Investment Company Act
1201 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
CapitalX, LP Files Form D/A Amendment With SEC
CapitalX, LP submitted a Form D/A amendment on July 7, 2026, claiming 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
BlackSalt Capital L.P. Files 3(c)(1) Notice on SEC EDGAR
BlackSalt Capital L.P. submitted a Section 3(c)(1) filing under the Investment Company Act on July 7, 2026.
REFASHIOND Ventures Seed Fund, LP Files SEC Notice
REFASHIOND Ventures Seed Fund, LP submitted a Form filing to the SEC claiming Section 3(c)(1) exemption under the Investment Company Act.
Acadia Fund I, LP Files SEC Notice Under Section 3(c)(9)
D - Acadia Fund I, LP/DE filed a notice with the SEC on 2026-07-07 citing Section 3(c)(9) of the Investment Company Act.
CapitalX QP, LP Files Form D/A Amendment on July 7, 2026
CapitalX QP, LP submitted a Form D/A amendment filing with the SEC referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Westbeck Volta Fund (US) LP Files D/A With SEC
Westbeck Volta Fund (US) LP submitted a D/A filing on 2026-07-07 claiming Section 3(c)(7) exemption under the Investment Company Act.
Bowline Capital Fund II LP Files D/A Amendment with SEC
Bowline Capital Fund II LP submitted a D/A filing on 2026-07-07 referencing Investment Company Act sections 3(c)(1), 3(c)(5) and 3(c)(6).
D-ICW Strategic Equities Fund (Cayman) Files 3(c)(1) Notice
D-ICW Strategic Equities Fund (Cayman), LP filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
Superstate Asset Trust Files D/A for Short Duration Fund Series
Superstate Short Duration US Government Securities Fund filed a D/A notice under Section 3(c)(7) of the Investment Company Act on 2026-07-07.
D - ICW Strategic Equities Fund Files 3(c)(1) Exemption Notice
D - ICW Strategic Equities Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 7, 2026.
Triangle Tweener Fund, LP - E3 Files Form D on July 6, 2026
Triangle Tweener Fund, LP - E3 submitted a Regulation D filing claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Clemenceau Fund LLC Files D/A Amendment with SEC
Clemenceau Fund LLC submitted a D/A filing to the SEC on 2026-07-06 claiming Section 3(c)(7) exemption under the Investment Company Act.
CocoCult IV Series Files Section 3(c)(1) Exemption Notice
D - CocoCult IV a Series of Republic Deal Room Master Fund LLC filed a Section 3(c)(1) exemption notice with the SEC on July 6, 2026.
Acadian Emerging Markets Micro-Cap Equity Fund Files D/A on July 6 2026
Acadian Emerging Markets Micro-Cap Equity Fund LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Triangle Tweener Fund QP, LP Files Form D on 2026-07-06
Triangle Tweener Fund QP, LP - E3 submitted a Form D notice claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Triangle Tweener Fund, LP Files Form D on 2026-07-06
Triangle Tweener Fund, LP - E3 submitted a Form D filing claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Triangle Tweener Fund QP, LP - E3 Files SEC Form D
Triangle Tweener Fund QP, LP - E3 submitted a Form D notice to the SEC on July 6, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Capacity Capital Fund II, LP Files D/A with SEC
Capacity Capital Fund II, LP submitted a D/A filing on 2026-07-06 referencing Investment Company Act Section 3(c)(1).
AL Belfry Investments I LLC Files SEC Notice on 3(c)(1)
AL Belfry Investments I LLC submitted a filing to the SEC on July 6 2026 referencing Investment Company Act Section 3(c)(1).
SNK Investments & Capital Fund LLC Files D/A on Section 3(c)(5)
SNK Investments & Capital Fund LLC submitted a D/A filing referencing Investment Company Act Section 3(c)(5) on July 2, 2026.
SNK Investments & Capital Fund LLC Files D/A on 2026-07-02
SNK Investments & Capital Fund LLC submitted a D/A filing referencing Investment Company Act Section 3(c)(5).
SNK Investments & Capital Fund LLC Files D/A With SEC
SNK Investments & Capital Fund LLC submitted a D/A filing to the SEC on July 2, 2026, referencing Investment Company Act Section 3(c)(5).
Summers Value Fund LP Files D/A on 2026-07-02
Summers Value Fund LP submitted a D/A filing to the SEC on 2026-07-02 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-C LP Files D/A With SEC
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing to the SEC on July 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.
SNK Investments & Capital Fund LLC Files D/A With SEC
SNK Investments & Capital Fund LLC submitted a D/A filing on July 2, 2026 referencing Section 3(c)(5) of the Investment Company Act.
Summers Value Fund LP Files D/A with SEC on July 2 2026
Summers Value Fund LP submitted D/A filing 0001739928-26-000003 referencing Investment Company Act Section 3(c)(1).
SNK Investments & Capital Fund LLC Files D/A on July 2 2026
SNK Investments & Capital Fund LLC submitted a D/A filing to the SEC on 2026-07-02 referencing Investment Company Act Section 3(c)(5).
Summers Value Fund LP Submits D/A Filing to SEC
Summers Value Fund LP filed a D/A notice with the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.
Summers Value Fund LP Files D/A with SEC
Summers Value Fund LP submitted a D/A filing on 2026-07-02 citing Section 3(c)(1) of the Investment Company Act.
Summers Value Fund LP Files D/A Notice Under Section 3(c)(1)
Summers Value Fund LP submitted a D/A filing on July 2 2026 claiming exemption under Investment Company Act Section 3(c)(1).
Summers Value Fund LP Files D/A on Section 3(c)(1)
Summers Value Fund LP submitted a D/A filing to the SEC on 2026-07-02 citing Investment Company Act Section 3(c)(1).
Summers Value Fund LP Files D/A Notice with SEC
Summers Value Fund LP submitted a D/A filing on July 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Summers Value Fund LP Files D/A with SEC
Summers Value Fund LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(1) exemption under the Investment Company Act.
SNK Investments & Capital Fund LLC Files D/A on 2026-07-02
SNK Investments & Capital Fund LLC submitted a D/A filing referencing Section 3(c)(5) of the Investment Company Act.
Summers Value Fund LP Files D/A on 2026-07-02
Summers Value Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(1) on July 2, 2026.
Newbrook Capital Hudson Square Investors LLC Files SEC Notice on 3(c) Exemptions
Newbrook Capital Hudson Square Investors LLC filed an SEC notice on July 2 2026 claiming Investment Company Act Section 3(c)(1) and 3(c)(5) exemptions.
D - CIS Hedged Growth Partners Files 3(c)(1) Notice
D - CIS Hedged Growth Partners submitted a Section 3(c)(1) notice under the Investment Company Act on July 2, 2026, per SEC EDGAR records.
Velocis Industrial Fund II, LP Files With SEC on July 2, 2026
Velocis Industrial Fund II, LP submitted an SEC filing on July 2, 2026 referencing Section 3(c)(5) of the Investment Company Act.
MHR Sun Holdings LP Files Section 3(c)(7) Notice
MHR Sun Holdings LP submitted a Form D notice claiming Section 3(c)(7) exemption under the Investment Company Act on July 2, 2026.
Novacap TMT VI Co-Investment Files 3(c)(7) Notice
D - Novacap TMT VI Co-Investment (Cadent), L.P. submitted a Section 3(c)(7) notice to the SEC on July 2, 2026.
Alatus Inflection Long Only Fund LP Files D/A With SEC
Alatus Inflection Long Only Fund LP submitted a D/A filing on July 2 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
BGO Daily Value Fund LP Files D/A on July 2 2026
BGO Daily Value Fund LP submitted Form D/A to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
D - OPCI SPV Holdings LLC Files Section 3(c)(1) Notice
D - OPCI SPV Holdings LLC submitted a Form 3C filing claiming exemption under Section 3(c)(1) of the Investment Company Act.
Silent Capital Holdings Files Form D for Silent Capital XXXVI Series
Silent Capital Holdings, LP submitted a Form D filing for D - Silent Capital XXXVI on July 2, 2026 under Section 3(c)(1) of the Investment Company Act.
Riptide-SK-0520 Fund I Files SEC Notice Under Section 3(c)(1)
Riptide-SK-0520 Fund I, a series of Platform Funds 2026 LP, submitted a Form 3C filing to the SEC on July 2, 2026 claiming exemption under Section 3(c)(1).
BBH Cedar Street Equity II L.P. Files SEC Notice Under 3(c)(7)
BBH Cedar Street Equity II L.P. submitted a 7 KB filing to the SEC on July 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Series 2311 Files 3(c)(1) Notice
D - EquityZen Growth Technology Fund LLC - Series 2311 filed a Section 3(c)(1) exemption notice with the SEC on June 12, 2026.
Last Mile Retail Fund III Files D/A with SEC
Last Mile Retail Fund III, L.P. submitted a D/A filing on June 12, 2026 referencing Section 3(c)(5) of the Investment Company Act.
Two Sigma Hamilton Fund Files D/A on Section 3(c)(7)
Two Sigma Hamilton Fund, LLC submitted a D/A filing to the SEC on June 12, 2026, referencing Investment Company Act Section 3(c)(7).
Baselake Partners, LP Files D/A Amendment with SEC
Baselake Partners, LP submitted a D/A filing on June 12, 2026, under Investment Company Act Section 3(c)(1).
