Investment Company Act
1502 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Millstone Global Fund LP Files SEC Notice Under Section 3(c)(7)
Millstone Global Fund LP submitted a filing on August 7 2026 claiming exemption under Investment Company Act Section 3(c)(7).
Antler Special Opportunities Fund III LP Files SEC Notice
Antler Special Opportunities Fund III LP submitted a filing to the SEC on August 7, 2026, under Section 3(c)(1) of the Investment Company Act.
GAP (Bermuda) Mexico Companion Fund II Files D/A on SEC EDGAR
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
GAP (Bermuda) Mexico Companion Fund II Files D/A with SEC
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing on August 7, 2026 under Investment Company Act Section 3(c)(7).
Millstone Global Fund LP Files Section 3(c)(7) Notice
Millstone Global Fund LP submitted a Section 3(c)(7) filing under the Investment Company Act to the SEC on August 7, 2026.
Venture Growth Select II Offshore SICAV-RAIF Files SEC Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a regulatory filing with the SEC on August 7, 2026.
Antler Special Opportunities Fund III LP Files 3(c)(1) Notice
Antler Special Opportunities Fund III LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on August 7, 2026.
Millstone Global Fund LP Files 3(c)(7) Exemption Notice
Millstone Global Fund LP submitted a Section 3(c)(7) exemption filing to the SEC on August 7, 2026.
Millstone Global Fund LP Files SEC 3(c)(7) Notice
Millstone Global Fund LP submitted an SEC filing on August 7, 2026 referencing Investment Company Act Section 3(c)(7).
GAP (Bermuda) Mexico Companion Fund II Files SEC Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing to the SEC on August 7, 2026, referencing Section 3(c)(7).
NDH Opportunity Funds LLC Series 10 Files 3(c)(1) and 3(c)(7) Notice
NDH Opportunity Funds LLC Series 10 submitted a filing on August 7 2026 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
First Round Capital X-F, L.P. Files SEC Notice
First Round Capital X-F, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on August 7, 2026, per SEC EDGAR records.
1616 Ventures Fund I Files SEC Notice for 3(c)(1) Exemption
D - 1616 Ventures Fund I, L.P. submitted a filing under Section 3(c)(1) of the Investment Company Act on August 7, 2026.
Infinite Capital LP Files 3(c)(1) Notice for Series Peak
D - Infinite Capital LP - Series Peak filed a Section 3(c)(1) notice with the SEC on August 7, 2026.
Bluegrass West Capital Fund I LLC Files 3(c)(1) Notice
Bluegrass West Capital Fund I LLC submitted an SEC filing on August 7, 2026, under Section 3(c)(1) of the Investment Company Act.
Bluegrass West Capital Fund I-C LLC Files SEC 3(c)(1) Notice
Bluegrass West Capital Fund I-C LLC submitted a Section 3(c)(1) exemption filing to the SEC on August 7, 2026.
ArcLight Infrastructure Innovation Fund I-B Files SEC Notice
D - ArcLight Infrastructure Innovation Fund I-B, L.P. submitted an SEC filing on August 6, 2026 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
BlueBay Global Sovereign Opportunities Fund LP Files D/A on Aug 6 2026
BlueBay Global Sovereign Opportunities Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) to the SEC on August 6 2026.
BlueBay Global Credit Alpha Long Short Fund Files SEC Notice
BlueBay Global Credit Alpha Long Short Fund Ltd submitted a D/A filing to the SEC on August 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
OEW Eagle Classic Fund LP Files D/A With SEC
OEW Eagle Classic Fund LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on August 5, 2026.
Habitat Partners II LP Files SEC Notice Claiming 3(c)(1) Exemption
Habitat Partners II LP submitted a Section 3(c)(1) exemption filing to the SEC on August 5, 2026.
Tryperion RE Fund V LP Files SEC Notice Under Sections 3(c)(1), 3(c)(5) and 3(c)(7)
Tryperion RE Fund V LP submitted a 7 KB filing to the SEC on August 5, 2026 referencing Investment Company Act exemptions 3(c)(1), 3(c)(5) and 3(c)(7).
CD&R Fund XIII Offshore Entity Files SEC 3(c)(7) Notice
D - CD&R Fund XIII Private Investors Offshore SICAV-RAIF S.C.Sp. submitted an Investment Company Act Section 3(c)(7) filing to the SEC on August 5, 2026.
Teamworthy Ventures ID LP Files SEC Notice on 3(c)(1)
Teamworthy Ventures ID LP submitted a filing with the SEC on August 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.
ACAP Innovation Fund SPV LP Files D/A With SEC
ACAP Innovation Fund SPV LP submitted a D/A filing to the SEC on August 5, 2026, under Investment Company Act Section 3(c)(1).
King Capital Commodity Alpha Fund LLC Files D/A on 2026-08-05
King Capital Commodity Alpha Fund LLC submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Greylock Global Opportunity Fund (Offshore) Ltd. Files SEC Notice
Greylock Global Opportunity Fund (Offshore) Ltd. submitted a filing to the SEC on August 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Kahani Partners, LP Files 3(c)(1) Notice with SEC
Kahani Partners, LP submitted a Section 3(c)(1) filing to the SEC on August 5, 2026, according to EDGAR records.
Integra Master Series LLC Files SEC Notice Under Section 3(c)(7)
Integra Master Series LLC, associated with Matters Capital Ventures, submitted an 8 KB SEC filing on August 5, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Acadian Sustainable Global Equity Fund Files 3(c)(7) Notice
Acadian Sustainable Global Equity Fund, LLC submitted a Form D/A filing to the SEC on August 5, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
Acadian U.S. Investment Grade Corporate Bond Fund Files D/A
Acadian U.S. Investment Grade Corporate Bond Fund, LLC submitted a D/A filing under Section 3(c)(7) on August 5, 2026.
Newbrook Capital Eastpointe Ridge Investors Files SEC Notice
Newbrook Capital Eastpointe Ridge Investors LLC submitted a Section 3(c) filing with the SEC on August 4, 2026.
Yieldpoint Stable Value Fund Files D/A With SEC
Yieldpoint Stable Value Fund, L.P. submitted a D/A filing to the SEC on August 4, 2026 under Section 3(c)(7).
Interlagos V, LLC Files Section 3(c)(7) Notice with SEC
Interlagos V, LLC submitted a Section 3(c)(7) filing under the Investment Company Act on August 4, 2026.
Yieldpoint Stable Value Fund Files D/A on 2026-08-04
Yieldpoint Stable Value Fund, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Newbrook Capital Eastpointe Ridge Investors LLC Files SEC Notice
Newbrook Capital Eastpointe Ridge Investors LLC submitted a regulatory filing to the SEC on August 4, 2026, referencing Investment Company Act exemptions.
NPGF 2025 Co-Investment Fund Files 3(c)(7) Notice
D - NPGF 2025 Co-Investment S.L.P. - Quest Compartment III submitted an SEC filing referencing Section 3(c)(7) on August 4, 2026.
ITB Premium Fund I Ltd Files 3(c)(1) Notice With SEC
ITB Premium Fund I Ltd submitted a D/A filing on August 4, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Newbrook Capital Skyland Investors LLC Files SEC Notice
Newbrook Capital Skyland Investors LLC submitted a filing under Investment Company Act Sections 3(c)(1) and 3(c)(5) on August 4, 2026.
Novera Ventures, L.P. Files D/A with SEC on August 4, 2026
Novera Ventures, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Andra Crossover Fund I Series Files 3(c)(1) Notice
D - Andra Crossover Fund I a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on August 4, 2026.
Albert P Lee Files 3(c)(1) Notice for APL Ventures ZN III Series
Albert P Lee filed a Section 3(c)(1) notice for APL Ventures ZN III a Series of CGF2021 LLC with the SEC on August 4, 2026.
StepStone Capital Partners VI Files D/A With SEC
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Asteya Partners Delaware, LP Files SEC Exemption Notice
Asteya Partners Delaware, LP submitted a filing to the SEC on August 3, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
StepStone Capital Partners VI Europe Files 3(c)(7) Notice
StepStone Capital Partners VI Europe, SCSp submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act on July 31, 2026.
Synergy Asia High Conviction Fund Files SEC Notice
Synergy Asia High Conviction Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 3, 2026.
Sub Rosa Fund I, LP Files SEC Notice Under Section 3(c)(1)
Sub Rosa Fund I, LP submitted a Section 3(c)(1) filing to the SEC on August 3, 2026.
Panah Fund Files D/A Amendment with SEC
Panah Fund submitted a D/A filing to the SEC on August 3, 2026, claiming exemption under Section 3(c)(7).
Knightvest Capital Fund II Files D/A on July 31, 2026
Knightvest Capital Fund II, LP submitted a D/A filing to the SEC claiming Section 3(c)(5) exemption under the Investment Company Act.
StepStone Capital Partners VI-E Europe Files SEC Form D/A
StepStone Capital Partners VI-E Europe, SCSp filed a D/A with the SEC on July 31, 2026 referencing Investment Company Act Section 3(c)(7).
