TOPIC

Sec Filing

2762 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

Stunning neoclassical architecture with tall columns and lush green lawn.
Regulatory Aug 17, 2026

West Street Capital Partners VIII Offshore AIV I Files 3(c)(7) Notice

D - West Street Capital Partners VIII Offshore AIV I, L.P. submitted a Section 3(c)(7) filing on August 17, 2026, according to SEC EDGAR.

Two businessmen discussing strategy in a contemporary office environment.
Regulatory Aug 17, 2026

West Street Capital Partners VIII Offshore AIV II Files SEC Notice

West Street Capital Partners VIII Offshore AIV II, L.P. submitted a notice to the SEC under Section 3(c)(7) of the Investment Company Act on August 17, 2026.

Front view of a neoclassical courthouse building in Colorado with lush greenery.
Regulatory Aug 17, 2026

Curi Capital Private Markets Fund Files D/A on August 17 2026

Curi Capital Private Markets Fund, LP submitted a D/A filing under Section 3(c)(1) to the SEC on August 17, 2026.

Hands signing a contract with a blue pen, close-up view.
Regulatory Aug 17, 2026

TKM Capital Partners I, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions

TKM Capital Partners I, LP submitted an SEC filing on August 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Regulatory Aug 17, 2026

Uma Ventures VIII LP Files 3(c)(1) Notice With SEC

Uma Ventures VIII LP filed a Form 3C notice with the SEC on August 14 2026 claiming the Section 3(c)(1) exemption.

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Regulatory Aug 17, 2026

CIM VB 2809 Holdings, LLC Files SEC Document

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.

Illustration of modern computer and documents with cash and arrow up showing increase of incomes against blue background
Regulatory Aug 17, 2026

Essential Income Fund I, LLC Files D/A With SEC

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to SEC EDGAR records.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory Aug 17, 2026

Apogem Senior Direct Lending Fund LP Files With SEC

Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026.

A hand holding a pen signing a document, close-up shot with focus on the paper.
Regulatory Aug 17, 2026

Frontier Infra Fund VII Files SEC Document

Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC made an SEC filing on August 14, 2026.

Focused close-up of an NDA document on a wooden desk, highlighting contract details.
Regulatory Aug 16, 2026

Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption

Uma Ventures VIII LP submitted a filing with the SEC on August 14 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.

Top view of scrabble tiles spelling 'DOCUMENTS' on various contracts and agreements.
Regulatory Aug 16, 2026

Frontier Infra Fund VII Files With SEC on August 14 2026

Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted a filing to the SEC on August 14, 2026 with accession number 0002150589-26-000001.

Close-up of a live cryptocurrency trading chart screen displaying dynamic market trends and analysis.
Regulatory Aug 16, 2026

CIM VB 2809 Holdings, LLC Files with SEC EDGAR on August 14, 2026

CIM VB 2809 Holdings, LLC (CIK 0002144476) submitted a filing to the SEC on August 14, 2026, with accession number 0002144476-26-000002.

Hands signing a contract with a blue pen, close-up view.
Regulatory Aug 16, 2026

Essential Income Fund I, LLC Files D/A on 2026-08-14

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, under CIK 0002126377.

Hands signing a contract with a blue pen, close-up view.
Regulatory Aug 16, 2026

Apogem Senior Direct Lending Fund LP Files With SEC EDGAR

Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026, under accession number 0002149558-26-000001.

Close-up of stock market trading screen displaying financial growth and charts.
Regulatory Aug 16, 2026

Frontier Infra Fund VII Files With SEC EDGAR

Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted a filing to the SEC on August 14, 2026.

Aerial shot of a bridge construction site with vehicles passing on the highway above.
Fundraising Aug 16, 2026

Frontier Infra Fund VII Files SEC Document

Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC made an SEC filing on August 14, 2026.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Regulatory Aug 16, 2026

CIM VB 2809 Holdings, LLC Files SEC Document August 14 2026

CIM VB 2809 Holdings, LLC (CIK 0002144476) submitted a 5 KB filing to the SEC on August 14, 2026.

Close-up of the Department of Agriculture building facade under a clear blue sky.
Regulatory Aug 16, 2026

Essential Income Fund I, LLC Files D/A on August 14, 2026

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, under accession number 0002126377-26-000002.

Close-up of a vintage building featuring a warning sign and green trim, emphasizing restricted access.
Regulatory Aug 16, 2026

Uma Ventures VIII LP Files SEC 3(c)(1) Notice

Uma Ventures VIII LP submitted a Section 3(c)(1) filing under the Investment Company Act on August 14, 2026, per SEC EDGAR records.

Empty conference room setup with microphones, monitors, and sleek wooden tables ready for meetings.
Fundraising Aug 16, 2026

D - Frontier Infra Fund VII Files With SEC on August 14 2026

D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted an SEC filing on August 14 2026 under accession number 0002150589-26-000001.

An empty conference room with chairs, a projector screen, and presentation setup.
Fundraising Aug 16, 2026

CIM VB 2809 Holdings, LLC Files With SEC on August 14, 2026

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, with accession number 0002144476-26-000002.

Vector illustration of income growth chart with arrow and euro coins against purple background
Regulatory Aug 16, 2026

Essential Income Fund I, LLC Files D/A With SEC

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to EDGAR records.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Aug 16, 2026

Apogem Senior Direct Lending Fund LP Files SEC Document

Apogem Senior Direct Lending Fund LP submitted a filing to SEC EDGAR on 2026-08-14 with accession number 0002149558-26-000001.

Majestic view of the California State Capitol Dome in Sacramento during sunset with clear skies.
Regulatory Aug 16, 2026

Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)

Uma Ventures VIII LP submitted a Form D notice to the SEC on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

Wooden letter tiles arranged to spell 'Trading Rules' on a wooden surface.
Regulatory Aug 16, 2026

Apogem Senior Direct Lending Fund LP Files With SEC

Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026, per EDGAR records.

Close-up of a hand signing a legal document with a fountain pen, symbolizing signature and agreement.
Regulatory Aug 16, 2026

Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption

Uma Ventures VIII LP submitted an SEC filing on August 14, 2026 referencing Investment Company Act Section 3(c)(1).

Hands signing a contract with a blue pen, close-up view.
Regulatory Aug 16, 2026

CIM VB 2809 Holdings, LLC Files With SEC EDGAR

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.

A professional individual signs legal documents at a desk in an office setting.
Regulatory Aug 16, 2026

Essential Income Fund I, LLC Files D/A Amendment

Essential Income Fund I, LLC submitted a D/A filing on August 14, 2026 with accession number 0002126377-26-000002.

Man analyzing stock market graph on a digital board with a focused expression.
Fundraising Aug 16, 2026

Frontier Infra Fund VII Files With SEC August 14

D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted a filing to the SEC on 2026-08-14.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory Aug 15, 2026

Essential Income Fund I Files D/A With SEC

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to SEC EDGAR.

Spacious, modern conference room with black chairs and a projection screen.
Fundraising Aug 15, 2026

Frontier Infra Fund VII Files With SEC on August 14, 2026

Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted an SEC filing under CIK 0002150589 on 2026-08-14.

Black and white image of a cowboy herding horses across a lake at sunrise.
Fundraising Aug 15, 2026

D - Frontier Infra Fund VII Files SEC Form as Series of SecondMarket Growth

D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC filed with the SEC on August 14, 2026.

Businessman signing important documents at office desk.
Regulatory Aug 15, 2026

Frontier Infra Fund VII Series Files With SEC

D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted an SEC filing on August 14, 2026.

Wooden letter tiles forming the word 'COMPLIANCE' on a rustic wooden background.
Regulatory Aug 15, 2026

Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption

Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Aug 15, 2026

Essential Income Fund I, LLC Files D/A on August 14, 2026

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, with accession number 0002126377-26-000002.

Detailed loan agreement document close-up on a wooden table representing legal and financial concepts.
Regulatory Aug 15, 2026

Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption

Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.

Front view of the iconic Stockport Town Hall with a clear blue sky backdrop.
Regulatory Aug 15, 2026

Apogem Senior Direct Lending Fund LP Submits SEC Filing

Apogem Senior Direct Lending Fund LP filed documents with the SEC EDGAR system on August 14, 2026.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Aug 15, 2026

CIM VB 2809 Holdings, LLC Files SEC Document

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.

Hands signing a contract with a blue pen, close-up view.
Regulatory Aug 15, 2026

CIM VB 2809 Holdings, LLC Files With SEC

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory Aug 15, 2026

Frontier Infra Fund VII Files SEC Notice

D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC filed a notice with the SEC on August 14, 2026.

The Texas House of Representatives chamber, featuring legislative seats and historical portraits.
Regulatory Aug 15, 2026

Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)

Uma Ventures VIII LP submitted a filing with the SEC on August 14, 2026, claiming exemption under Investment Company Act Section 3(c)(1).

A modern palace with a dome surrounded by autumn trees under an overcast sky.
Regulatory Aug 15, 2026

CIM VB 2809 Holdings, LLC Files With SEC on August 14, 2026

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.

Wooden letter tiles arranged to spell 'Trading Rules' on a wooden surface.
Regulatory Aug 15, 2026

Uma Ventures VIII LP Files 3(c)(1) Notice With SEC

Uma Ventures VIII LP submitted a Section 3(c)(1) exemption filing to the SEC on August 14, 2026.

The historic Palais de Justice in Nice, showcasing classic French architectural design.
Regulatory Aug 15, 2026

Apogem Senior Direct Lending Fund LP Files SEC Document

Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026, under accession number 0002149558-26-000001.

Armchairs at table with green plants placed in light conference room with inscription on wall and shelves in office building
Fundraising Aug 15, 2026

Frontier Infra Fund VII Files SEC Document

Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC filed with the SEC on August 14, 2026.

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.
Regulatory Aug 15, 2026

Essential Income Fund I, LLC Files D/A with SEC

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, under accession number 0002126377-26-000002.

Close-up of contract papers with Scrabble tiles spelling 'CONTRACT'.
Regulatory Aug 14, 2026

Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption

Uma Ventures VIII LP submitted an SEC filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

Detailed view of a financial report with a focus on graphs and data analysis.
Regulatory Aug 14, 2026

Osiris Growth Fund I, LP Files SEC Notice on 3(c) Exemptions

Osiris Growth Fund I, LP submitted a filing to the SEC on August 14, 2026, referencing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.

A lawyer discusses legal documents with clients in an office setting.
Regulatory Aug 14, 2026

KKR US Direct Lending Fund SCSp Files SEC Document

KKR US Direct Lending Fund SCSp submitted a filing to the SEC on August 14 2026 referencing Section 3(c)(7) of the Investment Company Act.

Senior woman writing on whiteboard during a tax discussion in office setting.
Regulatory Aug 14, 2026

Apogem Senior Direct Lending Fund LP Files SEC Document

Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on 2026-08-14 under accession number 0002149558-26-000001.

Daily capital raising signals
Get fund close, LP allocation, and deal flow news before it hits the mainstream.
Join Waitlist