3c1 Exemption
222 stories covering 3c1 exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
TKM Capital Partners I, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
TKM Capital Partners I, LP submitted an SEC filing on August 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Uma Ventures VIII LP Files 3(c)(1) Notice With SEC
Uma Ventures VIII LP filed a Form 3C notice with the SEC on August 14 2026 claiming the Section 3(c)(1) exemption.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing with the SEC on August 14 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC 3(c)(1) Notice
Uma Ventures VIII LP submitted a Section 3(c)(1) filing under the Investment Company Act on August 14, 2026, per SEC EDGAR records.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a Form D notice to the SEC on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption
Uma Ventures VIII LP submitted an SEC filing on August 14, 2026 referencing Investment Company Act Section 3(c)(1).
Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a filing with the SEC on August 14, 2026, claiming exemption under Investment Company Act Section 3(c)(1).
Uma Ventures VIII LP Files 3(c)(1) Notice With SEC
Uma Ventures VIII LP submitted a Section 3(c)(1) exemption filing to the SEC on August 14, 2026.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted an SEC filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Third Seven Capital SPV Files 3(c)(1) Notice for Positron Series C
D - Positron Series C, a series of Third Seven Capital SPV Master Series LLC, submitted an SEC filing claiming Section 3(c)(1) exemption on August 14, 2026.
Desert Lion Capital Fund I Files 3(c)(1) Exemption Notice
Desert Lion Capital Fund I, LP submitted a D/A filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
IITM Unicorn Frontier Fund I, LP Files D/A With SEC
IITM Unicorn Frontier Fund I, LP submitted a D/A filing to the SEC on 2026-08-14 claiming Section 3(c)(1) exemption.
HC Siranga Holdings, LP Files 3(c)(1) Notice
HC Siranga Holdings, LP submitted a Section 3(c)(1) filing to the SEC on August 13, 2026.
Catena Ventures Frontier Fund 3 Files SEC 3(c)(1) Notice
Catena Ventures Frontier Fund 3, LLC submitted a Section 3(c)(1) filing under the Investment Company Act on August 13, 2026.
Mare Liberum Advanced Manufacturing Fund Files 3(c)(1) Notice
Mare Liberum Advanced Manufacturing Fund LLC filed a Section 3(c)(1) exemption notice with the SEC on August 13, 2026.
KEK Capital 1 LLC Files SEC 3(c)(1) Exemption Notice
KEK Capital 1 LLC submitted a notice to the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act on August 13, 2026.
D - MVP ES FUND CLXIII LLC Files SEC Notice Claiming 3(c)(1) Exemption
D - MVP ES FUND CLXIII LLC submitted a filing to the SEC on August 12 2026 under Section 3(c)(1) of the Investment Company Act.
Oxshott Venture Fund XI LLC Files 3(c)(1) Exemption Notice
Oxshott Venture Fund XI LLC submitted a Section 3(c)(1) notice to the SEC on August 12, 2026.
Global Horizons Holdings Ventures LLC Series 3 Files SEC Notice
Global Horizons Holdings Ventures LLC - Series 3 submitted an SEC filing on August 12 2026 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
Trefoil/Garnet Capital Partners LP Files D/A on Section 3(c)(1)
Trefoil/Garnet Capital Partners LP submitted a D/A filing to the SEC on August 12 2026 referencing Investment Company Act Section 3(c)(1).
Dardanelles Capital US Fund LP Files 3(c)(1) Notice with SEC
Dardanelles Capital US Fund LP submitted a filing under Investment Company Act Section 3(c)(1) on August 12, 2026.
AIHF I Files Amended D/A Claiming 3(c)(1) Exemption
AIHF I, a series of Artificial Intelligence in Health Fund, LP filed a D/A on August 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
EAIC2026 Series Files 3(c)(1) Exemption Notice
D - EAIC2026 a Series of What If Ventures Master LLC submitted a Section 3(c)(1) filing to the SEC on August 11, 2026.
Sunset Ventures SPV1 Sync Labs Files SEC Notice Under 3(c)(1)
Sunset Ventures SPV1 Sync Labs a Series of CGF2021 LLC submitted a filing claiming Section 3(c)(1) exemption on August 11, 2026.
JMWTX Investments Files 3(c)(1) Notice for D-RE-0715 Fund I
D-RE-0715 Fund I, a series of JMWTX Investments LP, submitted a Section 3(c)(1) filing with the SEC on August 11, 2026.
D - TH-0602 Fund I Files 3(c)(1) Notice With SEC
D - TH-0602 Fund I, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice under the Investment Company Act on August 11, 2026.
D-RE-0430 Fund II Files 3(c)(1) Notice with SEC
D-RE-0430 Fund II, a series of MV Funds, LP submitted an SEC filing on August 11, 2026 claiming Section 3(c)(1) exemption.
Levee Ventures Intramotev I Files SEC Notice as Decile SPV Series
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) filing to the SEC on July 24, 2026.
Somerset Hill Ventures Fund LLC Series 3 Files SEC Notice
Somerset Hill Ventures Fund LLC Series 3 submitted a Section 3(c) filing to the SEC on August 10, 2026.
LifeSci Venture SPV 18, LLC Files D/A with SEC
LifeSci Venture SPV 18, LLC submitted a D/A filing to the SEC on 2026-07-24 referencing Section 3(c)(1) of the Investment Company Act.
NDH Opportunity Funds LLC Series 6 Files SEC Notice
NDH Opportunity Funds LLC Series 6 submitted a filing to the SEC on August 10 2026 claiming exemptions under sections 3(c)(1) and 3(c)(7).
D - AV AI Fund LP Files 3(c)(1) Exemption Notice
D - AV AI Fund LP submitted a Section 3(c)(1) exemption filing to the SEC on August 10, 2026.
Hina Liberty Growth Capital I LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
Hina Liberty Growth Capital I, LP submitted a filing on August 10, 2026 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
NDH Opportunity Funds LLC Series 10 Files 3(c)(1) and 3(c)(7) Notice
NDH Opportunity Funds LLC Series 10 submitted a filing on August 7 2026 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
1616 Ventures Fund I Files SEC Notice for 3(c)(1) Exemption
D - 1616 Ventures Fund I, L.P. submitted a filing under Section 3(c)(1) of the Investment Company Act on August 7, 2026.
Infinite Capital LP Files 3(c)(1) Notice for Series Peak
D - Infinite Capital LP - Series Peak filed a Section 3(c)(1) notice with the SEC on August 7, 2026.
Bluegrass West Capital Fund I-C LLC Files SEC 3(c)(1) Notice
Bluegrass West Capital Fund I-C LLC submitted a Section 3(c)(1) exemption filing to the SEC on August 7, 2026.
Fillmore Partners Files Amended SEC Notice for 3(c)(1) Exemption
Fillmore Partners, L.P. submitted an amended Form D filing on August 7, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Habitat Partners II LP Files SEC Notice Claiming 3(c)(1) Exemption
Habitat Partners II LP submitted a Section 3(c)(1) exemption filing to the SEC on August 5, 2026.
Kahani Partners, LP Files 3(c)(1) Notice with SEC
Kahani Partners, LP submitted a Section 3(c)(1) filing to the SEC on August 5, 2026, according to EDGAR records.
IITM Unicorn Frontier Fund I, LP Files SEC Notice
IITM Unicorn Frontier Fund I, LP submitted a filing to the SEC on August 5, 2026, under Investment Company Act Section 3(c)(1).
ITB Premium Fund I Ltd Files 3(c)(1) Notice With SEC
ITB Premium Fund I Ltd submitted a D/A filing on August 4, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Andra Crossover Fund I Series Files 3(c)(1) Notice
D - Andra Crossover Fund I a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on August 4, 2026.
Vaya Capital SPV Polo I Files 3(c)(1) Notice With SEC
D - Vaya Capital SPV Polo I a Series of CGF2021 LLC filed a notice claiming exemption under Section 3(c)(1) of the Investment Company Act on August 4, 2026.
Albert P Lee Files 3(c)(1) Notice for APL Ventures ZN III Series
Albert P Lee filed a Section 3(c)(1) notice for APL Ventures ZN III a Series of CGF2021 LLC with the SEC on August 4, 2026.
Greenwave Ventures Fund I Files D/A Notice with SEC
Greenwave Ventures Fund I, LP submitted a D/A filing on August 3, 2026, claiming Section 3(c)(1) exemption under the Investment Company Act.
Darkriver Partners LP Files SEC Notice for 3(c)(1) Exemption
Darkriver Partners LP submitted a regulatory filing on August 3 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.
IITM Unicorn Frontier Fund I Files D/A for 3(c)(1) Exemption
IITM Unicorn Frontier Fund I, LP submitted a D/A filing on July 29, 2026, citing Section 3(c)(1) of the Investment Company Act.
