Sec Filing
2767 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
NDH Opportunity Funds LLC Series 10 Files 3(c)(1) and 3(c)(7) Notice
NDH Opportunity Funds LLC Series 10 submitted a filing on August 7 2026 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
GAP (Bermuda) Mexico Companion Fund II Files D/A
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Global Defense & Security Select Fund Files D/A on August 7 2026
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing claiming Section 3(c)(7) exemption according to SEC EDGAR.
Black Opal Ventures Fund II Files 3(c)(7) Notice With SEC
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing claiming exemption under Section 3(c)(7) of the Investment Company Act on August 7, 2026.
Venture Growth Select II Offshore Files D/A on August 7, 2026
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files SEC Notice Under Section 3(c)(7)
Millstone Global Fund LP submitted a Form D filing with the SEC claiming exemption under Investment Company Act Section 3(c)(7).
Black Opal Ventures Fund II Files SEC Notice for 3(c)(7) Exemption
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
Millstone Global Fund LP Files SEC Notice August 2026
Millstone Global Fund LP submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
GAP (Bermuda) Mexico Companion Fund II Files D/A With SEC
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing on August 7, 2026 under Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Offshore SICAV-RAIF Files SEC Document
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a filing to the SEC on August 7, 2026 under Section 3(c)(7).
Venture Growth Select II Offshore SICAV-RAIF Files D/A
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
GAP (Bermuda) Mexico Companion Fund II Files D/A Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing to the SEC on August 7, 2026, referencing Section 3(c)(7).
First Round Capital X-F, L.P. Files SEC Notice
First Round Capital X-F, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on August 7, 2026, per SEC EDGAR records.
Landmark Realty Partners II-B Files Form D Notice
Landmark Realty Partners II-B, LP submitted a Form D filing with the SEC on August 7, 2026, claiming Section 3(c)(7) exemption.
Venture Growth Select Fund II Files 3(c)(7) Notice
Venture Growth Select Fund II, LLC submitted a D/A filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Patients Capital Translation Fund Files 3(c)(1) Exemption Notice
Patients Capital Translation Fund, LP filed an SEC notice on August 7, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Roc360 Insurance Dedicated Fund II Series Files SEC Notice
D - Roc360 Insurance Dedicated Fund II Series of the SALI Multi-Series Fund, L.P. submitted a Section 3(c)(7) filing on August 7, 2026.
Global Defense & Security Select Fund Files SEC Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a filing under Section 3(c)(7) on August 7, 2026.
1616 Ventures Fund I Files SEC Notice for 3(c)(1) Exemption
D - 1616 Ventures Fund I, L.P. submitted a filing under Section 3(c)(1) of the Investment Company Act on August 7, 2026.
Infinite Capital LP Files 3(c)(1) Notice for Series Peak
D - Infinite Capital LP - Series Peak filed a Section 3(c)(1) notice with the SEC on August 7, 2026.
Midwest Screens Holdings, LLC Files SEC Document
Midwest Screens Holdings, LLC submitted a filing to the SEC on August 7, 2026.
Venture Growth Select II Offshore SICAV-RAIF Files D/A With SEC
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) on August 7, 2026.
Landmark Realty Partners II-C, LP Files Form D on August 7, 2026
Landmark Realty Partners II-C, LP submitted a Form D filing with the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Landmark Realty Partners II Files Form D on 2026-08-07
Landmark Realty Partners II, LP submitted a Form D filing with the SEC claiming Section 3(c)(7) exemption.
Black Opal Ventures Fund II Files SEC 3(c)(7) Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
Millstone Global Fund LP Files SEC Notice on 3(c)(7) Status
Millstone Global Fund LP submitted a filing to the SEC on August 7 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Kaleidoscope Prism Master Fund Files 3(c)(7) Notice
Kaleidoscope Prism Master Fund, LP submitted a D/A filing to the SEC on August 7, 2026, under Section 3(c)(7) of the Investment Company Act.
Andurand Commodities Discretionary Enhanced Fund LP Files SEC Notice
Andurand Commodities Discretionary Enhanced Fund LP submitted a Section 3(c)(7) filing on August 7, 2026, according to SEC EDGAR.
Kaleidoscope Prism Fund LP Files D/A With SEC
Kaleidoscope Prism Fund LP submitted a D/A filing on August 7, 2026, referencing Section 3(c)(7).
Tribe Capital Fintech Fund III Files SEC Notice
Tribe Capital Fintech Fund III, L.P. submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
Kaleidoscope Prism Offshore Fund Files D/A Amendment
Kaleidoscope Prism Offshore Fund, Ltd. submitted a D/A filing on August 7, 2026 claiming Section 3(c)(7) exemption according to SEC EDGAR.
Elevator-YU-0424 Fund I Files 3(c)(1) Notice
D - Elevator-YU-0424 Fund I, a series of Platform Funds 2026, LP filed under Investment Company Act Section 3(c)(1) on August 7, 2026.
Bluegrass West Capital Fund I LLC Files 3(c)(1) Notice
Bluegrass West Capital Fund I LLC submitted an SEC filing on August 7, 2026, under Section 3(c)(1) of the Investment Company Act.
Bluegrass West Capital Fund I-C LLC Files SEC 3(c)(1) Notice
Bluegrass West Capital Fund I-C LLC submitted a Section 3(c)(1) exemption filing to the SEC on August 7, 2026.
Syntax Ventures Files DI-0702 Fund I Series Notice
D - DI-0702 Fund I, a series of Syntax Ventures, LP filed a Section 3(c)(1) notice with the SEC on August 7, 2026.
Fillmore Partners Files Amended SEC Notice for 3(c)(1) Exemption
Fillmore Partners, L.P. submitted an amended Form D filing on August 7, 2026, referencing Section 3(c)(1) of the Investment Company Act.
ArcLight Infrastructure Innovation Fund I-B Files SEC Notice
D - ArcLight Infrastructure Innovation Fund I-B, L.P. submitted an SEC filing on August 6, 2026 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
West Street Mezzanine Partners IX LP Files SEC Notice August 6 2026
West Street Mezzanine Partners IX LP submitted a notice to the SEC on August 6 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Madison International Real Estate Liquidity Fund IX Files SEC Amendment
Madison International Real Estate Liquidity Fund IX (TE), LP submitted a D/A filing to the SEC on August 6, 2026, under Investment Company Act Section 3(c)(7).
ArcLight Infrastructure Innovation Fund I-A Files SEC Notice
D - ArcLight Infrastructure Innovation Fund I-A, L.P. filed a notice claiming exemptions under Sections 3(c)(1) and 3(c)(7) on August 6, 2026.
Delta Asset Management 26-1 LLC Files With SEC
Delta Asset Management 26-1 LLC submitted an SEC filing on August 6, 2026.
BlueBay Global Securitized Credit Opportunities Fund Files D/A
BlueBay Global Securitized Credit Opportunities Fund LP submitted a D/A filing on August 6, 2026 referencing Section 3(c)(7).
BlueBay Global Sovereign Opportunities Fund LP Files D/A on Aug 6 2026
BlueBay Global Sovereign Opportunities Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) to the SEC on August 6 2026.
BlueBay Emerging Market Credit Alpha Fund Files 3(c)(7) Notice
BlueBay Emerging Market Credit Alpha Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 6, 2026.
BlueBay Global Credit Alpha Long Short Fund Files SEC Notice
BlueBay Global Credit Alpha Long Short Fund Ltd submitted a D/A filing to the SEC on August 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
OEW Eagle Classic Fund LP Files D/A With SEC
OEW Eagle Classic Fund LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on August 5, 2026.
Habitat Partners II LP Files SEC Notice Claiming 3(c)(1) Exemption
Habitat Partners II LP submitted a Section 3(c)(1) exemption filing to the SEC on August 5, 2026.
Tryperion RE Fund V LP Files SEC Notice Under Sections 3(c)(1), 3(c)(5) and 3(c)(7)
Tryperion RE Fund V LP submitted a 7 KB filing to the SEC on August 5, 2026 referencing Investment Company Act exemptions 3(c)(1), 3(c)(5) and 3(c)(7).
D - Growth Healthcare Investments LLC Files With SEC
D - Growth Healthcare Investments LLC submitted a filing to the SEC on August 5, 2026, according to SEC EDGAR records.
CD&R Fund XIII Offshore Entity Files SEC 3(c)(7) Notice
D - CD&R Fund XIII Private Investors Offshore SICAV-RAIF S.C.Sp. submitted an Investment Company Act Section 3(c)(7) filing to the SEC on August 5, 2026.
