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Sec Filing

1741 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Jun 6, 2026

Warwick UK Real Estate Fund I Files D/A on June 5 2026

Warwick UK Real Estate Fund I submitted a D/A filing to the SEC citing Investment Company Act Sections 3(c)(5) and 3(c)(6).

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Regulatory Jun 6, 2026

Atlas Capital Ex INC. Submits SEC Filing on June 5 2026

Atlas Capital Ex INC. filed a document with the SEC on June 5 2026 according to EDGAR records.

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Regulatory Jun 6, 2026

TTC Multi-Strategy Fund QP, LP Files D/A on June 5, 2026

TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.

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Fundraising Jun 6, 2026

Journey Storage Ventures 01, LLC Files With SEC

Journey Storage Ventures 01, LLC submitted a filing to the SEC on June 5, 2026 according to SEC EDGAR.

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Fundraising Jun 6, 2026

Atlas Capital Ex INC. Files SEC Document June 2026

Atlas Capital Ex INC. submitted a filing to the SEC on June 5, 2026, according to EDGAR records.

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Regulatory Jun 6, 2026

Malta Hedge Fund II Files D/A Amendment With SEC

Malta Hedge Fund II, L.P. submitted a D/A filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 6, 2026

Journey Storage Ventures 01, LLC Files SEC Document June 2026

Journey Storage Ventures 01, LLC submitted a 5 KB filing to the SEC on June 5, 2026 under accession number 0002130829-26-000003.

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Regulatory Jun 6, 2026

Atlas Capital Ex INC. Files SEC Document June 5 2026

Atlas Capital Ex INC. (CIK 0002137939) submitted a filing to the SEC on June 5 2026.

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Regulatory Jun 6, 2026

TTC Multi-Strategy Fund QP, LP Files SEC Notice Under Section 3(c)(7)

TTC Multi-Strategy Fund QP, LP submitted a 3(c)(7) filing to the SEC on June 5, 2026, according to SEC EDGAR.

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Regulatory Jun 6, 2026

Macquarie Infrastructure Income Opportunities Fund Files D/A

Macquarie Infrastructure Income Opportunities Fund submitted a D/A filing on June 5, 2026, per SEC EDGAR records.

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Regulatory Jun 6, 2026

Warwick UK Real Estate Fund I Files D/A on SEC EDGAR

Warwick UK Real Estate Fund I submitted a D/A filing to the SEC referencing Investment Company Act Sections 3(c)(5) and 3(c)(6).

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Regulatory Jun 5, 2026

TTC Multi-Strategy Fund QP, LP Files D/A With SEC

TTC Multi-Strategy Fund QP, LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on June 5, 2026.

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Regulatory Jun 5, 2026

Tax Lien Fund, LP Files SEC Amendment Under 3(c)(5)

Tax Lien Fund, LP submitted a Form D/A filing with the SEC on June 5, 2026, referencing Section 3(c)(5) of the Investment Company Act.

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Regulatory Jun 5, 2026

Journey Storage Ventures 01, LLC Files With SEC on June 5, 2026

Journey Storage Ventures 01, LLC submitted a filing to the SEC EDGAR system on June 5, 2026 under CIK 0002130829.

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Regulatory Jun 5, 2026

Tax Lien Fund, LP Files 3(c)(5) Notice With SEC

Tax Lien Fund, LP submitted a D/A filing on June 5, 2026 referencing Section 3(c)(5) of the Investment Company Act.

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Regulatory Jun 5, 2026

Warwick UK Real Estate Fund I Files D/A on SEC EDGAR

Warwick UK Real Estate Fund I submitted a D/A filing on 2026-06-05 referencing Investment Company Act Section 3(c) exemptions.

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Regulatory Jun 5, 2026

Macquarie Infrastructure Income Opportunities Fund Files D/A

Macquarie Infrastructure Income Opportunities Fund submitted a D/A filing to the SEC EDGAR system on June 5, 2026.

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Regulatory Jun 5, 2026

American Ventures LLC Series XLVIII Remag Files 3(c)(1) Notice

American Ventures LLC, Series XLVIII Remag submitted a Section 3(c)(1) notice filing with the SEC on June 5, 2026.

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Regulatory Jun 5, 2026

Atlas Capital Ex INC. Files SEC Document June 5 2026

Atlas Capital Ex INC. submitted a 7 KB filing to the SEC on June 5 2026 under accession number 0002137939-26-000001.

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Regulatory Jun 5, 2026

NavierCVOwnera 1 Series Files 3(c)(1) Notice

NavierCVOwnera 1, a series of Navier Ventures LP, filed a Section 3(c)(1) notice with the SEC on June 5, 2026.

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Regulatory Jun 5, 2026

Spacefaring Ventures Fund 13 Files SEC 3(c)(1) Notice

Spacefaring Ventures Fund 13, LLC submitted an SEC filing on June 5, 2026 claiming exemption under Investment Company Act Section 3(c)(1).

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Regulatory Jun 5, 2026

Charlotte's Web Holdings Files Form D on June 5, 2026

Charlotte's Web Holdings, Inc. submitted a Form D filing to the SEC with accession number 0001750155-26-000095.

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Regulatory Jun 5, 2026

Isleview Equity RBIC Fund, L.P. Files D/A on June 5, 2026

Isleview Equity RBIC Fund, L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jun 5, 2026

Providence Multifamily Fund II, LLC Files SEC Document

Providence Multifamily Fund II, LLC submitted a filing on June 5, 2026, under Section 3(c)(5) of the Investment Company Act.

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Regulatory Jun 5, 2026

Vector Fund LP Files D/A with SEC on June 5, 2026

Vector Fund LP submitted a D/A filing to the SEC on June 5, 2026, according to SEC EDGAR records.

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Regulatory Jun 5, 2026

Wellington India Select Fund Files D/A Amendment with SEC

Wellington India Select Fund, Ltd. submitted a D/A filing on June 5, 2026 referencing Investment Company Act Section 3(c)(7).

Close-up of a person signing a divorce decree on a desk.
Regulatory Jun 5, 2026

Atlas Capital Ex INC. Files SEC Document on June 5, 2026

Atlas Capital Ex INC. (CIK 0002137939) submitted a filing to the SEC on June 5, 2026, according to SEC EDGAR.

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Regulatory Jun 5, 2026

Warwick UK Real Estate Fund I Files D/A on June 5 2026

Warwick UK Real Estate Fund I submits D/A filing referencing Investment Company Act sections 3(c)(5) and 3(c)(6).

Austrian and Portuguese passports on a European map with euro banknotes.
Regulatory Jun 5, 2026

Taula Global Macro Fund LP Files D/A Amendment on June 5 2026

Taula Global Macro Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) to the SEC on June 5 2026.

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Regulatory Jun 5, 2026

Eterna Capital Partners LP Files SEC Document for Series BGA

Eterna Capital Partners LP submitted a 6 KB filing titled D - Eterna Capital Partners LP - Series BGA to the SEC on June 5, 2026.

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Regulatory Jun 5, 2026

Journey Storage Ventures 01 LLC Files With SEC

Journey Storage Ventures 01 LLC submitted a filing to the SEC on June 5 2026.

The old courthouse in St. Louis with the iconic Gateway Arch in the backdrop.
Regulatory Jun 5, 2026

1940 Fund, Ltd. Files D/A Under Section 3(c)(7)

1940 Fund, Ltd. submitted a D/A filing to the SEC on 2026-06-05 referencing Investment Company Act Section 3(c)(7).

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Jun 5, 2026

Fidera Vecta Fund II SCSp Files Form D for 3(c)(7) Exemption

Fidera Vecta Fund II SCSp submitted a Form D filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 5, 2026

Astro Vault II Series Files SEC 3(c)(7) Notice

D - Astro Vault II a Series of Astro Funds LLC filed an Investment Company Act Section 3(c)(7) notice with the SEC on June 5, 2026.

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Regulatory Jun 5, 2026

Align Ventures II, L.P. Files D/A on SEC EDGAR

Align Ventures II, L.P. submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 5, 2026

AllianceBernstein Select US Equity (BVI) Ltd Files D/A on 2026-06-05

AllianceBernstein Select US Equity (BVI) Ltd submitted a D/A filing to the SEC on 2026-06-05 referencing Section 3(c)(7).

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Jun 4, 2026

KKR Opportunistic Real Estate Credit Fund III LP Files SEC Notice

KKR Opportunistic Real Estate Credit Fund III LP submitted a Section 3(c)(7) filing to the SEC on June 4, 2026.

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Regulatory Jun 4, 2026

KKR Opportunistic Real Estate Credit Fund III Files SEC Notice

KKR Opportunistic Real Estate Credit Fund III (Parallel) LP submitted a Section 3(c)(7) exemption filing to the SEC on June 4, 2026.

Young couple signing a real estate agreement with an agent indoors.
Regulatory Jun 4, 2026

SEI Core Property Fund Files D/A With SEC on June 4 2026

SEI Core Property Fund, L.P. submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 4, 2026

Ozark Resort Capital, LLC Files Form D on June 4, 2026

Ozark Resort Capital, LLC submitted a Form D filing to the SEC on June 4, 2026, according to SEC EDGAR records.

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Regulatory Jun 4, 2026

Onex Partners Star CV LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)

Onex Partners Star CV LP submitted a Form D filing to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Regulatory Jun 4, 2026

D - Juvvadi CM Fund, LLC Files 3(c)(1) Notice

D - Juvvadi CM Fund, LLC submitted a Section 3(c)(1) exemption filing to the SEC on June 4, 2026.

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Regulatory Jun 4, 2026

McGaw Irvine Capital LP Files With SEC EDGAR on June 4 2026

McGaw Irvine Capital LP (CIK 0002137732) submitted a filing to SEC EDGAR on June 4 2026 under accession number 0002137732-26-000001.

The historic Palais de Justice in Nice, showcasing classic French architectural design.
Regulatory Jun 4, 2026

Keez Partners LP Files D/A Form Claiming 3(c)(1) Exemption

Keez Partners LP submitted a D/A filing on June 4 2026 citing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.

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Regulatory Jun 4, 2026

Continental Partners LP Files D/A With SEC on June 4 2026

Continental Partners LP submitted a D/A filing to the SEC on June 4 2026 referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jun 4, 2026

Duende Capital LLC Files 3(c)(1) Notice for ANTH I

Duende Capital LLC submitted an SEC filing on June 4 2026 for its ANTH I vehicle claiming exemption under Investment Company Act Section 3(c)(1).

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Regulatory Jun 4, 2026

SEI Offshore Opportunity Fund II, Ltd. Files D/A on SEC EDGAR

SEI Offshore Opportunity Fund II, Ltd. submitted a D/A filing to the SEC on June 4, 2026 under Section 3(c)(7).

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Regulatory Jun 4, 2026

D - Haus Capital Partners Fund I, L.P. Files SEC Notice

D - Haus Capital Partners Fund I, L.P. submitted a Form D filing with the SEC on June 4, 2026 under Section 3(c)(1).

Urban architecture of a government building with a clear blue sky in Montevideo, Uruguay.
Regulatory Jun 4, 2026

Ember Management Aggregator Files D/A with SEC

Ember Management Aggregator, L.P. submitted Form D/A filing 0001971457-26-000001 on June 4, 2026.

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory Jun 4, 2026

Mason Park Opportunity Fund Files D/A With SEC

Mason Park Opportunity Fund, LP submitted a D/A filing to the SEC on June 4, 2026, under Investment Company Act Section 3(c)(1).

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