Investment Company Act
1584 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Robbins Capital I, L.P. Files With SEC on August 20, 2026
Robbins Capital I, L.P. submitted an SEC filing referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Diameter Lending Offshore Fund II LP Files SEC Notice
Diameter Lending Offshore Fund II LP submitted a Section 3(c)(7) notice filing to the SEC on August 19, 2026.
PCA Co-Investments III Files D/A on August 20, 2026
PCA Co-Investments III, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
ValueQuest India Scale II Offshore Fund Files D/A on August 18 2026
ValueQuest India Scale II Offshore Fund submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Diameter Lending Offshore Fund II RNF LP Files SEC Notice
Diameter Lending Offshore Fund II RNF LP submitted a Section 3(c)(7) filing with the SEC on August 19, 2026.
Supervest Investments Series E Files D/A with SEC
Supervest Investments, LLC, Series E submitted a D/A filing to the SEC on August 18, 2026, claiming exemption under Section 3(c)(4) of the Investment Company Act.
Tarwin Technology Fund Files SEC Notice Under Section 3(c)(7)
Tarwin Technology Fund, L.P. submitted a filing to the SEC on August 19, 2026, referencing Investment Company Act Section 3(c)(7).
Ardent Self Storage Development Fund III Files D/A With SEC
Ardent Self Storage Development Fund III, LP submitted a D/A filing on August 18, 2026, referencing Investment Company Act Section 3(c) exemptions.
Alturas Business Fund LLC Files D/A on 2026-08-19
Alturas Business Fund LLC submitted a D/A filing to the SEC citing Section 3(c)(1) of the Investment Company Act.
Rise X Capital Fund LLC Series 2 Files SEC Notice for 3(c) Exemptions
D - Rise X Capital Fund LLC - Series 2 filed a notice with the SEC on 2026-08-19 claiming exemptions under sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Dardanelles Capital US Fund LP Files 3(c)(1) Notice With SEC
Dardanelles Capital US Fund LP submitted a D/A filing on August 12, 2026, referencing Investment Company Act Section 3(c)(1).
Aptitude Alternative Equity Ltd Files D/A With SEC
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Aptitude Alternative Equity LP Files D/A with SEC
Aptitude Alternative Equity LP submitted a D/A filing on 2026-07-24 claiming Section 3(c)(7) exemption under the Investment Company Act.
Ardent Self Storage Development Fund III Files D/A with SEC
Ardent Self Storage Development Fund III, LP submitted a Form D/A on August 18, 2026, referencing Investment Company Act Section 3(c) items 3(c)(5) and 3(c)(6).
ValueQuest India Scale II Offshore Fund Files 3(c)(1) Notice
ValueQuest India Scale II Offshore Fund submitted a D/A filing under Investment Company Act Section 3(c)(1) on August 18, 2026.
LM DNM Seed SPV 2026 Files 3(c)(1) Exemption Notice
LM DNM Seed SPV 2026 A Series of Master Fund I LLC submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Supervest Investments Files D/A for Series E
Supervest Investments, LLC, Series E submitted a D/A filing on August 18, 2026, referencing Section 3(c)(4) of the Investment Company Act.
Cohen & Steers US Realty Total Return Fund Files SEC Notice
Cohen & Steers US Realty Total Return Fund, a series of Cohen & Steers Series LP, filed an 8 KB notice with the SEC on August 18, 2026.
Flywheel Capital Master LLC Files SEC Notice for D-NSC 2026 Series
D-NSC 2026 1, a series of Flywheel Capital Master LLC, submitted a Form 3C filing to the SEC on August 18, 2026, under Section 3(c)(7).
Vero Nucleus Ventures Files SEC Exemption Notice
Vero Nucleus Ventures a Series of CGF2021 LLC submitted a Section 3(c)(1) filing with the SEC on August 18, 2026.
Archer Private Investment Holdings LLC Series 2 Files SEC Notice
D - Archer Private Investment Holdings LLC - Series 2 filed a notice with the SEC claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act.
D - MVP LS FUND DCLXXXI LLC Files 3(c)(1) Notice With SEC
D - MVP LS FUND DCLXXXI LLC submitted a filing to the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.
2026 Strategic Opportunity Fund LLC Files 3(c)(1) Notice
2026 Strategic Opportunity Fund LLC submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act on August 17, 2026.
CL Fund 3, LLC Files D/A Amendment with SEC
CL Fund 3, LLC submitted a Form D amendment on August 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(5).
Amber Road Partners LP Files SEC 3(c)(1) Exemption Notice
Amber Road Partners LP submitted a Section 3(c)(1) notice under the Investment Company Act to the SEC on August 17, 2026.
Hornfels Fund LLC Files Section 3(c)(7) Notice with SEC
Hornfels Fund LLC submitted a filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
TSO III Project Radiant Investment Aggregator Files SEC Document
D - TSO III Project Radiant Investment Aggregator, L.P. submitted a filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
West Street Capital Partners VIII Offshore AIV I Files 3(c)(7) Notice
D - West Street Capital Partners VIII Offshore AIV I, L.P. submitted a Section 3(c)(7) filing on August 17, 2026, according to SEC EDGAR.
Aravali Global Arbitrage Master Fund VCC Files 3(c)(7) Notice
Aravali Global Arbitrage Master Fund VCC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
West Street Capital Partners VIII Offshore AIV II Files SEC Notice
West Street Capital Partners VIII Offshore AIV II, L.P. submitted a notice to the SEC under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
Curi Capital Private Markets Fund Files D/A on August 17 2026
Curi Capital Private Markets Fund, LP submitted a D/A filing under Section 3(c)(1) to the SEC on August 17, 2026.
TKM Capital Partners I, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
TKM Capital Partners I, LP submitted an SEC filing on August 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Uma Ventures VIII LP Files 3(c)(1) Notice With SEC
Uma Ventures VIII LP filed a Form 3C notice with the SEC on August 14 2026 claiming the Section 3(c)(1) exemption.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing with the SEC on August 14 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC 3(c)(1) Notice
Uma Ventures VIII LP submitted a Section 3(c)(1) filing under the Investment Company Act on August 14, 2026, per SEC EDGAR records.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a Form D notice to the SEC on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a filing with the SEC on August 14, 2026, claiming exemption under Investment Company Act Section 3(c)(1).
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted an SEC filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Osiris Growth Fund I, LP Files SEC Notice on 3(c) Exemptions
Osiris Growth Fund I, LP submitted a filing to the SEC on August 14, 2026, referencing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
KKR US Direct Lending Fund SCSp Files SEC Document
KKR US Direct Lending Fund SCSp submitted a filing to the SEC on August 14 2026 referencing Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files 3(c)(7) Notice With SEC
Millstone Global Fund LP submitted a filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.
GAP (Bermuda) Mexico Companion Fund II Files D/A on August 7 2026
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Third Seven Capital SPV Files 3(c)(1) Notice for Positron Series C
D - Positron Series C, a series of Third Seven Capital SPV Master Series LLC, submitted an SEC filing claiming Section 3(c)(1) exemption on August 14, 2026.
Desert Lion Capital Fund I Files 3(c)(1) Exemption Notice
Desert Lion Capital Fund I, LP submitted a D/A filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Redwheel Emerging Markets Equity Fund Ltd Files D/A With SEC
Redwheel Emerging Markets Equity Fund Ltd submitted a D/A filing on August 14, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Regents Gate Capital Fund Ltd Files D/A Amendment with SEC
Regents Gate Capital Fund Ltd submitted a D/A filing to the SEC on August 14, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Gymkhana Partners L.P. Files D/A with SEC on August 14, 2026
Gymkhana Partners L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Arena Capital Fund Series 3 Files D/A With SEC
Arena Capital Fund, L.P.- Series 3 submitted a D/A filing on 2026-08-13 referencing Section 3(c)(7) of the Investment Company Act.
Marval Guru Fund Files 3(c)(7) Notice With SEC
Marval Guru Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 13, 2026.
