filing to the SEC on August 12, 2026, referencing Section 3(c)(5).
Positive Sum Capital IV, LP Files 3(c)(7) Notice
Positive Sum Capital IV, LP submitted a Section 3(c)(7) filing with the SEC on August 12, 2026.
TideView I Holdings LLC Files D/A on Section 3(c)(1) Exemption
TideView I Holdings LLC submitted a D/A filing on 2026-08-12 referencing Investment Company Act Section 3(c)(1).
Global Horizons Holdings Ventures LLC Series 3 Files SEC Notice
Global Horizons Holdings Ventures LLC - Series 3 submitted an SEC filing on August 12 2026 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
D - Lux Ventures VIII-B, L.P. Files SEC Notice
D - Lux Ventures VIII-B, L.P. submitted a filing to the SEC on 2026-08-12 citing Investment Company Act exemptions.
Quantix Commodities Opportunities Fund LP Files SEC D/A Notice
Quantix Commodities Opportunities Fund LP submitted a D/A filing with the SEC on August 12, 2026 claiming exemption under Section 3(c)(7).
Trefoil/Garnet Capital Partners LP Files D/A on Section 3(c)(1)
Trefoil/Garnet Capital Partners LP submitted a D/A filing to the SEC on August 12 2026 referencing Investment Company Act Section 3(c)(1).
8VC AI Fund VIII Files 3(c)(7) Notice with SEC
D - 8VC AI Fund VIII, LLC submitted a filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Harmonic Investors LLC Real Assets Income Fund Files D/A on Aug 12 2026
Harmonic Investors LLC Real Assets Income Fund submits D/A filing under Section 3(c)(1) of the Investment Company Act.
Redwheel EAFE Intrinsic Value Fund Ltd Files SEC D/A
Redwheel EAFE Intrinsic Value Fund Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 12, 2026.
Cederberg Greater China Equity Fund LP Files SEC Notice
Cederberg Greater China Equity Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 12, 2026.
1911 Capital Ventures LLC Files SEC Notice Under Section 3(c)(1)
1911 Capital Ventures LLC submitted a filing to the SEC on August 11 2026 referencing Investment Company Act Section 3(c)(1).
RCG Ventures Fund VIII LP Files D/A With SEC
RCG Ventures Fund VIII LP submitted a D/A filing to the SEC on August 11 2026 referencing Investment Company Act exemptions.
Global Asset Backed Opportunities (Cayman) LP Files SEC Notice
Global Asset Backed Opportunities (Cayman) LP submitted a Section 3(c)(7) notice to the SEC on August 11, 2026.
Rubicon Point Fund II, LP Submits D/A Filing to SEC
Rubicon Point Fund II, LP filed a D/A with the SEC on 2026-08-11 claiming Investment Company Act exemptions under sections 3(c)(5), 3(c)(6) and 3(c)(7).
Sunset Ventures SPV1 Sync Labs Files SEC Notice Under 3(c)(1)
Sunset Ventures SPV1 Sync Labs a Series of CGF2021 LLC submitted a filing claiming Section 3(c)(1) exemption on August 11, 2026.
Acion Japan Engagement US Feeder Fund Files SEC Notice
D - Acion Japan Engagement US Feeder Fund submitted a filing to the SEC on August 11 2026 under Section 3(c)(7) of the Investment Company Act.
D - TH-0602 Fund I Files 3(c)(1) Notice With SEC
D - TH-0602 Fund I, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice under the Investment Company Act on August 11, 2026.
ECP Blacktop Holdings Files SEC Notice Under Section 3(c)(1)
ECP Blacktop Holdings, LLC submitted an SEC filing on August 10, 2026 referencing Investment Company Act Section 3(c)(1).
Aptitude Alternative Equity LP Files D/A With SEC
Aptitude Alternative Equity LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on 2026-07-24.
LifeSci Venture SPV 18, LLC Files D/A with SEC
LifeSci Venture SPV 18, LLC submitted a D/A filing to the SEC on 2026-07-24 referencing Section 3(c)(1) of the Investment Company Act.
NDH Opportunity Funds LLC Series 6 Files SEC Notice
NDH Opportunity Funds LLC Series 6 submitted a filing to the SEC on August 10 2026 claiming exemptions under sections 3(c)(1) and 3(c)(7).
