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Sec Filing

1408 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory May 23, 2026

MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)

MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
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Regulatory May 23, 2026

Western Standard Partners QP, L.P. Files D/A With SEC

Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7) of the Investment Company Act.
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Fundraising May 23, 2026

Shellback Real Estate Fund I Files SEC Notice

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026.
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Regulatory May 23, 2026

MAVRK Celestia Fund Files 3(c)(1) and 3(c)(7) Notice

D - MAVRK Celestia Fund, LP filed a notice claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.
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Regulatory May 23, 2026

Western Standard Partners LP Files D/A Notice with SEC

Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
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Regulatory May 23, 2026

Western Standard Partners LP Files 3(c)(1) Notice with SEC

Western Standard Partners LP submitted a D/A filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
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Fundraising May 23, 2026

Moxi by Play Money Series Files Form D Notice

Moxi by Play Money a Series of Clutch Capital LLC filed a Form D notice citing Section 3(c)(1) on May 22, 2026.
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Regulatory May 23, 2026

MAVRK Celestia Fund, LP Files SEC Notice on 3(c) Exemptions

MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
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Regulatory May 23, 2026

Western Standard Partners LP Files D/A on 2026-05-22

Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
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Regulatory May 23, 2026

Clutch Capital LLC Files 3(c)(1) Notice for HITT Power Series

Clutch Capital LLC submitted a Section 3(c)(1) filing on 2026-05-22 for its D - HITT Power by SAC 28 series.
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Regulatory May 23, 2026

Shellback Real Estate Fund I, LLC Files Form D With SEC

Shellback Real Estate Fund I, LLC submitted a regulatory filing to the SEC on May 22, 2026.
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Regulatory May 23, 2026

Western Standard Partners QP Files D/A on May 22 2026

Western Standard Partners QP, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
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Regulatory May 23, 2026

Clutch Capital LLC Files for Moxi by Play Money Series

Moxi by Play Money a Series of Clutch Capital LLC filed with the SEC on 2026-05-22 under Section 3(c)(1).
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Fundraising May 23, 2026

Shellback Real Estate Fund I, LLC Files With SEC

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026 with accession number 0002123578-26-000001.
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Regulatory May 23, 2026

Western Standard Partners LP Files D/A on SEC EDGAR

Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
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Regulatory May 23, 2026

Western Standard Partners QP, L.P. Files D/A Amendment

Western Standard Partners QP, L.P. submitted a D/A filing on 2026-05-22 referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Regulatory May 23, 2026

Neuberger Specialty Finance Fund IV LP Files SEC Notice

Neuberger Specialty Finance Fund IV LP submitted a filing to the SEC on May 22, 2026 under Section 3(c)(7) of the Investment Company Act.
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Regulatory May 23, 2026

MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7) Exemptions

MAVRK Celestia Fund, LP submitted an SEC EDGAR filing on 2026-05-22 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
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Regulatory May 22, 2026

MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)

MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
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Regulatory May 22, 2026

Shellback Real Estate Fund I, LLC Files with SEC

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026, under CIK 0002123578.
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Regulatory May 22, 2026

Lone Gull Holdings, Ltd. Files With SEC on May 22, 2026

Lone Gull Holdings, Ltd. (CIK 0001913669) submitted a regulatory filing to the SEC on May 22, 2026.
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Fundraising May 22, 2026

Flux Power Holdings Files Form D With SEC

Flux Power Holdings, Inc. submitted a Form D filing to the SEC on May 22, 2026, with file number 021-585003.
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Regulatory May 22, 2026

Clutch Capital Series Submits SEC Filing Under 3(c)(1)

D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a notice with the SEC on May 22, 2026, referencing Section 3(c)(1).
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Regulatory May 22, 2026

Cerberus Kaysville Fund 1 LLC Files D/A With SEC

Cerberus Kaysville Fund 1 LLC submitted a D/A filing to the SEC on May 22, 2026 under accession number 0002125378-26-000003.
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Regulatory May 22, 2026

Clutch Capital Files 3(c)(1) Notice for Moxi by Play Money Series

Clutch Capital LLC submitted an SEC filing on May 22 2026 for its D - Moxi by Play Money series claiming Section 3(c)(1) status.
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Regulatory May 22, 2026

Western Standard Partners QP, L.P. Submits D/A Filing

Western Standard Partners QP, L.P. filed a D/A notice under Section 3(c)(7) of the Investment Company Act on 2026-05-22.
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Regulatory May 22, 2026

Straightpoint Capital Fund LP Files D/A with SEC

Straightpoint Capital Fund LP submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(1) of the Investment Company Act.
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Regulatory May 22, 2026

Spruceview Income Value Fund 2026 Files SEC Notice

Spruceview Income Value Fund 2026, LP submitted a filing to the SEC on May 22, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
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Regulatory May 22, 2026

Coller Evergreen CFO I Equity Holdings Feeder B Files SEC Notice

D - Coller Evergreen CFO I Equity Holdings Feeder B, L.P. filed a notice with the SEC on May 22, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
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Regulatory May 22, 2026

Madison Partners Limited Partnership Files 3(c)(1) Notice

Madison Partners Limited Partnership submitted an SEC filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
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Regulatory May 22, 2026

SignalFire Eureka Fund Files SEC Document Referencing 3(c)(7)

SignalFire Eureka Fund, L.P. submitted a filing to the SEC on May 22, 2026 under Investment Company Act Section 3(c)(7).
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Regulatory May 22, 2026

Coller Evergreen CFO I Equity Holdings Feeder A Files SEC Notice

D - Coller Evergreen CFO I Equity Holdings Feeder A, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on May 22, 2026.
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Regulatory May 22, 2026

D - OG5 Limited Partnership Files SEC Notice Under Section 3(c)(1)

D - OG5 Limited Partnership submitted a filing to the SEC on May 22 2026 referencing Investment Company Act Section 3(c)(1).
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Regulatory May 22, 2026

Western Standard Partners LP Files D/A With SEC on May 22 2026

Western Standard Partners LP submitted a D/A filing on May 22 2026 citing Section 3(c)(1) of the Investment Company Act.
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Regulatory May 22, 2026

Corbel Special Opportunities Fund II Files 3(c)(7) Notice With SEC

Corbel Special Opportunities Fund II, L.P. submitted a Section 3(c)(7) filing to the SEC on May 22, 2026.
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Regulatory May 22, 2026

Neuberger Specialty Finance Fund IV LP Files SEC Form D

Neuberger Specialty Finance Fund IV LP submitted a Form D filing on May 22, 2026 under Investment Company Act Section 3(c)(7).
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Regulatory May 22, 2026

D - Scarlet by Angel Hive Series Files Section 3(c)(1) Notice

D - Scarlet by Angel Hive a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
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Fundraising May 22, 2026

EOS Fund LLC Files SEC Document May 22 2026

EOS Fund LLC submitted a filing to the SEC on May 22 2026 with accession number 0001214659-26-006653.
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Regulatory May 22, 2026

Stonepeak Motion (Co-Invest) Holdings LP Files SEC Notice

D - Stonepeak Motion (Co-Invest) Holdings LP submitted a regulatory filing to the SEC on May 22, 2026, claiming exemption under Section 3(c)(7).
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Regulatory May 22, 2026

Ravel Holdings Series Files SEC 3(c)(1) Notice

D - Ravel Holdings Jan 2026 a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on May 22 2026.
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Regulatory May 22, 2026

HEEL Ventures Technology Fund I Files 3(c)(7) Exemption Notice

D - HEEL Ventures Technology Fund I a Series of CGF2021 LLC filed a notice claiming exemption under Section 3(c)(7) of the Investment Company Act with the SEC.
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Regulatory May 22, 2026

SPX Seafire Fund SPC Files for Segregated Portfolio One

SPX Seafire Fund SPC submitted a D/A filing for SPX Seafire Fund Segregated Portfolio One on May 22, 2026 under Section 3(c)(7).
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Regulatory May 21, 2026

Bedford Ridge Investment Co XII Files SEC Exemption Notice

Bedford Ridge Investment Co XII, LP submitted a Section 3(c)(7) exemption filing to the SEC on May 21, 2026.
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Regulatory May 21, 2026

Cambium Capital Tamarind LP Files SEC Exemption Notice

Cambium Capital Tamarind LP submitted a regulatory filing on May 21 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
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Regulatory May 21, 2026

Waypoint Energy Fund 2026 Files SEC Notice Under Section 3(c)(9)

D - Waypoint Energy Fund 2026, L.P. submitted a filing to the SEC on May 21, 2026 claiming exemption under Investment Company Act Section 3(c)(9).
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Fundraising May 21, 2026

Imagen Dental Partners Files Form D With SEC

Imagen Dental Partners, LLC submitted a Form D notice of exempt securities offering to the SEC on May 21, 2026.
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Regulatory May 21, 2026

Bedford Ridge Investment Co XIV LP Files SEC Notice

D - Bedford Ridge Investment Co XIV LP submitted a filing to the SEC on May 21, 2026 referencing Section 3(c)(7) of the Investment Company Act.
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Regulatory May 21, 2026

Bedford Ridge Investment Co XIII LP Files SEC Notice

Bedford Ridge Investment Co XIII LP submitted a filing to the SEC on May 21 2026 referencing Section 3(c)(7) of the Investment Company Act.
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Regulatory May 21, 2026

BluCarbon Investment Fund (UK) LLC Files D/A with SEC

BluCarbon Investment Fund (UK) LLC submitted a D/A filing on May 21 2026 under accession number 0001926772-26-000001.
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Regulatory May 21, 2026

ICONIQ Strategic Partners VIII Co-Invest Files SEC Notice

ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series A3) submitted a filing under the Investment Company Act on May 21, 2026.
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