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Sec Filing

1741 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

US Department of Agriculture building with Washington Monument behind, blue sky with clouds.
Regulatory Jun 8, 2026

D - MP Direct AMSO Opportunity Fund LP Series 1 Files With SEC

D - MP Direct AMSO Opportunity Fund LP Series 1 submitted a filing to the SEC on June 8 2026 under Section 3(c)(7).

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Fundraising Jun 8, 2026

TRO Specialty Private Credit Fund LLC Files SEC Document

TRO Specialty Private Credit Fund LLC submitted a filing to the SEC on June 8, 2026, according to EDGAR records.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Regulatory Jun 8, 2026

Trace Holdings II LP Files With SEC on June 8 2026

Trace Holdings II LP submitted a filing to the SEC with accession number 0002139283-26-000001 on June 8 2026.

Scrabble tiles arranged to spell 'FED' on a marble surface, symbolizing finance.
Regulatory Jun 8, 2026

Trace Holdings II LP Files With SEC EDGAR

Trace Holdings II LP submitted a filing to the SEC on June 8, 2026, listed under CIK 0002139283.

A street sign in Semarang outlining prohibited actions by municipality order.
Regulatory Jun 8, 2026

BeaconNorth Domestic Fund LP Files 3(c)(7) Notice With SEC

BeaconNorth Domestic Fund LP submitted a Section 3(c)(7) filing to the SEC on June 8, 2026.

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Regulatory Jun 8, 2026

Rooted Fund, LLC Files D/A Claiming 3(c)(1) Exemption

Rooted Fund, LLC submitted a D/A filing on June 8, 2026 under Investment Company Act Section 3(c)(1).

Three adults discussing divorce documents in a formal office setting with legal statue in view.
Regulatory Jun 8, 2026

D - 1030(c)apital Investment Club LLC Files SEC Document

D - 1030(c)apital Investment Club LLC submitted a filing to the SEC on June 8, 2026, according to EDGAR records.

Close-up of hands signing a contract on a desk with office supplies, symbolizing legal agreements.
Regulatory Jun 8, 2026

Bitcoin Opportunity Fund II Files 3(c)(1) Notice With SEC

Bitcoin Opportunity Fund II, LP submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(1).

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory Jun 8, 2026

Supervest Investments LLC Series D Files D/A on 2026-06-08

Supervest Investments, LLC, Series D submitted a D/A filing under Investment Company Act Section 3(c)(4) according to SEC EDGAR.

A professional setting with a focus on signing divorce documents in an office environment.
Regulatory Jun 8, 2026

Global Defense & Security Select Fund Files D/A Amendment

Global Defense & Security Select Fund, LLC submitted a D/A filing on 2026-06-08 claiming Section 3(c)(7) exemption.

Majestic view of the California State Capitol Dome in Sacramento during sunset with clear skies.
Regulatory Jun 8, 2026

Lowell Capital Value Partners, LP Files D/A on June 8, 2026

Lowell Capital Value Partners, LP submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act.

Sheriff vehicles parked in front of Seminole County Courthouse during the day.
Regulatory Jun 8, 2026

Global Defense & Security Select Fund Files 3(c)(7) Notice

Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted D/A filing under Section 3(c)(7) on June 8, 2026.

A close-up image showing a hand holding a pen while signing a document.
Regulatory Jun 7, 2026

Malta Hedge Fund II, L.P. Files D/A With SEC

Malta Hedge Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on June 5, 2026.

Close-up of a person signing a divorce decree on a desk.
Regulatory Jun 7, 2026

Tax Lien Fund, LP Files D/A Amendment Citing Section 3(c)(5)

Tax Lien Fund, LP submitted a D/A filing on June 5, 2026 referencing Investment Company Act Section 3(c)(5).

An antique typewriter with cryptoeconomics text on paper against a grassy background.
Regulatory Jun 7, 2026

TTC Multi-Strategy Fund QP Files D/A on June 5 2026

TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) with the SEC on June 5, 2026.

Detailed close-up of law and regulation books on a bookshelf, emphasizing education and knowledge.
Regulatory Jun 7, 2026

Malta Hedge Fund, L.P. Files D/A Amendment with SEC

Malta Hedge Fund, L.P. submitted a D/A filing on 2026-06-05 under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.

Detailed view of a hand taking fingerprints on a document with ink pad on desk.
Regulatory Jun 7, 2026

Warwick UK Real Estate Fund I Submits D/A Filing to SEC

Warwick UK Real Estate Fund I filed a D/A amendment on June 5, 2026, referencing Investment Company Act exemptions under sections 3(c)(5) and 3(c)(6).

Historic Hobart Courthouse framed by trees in early morning light, Tasmania.
Regulatory Jun 7, 2026

TTC Multi-Strategy Fund QP, LP Submits D/A Filing to SEC

TTC Multi-Strategy Fund QP, LP filed a D/A notice under Investment Company Act Section 3(c)(7) on June 5, 2026.

Majestic columns of Palais de Justice in Lyon with French flag on top, a classic architectural masterpiece.
Regulatory Jun 7, 2026

Tax Lien Fund, LP Files D/A Amendment with SEC

Tax Lien Fund, LP submitted a D/A filing under Investment Company Act Section 3(c)(5) on June 5, 2026.

Low angle view of the Texas State Capitol dome and flags in Austin, Texas.
Regulatory Jun 7, 2026

Atlas Capital Ex INC. Files SEC Document on June 5 2026

Atlas Capital Ex INC. submitted a filing to the SEC on June 5 2026 under CIK 0002137939.

Drone shot capturing a historic city square in Valletta, Malta showcasing urban architecture.
Regulatory Jun 7, 2026

Malta Hedge Fund, L.P. Files Section 3(c)(1) Notice

Malta Hedge Fund, L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act on June 5, 2026.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Jun 7, 2026

Macquarie Files D/A for Infrastructure Income Opportunities Fund

Macquarie Infrastructure Income Opportunities Fund submitted a D/A filing to the SEC on June 5, 2026.

Stunning view of the Royal Exchange building in London during twilight.
Regulatory Jun 7, 2026

Atlas Capital Ex INC. Files SEC Document June 5 2026

Atlas Capital Ex INC. (CIK 0002137939) submitted a filing to the SEC on June 5 2026 with accession number 0002137939-26-000001.

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Regulatory Jun 7, 2026

Tax Lien Fund, LP Files D/A Amendment on June 5, 2026

Tax Lien Fund, LP submitted a D/A filing referencing Investment Company Act Section 3(c)(5) according to SEC EDGAR.

Low-angle shot of modern courthouse architecture with Canadian flag in London, Ontario.
Regulatory Jun 7, 2026

Warwick UK Real Estate Fund I Files D/A Notice With SEC

Warwick UK Real Estate Fund I submitted a D/A filing under Investment Company Act Sections 3(c)(5) and 3(c)(6) on June 5, 2026.

Top view of scrabble tiles spelling 'DOCUMENTS' on various contracts and agreements.
Regulatory Jun 7, 2026

Malta Hedge Fund, L.P. Files D/A Amendment on 2026-06-05

Malta Hedge Fund, L.P. submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.

Beautiful historic post office building captured at sunset with classic architecture and warm lighting.
Regulatory Jun 7, 2026

Warwick UK Real Estate Fund I Files D/A With SEC

Warwick UK Real Estate Fund I submitted a D/A filing on June 5 2026 referencing Investment Company Act exemptions 3(c)(5) and 3(c)(6).

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Regulatory Jun 7, 2026

Atlas Capital Ex INC. Files With SEC on June 5 2026

Atlas Capital Ex INC. submitted a regulatory filing to the SEC on June 5 2026 under CIK 0002137939.

Scrabble letter tiles on a wooden background forming the word "Policy".
Regulatory Jun 7, 2026

Journey Storage Ventures 01 Files With SEC EDGAR

Journey Storage Ventures 01, LLC submitted a filing to the SEC on June 5, 2026 under CIK 0002130829.

High angle of shiny wooden ceremonial mallet with golden detail placed on judge tale near documents folders
Regulatory Jun 7, 2026

Tax Lien Fund, LP Files SEC Notice Claiming 3(c)(5) Exemption

Tax Lien Fund, LP submitted a Form D/A filing on June 5, 2026, referencing Section 3(c)(5) of the Investment Company Act.

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Regulatory Jun 7, 2026

TTC Multi-Strategy Fund QP LP Files D/A with SEC

TTC Multi-Strategy Fund QP LP submitted a D/A filing on June 5, 2026 under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Regulatory Jun 7, 2026

Journey Storage Ventures 01, LLC Files SEC Document

Journey Storage Ventures 01, LLC submitted a filing to SEC EDGAR on June 5, 2026.

Discover the historic charm of downtown St. John's, Newfoundland, featuring vibrant architecture and urban appeal.
Regulatory Jun 7, 2026

Warwick UK Real Estate Fund I Files D/A on 2026-06-05

Warwick UK Real Estate Fund I submitted a D/A filing referencing Investment Company Act Sections 3(c)(5) and 3(c)(6).

A hand holding a pen signing a document, close-up shot with focus on the paper.
Regulatory Jun 7, 2026

Macquarie Infrastructure Income Opportunities Fund Files D/A

Macquarie Infrastructure Income Opportunities Fund submitted a D/A filing to the SEC on June 5, 2026.

Wooden letter blocks spelling tariffs, China, and USA representing trade relations.
Regulatory Jun 7, 2026

TTC Multi-Strategy Fund QP, LP Files D/A on 2026-06-05

TTC Multi-Strategy Fund QP, LP submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.

Low-angle shot of modern courthouse architecture with Canadian flag in London, Ontario.
Regulatory Jun 7, 2026

Atlas Capital Ex INC. Files SEC Form D on June 5 2026

Atlas Capital Ex INC. (CIK 0002137939) submitted a Form D filing to the SEC on June 5 2026.

Group of business professionals discussing financial strategies in a modern office setting.
Regulatory Jun 6, 2026

Journey Storage Ventures 01, LLC Files With SEC EDGAR

Journey Storage Ventures 01, LLC (CIK 0002130829) submitted a filing to the SEC on 2026-06-05.

Monument in front of a significant historical building in Almaty, Kazakhstan.
Regulatory Jun 6, 2026

Malta Hedge Fund II Files D/A Amendment on SEC EDGAR

Malta Hedge Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on June 5, 2026.

Detailed view of a hand taking fingerprints on a document with ink pad on desk.
Regulatory Jun 6, 2026

Tax Lien Fund, LP Files D/A Notice for 3(c)(5) Exemption

Tax Lien Fund, LP submitted a D/A filing on 2026-06-05 referencing Section 3(c)(5) of the Investment Company Act according to SEC EDGAR.

Beautiful sunlit view of traditional Maltese sandstone buildings showcasing historic architecture.
Regulatory Jun 6, 2026

Malta Hedge Fund L.P. Files D/A on 2026-06-05

Malta Hedge Fund L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.

Exterior of a classical building with columns, arches, and greenery, showcasing elegant architecture.
Regulatory Jun 6, 2026

Tax Lien Fund LP Files D/A Referencing Section 3(c)(5)

Tax Lien Fund LP submitted a D/A filing on June 5 2026 citing Investment Company Act Section 3(c)(5) according to SEC EDGAR.

Detailed close-up of US dollar banknotes showcasing currency design and textures.
Regulatory Jun 6, 2026

Atlas Capital Ex INC. Files SEC Document

Atlas Capital Ex INC. submitted a filing to the SEC on June 5, 2026, per EDGAR records.

A stunning view of the iconic United States Capitol under a blue sky in Washington, D.C.
Regulatory Jun 6, 2026

Journey Storage Ventures 01, LLC Files With SEC on June 5, 2026

Journey Storage Ventures 01, LLC (CIK 0002130829) submitted a filing to the SEC on June 5, 2026, with accession number 0002130829-26-000003.

Close-up of contract papers with Scrabble tiles spelling 'CONTRACT'.
Regulatory Jun 6, 2026

Atlas Capital Ex INC. Files With SEC EDGAR on June 5 2026

Atlas Capital Ex INC. submitted a regulatory filing to the SEC on June 5 2026 under CIK 0002137939.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Regulatory Jun 6, 2026

Warwick UK Real Estate Fund I Files D/A on 2026-06-05

Warwick UK Real Estate Fund I submitted a D/A filing citing Investment Company Act Sections 3(c)(5) and 3(c)(6).

High angle of shiny wooden ceremonial mallet with golden detail placed on judge tale near documents folders
Regulatory Jun 6, 2026

Malta Hedge Fund Files D/A on Section 3(c)(1) Exemption

Malta Hedge Fund, L.P. submitted a D/A filing with the SEC on June 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.

Wooden letter tiles arranged to spell 'Trading Rules' on a wooden surface.
Regulatory Jun 6, 2026

TTC Multi-Strategy Fund QP, LP Files D/A with SEC

TTC Multi-Strategy Fund QP, LP submitted a D/A amendment filing on June 5, 2026 referencing Section 3(c)(7) of the Investment Company Act.

Tablet displaying 'Financial Freedom' surrounded by bitcoins and 2021 planner, symbolizing cryptocurrency potential.
Regulatory Jun 6, 2026

Tax Lien Fund, LP Files D/A with SEC on 3(c)(5) Claim

Tax Lien Fund, LP submitted a D/A filing to the SEC on 2026-06-05 referencing Section 3(c)(5) of the Investment Company Act.

A lawyer discusses legal documents with clients in an office setting.
Regulatory Jun 6, 2026

Tax Lien Fund, LP Files D/A for 3(c)(5) Exemption

Tax Lien Fund, LP submitted a D/A filing on 2026-06-05 referencing Section 3(c)(5) of the Investment Company Act.

A couple examines real estate documents indoors with focus on writing and discussion.
Regulatory Jun 6, 2026

Warwick UK Real Estate Fund I Files D/A with SEC

Warwick UK Real Estate Fund I submitted a D/A filing on June 5, 2026 referencing Investment Company Act exemptions.

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