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Sec Filing

2762 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Aug 12, 2026

RioBlanco Fund II LLC Files 3(c)(1) Notice for Ponce Series XI

RioBlanco Fund II LLC - Ponce Series XI submitted a Section 3(c)(1) filing with the SEC on August 12, 2026.

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Regulatory Aug 12, 2026

Positive Sum Capital IV, LP Files 3(c)(7) Notice

Positive Sum Capital IV, LP submitted a Section 3(c)(7) filing with the SEC on August 12, 2026.

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Regulatory Aug 12, 2026

Oxshott Venture Fund XI LLC Files 3(c)(1) Exemption Notice

Oxshott Venture Fund XI LLC submitted a Section 3(c)(1) notice to the SEC on August 12, 2026.

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Regulatory Aug 12, 2026

TideView I Holdings LLC Files D/A on Section 3(c)(1) Exemption

TideView I Holdings LLC submitted a D/A filing on 2026-08-12 referencing Investment Company Act Section 3(c)(1).

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Regulatory Aug 12, 2026

Global Horizons Holdings Ventures LLC Series 3 Files SEC Notice

Global Horizons Holdings Ventures LLC - Series 3 submitted an SEC filing on August 12 2026 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).

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Regulatory Aug 12, 2026

Global Horizons Holdings Ventures LLC Series 5 Files SEC Notice

Global Horizons Holdings Ventures LLC Series 5 filed a notice with the SEC on August 12 2026 claiming exemptions under Section 3(c)(1) and 3(c)(7).

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Regulatory Aug 12, 2026

D - Lux Ventures VIII-B, L.P. Files SEC Notice

D - Lux Ventures VIII-B, L.P. submitted a filing to the SEC on 2026-08-12 citing Investment Company Act exemptions.

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Regulatory Aug 12, 2026

Quantix Commodities Opportunities Fund LP Files SEC D/A Notice

Quantix Commodities Opportunities Fund LP submitted a D/A filing with the SEC on August 12, 2026 claiming exemption under Section 3(c)(7).

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Regulatory Aug 12, 2026

Kamino Fund, LP Files SEC Notice Under 3(c)(1)

Kamino Fund, LP submitted a filing to the SEC on August 12, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Aug 12, 2026

Trefoil/Garnet Capital Partners LP Files D/A on Section 3(c)(1)

Trefoil/Garnet Capital Partners LP submitted a D/A filing to the SEC on August 12 2026 referencing Investment Company Act Section 3(c)(1).

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Regulatory Aug 12, 2026

WorldQuant Millennium TA SABER Access Fund LLC Files 3(c)(7) Notice

WorldQuant Millennium TA SABER Access Fund LLC submitted a Section 3(c)(7) exemption filing on August 12, 2026 via SEC EDGAR.

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Regulatory Aug 12, 2026

Dardanelles Capital US Fund LP Files 3(c)(1) Notice with SEC

Dardanelles Capital US Fund LP submitted a filing under Investment Company Act Section 3(c)(1) on August 12, 2026.

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Regulatory Aug 12, 2026

D - Legacy Fund, LP Files SEC Notice August 12, 2026

D - Legacy Fund, LP submitted a filing to the SEC on August 12, 2026, according to EDGAR records.

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Regulatory Aug 12, 2026

8VC AI Fund VIII Files 3(c)(7) Notice with SEC

D - 8VC AI Fund VIII, LLC submitted a filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 12, 2026

Harmonic Investors LLC Real Assets Income Fund Files D/A on Aug 12 2026

Harmonic Investors LLC Real Assets Income Fund submits D/A filing under Section 3(c)(1) of the Investment Company Act.

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Regulatory Aug 12, 2026

Redwheel EAFE Intrinsic Value Fund Ltd Files SEC D/A

Redwheel EAFE Intrinsic Value Fund Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 12, 2026.

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Regulatory Aug 12, 2026

SnowVC Files D/A for Fund 2025 Under 3(c)(1)

SnowVC, LP submitted a D/A filing for Fund 2025 on 2026-08-12 claiming Section 3(c)(1) exemption per SEC EDGAR.

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Regulatory Aug 12, 2026

Cederberg Greater China Equity Fund LP Files SEC Notice

Cederberg Greater China Equity Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 12, 2026.

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Regulatory Aug 12, 2026

Wilbe Capital II LP Files 3(c)(1) Notice With SEC

Wilbe Capital II LP submitted a Form D/A filing under Investment Company Act Section 3(c)(1) on August 12, 2026.

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Regulatory Aug 11, 2026

Vehlo Holdings, LP Files D/A with SEC on August 11, 2026

Vehlo Holdings, LP submitted a D/A filing to the SEC on August 11, 2026, with accession number 0001942716-26-000002 and file size of 12 KB.

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Regulatory Aug 11, 2026

Accel Growth Fund 8 L.P. Files SEC Notice Under Section 3(c)(7)

Accel Growth Fund 8 L.P. submitted a filing to the SEC on August 11, 2026, referencing Investment Company Act Section 3(c)(7).

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Regulatory Aug 11, 2026

1911 Capital Ventures LLC Files SEC Notice Under Section 3(c)(1)

1911 Capital Ventures LLC submitted a filing to the SEC on August 11 2026 referencing Investment Company Act Section 3(c)(1).

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Fundraising Aug 11, 2026

D-SI NVA02D-E Holdings REIT LLC Files Form D on August 11 2026

D-SI NVA02D-E Holdings REIT LLC submitted Form D filings with the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Aug 11, 2026

RCG Ventures Fund VIII LP Files D/A With SEC

RCG Ventures Fund VIII LP submitted a D/A filing to the SEC on August 11 2026 referencing Investment Company Act exemptions.

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Regulatory Aug 11, 2026

Jefferies Credit Partners BDC Inc. Files D/A on August 11 2026

Jefferies Credit Partners BDC Inc. submitted a D/A filing to the SEC on August 11 2026 according to SEC EDGAR.

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Regulatory Aug 11, 2026

Canterbury Consulting PC Fund III (B), L.P. Files D/A on August 11, 2026

Canterbury Consulting PC Fund III (B), L.P. submitted a D/A filing to the SEC on August 11, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Aug 11, 2026

Rialto Credit Opportunities Fund Files D/A With SEC

Rialto Credit Opportunities Fund, LP submitted a D/A filing on August 11, 2026 under Investment Company Act Section 3(c)(7).

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Regulatory Aug 11, 2026

High Country Impact Fund III, LLC Files With SEC

High Country Impact Fund III, LLC submitted a filing to the SEC on August 11, 2026 under CIK 0002147401.

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Regulatory Aug 11, 2026

Global Asset Backed Opportunities (Cayman) LP Files SEC Notice

Global Asset Backed Opportunities (Cayman) LP submitted a Section 3(c)(7) notice to the SEC on August 11, 2026.

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Regulatory Aug 11, 2026

Galaxy Sharplink Onchain Yield Fund Files SEC 3(c)(7) Notice

Galaxy Sharplink Onchain Yield Fund, LP filed an exemption notice under Investment Company Act Section 3(c)(7) on August 11, 2026.

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Regulatory Aug 11, 2026

Rubicon Point Fund II, LP Submits D/A Filing to SEC

Rubicon Point Fund II, LP filed a D/A with the SEC on 2026-08-11 claiming Investment Company Act exemptions under sections 3(c)(5), 3(c)(6) and 3(c)(7).

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Regulatory Aug 11, 2026

EAIC2026 Series Files 3(c)(1) Exemption Notice

D - EAIC2026 a Series of What If Ventures Master LLC submitted a Section 3(c)(1) filing to the SEC on August 11, 2026.

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Regulatory Aug 11, 2026

ITE Rail Fund-IA, L.P. Files D/A on August 11, 2026

ITE Rail Fund-IA, L.P. submitted a Form D/A filing under Investment Company Act Section 3(c)(7).

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Regulatory Aug 11, 2026

Sunset Ventures SPV1 Sync Labs Files SEC Notice Under 3(c)(1)

Sunset Ventures SPV1 Sync Labs a Series of CGF2021 LLC submitted a filing claiming Section 3(c)(1) exemption on August 11, 2026.

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Regulatory Aug 11, 2026

JMWTX Investments Files 3(c)(1) Notice for D-RE-0715 Fund I

D-RE-0715 Fund I, a series of JMWTX Investments LP, submitted a Section 3(c)(1) filing with the SEC on August 11, 2026.

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Regulatory Aug 11, 2026

D - Two-RE-0714 Fund I Files SEC Notice for 3(c)(1) Exemption

D - Two-RE-0714 Fund I, a series of Platform Funds 2026, LP filed a Form 3C notice with the SEC claiming Section 3(c)(1) exemption on August 11, 2026.

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Regulatory Aug 11, 2026

Acion Japan Engagement US Feeder Fund Files SEC Notice

D - Acion Japan Engagement US Feeder Fund submitted a filing to the SEC on August 11 2026 under Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 11, 2026

D - TH-0602 Fund I Files 3(c)(1) Notice With SEC

D - TH-0602 Fund I, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice under the Investment Company Act on August 11, 2026.

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Regulatory Aug 11, 2026

D-RE-0430 Fund II Files 3(c)(1) Notice with SEC

D-RE-0430 Fund II, a series of MV Funds, LP submitted an SEC filing on August 11, 2026 claiming Section 3(c)(1) exemption.

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Regulatory Aug 10, 2026

Lightspeed AI Renaissance Fund Files SEC 3(c) Notice

Lightspeed AI Renaissance Fund, L.P. submitted a Form 3C filing with the SEC on August 10, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).

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Regulatory Aug 10, 2026

ECP Blacktop Holdings Files SEC Notice Under Section 3(c)(1)

ECP Blacktop Holdings, LLC submitted an SEC filing on August 10, 2026 referencing Investment Company Act Section 3(c)(1).

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Regulatory Aug 10, 2026

GDP Holdings, LLC Files With SEC on August 10, 2026

GDP Holdings, LLC submitted an SEC filing with accession number 0002148405-26-000001 on August 10, 2026.

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Regulatory Aug 10, 2026

ARCYN Defense Corp. I Files SEC Document as Series of Capitalize Investments LLC

ARCYN Defense Corp. I, a series of Capitalize Investments LLC, submitted a filing to the SEC on 2026-08-10 with accession number 0002148484-26-000001.

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Regulatory Aug 10, 2026

Boardman Bay Ventures Files 3(c)(7) Notice for Series N7

Boardman Bay Ventures, LP - Series N7 filed a Section 3(c)(7) notice with the SEC on August 10, 2026.

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Regulatory Aug 10, 2026

Aptitude Alternative Equity Ltd Files D/A Amendment

Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 10, 2026

Aptitude Alternative Equity LP Files D/A With SEC

Aptitude Alternative Equity LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on 2026-07-24.

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Regulatory Aug 10, 2026

Levee Ventures Intramotev I Files SEC Notice as Decile SPV Series

Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) filing to the SEC on July 24, 2026.

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Regulatory Aug 10, 2026

Mineral Forecast Holdings Ltd Files SEC Document August 10 2026

Mineral Forecast Holdings Ltd submitted a filing to the SEC on August 10 2026 under accession number 0002013773-26-000004.

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Regulatory Aug 10, 2026

Cidel Global Equity Fund LLC Files D/A With SEC

Cidel Global Equity Fund LLC submitted a D/A filing on August 10, 2026 under Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 10, 2026

Somerset Hill Ventures Fund LLC Series 3 Files SEC Notice

Somerset Hill Ventures Fund LLC Series 3 submitted a Section 3(c) filing to the SEC on August 10, 2026.

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