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Farallon Capital Files New Fund Vehicle Under 3(c)(7) Structure

San Francisco hedge fund giant Farallon Capital registers new investment vehicle targeting qualified institutional buyers.

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Photo by Luis F Rodríguez Jiménez on Pexels

Farallon Capital Files New Fund Vehicle Under 3(c)(7) Structure

Farallon Capital has submitted a new fund vehicle filing under the 3(c)(7) structure, as detailed in a Securities and Exchange Commission (SEC) document. This filing is an amendment, including an Employer Identification Number and incorporation details, according to SEC EDGAR. The 3(c)(7) exemption applies to funds for qualified investors.

Overview of the Filing

The filing is a standard regulatory step under the Investment Company Act, classified as document type D/A, indicating an amendment to a prior submission. It falls under Act 33, which relates to the Securities Act of 1933. Farallon Capital, incorporated in Delaware, uses this structure to comply with federal requirements for private fund management. The SEC document includes basic organizational information to ensure transparency in capital raising.

Key Details from the Document

The SEC filing lists the Employer Identification Number as 273364719, required for business entities. The state of incorporation is Delaware, known for its business-friendly laws. The filing has a file number of 021-147982 and a film number of 26732233 for archival purposes. According to SEC EDGAR, these details confirm the fund’s administrative framework and adherence to securities registration rules.

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