Investment Company Act
1155 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
TTC Multi-Strategy Fund QP, LP Files D/A with SEC
TTC Multi-Strategy Fund QP, LP submitted a D/A amendment filing on June 5, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Tax Lien Fund, LP Files D/A with SEC on 3(c)(5) Claim
Tax Lien Fund, LP submitted a D/A filing to the SEC on 2026-06-05 referencing Section 3(c)(5) of the Investment Company Act.
Tax Lien Fund, LP Files D/A for 3(c)(5) Exemption
Tax Lien Fund, LP submitted a D/A filing on 2026-06-05 referencing Section 3(c)(5) of the Investment Company Act.
Warwick UK Real Estate Fund I Files D/A with SEC
Warwick UK Real Estate Fund I submitted a D/A filing on June 5, 2026 referencing Investment Company Act exemptions.
Warwick UK Real Estate Fund I Files D/A on June 5 2026
Warwick UK Real Estate Fund I submitted a D/A filing to the SEC citing Investment Company Act Sections 3(c)(5) and 3(c)(6).
TTC Multi-Strategy Fund QP, LP Files D/A on June 5, 2026
TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
TTC Multi-Strategy Fund QP, LP Files SEC Notice Under Section 3(c)(7)
TTC Multi-Strategy Fund QP, LP submitted a 3(c)(7) filing to the SEC on June 5, 2026, according to SEC EDGAR.
Warwick UK Real Estate Fund I Files D/A on SEC EDGAR
Warwick UK Real Estate Fund I submitted a D/A filing to the SEC referencing Investment Company Act Sections 3(c)(5) and 3(c)(6).
Tax Lien Fund, LP Files 3(c)(5) Notice With SEC
Tax Lien Fund, LP submitted a D/A filing on June 5, 2026 referencing Section 3(c)(5) of the Investment Company Act.
Warwick UK Real Estate Fund I Files D/A on SEC EDGAR
Warwick UK Real Estate Fund I submitted a D/A filing on 2026-06-05 referencing Investment Company Act Section 3(c) exemptions.
American Ventures LLC Series XLVIII Remag Files 3(c)(1) Notice
American Ventures LLC, Series XLVIII Remag submitted a Section 3(c)(1) notice filing with the SEC on June 5, 2026.
NavierCVOwnera 1 Series Files 3(c)(1) Notice
NavierCVOwnera 1, a series of Navier Ventures LP, filed a Section 3(c)(1) notice with the SEC on June 5, 2026.
Spacefaring Ventures Fund 13 Files SEC 3(c)(1) Notice
Spacefaring Ventures Fund 13, LLC submitted an SEC filing on June 5, 2026 claiming exemption under Investment Company Act Section 3(c)(1).
Providence Multifamily Fund II, LLC Files SEC Document
Providence Multifamily Fund II, LLC submitted a filing on June 5, 2026, under Section 3(c)(5) of the Investment Company Act.
Warwick UK Real Estate Fund I Files D/A on June 5 2026
Warwick UK Real Estate Fund I submits D/A filing referencing Investment Company Act sections 3(c)(5) and 3(c)(6).
Fidera Vecta Fund II SCSp Files Form D for 3(c)(7) Exemption
Fidera Vecta Fund II SCSp submitted a Form D filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.
AllianceBernstein Select US Equity (BVI) Ltd Files D/A on 2026-06-05
AllianceBernstein Select US Equity (BVI) Ltd submitted a D/A filing to the SEC on 2026-06-05 referencing Section 3(c)(7).
SEI Core Property Fund Files D/A With SEC on June 4 2026
SEI Core Property Fund, L.P. submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
Onex Partners Star CV LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
Onex Partners Star CV LP submitted a Form D filing to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
D - Juvvadi CM Fund, LLC Files 3(c)(1) Notice
D - Juvvadi CM Fund, LLC submitted a Section 3(c)(1) exemption filing to the SEC on June 4, 2026.
Keez Partners LP Files D/A Form Claiming 3(c)(1) Exemption
Keez Partners LP submitted a D/A filing on June 4 2026 citing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Continental Partners LP Files D/A With SEC on June 4 2026
Continental Partners LP submitted a D/A filing to the SEC on June 4 2026 referencing Section 3(c)(1) of the Investment Company Act.
D - Haus Capital Partners Fund I, L.P. Files SEC Notice
D - Haus Capital Partners Fund I, L.P. submitted a Form D filing with the SEC on June 4, 2026 under Section 3(c)(1).
Kline Hill Partners Solutions III Expansion Fund Files SEC Notice
Kline Hill Partners Solutions III Expansion Fund LP submitted a Form D filing to the SEC on June 4, 2026, claiming exemption under Section 3(c)(7).
Strategic Opportunities Partners I Files SEC 3(c)(7) Notice
D - Strategic Opportunities Partners I, L.P. submitted a 7 KB filing to the SEC on June 4, 2026, referencing Section 3(c)(7) of the Investment Company Act.
SPX Program Fund LP Files D/A With SEC Under Section 3(c)(1)
SPX Program Fund LP submitted a D/A filing on June 4 2026 referencing Investment Company Act Section 3(c)(1).
Gotham Index Plus Fund, LP Files D/A on 2026-06-03
Gotham Index Plus Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act via SEC EDGAR on June 3, 2026.
Ibex Partners Fund LP Files D/A Notice with SEC
Ibex Partners Fund LP submitted a D/A filing on June 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Dune Ventures Fund II Files D/A Claiming 3(c)(1) and 3(c)(7) Exemptions
Dune Ventures Fund II, LP submitted a D/A filing on June 3, 2026, listing Investment Company Act Section 3(c) exemptions.
LMCG Absolute Return Offshore Fund Files 3(c)(7) Notice
LMCG Absolute Return Offshore Fund, LP submitted a Section 3(c)(7) filing on June 3, 2026 via SEC EDGAR.
Rubicon Founders Ivy Fund Files SEC Exemption Notice
Rubicon Founders Ivy Fund, LP submitted a Section 3(c)(7) filing to the SEC on June 2, 2026.
Raptor Dapple Holdings LLC Files 3(c)(1) Exemption Notice
Raptor Dapple Holdings LLC submitted a Section 3(c)(1) notice under the Investment Company Act via SEC EDGAR on June 2, 2026.
Fannin Goldenrod Holdings I Files SEC 3(c)(1) Notice
Fannin Goldenrod Holdings I, LLC submitted an SEC filing on June 2, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Olive Partners Select V Files SEC Notice Claiming 3(c)(7) Exemption
D - Olive Partners Select V, LP filed a notice with the SEC on 2026-06-02 under Investment Company Act Section 3(c)(7).
Montgomery Capital Partners VI LP Files SEC Notice
Montgomery Capital Partners VI LP submitted a filing to the SEC on June 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - Quadrant Private Capital Solutions Platform Files SEC Notice
D - Quadrant Private Capital Solutions Platform, LP submitted a Section 3(c) filing to the SEC on June 2, 2026, claiming exemptions under 3(c)(1) and 3(c)(7).
InvestX Growth Equity V-US (QP) LP Files D/A on June 1 2026
InvestX Growth Equity V-US (QP) LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
D - Kicker Co-Investment Ltd Files 3(c)(7) Notice
D - Kicker Co-Investment Ltd submitted a Section 3(c)(7) filing under the Investment Company Act on June 1, 2026.
D - FCP-YAU Holdings, LLC Files Section 3(c)(1) Notice
D - FCP-YAU Holdings, LLC submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026.
Atreides Foundation Fund, LP Files D/A on SEC EDGAR
Atreides Foundation Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Polar CRS Fund II LP Files 3(c)(7) Notice with SEC
Polar CRS Fund II LP submitted a Section 3(c)(7) filing under the Investment Company Act on May 29, 2026.
PIMCO Quantitative Alpha Strategy Onshore Fund Files 3(c)(7) Notice
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A on 2026-05-29
Atreides Foundation Fund, Ltd. submitted a D/A filing citing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A filing on 2026-05-29 referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files SEC Notice Under 3(c)(7)
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A with SEC
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO MUNICIPAL REAL RETURN FUND on May 29, 2026 under Investment Company Act Section 3(c)(7).
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7).
Atreides Foundation Fund Files Amended Form D on May 29 2026
Atreides Foundation Fund LP submitted a Form D/A amendment citing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files D/A Amendment Under 3(c)(7)
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files D/A on 2026-05-29
Atreides Foundation Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
