Investment Company Act
1029 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Mercer Hedge Fund Investors SPC Files D/A With SEC
Mercer Hedge Fund Investors SPC submitted a D/A filing on 2026-05-28 referencing Investment Company Act Section 3(c)(1).
Parkman HP Onshore Fund LP Files D/A With SEC
Parkman HP Onshore Fund LP submitted a D/A filing on May 28, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ELCO Select Fund, L.P. Files D/A Amendment with SEC
ELCO Select Fund, L.P. submitted a D/A filing on May 28, 2026 referencing Section 3(c)(1) of the Investment Company Act.
Engine Ventures Scale Up Fund I, L.P. Files SEC Notice
Engine Ventures Scale Up Fund I, L.P. submitted an SEC filing on May 27, 2026 claiming Investment Company Act exemptions.
Telis Vail Village Partners LLC Files 3(c)(1) Notice
Telis Vail Village Partners LLC submitted a Section 3(c)(1) filing under the Investment Company Act on May 27, 2026.
Engine Ventures Scale Up Fund I Files SEC Exemption Notice
D - Engine Ventures Scale Up Fund I, L.P. submitted a Section 3(c) filing to the SEC on May 27, 2026.
Lighthouse Asian Compass Segregated Portfolio Files D/A
Lighthouse Strategies Fund SPC submits D/A for Lighthouse Asian Compass Segregated Portfolio under Investment Company Act Section 3(c)(7).
D - Clean Cars Equity Fund II QP, LLC Files SEC Notice
D - Clean Cars Equity Fund II QP, LLC submitted a filing to the SEC on May 27, 2026, referencing Section 3(c)(7).
Hunters Moon Crescent Fund LP Files D/A With SEC
Hunters Moon Crescent Fund LP submitted a D/A filing to the SEC on May 27 2026 claiming Section 3(c)(7) exemption.
Hunters Moon Crescent Fund Ltd Files 3(c)(7) Notice With SEC
Hunters Moon Crescent Fund Ltd submitted a D/A filing on May 27, 2026, referencing Section 3(c)(7) of the Investment Company Act.
HighVista I Limited Partnership Files D/A on 2026-05-27
HighVista I Limited Partnership submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Banyan Ventures Fund II Files SEC Notice Under 3(c)(1)
Banyan Ventures Fund II, L.P. submitted an SEC filing on May 26, 2026, claiming the Section 3(c)(1) exemption under the Investment Company Act.
Geek Ventures Fund I, LP Files SEC Notice Under 3(c)(1)
Geek Ventures Fund I, LP submitted a D/A filing to the SEC on May 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Banyan Ventures Fund II, L.P. Files SEC Notice Under 3(c)(1)
Banyan Ventures Fund II, L.P. submitted a filing to the SEC on May 26, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Amazon Market Neutral Fund Files 3(c)(7) Notice
D - Amazon Market Neutral Fund submits SEC filing claiming Investment Company Act Section 3(c)(7) exemption on May 26, 2026.
Western Standard Partners LP Files D/A on 2026-05-22
Western Standard Partners LP submitted a D/A filing to the SEC on 2026-05-22 referencing Investment Company Act Section 3(c)(1).
Western Standard Partners LP Files D/A with SEC on May 22 2026
Western Standard Partners LP submitted a D/A filing under Investment Company Act Section 3(c)(1) via SEC EDGAR on May 22 2026.
Western Standard Partners QP, L.P. Files D/A on 2026-05-22
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026, referencing Investment Company Act Section 3(c)(7).
MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Western Standard Partners LP Files SEC Amendment Referencing 3(c)(1)
Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
Neuberger Specialty Finance Fund IV LP Files SEC 3(c)(7) Notice
Neuberger Specialty Finance Fund IV LP submitted a Section 3(c)(7) filing with the SEC on May 22, 2026.
Western Standard Partners LP Files D/A With SEC on 2026-05-22
Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Western Standard Partners QP, L.P. Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Exemption Notice
MAVRK Celestia Fund, LP submitted a notice of exemption filing under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.
Western Standard Partners QP Files 3(c)(7) Amendment With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Western Standard Partners LP Files SEC Notice Under 3(c)(1)
Western Standard Partners LP submitted a filing to the SEC on May 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners LP Files D/A with SEC
Western Standard Partners LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
MAVRK Celestia Fund, LP submitted a 7 KB filing on May 22, 2026 listing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Clutch Capital Files 3(c)(1) Notice for HITT Power Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for D - HITT Power by SAC 28 a Series of Clutch Capital LLC on May 22, 2026.
Western Standard Partners QP Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Western Standard Partners LP Files D/A Notice with SEC
Western Standard Partners LP submitted a D/A filing on 2026-05-22 claiming exemption under Investment Company Act Section 3(c)(1).
MAVRK Celestia Fund, LP Files With SEC on May 22, 2026
MAVRK Celestia Fund, LP submitted a 7 KB filing claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Western Standard Partners LP Files 3(c)(1) Exemption Notice
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice May 22 2026
MAVRK Celestia Fund, LP submitted a 7 KB filing on May 22 2026 claiming Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Neuberger Specialty Finance Fund IV LP Files SEC Notice
Neuberger Specialty Finance Fund IV LP submitted a filing to the SEC on May 22 2026 citing Section 3(c)(7) of the Investment Company Act.
Western Standard Partners QP, L.P. Files D/A on 2026-05-22
Western Standard Partners QP, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Western Standard Partners QP, L.P. Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund Files 3(c)(1) and 3(c)(7) Notice
D - MAVRK Celestia Fund, LP filed a notice claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.
Western Standard Partners LP Files 3(c)(1) Notice with SEC
Western Standard Partners LP submitted a D/A filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners LP Files D/A on 2026-05-22
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Western Standard Partners QP Files D/A on May 22 2026
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Western Standard Partners LP Files D/A on SEC EDGAR
Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners QP, L.P. Files D/A Amendment
Western Standard Partners QP, L.P. submitted a D/A filing on 2026-05-22 referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Neuberger Specialty Finance Fund IV LP Files SEC Notice
Neuberger Specialty Finance Fund IV LP submitted a filing to the SEC on May 22, 2026 under Section 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Western Standard Partners QP, L.P. Submits D/A Filing
Western Standard Partners QP, L.P. filed a D/A notice under Section 3(c)(7) of the Investment Company Act on 2026-05-22.
Straightpoint Capital Fund LP Files D/A with SEC
Straightpoint Capital Fund LP submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(1) of the Investment Company Act.
Edale Europe Absolute Fund LP Files D/A With SEC
Edale Europe Absolute Fund LP submitted a D/A filing on May 22 2026 under Investment Company Act Section 3(c)(7).
Coller Evergreen CFO I Equity Holdings Feeder B Files SEC Notice
D - Coller Evergreen CFO I Equity Holdings Feeder B, L.P. filed a notice with the SEC on May 22, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
