Sec Filing
1741 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
KKR Opportunistic Real Estate Credit Fund III LP Files With SEC
KKR Opportunistic Real Estate Credit Fund III LP submitted a regulatory filing to the SEC on June 4 2026 under Section 3(c)(7).
Unison Risk Advisors Inc. Files SEC Document on June 4 2026
Unison Risk Advisors Inc. (CIK 0001794955) submitted filing 0001794955-26-000004 to the SEC on June 4 2026.
Kline Hill Partners Solutions III Expansion Fund Files SEC Notice
Kline Hill Partners Solutions III Expansion Fund LP submitted a Form D filing to the SEC on June 4, 2026, claiming exemption under Section 3(c)(7).
Kline Hill Partners Solutions III Expansion Fund LP Files SEC Notice
Kline Hill Partners Solutions III Expansion Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on June 4, 2026.
Ozark Resort Capital, LLC Files SEC Document
Ozark Resort Capital, LLC submitted a filing listed as D to the SEC on June 4, 2026.
PCA Opportunities Fund 2022 Files D/A With SEC on June 4 2026
PCA Opportunities Fund 2022, L.P. - Series V (Venture 2022) submitted a D/A filing under Investment Company Act Section 3(c)(7).
Strategic Opportunities Partners I Files SEC 3(c)(7) Notice
D - Strategic Opportunities Partners I, L.P. submitted a 7 KB filing to the SEC on June 4, 2026, referencing Section 3(c)(7) of the Investment Company Act.
EQT Infrastructure VI Co-Investment Files SEC Notice
D - EQT Infrastructure VI Co-Investment (I) SCSp submitted a Section 3(c)(7) filing to the SEC on June 4, 2026.
EQT Infrastructure VI Co-Investment Files SEC Form
D - EQT Infrastructure VI Co-Investment (N) SCSp filed a notice under Investment Company Act Section 3(c)(7) on 2026-06-04 according to SEC EDGAR.
Warren Equity Partners Fund V-A, L.P. Files D/A With SEC
Warren Equity Partners Fund V-A, L.P. submitted a D/A filing on June 4, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
SPX Program Fund LP Files D/A With SEC Under Section 3(c)(1)
SPX Program Fund LP submitted a D/A filing on June 4 2026 referencing Investment Company Act Section 3(c)(1).
Imagen Dental Partners, LLC Files Form D on June 3, 2026
Imagen Dental Partners, LLC submitted a Form D filing to the SEC on June 3, 2026 under file numbers 021-586118 and 021-586118-01.
Gotham Index Plus Fund, LP Files D/A on 2026-06-03
Gotham Index Plus Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act via SEC EDGAR on June 3, 2026.
Equitybee 22-49064 Series Files 3(c)(1) Amendment
Equitybee 22-49064, a Series of Equitybee cFund Master LLC, submitted a D/A filing claiming Investment Company Act Section 3(c)(1) exemption on June 3, 2026.
Ibex Partners Fund LP Files D/A Notice with SEC
Ibex Partners Fund LP submitted a D/A filing on June 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Dune Ventures Fund II Files D/A Claiming 3(c)(1) and 3(c)(7) Exemptions
Dune Ventures Fund II, LP submitted a D/A filing on June 3, 2026, listing Investment Company Act Section 3(c) exemptions.
Cinnaire Fund for Housing Limited Partnership 45 Files SEC Document
Cinnaire Fund for Housing Limited Partnership 45 submitted a filing to the SEC on June 3, 2026, according to EDGAR records.
CAIS 26North Private Equity Fund I Files SEC Notice
CAIS 26North Private Equity Fund I, L.P. submitted an SEC filing on June 3, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Equitybee Series Files 3(c)(1) Exemption Notice
D - Equitybee 22-43159 a Series of Equitybee cFund Master LLC submitted a Section 3(c)(1) filing to the SEC on 2026-06-03.
Summit Partners IDF Series Files 3(c)(7) SEC Notice
D - Summit Partners IDF Series of the SALI Multi-Series Fund, L.P. submitted a Section 3(c)(7) filing with the SEC on June 3, 2026.
Green Court Greater China Long/Short Equity Fund Files D/A on 2026-06-03
Green Court Greater China Long/Short Equity Fund, Ltd. submitted a D/A filing referencing Section 3(c)(7) on June 3, 2026.
CAIS Davidson Kempner Opportunities Fund VII Files SEC Notice
CAIS Davidson Kempner Opportunities Fund VII, L.P. submitted a Form D notice to the SEC on June 3, 2026 claiming Section 3(c)(7) exemption.
Equitybee 22-76598 Series Files 3(c)(1) Notice
Equitybee 22-76598 a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on June 3, 2026.
LMCG Absolute Return Offshore Fund Files 3(c)(7) Notice
LMCG Absolute Return Offshore Fund, LP submitted a Section 3(c)(7) filing on June 3, 2026 via SEC EDGAR.
LCV Fund III Files D/A Notice With SEC on June 3 2026
LCV FUND III, L.P. submitted a D/A filing to the SEC on June 3 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
D - Alpha Funds VI LLC Files SEC Notice Under 3(c)(1)
D - Alpha Funds VI LLC submitted a Section 3(c)(1) filing to the SEC on June 2, 2026.
Rubicon Founders Ivy Fund Files SEC Exemption Notice
Rubicon Founders Ivy Fund, LP submitted a Section 3(c)(7) filing to the SEC on June 2, 2026.
Lone Star Credit Opportunities Fund Files SEC Notice
Lone Star Credit Opportunities Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on June 2, 2026.
021T Capital Fund I Files D/A on SEC EDGAR
021T Capital Fund I, L.P. submitted a D/A filing to the SEC on June 2, 2026, referencing Sections 3(c)(1) and 3(c)(7).
Raptor Dapple Holdings LLC Files 3(c)(1) Exemption Notice
Raptor Dapple Holdings LLC submitted a Section 3(c)(1) notice under the Investment Company Act via SEC EDGAR on June 2, 2026.
Behrman Capital CV II L.P. Files SEC Notice Under 3(c)(7)
Behrman Capital CV II L.P. submitted a Section 3(c)(7) exemption filing to the SEC on 2026-06-02.
Fannin Goldenrod Holdings I Files SEC 3(c)(1) Notice
Fannin Goldenrod Holdings I, LLC submitted an SEC filing on June 2, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Olive Partners Select V Files SEC Notice Claiming 3(c)(7) Exemption
D - Olive Partners Select V, LP filed a notice with the SEC on 2026-06-02 under Investment Company Act Section 3(c)(7).
Montgomery Capital Partners VI LP Files SEC Notice
Montgomery Capital Partners VI LP submitted a filing to the SEC on June 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Forman Capital REIT Feeder Fund, LP Files Form D
Forman Capital REIT Feeder Fund, LP submitted a Form D notice on June 2, 2026, according to SEC EDGAR.
Forman Capital Mortgage REIT Files Form D
Forman Capital Mortgage REIT, Inc. submitted a Form D filing to the SEC on June 2, 2026.
Cortlandt Legal Fund 1, LLC Files SEC Document
Cortlandt Legal Fund 1, LLC submitted a filing to the SEC on June 2, 2026, according to SEC EDGAR records.
D - Quadrant Private Capital Solutions Platform Files SEC Notice
D - Quadrant Private Capital Solutions Platform, LP submitted a Section 3(c) filing to the SEC on June 2, 2026, claiming exemptions under 3(c)(1) and 3(c)(7).
Apex Tech Growth Partners II Files With SEC
Apex Tech Growth Partners II, LLC submitted a Form D filing to the SEC on June 2, 2026.
Kirigami Master Fund Ltd Files 3(c)(7) Notice With SEC
Kirigami Master Fund Ltd submitted a D/A filing under Investment Company Act Section 3(c)(7) on June 2, 2026.
Vintage Credit Opportunity Partners Employee LP Files D/A
Vintage Credit Opportunity Partners Employee LP submitted a D/A filing to the SEC on June 1, 2026.
Wellington Commercial Real Estate Debt Fund I Files SEC Notice
Wellington Commercial Real Estate Debt Fund I, L.P. submitted a Form 3C filing claiming Section 3(c)(7) exemption on June 1, 2026.
Midloch Value Fund III, LLC Files With SEC EDGAR
Midloch Value Fund III, LLC submitted a filing to the SEC on June 1, 2026, according to EDGAR records.
InvestX Growth Equity V-US (QP) LP Files D/A on June 1 2026
InvestX Growth Equity V-US (QP) LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
D - Kicker Co-Investment Ltd Files 3(c)(7) Notice
D - Kicker Co-Investment Ltd submitted a Section 3(c)(7) filing under the Investment Company Act on June 1, 2026.
CrediMovil Capital I LLC Files With SEC on June 1 2026
CrediMovil Capital I LLC submitted a filing to SEC EDGAR on June 1 2026 under accession number 0002137012-26-000001.
SGT Capital Co-Invest 1.1 SCSp Files 3(c)(1) Notice
SGT Capital Co-Invest 1.1 SCSp submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026, according to SEC EDGAR.
Apollo Aligned Alternatives ST Fund (JPY) Files D/A With SEC
Apollo Aligned Alternatives ST Fund (JPY), L.P. submitted a D/A filing on June 1, 2026 under Section 3(c)(7).
Madison & Main Investment LLC Files SEC Document June 1 2026
Madison & Main Investment LLC (0002137962) submitted a 6 KB filing to SEC EDGAR on June 1, 2026 under accession number 0001140361-26-023574.
D - FCP-YAU Holdings, LLC Files Section 3(c)(1) Notice
D - FCP-YAU Holdings, LLC submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026.
