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Sec Filing

1408 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory May 25, 2026

Western Standard Partners LP Files D/A with SEC on May 22 2026

Western Standard Partners LP submitted a D/A filing under Investment Company Act Section 3(c)(1) via SEC EDGAR on May 22 2026.

A lawyer discusses legal documents with clients in an office setting.
Regulatory May 25, 2026

Clutch Capital Files Form D for Moxi by Play Money Series

Moxi by Play Money a Series of Clutch Capital LLC submitted a Form D notice under Section 3(c)(1) on May 22, 2026.

Close-up of columns and exterior architectural details of a historic landmark building.
Regulatory May 25, 2026

Western Standard Partners QP, L.P. Files D/A on 2026-05-22

Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026, referencing Investment Company Act Section 3(c)(7).

Detailed view of a US 100 dollar bill highlighting security features and design elements.
Regulatory May 25, 2026

D-HITT Power Series Files SEC Notice Claiming 3(c)(1) Exemption

D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a 6 KB SEC notice on May 22, 2026 claiming the Section 3(c)(1) exemption.

A professional setting with a focus on signing divorce documents in an office environment.
Regulatory May 25, 2026

Western Standard Partners QP Files D/A Amendment on May 22

Western Standard Partners QP, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory May 25, 2026

MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7)

MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

Group discussing architectural floor plans in an office setting.
Fundraising May 25, 2026

Shellback Real Estate Fund I LLC Files Form D With SEC

Shellback Real Estate Fund I LLC submitted a Form D filing to the SEC on May 22 2026 under accession number 0002123578-26-000001.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Regulatory May 25, 2026

Neuberger Specialty Finance Fund IV LP Files SEC Notice

Neuberger Specialty Finance Fund IV LP submitted a Form D filing with the SEC on May 22 2026 claiming Section 3(c)(7) exemption.

Beautiful view of the Zrenjanin Courthouse, a historic landmark by the river.
Regulatory May 25, 2026

MAVRK Celestia Fund, LP Files SEC Notice May 22, 2026

MAVRK Celestia Fund, LP submitted a filing to the SEC claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

Zloty banknotes and financial paperwork scattered on a desk, representing budgeting and finance.
Regulatory May 25, 2026

MAVRK Celestia Fund, LP Files SEC Form D Notice

MAVRK Celestia Fund, LP submitted a 7 KB SEC filing on 2026-05-22 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Regulatory May 25, 2026

Moxi by Play Money Series Files SEC Notice

D - Moxi by Play Money a Series of Clutch Capital LLC filed a 6 KB notice on 2026-05-22 claiming Section 3(c)(1) exemption.

Protest sign displaying 'No Kings Since 1776' held alongside a small US flag, emphasizing democratic sentiments.
Regulatory May 25, 2026

Western Standard Partners QP Files D/A Amendment With SEC

Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up view of the intricate Gothic Revival facade of the Palace of Westminster in London.
Regulatory May 25, 2026

Western Standard Partners LP Files SEC Amendment Referencing 3(c)(1)

Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, citing Section 3(c)(1) of the Investment Company Act.

Interior of contemporary boardroom with wooden table and chairs located in new office
Fundraising May 25, 2026

Shellback Real Estate Fund I, LLC Files With SEC

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory May 25, 2026

MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7) Exemptions

MAVRK Celestia Fund, LP submitted a Form D filing on May 22, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

Vibrant stock market display showing exchange rates for USD, EUR, and GBP. Perfect for finance themes.
Regulatory May 25, 2026

Neuberger Specialty Finance Fund IV LP Files SEC 3(c)(7) Notice

Neuberger Specialty Finance Fund IV LP submitted a Section 3(c)(7) filing with the SEC on May 22, 2026.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory May 25, 2026

Western Standard Partners LP Files D/A With SEC on 2026-05-22

Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.

Stunning view of Wisconsin State Capitol building against a clear blue sky in Madison.
Regulatory May 25, 2026

Shellback Real Estate Fund I, LLC Files With SEC EDGAR

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026.

A majestic riverfront building captured on a sunny day with clear blue skies.
Regulatory May 25, 2026

Western Standard Partners QP, L.P. Files D/A With SEC

Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Monochrome image of stock market data on a screen, depicting financial information and trends.
Regulatory May 24, 2026

Clutch Capital Files SEC Notice for Moxi by Play Money Series

D - Moxi by Play Money a Series of Clutch Capital LLC filed an SEC notice under Section 3(c)(1) on May 22, 2026.

Detailed view of a stock market screen showing numbers and data, symbolizing financial trading.
Regulatory May 24, 2026

MAVRK Celestia Fund, LP Files SEC Exemption Notice

MAVRK Celestia Fund, LP submitted a notice of exemption filing under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.

The National Assembly Building in Sofia, Bulgaria under a clear blue sky.
Regulatory May 24, 2026

Clutch Capital Series Files SEC Section 3(c)(1) Notice

D - HITT Power by SAC 28 a Series of Clutch Capital LLC submitted a filing to the SEC on May 22, 2026 referencing Section 3(c)(1).

Professional woman in red dress writing real estate information on a whiteboard.
Fundraising May 24, 2026

Shellback Real Estate Fund I, LLC Files Form D

Shellback Real Estate Fund I, LLC submitted a Form D filing to the SEC on May 22, 2026.

A professional individual signs legal documents at a desk in an office setting.
Regulatory May 24, 2026

Clutch Capital LLC Files for Scarlet Series Fund

Clutch Capital LLC submitted a Section 3(c)(1) filing for D - Scarlet by Angel Hive on May 22, 2026, according to SEC EDGAR.

A striking architectural building featuring tall columns and glass windows on a sunny day.
Regulatory May 24, 2026

Moxi by Play Money Series Files 3(c)(1) Notice

D - Moxi by Play Money a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.

Top view of scrabble tiles spelling 'DOCUMENTS' on various contracts and agreements.
Regulatory May 24, 2026

Clutch Capital LLC Series Files 3(c)(1) Notice

D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Regulatory May 24, 2026

Western Standard Partners QP Files 3(c)(7) Amendment With SEC

Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.

Group of young entrepreneurs brainstorming and collaborating in a modern office setting.
Fundraising May 24, 2026

Shellback Real Estate Fund I, LLC Files With SEC

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026, according to EDGAR records.

Close-up of contract papers with Scrabble tiles spelling 'CONTRACT'.
Regulatory May 24, 2026

MAVRK Celestia Fund, LP Files SEC Notice

MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026 referencing Investment Company Act Section 3(c).

Elegant neoclassical facade of Dublin's Four Courts with iconic white columns.
Regulatory May 24, 2026

Western Standard Partners LP Files SEC Notice Under 3(c)(1)

Western Standard Partners LP submitted a filing to the SEC on May 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Regulatory May 24, 2026

Clutch Capital Series Files SEC 3(c)(1) Notice

D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.

Front view of the Riksdag building with Swedish and EU flags on a sunny day.
Regulatory May 24, 2026

Western Standard Partners LP Files D/A with SEC

Western Standard Partners LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on May 22, 2026.

The historic Palais de Justice in Nice, showcasing classic French architectural design.
Regulatory May 24, 2026

MAVRK Celestia Fund, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions

MAVRK Celestia Fund, LP submitted a 7 KB filing on May 22, 2026 listing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.

Macro shot of a 1 zloty Polish coin on a banknote, highlighting currency details.
Regulatory May 24, 2026

Clutch Capital Files 3(c)(1) Notice for HITT Power Series

Clutch Capital LLC submitted a Section 3(c)(1) filing for D - HITT Power by SAC 28 a Series of Clutch Capital LLC on May 22, 2026.

A detailed close-up of Indian currency notes and coins, highlighting financial themes.
Regulatory May 24, 2026

Clutch Capital LLC Files for Moxi by Play Money Series

Clutch Capital LLC submitted a Section 3(c)(1) filing for D - Moxi by Play Money a Series on 2026-05-22.

A stunning view of the iconic United States Capitol under a blue sky in Washington, D.C.
Regulatory May 24, 2026

Western Standard Partners QP Files D/A With SEC

Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Stunning aerial view of the iconic California State Capitol in Sacramento surrounded by cityscape.
Regulatory May 24, 2026

Western Standard Partners LP Files D/A Notice with SEC

Western Standard Partners LP submitted a D/A filing on 2026-05-22 claiming exemption under Investment Company Act Section 3(c)(1).

A majestic riverfront building captured on a sunny day with clear blue skies.
Regulatory May 24, 2026

MAVRK Celestia Fund, LP Files With SEC on May 22, 2026

MAVRK Celestia Fund, LP submitted a 7 KB filing claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.

Iconic neoclassical facade of the New York Stock Exchange with American flags.
Regulatory May 24, 2026

Shellback Real Estate Fund I, LLC Files SEC Document

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026, with accession number 0002123578-26-000001.

Sign commemorating the Kent State incident with American flag in a peaceful protest setting.
Regulatory May 24, 2026

Western Standard Partners QP Files D/A Amendment With SEC

Western Standard Partners QP, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 22, 2026.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Regulatory May 24, 2026

Western Standard Partners LP Files 3(c)(1) Exemption Notice

Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.

Detailed view of a financial report with a focus on graphs and data analysis.
Regulatory May 24, 2026

MAVRK Celestia Fund, LP Files SEC Notice May 22 2026

MAVRK Celestia Fund, LP submitted a 7 KB filing on May 22 2026 claiming Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.

Detailed view of a hand taking fingerprints on a document with ink pad on desk.
Regulatory May 24, 2026

Neuberger Specialty Finance Fund IV LP Files SEC Notice

Neuberger Specialty Finance Fund IV LP submitted a filing to the SEC on May 22 2026 citing Section 3(c)(7) of the Investment Company Act.

Stunning black and white view of the Luzerne County Courthouse in Wilkes-Barre, PA.
Regulatory May 23, 2026

MAVRK Celestia Fund, LP Files 3(c)(1) and 3(c)(7) Notice

MAVRK Celestia Fund, LP submitted a filing to the SEC claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Regulatory May 23, 2026

Western Standard Partners QP Files D/A Amendment

Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7).

A professional individual signs legal documents at a desk in an office setting.
Regulatory May 23, 2026

Western Standard Partners QP, L.P. Files D/A on 2026-05-22

Western Standard Partners QP, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on May 22, 2026.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Regulatory May 23, 2026

D - HITT Power by SAC 28 Series Files 3(c)(1) Notice

D - HITT Power by SAC 28 a Series of Clutch Capital LLC submitted a Section 3(c)(1) filing on May 22, 2026.

A group of professionals discussing and reviewing documents in an office setting.
Regulatory May 23, 2026

Clutch Capital Files 3(c)(1) Notice for Moxi by Play Money Series

Clutch Capital LLC submitted a Section 3(c)(1) filing for its Moxi by Play Money series on May 22, 2026.

Business professional handing keys to smiling clients at an office desk during a consultation.
Fundraising May 23, 2026

Shellback Real Estate Fund I, LLC Files SEC Form D

Shellback Real Estate Fund I, LLC submitted a regulatory filing to the SEC on May 22, 2026, according to EDGAR records.

Reflection of Idaho State Capitol in a mirrored building facade in Boise, ID.
Regulatory May 23, 2026

Clutch Capital LLC Files 3(c)(1) Notice for Moxi by Play Money Series

Clutch Capital LLC submitted a Section 3(c)(1) filing for Moxi by Play Money series on May 22, 2026, according to SEC EDGAR.

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