3c1 Exemption
255 stories covering 3c1 exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Not Yet Ventures Fund I, LP Files D/A with SEC
Not Yet Ventures Fund I, LP submitted a D/A filing to the SEC on September 3, 2026, referencing Section 3(c)(1) of the Investment Company Act.
PL CAPITAL SPV #1, LP Files D/A on 2026-09-03
PL CAPITAL SPV #1, LP submitted a D/A filing under Investment Company Act Section 3(c)(1) on 2026-09-03.
Cambrian Thesis Capital Fund, LP Files 3(c)(1) Notice With SEC
Cambrian Thesis Capital Fund, LP submitted a Section 3(c)(1) filing under the Investment Company Act on September 1, 2026.
DV 30F2 Series Files 3(c)(1) Notice With SEC
D - DV 30F2 a Series of Denver Ventures I LLC submitted a Section 3(c)(1) filing to the SEC on September 2, 2026.
2am Ventures Opportunity Fund II Files 3(c)(1) Notice
2am Ventures Opportunity Fund II, LP submitted a Section 3(c)(1) exemption filing to the SEC on September 2, 2026.
Cambrian Thesis Capital Fund Files 3(c)(1) Notice With SEC
Cambrian Thesis Capital Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on September 1, 2026.
D - LO-0217 Fund I Files 3(c)(1) Notice
D - LO-0217 Fund I, a series of Roll Up Vehicles, LP submitted a Section 3(c)(1) filing on 2026-08-26.
Exitfund Venture Files for D-LI-0718 Fund I Series
Exitfund Venture, LP submitted a regulatory filing for its D-LI-0718 Fund I series claiming a Section 3(c)(1) exemption.
Pilot Point EB-5 Fund Files SEC 3(c)(1) Exemption Notice
D - Pilot Point EB-5 Fund, LLC submitted a Section 3(c)(1) exemption filing to the SEC on August 25, 2026.
Roers Affordable Housing Fund II LLC Files D/A With SEC
Roers Affordable Housing Fund II LLC submitted a D/A filing to the SEC on August 25 2026 claiming Section 3(c)(1) exemption.
BetterFutureLabs Fund I LP Files 3(c)(1) Notice with SEC
BetterFutureLabs Fund I LP submitted a Section 3(c)(1) exemption filing to the SEC on August 25, 2026, under filer ID 0002088179.
SCVC Advisors Files 3(c)(1) Notice for SCVC-PR-0806 Fund I
SCVC Advisors, LP filed a Section 3(c)(1) notice for D - SCVC-PR-0806 Fund I on August 25, 2026, according to SEC EDGAR.
Raith Real Estate Fund IV AIV Feeder LP Files SEC Notice
Raith Real Estate Fund IV AIV Feeder LP filed a notice claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
AJAX Farmer Partners LLC Files 3(c)(1) Exemption Notice
D - AJAX Farmer Partners LLC submitted a filing to the SEC claiming exemption under Investment Company Act Section 3(c)(1).
Agate Hound Fund I, LP Files D/A With SEC on August 24, 2026
Agate Hound Fund I, LP submitted a D/A filing to the SEC on 2026-08-24 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
AJAX Kraken Partners LLC Files 3(c)(1) Exemption with SEC
AJAX Kraken Partners LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on August 24, 2026.
Constructor Capital Fund I SPV V Files SEC Notice
D - Constructor Capital Fund I SPV V a series of Allocations 2026 Master, LLC filed a Form D notice claiming Section 3(c)(1) exemption on August 21, 2026.
D - HU-0707 Fund II Files SEC Form Claiming 3(c)(1) Exemption
D - HU-0707 Fund II, a series of DVC, LP submitted a filing to the SEC on August 20, 2026 under Investment Company Act Section 3(c)(1).
Sajid Rahman Angel Funds Files D - MA-0622 Fund I Notice
D - MA-0622 Fund I, a series of Sajid Rahman Angel Funds, LP filed a Form D notice claiming Section 3(c)(1) exemption on August 20, 2026.
ValueQuest India Scale II Offshore Fund Files D/A on August 18 2026
ValueQuest India Scale II Offshore Fund submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Kamino Fund, LP Files 3(c)(1) Exemption Notice
Kamino Fund, LP submitted a filing on August 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Dardanelles Capital US Fund LP Files 3(c)(1) Notice With SEC
Dardanelles Capital US Fund LP submitted a D/A filing on August 12, 2026, referencing Investment Company Act Section 3(c)(1).
Levee Ventures Intramotev I Files 3(c)(1) Notice With SEC
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) filing to the SEC on July 24, 2026.
LifeSci Venture SPV 18 Files SEC Notice Claiming 3(c)(1) Exemption
LifeSci Venture SPV 18, LLC submitted a D/A filing on July 24, 2026, under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
ValueQuest India Scale II Offshore Fund Files 3(c)(1) Notice
ValueQuest India Scale II Offshore Fund submitted a D/A filing under Investment Company Act Section 3(c)(1) on August 18, 2026.
LM DNM Seed SPV 2026 Files 3(c)(1) Exemption Notice
LM DNM Seed SPV 2026 A Series of Master Fund I LLC submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Vero Nucleus Ventures Files SEC Exemption Notice
Vero Nucleus Ventures a Series of CGF2021 LLC submitted a Section 3(c)(1) filing with the SEC on August 18, 2026.
IITM Unicorn Frontier Fund I, LP Files D/A With SEC
IITM Unicorn Frontier Fund I, LP submitted a D/A filing to the SEC on August 18, 2026 under Section 3(c)(1) of the Investment Company Act.
Shelter Island Ventures Files D - FL-1031 Fund I Notice
D - FL-1031 Fund I, a series of Shelter Island Ventures, LP filed with the SEC on 2026-08-18 claiming Section 3(c)(1) exemption.
D - WE-0426 Fund I Files SEC Notice Under 3(c)(1)
D - WE-0426 Fund I, a series of Roll Up Vehicles, LP filed a Form D notice with the SEC on August 18, 2026 claiming Section 3(c)(1) exemption.
D - MVP LS FUND DCLXXXI LLC Files 3(c)(1) Notice With SEC
D - MVP LS FUND DCLXXXI LLC submitted a filing to the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.
2026 Strategic Opportunity Fund LLC Files 3(c)(1) Notice
2026 Strategic Opportunity Fund LLC submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act on August 17, 2026.
WaterHill Partners Fund Files D/A for 3(c)(1) Exemption
WaterHill Partners Fund, L.P. submitted a D/A filing on August 17, 2026, referencing Investment Company Act Section 3(c)(1).
TKM Capital Partners I, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
TKM Capital Partners I, LP submitted an SEC filing on August 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Uma Ventures VIII LP Files 3(c)(1) Notice With SEC
Uma Ventures VIII LP filed a Form 3C notice with the SEC on August 14 2026 claiming the Section 3(c)(1) exemption.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing with the SEC on August 14 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC 3(c)(1) Notice
Uma Ventures VIII LP submitted a Section 3(c)(1) filing under the Investment Company Act on August 14, 2026, per SEC EDGAR records.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a Form D notice to the SEC on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption
Uma Ventures VIII LP submitted an SEC filing on August 14, 2026 referencing Investment Company Act Section 3(c)(1).
Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a filing with the SEC on August 14, 2026, claiming exemption under Investment Company Act Section 3(c)(1).
Uma Ventures VIII LP Files 3(c)(1) Notice With SEC
Uma Ventures VIII LP submitted a Section 3(c)(1) exemption filing to the SEC on August 14, 2026.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted an SEC filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Third Seven Capital SPV Files 3(c)(1) Notice for Positron Series C
D - Positron Series C, a series of Third Seven Capital SPV Master Series LLC, submitted an SEC filing claiming Section 3(c)(1) exemption on August 14, 2026.
Desert Lion Capital Fund I Files 3(c)(1) Exemption Notice
Desert Lion Capital Fund I, LP submitted a D/A filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
IITM Unicorn Frontier Fund I, LP Files D/A With SEC
IITM Unicorn Frontier Fund I, LP submitted a D/A filing to the SEC on 2026-08-14 claiming Section 3(c)(1) exemption.
HC Siranga Holdings, LP Files 3(c)(1) Notice
HC Siranga Holdings, LP submitted a Section 3(c)(1) filing to the SEC on August 13, 2026.
Catena Ventures Frontier Fund 3 Files SEC 3(c)(1) Notice
Catena Ventures Frontier Fund 3, LLC submitted a Section 3(c)(1) filing under the Investment Company Act on August 13, 2026.
Mare Liberum Advanced Manufacturing Fund Files 3(c)(1) Notice
Mare Liberum Advanced Manufacturing Fund LLC filed a Section 3(c)(1) exemption notice with the SEC on August 13, 2026.
