Serendipity Impact VC Fund I Files 3(c)(1) Exemption for Impact Investing

Serendipity Impact VC Fund I, a venture capital fund focused on impact investing, has filed for a 3(c)(1) exemption under the Investment Company Act, according to SEC EDGAR. This filing, classified as type D/A under Act 33, includes key details such as an Employer Identification Number (EIN) of 331283001 and incorporation in Delaware, with a fiscal year ending December 31. The exemption targets ventures that generate social or environmental benefits alongside financial returns.

Background on the Filing

Serendipity Impact VC Fund I is incorporated in Delaware and operates under EIN 331283001, with its fiscal year concluding on December 31. The SEC filing, identified by file number 021-540294 and film number 26732347, is an amendment under Act 33 of the Securities Act of 1933. According to SEC EDGAR, the 3(c)(1) exemption allows the fund to limit the number of investors and avoid certain registration requirements, enabling it to pursue impact investing strategies.

Details from the SEC Document

The SEC document specifies that Serendipity Impact VC Fund I uses EIN 331283001 as its tax identification number. The filing’s D/A type indicates it is an amendment to a prior submission, and it references Act 33 for exemptions under the Securities Act. According to SEC EDGAR, the fund’s Delaware incorporation aligns with common practices for U.S. venture capital entities.