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Sec Filing

2986 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Aug 24, 2026

LibreMax Structured Opportunities Offshore Partners II Files D/A With SEC

LibreMax Structured Opportunities Offshore Partners II, LP filed a D/A amendment under Investment Company Act Section 3(c)(7) on August 21, 2026.

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Regulatory Aug 24, 2026

LibreMax Opportunistic Value Fund Files D/A with SEC

LibreMax Opportunistic Value Fund, LP submitted a D/A filing referencing Section 3(c)(7) on August 21, 2026.

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Regulatory Aug 24, 2026

LibreMax Structured Opportunities Partners I Files D/A on 2026-08-21

LibreMax Structured Opportunities Partners I, LP submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 24, 2026

LibreMax Structured Opportunities Partners II Files D/A on SEC EDGAR

LibreMax Structured Opportunities Partners II, LP submitted a D/A filing under Investment Company Act Section 3(c)(7).

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Regulatory Aug 23, 2026

Zenith Equity Fund-A LP Files SEC Notice Under 3(c)(7)

Zenith Equity Fund-A LP submitted a filing to the SEC on August 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 23, 2026

Zenith Equity Fund-A LP Files SEC Notice

Zenith Equity Fund-A LP submitted a Section 3(c)(7) filing with the SEC on August 21, 2026, according to EDGAR records.

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Regulatory Aug 23, 2026

Zenith Equity Fund-A LP Files SEC Notice on August 21, 2026

Zenith Equity Fund-A LP submitted a filing to the SEC referencing Investment Company Act Section 3(c)(7).

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Regulatory Aug 23, 2026

West Street Infrastructure Partners V Employee Fund LP Files D/A

West Street Infrastructure Partners V Employee Fund LP submitted a D/A filing to the SEC on August 21, 2026.

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Regulatory Aug 23, 2026

West Street Strategic Solutions II Employee Fund LP Files D/A

West Street Strategic Solutions II Employee Fund LP submitted a D/A filing to the SEC on August 21, 2026.

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Regulatory Aug 23, 2026

Zenith Equity Fund-A LP Files Section 3(c)(7) Notice

D - Zenith Equity Fund-A LP submitted a Section 3(c)(7) filing on 2026-08-21 with the SEC.

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Regulatory Aug 22, 2026

Zenith Equity Fund-A LP Files With SEC Under Section 3(c)(7)

Zenith Equity Fund-A LP submitted a filing to the SEC on August 21, 2026, referencing Investment Company Act Section 3(c)(7).

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Regulatory Aug 22, 2026

Zenith Equity Fund-A LP Files Section 3(c)(7) Notice

Zenith Equity Fund-A LP submitted a Form D filing claiming exemption under Investment Company Act Section 3(c)(7) on August 21, 2026.

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Regulatory Aug 22, 2026

Zenith Equity Fund-A LP Files SEC Notice Under Section 3(c)(7)

Zenith Equity Fund-A LP submitted a filing with the SEC on August 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 22, 2026

Zenith Equity Fund-A LP Files SEC Notice Claiming 3(c)(7) Exemption

Zenith Equity Fund-A LP submitted an SEC filing on August 21, 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 22, 2026

Zenith Equity Fund-A LP Files 3(c)(7) Notice

D - Zenith Equity Fund-A LP filed a notice of reliance on Section 3(c)(7) of the Investment Company Act on August 21, 2026.

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Regulatory Aug 22, 2026

West Street Strategic Solutions II Employee Fund LP Files D/A

West Street Strategic Solutions II Employee Fund LP submitted a D/A filing to the SEC on August 21, 2026.

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Regulatory Aug 22, 2026

West Street Infrastructure Partners V Employee Fund LP Files D/A

West Street Infrastructure Partners V Employee Fund LP submitted a D/A filing to the SEC on August 21, 2026.

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Regulatory Aug 21, 2026

Zenith Equity Fund-A LP Files SEC Notice Under 3(c)(7)

Zenith Equity Fund-A LP submitted a filing to the SEC on August 21, 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 21, 2026

West Street Infrastructure Partners V Employee Fund LP Files D/A

West Street Infrastructure Partners V Employee Fund LP submitted D/A filing 0002071287-26-000001 to the SEC on 2026-08-21.

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Regulatory Aug 21, 2026

KKR Global Credit Opportunities Fund Files D/A With SEC

KKR Global Credit Opportunities Fund (Overseas) L.P. submitted a D/A filing on 2026-08-21 under Section 3(c)(7).

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Fundraising Aug 21, 2026

GC&H Investments Files Form D Notice with SEC

GC&H Investments, LLC submitted a Form D filing on August 21, 2026 covering two entities incorporated in California and Delaware.

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Regulatory Aug 21, 2026

Constructor Capital Fund I SPV V Files SEC Notice

D - Constructor Capital Fund I SPV V a series of Allocations 2026 Master, LLC filed a Form D notice claiming Section 3(c)(1) exemption on August 21, 2026.

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Regulatory Aug 21, 2026

PennantPark Credit Secondary Offshore Fund Files SEC Notice

PennantPark Credit Secondary (Offshore) Fund LP submitted a Form 3C filing with the SEC on August 21 2026 claiming Section 3(c)(7) exemption.

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Regulatory Aug 21, 2026

Long Angle Investments LLC Files Millennium Blocker 2026 SPV Notice

Long Angle Investments LLC submitted a Form D filing for Millennium Blocker 2026 SPV under Section 3(c)(7) of the Investment Company Act on August 21, 2026.

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Fundraising Aug 21, 2026

AspenView Technology Partners Files Form D on August 21, 2026

AspenView Technology Partners, Inc. submitted a Form D filing to the SEC on August 21, 2026, according to EDGAR records.

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Fundraising Aug 21, 2026

Halal Shack Holdings, LLC Files SEC Document

Halal Shack Holdings, LLC submitted a filing to the SEC on August 21, 2026.

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Regulatory Aug 21, 2026

West Street Strategic Solutions II Employee Fund LP Files D/A

West Street Strategic Solutions II Employee Fund LP submitted a D/A filing on August 21, 2026, according to SEC EDGAR.

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Regulatory Aug 21, 2026

Axar Offshore Fund, Ltd. Files D/A With SEC on August 21, 2026

Axar Offshore Fund, Ltd. submitted a D/A filing to the SEC on August 21, 2026, referencing Investment Company Act Section 3(c)(7).

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Regulatory Aug 21, 2026

LibreMax Structured Opportunities Offshore Partners I Files D/A

LibreMax Structured Opportunities Offshore Partners I, LP submitted a D/A filing on 2026-08-21 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 21, 2026

LibreMax Structured Opportunities Partners I Files D/A on 2026-08-21

LibreMax Structured Opportunities Partners I, LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Aug 21, 2026

AXAR Onshore Fund, LLC Files D/A Under Section 3(c)(7)

AXAR Onshore Fund, LLC submitted a D/A filing to the SEC on August 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 21, 2026

Aegle Health Partners Files Form D on August 21, 2026

Aegle Health Partners, Inc. submitted a Form D notice to the SEC with accession number 0001896471-26-000003.

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Regulatory Aug 21, 2026

USEDC 2026 Drilling Fund 2 LP Files D/A on SEC EDGAR

USEDC 2026 Drilling Fund 2 LP submitted a D/A filing to the SEC on August 21, 2026, according to SEC EDGAR records.

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Regulatory Aug 21, 2026

Corbell Private Capital USA Fund II LP Files SEC Notice

Corbell Private Capital USA Fund II LP submitted an SEC filing claiming exemption under Section 3(c)(7) of the Investment Company Act on August 21, 2026.

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Regulatory Aug 21, 2026

LibreMax Structured Opportunities Partners II Files D/A With SEC

LibreMax Structured Opportunities Partners II, LP submitted a D/A filing on August 21, 2026 under Investment Company Act Section 3(c)(7).

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Regulatory Aug 21, 2026

DREAM U.S. Industrial Fund LP Files D/A With SEC on August 21 2026

DREAM U.S. Industrial Fund LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 21 2026 according to SEC EDGAR.

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Regulatory Aug 21, 2026

Cordillera Investment Fund IV, L.P. Files SEC Notice

Cordillera Investment Fund IV, L.P. submitted a filing to the SEC on August 21, 2026 under Section 3(c)(7).

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Regulatory Aug 21, 2026

Mogul Mountain Ventures Corp Files D/A with SEC

Mogul Mountain Ventures Corp submitted a D/A filing to the SEC on August 21, 2026, per EDGAR records.

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Regulatory Aug 21, 2026

Cordillera Investment Fund IV-B Files D/A With SEC

Cordillera Investment Fund IV-B, L.P. submitted a D/A filing to the SEC on August 21, 2026, referencing Section 3(c)(7).

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Regulatory Aug 21, 2026

PFD Management Fund 1008 LLC Files D/A With SEC

PFD Management Fund 1008 LLC submitted a D/A filing to the SEC on August 21 2026 according to EDGAR records.

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Regulatory Aug 20, 2026

THL (Individuals) Fund X, L.P. Files D/A Amendment on SEC EDGAR

THL (Individuals) Fund X, L.P. submitted D/A filings under Section 3(c)(7) of the Investment Company Act on August 20, 2026.

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Regulatory Aug 20, 2026

Harbor Point Fund 1, LLC Files With SEC

Harbor Point Fund 1, LLC submitted a filing to the SEC on August 19, 2026, according to SEC EDGAR records.

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Regulatory Aug 20, 2026

THL Equity Fund X Files D/A Amendment on 2026-08-20

THL Equity Fund X, L.P. submitted a D/A filing under Securities Act Section 3(c)(7) to the SEC on August 20, 2026.

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Regulatory Aug 20, 2026

Axonic Commercial Real Estate Offshore Fund III Files D/A with SEC

Axonic Commercial Real Estate Offshore Fund III, LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on August 19, 2026.

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Regulatory Aug 20, 2026

Valo Ventures II, L.P. Files Form D on August 19, 2026

Valo Ventures II, L.P. submits SEC Form D filing claiming Section 3(c)(7) exemption under the Investment Company Act according to SEC EDGAR records.

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Regulatory Aug 20, 2026

THL Parallel Fund X, L.P. Files D/A with SEC

THL Parallel Fund X, L.P. submitted a Form D amendment filing on August 20, 2026 under the Securities Act of 1933.

Close-up of a vintage typewriter with 'Financial Security' typed on paper, representing financial themes.
Regulatory Aug 20, 2026

USEDC 2026 Drilling Fund 2 LP Files D/A with SEC

USEDC 2026 Drilling Fund 2 LP submitted a D/A filing on August 20, 2026, according to SEC EDGAR records.

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Regulatory Aug 20, 2026

Diameter Lending Offshore Fund II RNF LP Files 3(c)(7) Notice

D - Diameter Lending Offshore Fund II RNF LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 19, 2026.

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Regulatory Aug 20, 2026

StepStone Secondaries Infrastructure Fund Europe Files D/A

StepStone Secondaries Infrastructure Fund Europe, SCSp SICAV-RAIF submitted a D/A filing to the SEC on August 20, 2026, claiming Section 3(c)(7) exemption.

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Regulatory Aug 20, 2026

K2 FS Custom Solutions Fund Ltd. Files D/A on August 20, 2026

K2 FS Custom Solutions Fund Ltd. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.

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