Sec
1003 stories covering sec — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
D/A - LL Mortgage Fund Files SEC Document for Section 3(c)(7)
D/A - LL Mortgage Fund, L.P. filed a SEC document on April 16, 2026, including Item 3C.7 related to Section 3(c)(7) of the Investment Company Act.
D/A - LL Mezzanine ABS Fund Files Under Section 3(c)(7)
D/A - LL Mezzanine ABS Fund, L.P. filed a document on April 16, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
D/A - LL Private Lending Fund II Files for Section 3(c)(7) Exemption
D/A - LL Private Lending Fund II, L.P. submitted a SEC filing on April 16, 2026, related to an exemption under Section 3(c)(7) of the Investment Company Act.
Parvus European Opportunities Fund Files SEC Document Under Investment Company Act
On April 16, 2026, Parvus European Opportunities Fund filed a SEC document referencing Investment Company Act Section 3(c)(7).
Whitebark Core Offshore Fund LP Files Under Section 3(c)(7)
Whitebark Core Offshore Fund LP submitted a SEC filing on April 16, 2026, related to Investment Company Act exemptions.
Ceiba Ridge Tax Fund I, LP Files Form D with SEC
Ceiba Ridge Tax Fund I, LP submitted a Form D filing to the SEC on April 15, 2026, as required for exempt securities offerings.
Ceiba Ridge Tax Fund I, LP Files SEC Document
Ceiba Ridge Tax Fund I, LP submitted a filing to the SEC on April 15, 2026, as recorded in SEC EDGAR.
Optimist Ventures Fund I Files SEC Document for Section 3(c)(1) Exemption
Optimist Ventures Fund I, L.P. filed a SEC document on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Optimist Ventures Fund I Files Under Section 3(c)(1) of Investment Company Act
Optimist Ventures Fund I, L.P. submitted a SEC filing on April 15, 2026, citing Section 3(c)(1) for exemption under the Investment Company Act.
D - KING CAPITAL GROUP INVESTMENT FUND LLC Submits SEC Filing
D - KING CAPITAL GROUP INVESTMENT FUND LLC filed a document with the SEC on April 15, 2026, according to official records.
Davidson Kempner Opportunities Fund VII LP Files SEC Exemption Notice
Davidson Kempner Opportunities Fund VII LP filed a notice with the SEC on April 15, 2026, under Item 3C for exemption under Section 3(c)(7) of the Investment Company Act.
Felix Capital Next III LP Files SEC Document for Section 3(c)(7)
Felix Capital Next III LP submitted a SEC filing on April 15, 2026, including Item 3C.7 related to Section 3(c)(7) of the Investment Company Act.
Felix Capital Next III LP Files SEC Exemption Under Section 3(c)(7)
Felix Capital Next III LP filed a notice with the SEC on April 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
King Capital Group Investment Fund LLC Files with SEC
D - KING CAPITAL GROUP INVESTMENT FUND LLC submitted a filing to the SEC on April 15, 2026, as per official records.
Metro Diner Holdings LLC Files SEC Document on April 15, 2026
Metro Diner Holdings LLC, with CIK 0002127870, submitted a filing to the SEC on April 15, 2026, as recorded in the EDGAR database.
Thirteen Partners Concentrated, Ltd. Files Form D/A for Section 3(c)(1) Exemption
Thirteen Partners Concentrated, Ltd. filed a Form D/A on April 15, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Blixt Fund II LP Files SEC Amendment on April 15, 2026
Blixt Fund II LP submitted a Form D/A filing to the SEC on April 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Blixt Fund II LP Files SEC Document Under Investment Company Act Section 3(c)(7)
Blixt Fund II LP submitted a SEC filing on April 15, 2026, related to Item 3C.7 of the Investment Company Act.
Canton Strategic Holdings Files Form D with SEC
Canton Strategic Holdings, Inc. submitted a Form D filing to the SEC on April 15, 2026, for an exempt securities offering in the pharmaceutical sector.
Lumarra Capital Yield Fund LP Files SEC Document on Investment Company Act
Lumarra Capital Yield Fund LP filed a SEC EDGAR document on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
MC Alternative Solutions Master Fund LP Files SEC Document for Section 3(c)(7)
MC Alternative Solutions Master Fund LP submitted a filing on April 15, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
MC Alternative Solutions Master Fund LP Files SEC Document Under Section 3(c)(7)
On April 15, 2026, MC Alternative Solutions Master Fund LP filed a SEC document related to Section 3(c)(7) of the Investment Company Act, as per EDGAR records.
Rhino Small Cap Financial Offshore Fund Files for Section 3(c)(1) Exemption
Rhino Small Cap Financial Offshore Fund, Ltd filed with the SEC on April 15, 2026, to claim exemption under Section 3(c)(1) of the Investment Company Act.
Rhino Small Cap Financial Offshore Fund Files SEC Form for Section 3(c)(1)
Rhino Small Cap Financial Offshore Fund, Ltd filed a SEC EDGAR form on April 15, 2026, relating to Investment Company Act Section 3(c)(1).
TSG Select Ventures LLC Series 2 Files SEC Document for Investment Company Act
TSG Select Ventures LLC Series 2 filed a document on April 15, 2026, under Item 3C of the Investment Company Act Section 3(c)(1), as reported by SEC EDGAR.
TSG Select Ventures LLC Series 2 Files SEC Document on Section 3(c)(1)
TSG Select Ventures LLC Series 2 submitted a SEC filing on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Leo Multi-Manager Core Hedge Fund Files Under Section 3(c)(1)
Leo Multi-Manager Core Hedge Fund, LP filed a document with the SEC on April 15, 2026, citing Section 3(c)(1) of the Investment Company Act.
LEO Multi-Manager Private Credit Fund Files SEC Form D/A
LEO Multi-Manager Private Credit Fund, LP filed a Form D/A on April 15, 2026, citing Section 3(c)(1) of the Investment Company Act.
Primavera Capital (Cayman) Group 4A L.P. Files for Investment Company Act Exemptions
D/A - Primavera Capital (Cayman) Group 4A L.P. filed a document with SEC EDGAR on April 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Primavera Venture Partners Files SEC Investment Act Notice
Primavera Venture Partners (Cayman) Group 1A L.P. submitted a SEC filing on April 15, 2026, citing exemptions under the Investment Company Act.
Westonbirt Fund LP Files Under Section 3(c)(7)
Westonbirt Fund LP submitted a filing related to Investment Company Act Section 3(c)(7) on April 15, 2026, according to SEC EDGAR.
Leo Multi-Manager Core Hedge Fund LP Files Under Investment Company Act Section 3(c)(1)
Leo Multi-Manager Core Hedge Fund LP filed a document under Section 3(c)(1) of the Investment Company Act on April 15, 2026, as per SEC EDGAR records.
LEO Multi-Manager Private Credit Fund LP Files SEC Document for Section 3(c)(1)
D/A - LEO Multi-Manager Private Credit Fund LP filed a SEC document on April 15, 2026, related to Item 3C.1 under the Investment Company Act.
Primavera Capital (Cayman) Group 4A L.P. Files SEC EDGAR Form for Investment Company Act Exemptions
Primavera Capital (Cayman) Group 4A L.P. submitted a SEC EDGAR filing on April 15, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Primavera Venture Partners Files for Investment Company Act Exemptions
Primavera Venture Partners (Cayman) Group 1A L.P. filed a SEC document on April 15, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Westonbirt Fund LP Files Form D/A Under Section 3(c)(7)
Westonbirt Fund LP submitted a Form D/A filing on April 15, 2026, citing exemption under Section 3(c)(7) of the Investment Company Act.
Forge Investments LLC Files for Fund FG-ARQ Under SEC Exemption
Forge Investments LLC submitted a SEC filing for Fund FG-ARQ on April 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Northpoint Real Estate Holdings LLC Files SEC Document
Northpoint Real Estate Holdings LLC submitted a filing to the SEC on April 14, 2026, as recorded in the EDGAR database.
North Texas Renal Management VII, LLC Files SEC Document
North Texas Renal Management VII, LLC submitted a filing to the SEC on April 14, 2026, according to EDGAR records.
Northpoint Real Estate Holdings LLC Submits SEC Filing
Northpoint Real Estate Holdings LLC filed a document with the SEC on April 14, 2026, as recorded in EDGAR archives.
Blue Chip Capital Group Inc. Files with SEC on April 14, 2026
Blue Chip Capital Group Inc., with CIK 0001932213, submitted a filing to the SEC on April 14, 2026, according to EDGAR records.
Forge Investments, LLC Files for Fund FG-ASF Under Section 3(c)(1)
Forge Investments, LLC filed a document for its Fund FG-ASF series on April 14, 2026, citing Section 3(c)(1) of the Investment Company Act.
Forge Investments LLC Files SEC Document for Fund FG-ARQ
Forge Investments LLC submitted a SEC filing on April 14, 2026, for Fund FG-ARQ under Section 3(c)(1) of the Investment Company Act.
Obra Diversified Alternative Income Fund Files Under Section 3(c)(7)
Obra Diversified Alternative Income Fund, LP submitted a SEC filing on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
QnA Cloud Fund I LP Files Under Investment Company Act Section 3(c)(1)
D - QnA Cloud Fund I LP submitted a filing to the SEC on April 14, 2026, citing Section 3(c)(1) of the Investment Company Act.
Blue Chip Capital Group Inc. Files SEC Document
Blue Chip Capital Group Inc. submitted a filing to the SEC on April 14, 2026, according to EDGAR records.
Forge Investments LLC Files for Fund FG-ARE Under Section 3(c)(1)
Forge Investments LLC submitted a filing for Fund FG-ARE on April 14, 2026, referencing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Forge Investments LLC Files for Fund FG-ASF Series
Forge Investments LLC filed a SEC document for its Fund FG-ASF series on April 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Obra Diversified Alternative Income Fund LP Files SEC Notice Under Section 3(c)(7)
Obra Diversified Alternative Income Fund LP filed a notice with the SEC on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
QnA Cloud Fund I LP Files SEC Form for Investment Company Act
D - QnA Cloud Fund I LP submitted a filing to the SEC on April 14, 2026, related to Section 3(c)(1) of the Investment Company Act.
