TOPIC

Section 3c7

558 stories covering section 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

Front view of a neoclassical courthouse building in Colorado with lush greenery.
Regulatory Jun 10, 2026

Park Square Capital Credit Investments Files D/A for Credit Partners Evergreen (B)

Park Square Capital Credit Investments SCSp, SICAV-RAIF submitted a D/A filing for Credit Partners Evergreen (B) on June 10, 2026, per SEC EDGAR.

Close-up of a live cryptocurrency trading chart screen displaying dynamic market trends and analysis.
Regulatory Jun 10, 2026

Verdus Partners, LP Files D/A Amendment with SEC

Verdus Partners, LP submitted a D/A filing on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.

A close-up of a hand holding a document with a 'Past Due' stamp, highlighting financial urgency.
Regulatory Jun 9, 2026

Apollo Overseas Partners XI Files SEC Notice

Apollo Overseas Partners XI, L.P. submits Investment Company Act Section 3(c)(7) filing with the SEC on June 9, 2026.

Monument in front of a significant historical building in Almaty, Kazakhstan.
Regulatory Jun 6, 2026

Malta Hedge Fund II Files D/A Amendment on SEC EDGAR

Malta Hedge Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on June 5, 2026.

Detailed view of a financial report with a focus on graphs and data analysis.
Regulatory Jun 6, 2026

TTC Multi-Strategy Fund QP, LP Files D/A on June 5, 2026

TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.

Sheriff vehicles parked in front of Seminole County Courthouse during the day.
Regulatory Jun 5, 2026

Align Ventures II, L.P. Files D/A on SEC EDGAR

Align Ventures II, L.P. submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.

A picturesque view of the US Capitol Building in Washington, DC, under a clear sky.
Regulatory Jun 5, 2026

AllianceBernstein Select US Equity (BVI) Ltd Files D/A on 2026-06-05

AllianceBernstein Select US Equity (BVI) Ltd submitted a D/A filing to the SEC on 2026-06-05 referencing Section 3(c)(7).

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Jun 4, 2026

KKR Opportunistic Real Estate Credit Fund III LP Files SEC Notice

KKR Opportunistic Real Estate Credit Fund III LP submitted a Section 3(c)(7) filing to the SEC on June 4, 2026.

Double exposure of illuminated modern buildings creating a futuristic cityscape at night.
Regulatory Jun 3, 2026

Gotham Index Plus Fund, LP Files D/A on 2026-06-03

Gotham Index Plus Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act via SEC EDGAR on June 3, 2026.

The old courthouse in St. Louis with the iconic Gateway Arch in the backdrop.
Regulatory Jun 1, 2026

InvestX Growth Equity V-US (QP) LP Files D/A on June 1 2026

InvestX Growth Equity V-US (QP) LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.

Smartphone displaying stock market data on papers with financial charts.
Regulatory May 31, 2026

PIMCO Municipal Real Return Fund Files D/A with SEC

PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO MUNICIPAL REAL RETURN FUND on May 29, 2026 under Investment Company Act Section 3(c)(7).

Hands organizing files in a box, symbolizing investigation and research.
Regulatory May 30, 2026

Atreides Foundation Fund, Ltd. Files D/A on 2026-05-29

Atreides Foundation Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

A lawyer's desk featuring a justice statue, diploma, laptop, magnifying glass, and documents.
Regulatory May 30, 2026

Atreides Foundation Fund, LP Files D/A Amendment on 2026-05-29

Atreides Foundation Fund, LP submitted a D/A filing referencing Investment Company Act Section 3(c)(7) via SEC EDGAR.

A warm sunset illuminates the National Assembly building in Sofia, Bulgaria, with a clear blue sky and passing pedestrians.
Regulatory May 30, 2026

Polar CRS Fund II LP Files SEC Notice on May 29 2026

Polar CRS Fund II LP submitted a 10 KB filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.

Front view of the Royal Palace of Brussels with Belgian flag under a cloudy sky.
Regulatory May 29, 2026

Atreides Foundation Fund, Ltd. Files D/A Amendment with SEC

Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory May 29, 2026

AB-E Merger Arbitrage Fund Files Section 3(c)(7) Notice

AB-E Merger Arbitrage (Delaware) Fund L.P. submitted a Form D/A filing under Investment Company Act Section 3(c)(7) on May 29, 2026.

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory May 27, 2026

D - Clean Cars Equity Fund II QP, LLC Files SEC Notice

D - Clean Cars Equity Fund II QP, LLC submitted a filing to the SEC on May 27, 2026, referencing Section 3(c)(7).

Front view of a neoclassical courthouse building in Colorado with lush greenery.
Regulatory May 27, 2026

HighVista I Limited Partnership Files D/A on 2026-05-27

HighVista I Limited Partnership submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.

A majestic riverfront building captured on a sunny day with clear blue skies.
Regulatory May 25, 2026

Western Standard Partners QP, L.P. Files D/A With SEC

Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.

A professional individual signs legal documents at a desk in an office setting.
Regulatory May 23, 2026

Western Standard Partners QP, L.P. Files D/A on 2026-05-22

Western Standard Partners QP, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on May 22, 2026.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Regulatory May 23, 2026

Western Standard Partners QP, L.P. Files D/A With SEC

Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7) of the Investment Company Act.

Historic courthouse facade with statue and American flag in daylight.
Regulatory May 19, 2026

D - MCP Co-Investment Fund 2026 I C.V. Files SEC Notice

D - MCP Co-Investment Fund 2026 I C.V. submitted an 8 KB filing to the SEC on May 19, 2026, referencing Investment Company Act Section 3(c)(7).

Historic courthouse facade with statue and American flag in daylight.
Regulatory May 19, 2026

140 Summer Partners Onshore LP Files D/A on May 19 2026

140 Summer Partners Onshore LP submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.

Spacious and modern conference room with sleek furniture and natural lighting.
Fundraising May 19, 2026

Monomoy Capital Partners V-Bolt Files Form D on May 19 2026

Monomoy Capital Partners V-Bolt L.P. submitted a Form D notice under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR records.

A team collaborates during a business meeting using laptops, analyzing data graphs.
Fundraising May 18, 2026

Searchlight Opportunities Fund III (Parallel A) Files SEC Form D

Searchlight Opportunities Fund III (Parallel A), L.P. submitted Form D filings under Section 3(c)(7) of the Investment Company Act on May 18, 2026.

Top view of home insurance forms, laptop, and documents on a desk, conveying a professional office setting.
Regulatory May 18, 2026

AG Mortgage Value Participation Fund Files SEC D/A Notice

AG Mortgage Value Participation Fund Ltd. submitted a D/A filing to the SEC on May 18 2026 referencing Section 3(c)(7) of the Investment Company Act.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory May 17, 2026

Proteus Feeder Fund I, LLC Files D/A Amendment with SEC

Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC under Section 3(c)(7) of the Investment Company Act on May 15, 2026.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory May 16, 2026

JS Venture Fund LLC Series A30 Submits D/A Filing to SEC

JS Venture Fund LLC Series A30 filed a D/A notice under Section 3(c)(7) of the Investment Company Act on May 15, 2026.

Facade of the Russian Ministry building in Moscow along the river under a clear sky.
Regulatory May 15, 2026

JS Venture Fund LLC Series A30 Files D/A With SEC

JS Venture Fund LLC Series A30 submitted a D/A filing on May 15 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.

Focused image of business credit application papers, ideal for finance themes.
Regulatory May 15, 2026

TPG AG Asset Based Credit Equity II, L.P. Files SEC Notice

TPG AG Asset Based Credit Equity II, L.P. submitted a filing to the SEC on May 15, 2026 referencing Section 3(c)(7).

The United States Capitol building dome against a blue sky in Washington, DC, architectural landmark.
Regulatory May 13, 2026

Blackstone I Fund Absolute Return L.P. Files SEC Document Under Investment Company Act

Blackstone I Fund Absolute Return L.P. submitted a filing to the SEC on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.

Top view of a laptop, Bitcoin coins, and financial indicators symbolizing Bitcoin mining and investment.
Regulatory May 12, 2026

NRC Private Equity Opportunities IV, L.P. Files Under Section 3(c)(7)

NRC Private Equity Opportunities IV, L.P. filed a document with the SEC on May 12, 2026, related to Section 3(c)(7) of the Investment Company Act.

Front view of a neoclassical courthouse building in Colorado with lush greenery.
Regulatory May 5, 2026

Cache Exchange Fund - Unix, LLC Files Under SEC Investment Company Act Section 3(c)(7)

Cache Exchange Fund - Unix, LLC submitted a filing to the SEC on May 5, 2026, related to Investment Company Act exemptions.

Historic courthouse facade with statue and American flag in daylight.
Regulatory May 3, 2026

AB Municipal Credit Opportunities Fund Files SEC Form for Section 3(c)(7) Exemption

D - AB Municipal Credit Opportunities Fund, L.P. filed a document with SEC EDGAR on May 1, 2026, related to Item 3C.7 under the Investment Company Act.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Regulatory May 3, 2026

Screendoor Fund I, L.P. Files SEC Document Under Section 3(c)(7)

Screendoor Fund I, L.P. submitted a SEC filing on May 1, 2026, citing reliance on Section 3(c)(7) of the Investment Company Act.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory May 3, 2026

D - AB Municipal Credit Opportunities Fund Files SEC Document on Section 3(c)(7)

D - AB Municipal Credit Opportunities Fund, L.P. filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.

Two professionals examining a divorce decree with a Lady Justice statue nearby.
Regulatory Apr 22, 2026

Littlejohn Altitude Feeder Fund Files Under Section 3(c)(7)

D - Littlejohn Altitude Feeder Fund (A), L.P. filed a document on April 22, 2026, related to Section 3(c)(7) of the Investment Company Act.

Sheriff vehicles parked in front of Seminole County Courthouse during the day.
Regulatory Apr 22, 2026

Littlejohn Altitude Fund L.P. Files Under Section 3(c)(7)

Littlejohn Altitude Fund L.P. filed a document with the SEC on April 22, 2026, citing Section 3(c)(7) of the Investment Company Act.

From below classic styled historic building of United States National Bank with wooden doors and vintage lanterns located in Portland
Regulatory Apr 22, 2026

Crescat Institutional Precious Metals Fund Files Under Section 3(c)(7)

Crescat Institutional Precious Metals Fund LTD filed a document on April 22, 2026, under the Investment Company Act Section 3(c)(7), according to SEC EDGAR.

The National Assembly Building in Sofia, Bulgaria under a clear blue sky.
Regulatory Apr 21, 2026

Polen Capital Global SMID Co Growth Fund Files Under Section 3(c)(7)

Polen Capital Global SMID Co Growth Fund submitted a SEC filing on April 21, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.

Stunning landscape of New Athos Monastery surrounded by greenery under a clear blue sky.
Regulatory Apr 21, 2026

Athos Opportunity Fund MAR, LLC Files Section 3(c)(7) Exemption

D - Athos Opportunity Fund MAR, LLC submitted a filing to SEC EDGAR on April 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Apr 21, 2026

SEG Partners II LLC Files for Section 3(c)(7) Exemption

SEG Partners II LLC submitted a SEC filing on April 21, 2026, related to Section 3(c)(7) of the Investment Company Act.

Close-up of a divorce document and wedding ring on a lawyer's desk.
Regulatory Apr 20, 2026

Bridge Growth Partners Seasmoke, LP Files for Section 3(c)(7) Exemption

Bridge Growth Partners Seasmoke, LP filed a document with SEC EDGAR on April 20, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.

Aerial shot of the historic Chase County Courthouse in Cottonwood Falls, KS, capturing its distinctive architecture.
Regulatory Apr 20, 2026

Lightyear Fund VI-A, L.P. Files Under Investment Company Act Section 3(c)(7)

Lightyear Fund VI-A, L.P. submitted a filing on April 20, 2026, related to Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.

The United States Capitol building dome against a blue sky in Washington, DC, architectural landmark.
Regulatory Apr 17, 2026

PAM 1740 Fund Files SEC Document for Investment Company Act Section 3(c)(7)

D/A - PAM 1740 Fund submitted a SEC filing on April 17, 2026, under Accession Number 000090266426002052, relating to Section 3(c)(7) of the Investment Company Act.

Front view of the National Assembly building in Hanoi, showcasing its modern architecture and national flags.
Regulatory Apr 16, 2026

AQR Apex Alphaport Fund II Files SEC Document on Section 3(c)(7)

AQR Apex Alphaport Fund II, L.P. filed a document with the SEC on April 16, 2026, related to Section 3(c)(7) of the Investment Company Act.

Stunning colonial-era government building with classic architecture, captured from the front.
Regulatory Apr 16, 2026

Dalfort Capital Partners Fund II Files Under SEC Section 3(c)(7)

Dalfort Capital Partners Fund II, L.P. filed a document with the SEC on April 16, 2026, citing Section 3(c)(7) of the Investment Company Act.

A detailed close-up shot of multiple US dollar bills spread out, showcasing currency detail.
Regulatory Apr 16, 2026

Left Lane Capital Partners Co-Invest, L.P. Files SEC Document Under Section 3(c)(7)

Left Lane Capital Partners Co-Invest, L.P. (Series T-V3) submitted a SEC filing on April 16, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.

Close-up of the Department of Agriculture building facade with architectural details.
Regulatory Apr 16, 2026

D/A - LL Mezzanine ABS Fund Files Under Section 3(c)(7)

D/A - LL Mezzanine ABS Fund, L.P. filed a document on April 16, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.

Real estate agent analyzing mortgage loan details on a whiteboard in an office setting.
Regulatory Apr 16, 2026

D/A - LL Mortgage Fund Files SEC Document for Section 3(c)(7)

D/A - LL Mortgage Fund, L.P. filed a SEC document on April 16, 2026, including Item 3C.7 related to Section 3(c)(7) of the Investment Company Act.

Daily capital raising signals
Get fund close, LP allocation, and deal flow news before it hits the mainstream.
Join Waitlist