TOPIC

Section 3c7

526 stories covering section 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

Front view of a neoclassical courthouse building in Colorado with lush greenery.
Regulatory May 5, 2026

Cache Exchange Fund - Unix, LLC Files Under SEC Investment Company Act Section 3(c)(7)

Cache Exchange Fund - Unix, LLC submitted a filing to the SEC on May 5, 2026, related to Investment Company Act exemptions.

Historic courthouse facade with statue and American flag in daylight.
Regulatory May 3, 2026

AB Municipal Credit Opportunities Fund Files SEC Form for Section 3(c)(7) Exemption

D - AB Municipal Credit Opportunities Fund, L.P. filed a document with SEC EDGAR on May 1, 2026, related to Item 3C.7 under the Investment Company Act.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Regulatory May 3, 2026

Screendoor Fund I, L.P. Files SEC Document Under Section 3(c)(7)

Screendoor Fund I, L.P. submitted a SEC filing on May 1, 2026, citing reliance on Section 3(c)(7) of the Investment Company Act.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory May 3, 2026

D - AB Municipal Credit Opportunities Fund Files SEC Document on Section 3(c)(7)

D - AB Municipal Credit Opportunities Fund, L.P. filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.

Two professionals examining a divorce decree with a Lady Justice statue nearby.
Regulatory Apr 22, 2026

Littlejohn Altitude Feeder Fund Files Under Section 3(c)(7)

D - Littlejohn Altitude Feeder Fund (A), L.P. filed a document on April 22, 2026, related to Section 3(c)(7) of the Investment Company Act.

Sheriff vehicles parked in front of Seminole County Courthouse during the day.
Regulatory Apr 22, 2026

Littlejohn Altitude Fund L.P. Files Under Section 3(c)(7)

Littlejohn Altitude Fund L.P. filed a document with the SEC on April 22, 2026, citing Section 3(c)(7) of the Investment Company Act.

From below classic styled historic building of United States National Bank with wooden doors and vintage lanterns located in Portland
Regulatory Apr 22, 2026

Crescat Institutional Precious Metals Fund Files Under Section 3(c)(7)

Crescat Institutional Precious Metals Fund LTD filed a document on April 22, 2026, under the Investment Company Act Section 3(c)(7), according to SEC EDGAR.

The National Assembly Building in Sofia, Bulgaria under a clear blue sky.
Regulatory Apr 21, 2026

Polen Capital Global SMID Co Growth Fund Files Under Section 3(c)(7)

Polen Capital Global SMID Co Growth Fund submitted a SEC filing on April 21, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.

Stunning landscape of New Athos Monastery surrounded by greenery under a clear blue sky.
Regulatory Apr 21, 2026

Athos Opportunity Fund MAR, LLC Files Section 3(c)(7) Exemption

D - Athos Opportunity Fund MAR, LLC submitted a filing to SEC EDGAR on April 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Apr 21, 2026

SEG Partners II LLC Files for Section 3(c)(7) Exemption

SEG Partners II LLC submitted a SEC filing on April 21, 2026, related to Section 3(c)(7) of the Investment Company Act.

Close-up of a divorce document and wedding ring on a lawyer's desk.
Regulatory Apr 20, 2026

Bridge Growth Partners Seasmoke, LP Files for Section 3(c)(7) Exemption

Bridge Growth Partners Seasmoke, LP filed a document with SEC EDGAR on April 20, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.

Aerial shot of the historic Chase County Courthouse in Cottonwood Falls, KS, capturing its distinctive architecture.
Regulatory Apr 20, 2026

Lightyear Fund VI-A, L.P. Files Under Investment Company Act Section 3(c)(7)

Lightyear Fund VI-A, L.P. submitted a filing on April 20, 2026, related to Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.

The United States Capitol building dome against a blue sky in Washington, DC, architectural landmark.
Regulatory Apr 17, 2026

PAM 1740 Fund Files SEC Document for Investment Company Act Section 3(c)(7)

D/A - PAM 1740 Fund submitted a SEC filing on April 17, 2026, under Accession Number 000090266426002052, relating to Section 3(c)(7) of the Investment Company Act.

Front view of the National Assembly building in Hanoi, showcasing its modern architecture and national flags.
Regulatory Apr 16, 2026

AQR Apex Alphaport Fund II Files SEC Document on Section 3(c)(7)

AQR Apex Alphaport Fund II, L.P. filed a document with the SEC on April 16, 2026, related to Section 3(c)(7) of the Investment Company Act.

Stunning colonial-era government building with classic architecture, captured from the front.
Regulatory Apr 16, 2026

Dalfort Capital Partners Fund II Files Under SEC Section 3(c)(7)

Dalfort Capital Partners Fund II, L.P. filed a document with the SEC on April 16, 2026, citing Section 3(c)(7) of the Investment Company Act.

A detailed close-up shot of multiple US dollar bills spread out, showcasing currency detail.
Regulatory Apr 16, 2026

Left Lane Capital Partners Co-Invest, L.P. Files SEC Document Under Section 3(c)(7)

Left Lane Capital Partners Co-Invest, L.P. (Series T-V3) submitted a SEC filing on April 16, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.

Close-up of the Department of Agriculture building facade with architectural details.
Regulatory Apr 16, 2026

D/A - LL Mezzanine ABS Fund Files Under Section 3(c)(7)

D/A - LL Mezzanine ABS Fund, L.P. filed a document on April 16, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.

Real estate agent analyzing mortgage loan details on a whiteboard in an office setting.
Regulatory Apr 16, 2026

D/A - LL Mortgage Fund Files SEC Document for Section 3(c)(7)

D/A - LL Mortgage Fund, L.P. filed a SEC document on April 16, 2026, including Item 3C.7 related to Section 3(c)(7) of the Investment Company Act.

Fintech spelled out with wooden letter tiles on a rustic wooden background.
Regulatory Apr 16, 2026

D/A - LL Private Lending Fund II Files for Section 3(c)(7) Exemption

D/A - LL Private Lending Fund II, L.P. submitted a SEC filing on April 16, 2026, related to an exemption under Section 3(c)(7) of the Investment Company Act.

Gold coins scattered with a stock market graph and a percentage symbol on an orange background.
Regulatory Apr 16, 2026

Parvus European Opportunities Fund Files SEC Document Under Investment Company Act

On April 16, 2026, Parvus European Opportunities Fund filed a SEC document referencing Investment Company Act Section 3(c)(7).

Stunning aerial view of snow-covered red rock formations in Fruita, Colorado, USA.
Regulatory Apr 16, 2026

Whitebark Core Offshore Fund LP Files Under Section 3(c)(7)

Whitebark Core Offshore Fund LP submitted a SEC filing on April 16, 2026, related to Investment Company Act exemptions.

Close-up of the Department of Agriculture building facade with architectural details.
Regulatory Apr 15, 2026

Davidson Kempner Opportunities Fund VII LP Files SEC Exemption Notice

Davidson Kempner Opportunities Fund VII LP filed a notice with the SEC on April 15, 2026, under Item 3C for exemption under Section 3(c)(7) of the Investment Company Act.

Elegant view of the Luzerne County Courthouse surrounded by autumn foliage under a clear blue sky.
Regulatory Apr 15, 2026

Felix Capital Next III LP Files SEC Document for Section 3(c)(7)

Felix Capital Next III LP submitted a SEC filing on April 15, 2026, including Item 3C.7 related to Section 3(c)(7) of the Investment Company Act.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory Apr 15, 2026

Felix Capital Next III LP Files SEC Exemption Under Section 3(c)(7)

Felix Capital Next III LP filed a notice with the SEC on April 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.

Close-up of Bitcoin coins on a financial report on a dark surface.
Regulatory Apr 15, 2026

Blixt Fund II LP Files SEC Amendment on April 15, 2026

Blixt Fund II LP submitted a Form D/A filing to the SEC on April 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Front view of the National Assembly building in Hanoi, showcasing its modern architecture and national flags.
Regulatory Apr 15, 2026

Blixt Fund II LP Files SEC Document Under Investment Company Act Section 3(c)(7)

Blixt Fund II LP submitted a SEC filing on April 15, 2026, related to Item 3C.7 of the Investment Company Act.

Iconic dome of Boundary County Courthouse set against clear sky, with street sign in foreground.
Regulatory Apr 15, 2026

MC Alternative Solutions Master Fund LP Files SEC Document for Section 3(c)(7)

MC Alternative Solutions Master Fund LP submitted a filing on April 15, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.

Stunning black and white view of the Luzerne County Courthouse in Wilkes-Barre, PA.
Regulatory Apr 15, 2026

MC Alternative Solutions Master Fund LP Files SEC Document Under Section 3(c)(7)

On April 15, 2026, MC Alternative Solutions Master Fund LP filed a SEC document related to Section 3(c)(7) of the Investment Company Act, as per EDGAR records.

A detailed close-up shot of multiple US dollar bills spread out, showcasing currency detail.
Regulatory Apr 15, 2026

Primavera Capital (Cayman) Group 4A L.P. Files for Investment Company Act Exemptions

D/A - Primavera Capital (Cayman) Group 4A L.P. filed a document with SEC EDGAR on April 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).

Stunning daytime view of the US Capitol Building in Washington DC, showcasing its architectural grandeur and iconic dome.
Regulatory Apr 15, 2026

Primavera Venture Partners Files SEC Investment Act Notice

Primavera Venture Partners (Cayman) Group 1A L.P. submitted a SEC filing on April 15, 2026, citing exemptions under the Investment Company Act.

Focused image of business credit application papers, ideal for finance themes.
Regulatory Apr 15, 2026

Westonbirt Fund LP Files Under Section 3(c)(7)

Westonbirt Fund LP submitted a filing related to Investment Company Act Section 3(c)(7) on April 15, 2026, according to SEC EDGAR.

A hand holding a pen signing a document, close-up shot with focus on the paper.
Regulatory Apr 15, 2026

Primavera Capital (Cayman) Group 4A L.P. Files SEC EDGAR Form for Investment Company Act Exemptions

Primavera Capital (Cayman) Group 4A L.P. submitted a SEC EDGAR filing on April 15, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

A man holding a divorce certificate in a formal office environment.
Regulatory Apr 15, 2026

Primavera Venture Partners Files for Investment Company Act Exemptions

Primavera Venture Partners (Cayman) Group 1A L.P. filed a SEC document on April 15, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

A close-up image of hands working on a calculator and writing, representing budgeting and financial planning.
Regulatory Apr 15, 2026

Westonbirt Fund LP Files Form D/A Under Section 3(c)(7)

Westonbirt Fund LP submitted a Form D/A filing on April 15, 2026, citing exemption under Section 3(c)(7) of the Investment Company Act.

Detailed view of a hand writing a signature on an official document with a ballpoint pen.
Regulatory Apr 14, 2026

Obra Diversified Alternative Income Fund Files Under Section 3(c)(7)

Obra Diversified Alternative Income Fund, LP submitted a SEC filing on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.

Two professionals examining a divorce decree with a Lady Justice statue nearby.
Regulatory Apr 14, 2026

Obra Diversified Alternative Income Fund LP Files SEC Notice Under Section 3(c)(7)

Obra Diversified Alternative Income Fund LP filed a notice with the SEC on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.

A legal professional's workspace featuring Lady Justice statue, documents, and a laptop.
Regulatory Apr 14, 2026

Blackstone Waypoint Feeder Fund LP Files Under Section 3(c)(7)

Blackstone Waypoint Feeder Fund LP submitted a SEC filing on April 14, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Stunning view of a historic courthouse building with trees, in downtown Houston, Texas.
Regulatory Apr 14, 2026

Dover Street Fund XII Private Investors Files SEC Exemption

Dover Street Fund XII Private Investors, LLC filed a notice under Section 3(c)(7) of the Investment Company Act on April 14, 2026, as per SEC records.

Flat lay of Bitcoin coins on a financial report with a laptop and pen.
Regulatory Apr 14, 2026

Mercer Private Investment Partners IX, LP Files SEC Exemption Under Section 3(c)(7)

Mercer Private Investment Partners IX, LP filed a document with the SEC on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.

A professional setting with a focus on signing divorce documents in an office environment.
Regulatory Apr 14, 2026

Semi Liquid Assets LLC Files Section 3(c)(7) Notice for Emerging Markets Series

Semi Liquid Assets LLC submitted a SEC filing on April 14, 2026, for an exemption under Section 3(c)(7) of the Investment Company Act.

A professional setting with a focus on signing divorce documents in an office environment.
Regulatory Apr 14, 2026

ELSA Capital OpenAI SPV I Files SEC Notice Under Investment Company Act

ELSA Capital OpenAI SPV I a Series of CGF2021 LLC filed a SEC document on April 14, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Two professionals examining a divorce decree with a Lady Justice statue nearby.
Regulatory Apr 14, 2026

ELSA Capital OpenAI SPV I Files Under Section 3(c)(7)

D - ELSA Capital OpenAI SPV I, a series of CGF2021 LLC, filed a SEC document on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Regulatory Apr 14, 2026

Perbak Global Market Neutral Fund Files Under Section 3(c)(7)

Perbak Global Market Neutral Fund Ltd filed a document on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported in an SEC EDGAR filing.

Close-up of a digital stock market data display showing colorful financial numbers and trends.
Regulatory Apr 14, 2026

Perbak Global Market Neutral Fund Ltd Files Under Section 3(c)(7)

Perbak Global Market Neutral Fund Ltd filed a document with the SEC on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.

Elegant view of the Luzerne County Courthouse surrounded by autumn foliage under a clear blue sky.
Regulatory Apr 14, 2026

Lead Edge Partners Opportunity XXXI, LP Files Under Section 3(c)(7)

Lead Edge Partners Opportunity XXXI, LP submitted a SEC filing on April 14, 2026, related to Investment Company Act Section 3(c)(7).

Side view of the iconic United States Capitol building showcasing neoclassical architecture.
Regulatory Apr 14, 2026

Lead Edge Partners Opportunity XXXI, LP Files SEC Notice for Section 3(c)(7) Exemption

Lead Edge Partners Opportunity XXXI, LP submitted a filing to the SEC on April 14, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.

The classic architecture of San Juan County Courthouse in Silverton, Colorado, nestled in a mountain town setting.
Regulatory Apr 13, 2026

BGO Asia Property Partners II LP Files SEC Document for Section 3(c)(7)

BGO Asia Property Partners II LP submitted a SEC filing on April 13, 2026, related to Section 3(c)(7) of the Investment Company Act.

Stunning view of a historic courthouse building with trees, in downtown Houston, Texas.
Regulatory Apr 13, 2026

BGO Asia Property Partners II LP Files SEC Document Under Section 3(c)(7)

BGO Asia Property Partners II LP submitted a filing on April 13, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.

Front view of a striking government building in Ukraine under a clear sky.
Regulatory Apr 13, 2026

Bitwise Multi-Strategy Alpha Fund Onshore, LP Files Form D/A Amendment

Bitwise Multi-Strategy Alpha Fund Onshore, LP submitted a Form D/A to the SEC on April 13, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Front view of the National Diet Building in Tokyo on a sunny day, showcasing classic architecture.
Regulatory Apr 13, 2026

Bitwise Multi-Strategy Alpha Fund Onshore, LP Files Under SEC Section 3(c)(7)

Bitwise Multi-Strategy Alpha Fund Onshore, LP submitted a SEC filing on April 13, 2026, citing Section 3(c)(7) of the Investment Company Act.

Daily capital raising signals
Get fund close, LP allocation, and deal flow news before it hits the mainstream.
Join Waitlist