3c1 Exemption
165 stories covering 3c1 exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Parliament Capital Series III LLC Series N Files With SEC
Parliament Capital Series III, LLC - Series N submitted a filing to the SEC on July 27, 2026, under Investment Company Act Section 3(c)(1).
Phroureo Fund LP Files SEC Notice for 3(c)(1) Exemption
Phroureo Fund LP submitted a filing to the SEC on July 27, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
LifeSci Venture SPV 18 Files D/A on July 24, 2026
LifeSci Venture SPV 18, LLC submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Align Ventures Co-Invest Fund Files SEC Notice Under 3(c)(1)
Align Ventures Co-Invest Fund, LP submitted a Form 3C filing with the SEC on July 24, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Align Ventures Co-Invest Fund Files 3(c)(1) Notice
Align Ventures Co-Invest Fund, LP submitted an SEC filing on July 24, 2026, under Investment Company Act Section 3(c)(1).
Levee Ventures Intramotev I Files 3(c)(1) Exemption Notice
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) notice to the SEC on 2026-07-24.
Levee Ventures Intramotev I Files 3(c)(1) Notice with SEC
Levee Ventures Intramotev I, a series of Decile SPV, LLC, filed an exemption notice under Section 3(c)(1) of the Investment Company Act on July 24, 2026.
LifeSci Venture SPV 18, LLC Files SEC Notice Under 3(c)(1)
LifeSci Venture SPV 18, LLC submitted a D/A filing with the SEC on July 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
LifeSci Venture SPV 18, LLC Files D/A With SEC
LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 claiming Section 3(c)(1) exemption under the Investment Company Act.
D - Align Ventures Co-Invest Fund Files 3(c)(1) SEC Notice
D - Align Ventures Co-Invest Fund, LP filed a Section 3(c)(1) exemption notice with the SEC on July 24, 2026.
LifeSci Venture SPV 18 Files 3(c)(1) Notice With SEC
LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Align Ventures Co-Invest Fund Files 3(c)(1) Exemption Notice
D - Align Ventures Co-Invest Fund, LP filed a Section 3(c)(1) notice with the SEC on July 24, 2026.
LifeSci Venture SPV 18 Files D/A With SEC
LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 referencing Section 3(c)(1) of the Investment Company Act.
D - Align Ventures Co-Invest Fund Files SEC Notice Under 3(c)(1)
D - Align Ventures Co-Invest Fund, LP submitted a filing to the SEC on July 24, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Levee Ventures Intramotev I Files SEC Form Claiming 3(c)(1) Exemption
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a 9 KB filing to the SEC on July 24, 2026, under Section 3(c)(1) of the Investment Company Act.
LifeSci Venture SPV 18 Files SEC Amendment for 3(c)(1) Exemption
LifeSci Venture SPV 18, LLC submitted a D/A filing on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Levee Ventures Intramotev I Files SEC Notice for 3(c)(1) Exemption
Levee Ventures Intramotev I, a series of Decile SPV, LLC, filed a Form 3C notice with the SEC on July 24, 2026, claiming Section 3(c)(1) exemption.
Levee Ventures Intramotev I Files SEC Notice Under Section 3(c)(1)
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Form D filing with the SEC on July 24, 2026, claiming exemption under Investment Company Act Section 3(c)(1).
LifeSci Venture SPV 18 LLC Files SEC Notice on July 24 2026
LifeSci Venture SPV 18 LLC submitted a D/A filing to the SEC on July 24 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.
Levee Ventures Intramotev I Files SEC Notice as Decile SPV Series
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a filing to the SEC on July 24, 2026, under Section 3(c)(1).
Levee Ventures Intramotev I Files SEC Notice Under 3(c)(1)
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a regulatory filing to the SEC on July 24, 2026, claiming exemption under Section 3(c)(1).
D - Align Ventures Co-Invest Fund Files 3(c)(1) Notice With SEC
D - Align Ventures Co-Invest Fund, LP submitted a Section 3(c)(1) notice to the SEC on July 24, 2026.
Galerie Income Fund II LLC Files 3(c)(1) Notice with SEC
Galerie Income Fund II LLC submitted a Section 3(c)(1) filing to the SEC on July 24, 2026, under CIK 0002146766.
LifeSci Venture SPV 18 LLC Files D/A on SEC EDGAR
LifeSci Venture SPV 18 LLC submitted a D/A filing on 2026-07-24 claiming Section 3(c)(1) exemption under the Investment Company Act.
Winchester Strategic Credit Partners L.P. Files D/A Form
Winchester Strategic Credit Partners L.P. submitted a D/A filing on 2026-07-24 claiming Section 3(c)(1) exemption under the Investment Company Act.
EQV Energy Opportunities Fund III Files D/A With SEC
EQV Energy Opportunities Fund III, L.P. submitted a D/A filing on July 24, 2026, under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Bull Street Holdings LP Files SEC Notice Under 3(c)(1)
Bull Street Holdings LP submitted a regulatory filing to the SEC on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Palmer Square Private Credit Offshore Fund Files 3(c)(1) Notice
Palmer Square Private Credit Offshore Fund, LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act on July 24, 2026.
D - TE-0621 Fund I Files 3(c)(1) Notice With SEC
D - TE-0621 Fund I, a series of Ventioneers Funds, LP submitted a Section 3(c)(1) filing on July 24, 2026.
D - CO-0519 Fund I Files SEC Notice Claiming 3(c)(1) Exemption
D - CO-0519 Fund I, a series of Roll Up Vehicles, LP submitted a 7 KB filing to the SEC on 2026-07-24 under Section 3(c)(1) of the Investment Company Act.
SPITFIRE FUND L.P. Submits D/A Filing to SEC
SPITFIRE FUND L.P. filed a D/A amendment on July 23 2026 referencing Section 3(c)(1) of the Investment Company Act.
Sandlot Partners YHA SPV LLC Files 3(c)(1) Exemption Notice
Sandlot Partners YHA SPV LLC submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 23, 2026.
Dalvix Dynamic Asset Allocation Onshore Feeder Fund Files SEC Notice
Dalvix Dynamic Asset Allocation Onshore Feeder Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 23, 2026.
D-Investment AL Series Files 3(c)(1) Notice with SEC
D - Investment AL a Series of AF1 Global LLC submitted a Section 3(c)(1) filing on July 23, 2026, per SEC EDGAR records.
SOJA Ventures Investments LLC Series HL Files SEC Notice
SOJA Ventures Investments LLC, Series HL - Equity I submitted a filing to the SEC on July 23, 2026 claiming Section 3(c)(1) exemption.
Salica Leaders Fund II LP Files SEC Notice July 23 2026
Salica Leaders Fund II LP submitted a filing to the SEC on July 23 2026 claiming exemption under Investment Company Act Section 3(c)(1).
D - DD RMP I Files SEC Notice Claiming 3(c)(1) Exemption
D - DD RMP I, a Series of Denver Ventures Duende LLC, submitted a filing to the SEC on July 23, 2026, under Section 3(c)(1) of the Investment Company Act.
D - ASI I Series Files 3(c)(1) Notice With SEC
D - ASI I, a Series of Astro Funds LLC filed a Section 3(c)(1) notice under the Investment Company Act on July 23, 2026.
D - NE-07011 Fund I Files 3(c)(1) Exemption Notice
D - NE-07011 Fund I, a series of Roll Up Vehicles, LP submitted a Section 3(c)(1) filing on 2026-07-23 according to SEC EDGAR.
Panna Fund LP Files D/A with SEC Under 3(c)(1)
Panna Fund LP submitted a D/A filing to the SEC on July 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Mainspring Funding II LLC Files SEC 3(c)(1) Notice
Mainspring Funding II LLC submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 22, 2026.
American Ventures Opportunity Fund LLC Files 3(c)(1) Notice
American Ventures Opportunity Fund LLC, Series I VAST filed a Section 3(c)(1) notice under the Investment Company Act on July 21, 2026.
American Ventures Opportunity Fund Files 3(c)(1) Exemption Notice
American Ventures Opportunity Fund LLC Series I VAST submitted an SEC filing claiming exemption under Investment Company Act Section 3(c)(1).
CenterSquare Value-Added Fund VI Files D/A With SEC
CenterSquare Value-Added Fund VI, L.P. submitted a D/A filing on 2026-07-21 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
D-C-Major Capital US Feeder Fund Files 3(c)(1) Notice
D-C-Major Capital US Feeder Fund, LP filed a Section 3(c)(1) exemption notice with the SEC on July 20, 2026.
D - HPA 2025 WH Investment LLC Files 3(c)(1) Exemption Notice
D - HPA 2025 WH Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 20 2026.
Pan-Am Investment Partners LLC Files SEC Notice Under Section 3(c)(1)
Pan-Am Investment Partners LLC submitted a 7 KB filing on 2026-07-20 claiming exemption under Investment Company Act Section 3(c)(1).
TuvaK Global Alpha Offshore Fund Files 3(c)(1) Notice
TuvaK Global Alpha (Offshore) Fund LP submitted a Section 3(c)(1) exemption filing on July 20, 2026, according to SEC EDGAR.
Rootstock Capital II Files SEC Notice Under 3(c)(1)
Rootstock Capital II a Series of CGF2021 LLC submitted a 7 KB filing to the SEC on July 20, 2026 claiming Section 3(c)(1) exemption.
AE Industrial Partners Fund IV Files 3(c) Exemptions Notice
AE Industrial Partners Fund IV, LP submitted a D/A filing on 2026-07-17 claiming Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
