Sec Filing
2986 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Cohen & Steers Preferred Securities Fund Files D/A with SEC
Cohen & Steers Preferred Securities Fund, a series of Cohen & Steers Series LP, submitted a D/A filing to the SEC on August 18, 2026 under Section 3(c)(7).
Vero Nucleus Ventures Files SEC Exemption Notice
Vero Nucleus Ventures a Series of CGF2021 LLC submitted a Section 3(c)(1) filing with the SEC on August 18, 2026.
Archer Private Investment Holdings LLC Series 2 Files SEC Notice
D - Archer Private Investment Holdings LLC - Series 2 filed a notice with the SEC claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act.
Barrow Hanley Emerging Markets Equity Fund LP Files D/A
Barrow Hanley Emerging Markets Equity Fund LP submitted a D/A filing on August 18, 2026, referencing Investment Company Act Section 3(c)(7).
Long Corridor Alpha Opportunities Feeder Fund Files D/A
Long Corridor Alpha Opportunities Feeder Fund submitted a Form D/A filing under Section 3(c)(7) on August 18, 2026, according to SEC EDGAR.
IITM Unicorn Frontier Fund I, LP Files D/A With SEC
IITM Unicorn Frontier Fund I, LP submitted a D/A filing to the SEC on August 18, 2026 under Section 3(c)(1) of the Investment Company Act.
D - J.J.-GR-0504 Fund I Files 3(c)(1) Notice With SEC
D - J.J.-GR-0504 Fund I, a series of Platform Funds 2026, LP filed a Section 3(c)(1) notice with the SEC on August 18, 2026.
Shelter Island Ventures Files D - FL-1031 Fund I Notice
D - FL-1031 Fund I, a series of Shelter Island Ventures, LP filed with the SEC on 2026-08-18 claiming Section 3(c)(1) exemption.
D - WE-0426 Fund I Files SEC Notice Under 3(c)(1)
D - WE-0426 Fund I, a series of Roll Up Vehicles, LP filed a Form D notice with the SEC on August 18, 2026 claiming Section 3(c)(1) exemption.
D - MVP LS FUND DCLXXXI LLC Files 3(c)(1) Notice With SEC
D - MVP LS FUND DCLXXXI LLC submitted a filing to the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.
2026 Strategic Opportunity Fund LLC Files 3(c)(1) Notice
2026 Strategic Opportunity Fund LLC submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act on August 17, 2026.
CL Fund 3, LLC Files D/A Amendment with SEC
CL Fund 3, LLC submitted a Form D amendment on August 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(5).
Amber Road Partners LP Files SEC 3(c)(1) Exemption Notice
Amber Road Partners LP submitted a Section 3(c)(1) notice under the Investment Company Act to the SEC on August 17, 2026.
Pretium Real Estate Debt Fund Files D/A Notice with SEC
Pretium Real Estate Debt Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
WaterHill Partners Fund Files D/A for 3(c)(1) Exemption
WaterHill Partners Fund, L.P. submitted a D/A filing on August 17, 2026, referencing Investment Company Act Section 3(c)(1).
Sparrow Capital III Trust Files With SEC on August 17 2026
Sparrow Capital III Trust submitted a filing to the SEC on August 17 2026 under accession number 0002149030-26-000001.
D - AV Foundation Fund December 2026, LLC Files SEC Notice
D - AV Foundation Fund December 2026, LLC submitted a filing referencing Section 3(c)(1) of the Investment Company Act on August 17, 2026.
Masterworks Management Fee Collection Files D/A With SEC
Masterworks Management Fee Collection, LLC submitted a D/A filing to the SEC on August 17, 2026.
Hornfels Fund LLC Files Section 3(c)(7) Notice with SEC
Hornfels Fund LLC submitted a filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
West Street Growth Equity Partners II Employee Fund LP Files D/A
West Street Growth Equity Partners II Employee Fund LP submitted a D/A filing on 2026-08-17 via SEC EDGAR.
Tejon Management, LLC Files with SEC on August 17, 2026
Tejon Management, LLC submitted a filing to the SEC EDGAR database on August 17, 2026.
TSO III Project Radiant Investment Aggregator Files SEC Document
D - TSO III Project Radiant Investment Aggregator, L.P. submitted a filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
WE 120 Park Ridge Road Holdings LLC Files SEC Document
WE 120 Park Ridge Road Holdings LLC submitted a filing to the SEC on August 17, 2026 with accession number 0002150703-26-000001.
West Street Capital Partners VIII Offshore AIV I Files 3(c)(7) Notice
D - West Street Capital Partners VIII Offshore AIV I, L.P. submitted a Section 3(c)(7) filing on August 17, 2026, according to SEC EDGAR.
Pretium Real Estate Debt Fund B, LP Files D/A with SEC
Pretium Real Estate Debt Fund B, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
West Street Capital Partners VIII Offshore AIV II Files SEC Notice
West Street Capital Partners VIII Offshore AIV II, L.P. submitted a notice to the SEC under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
Curi Capital Private Markets Fund Files D/A on August 17 2026
Curi Capital Private Markets Fund, LP submitted a D/A filing under Section 3(c)(1) to the SEC on August 17, 2026.
TKM Capital Partners I, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
TKM Capital Partners I, LP submitted an SEC filing on August 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Uma Ventures VIII LP Files 3(c)(1) Notice With SEC
Uma Ventures VIII LP filed a Form 3C notice with the SEC on August 14 2026 claiming the Section 3(c)(1) exemption.
CIM VB 2809 Holdings, LLC Files SEC Document
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.
Essential Income Fund I, LLC Files D/A With SEC
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to SEC EDGAR records.
Apogem Senior Direct Lending Fund LP Files With SEC
Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026.
Frontier Infra Fund VII Files SEC Document
Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC made an SEC filing on August 14, 2026.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing with the SEC on August 14 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Frontier Infra Fund VII Files With SEC on August 14 2026
Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted a filing to the SEC on August 14, 2026 with accession number 0002150589-26-000001.
CIM VB 2809 Holdings, LLC Files with SEC EDGAR on August 14, 2026
CIM VB 2809 Holdings, LLC (CIK 0002144476) submitted a filing to the SEC on August 14, 2026, with accession number 0002144476-26-000002.
Essential Income Fund I, LLC Files D/A on 2026-08-14
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, under CIK 0002126377.
Apogem Senior Direct Lending Fund LP Files With SEC EDGAR
Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026, under accession number 0002149558-26-000001.
Frontier Infra Fund VII Files With SEC EDGAR
Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted a filing to the SEC on August 14, 2026.
Frontier Infra Fund VII Files SEC Document
Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC made an SEC filing on August 14, 2026.
CIM VB 2809 Holdings, LLC Files SEC Document August 14 2026
CIM VB 2809 Holdings, LLC (CIK 0002144476) submitted a 5 KB filing to the SEC on August 14, 2026.
Essential Income Fund I, LLC Files D/A on August 14, 2026
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, under accession number 0002126377-26-000002.
Uma Ventures VIII LP Files SEC 3(c)(1) Notice
Uma Ventures VIII LP submitted a Section 3(c)(1) filing under the Investment Company Act on August 14, 2026, per SEC EDGAR records.
D - Frontier Infra Fund VII Files With SEC on August 14 2026
D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted an SEC filing on August 14 2026 under accession number 0002150589-26-000001.
CIM VB 2809 Holdings, LLC Files With SEC on August 14, 2026
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, with accession number 0002144476-26-000002.
Essential Income Fund I, LLC Files D/A With SEC
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to EDGAR records.
Apogem Senior Direct Lending Fund LP Files SEC Document
Apogem Senior Direct Lending Fund LP submitted a filing to SEC EDGAR on 2026-08-14 with accession number 0002149558-26-000001.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a Form D notice to the SEC on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Apogem Senior Direct Lending Fund LP Files With SEC
Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026, per EDGAR records.
Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption
Uma Ventures VIII LP submitted an SEC filing on August 14, 2026 referencing Investment Company Act Section 3(c)(1).
