3c1 Exemption
125 stories covering 3c1 exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Mainspring Funding II LLC Files SEC 3(c)(1) Notice
Mainspring Funding II LLC submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 22, 2026.
American Ventures Opportunity Fund LLC Files 3(c)(1) Notice
American Ventures Opportunity Fund LLC, Series I VAST filed a Section 3(c)(1) notice under the Investment Company Act on July 21, 2026.
American Ventures Opportunity Fund Files 3(c)(1) Exemption Notice
American Ventures Opportunity Fund LLC Series I VAST submitted an SEC filing claiming exemption under Investment Company Act Section 3(c)(1).
CenterSquare Value-Added Fund VI Files D/A With SEC
CenterSquare Value-Added Fund VI, L.P. submitted a D/A filing on 2026-07-21 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
D-C-Major Capital US Feeder Fund Files 3(c)(1) Notice
D-C-Major Capital US Feeder Fund, LP filed a Section 3(c)(1) exemption notice with the SEC on July 20, 2026.
D - HPA 2025 WH Investment LLC Files 3(c)(1) Exemption Notice
D - HPA 2025 WH Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 20 2026.
Pan-Am Investment Partners LLC Files SEC Notice Under Section 3(c)(1)
Pan-Am Investment Partners LLC submitted a 7 KB filing on 2026-07-20 claiming exemption under Investment Company Act Section 3(c)(1).
TuvaK Global Alpha Offshore Fund Files 3(c)(1) Notice
TuvaK Global Alpha (Offshore) Fund LP submitted a Section 3(c)(1) exemption filing on July 20, 2026, according to SEC EDGAR.
Rootstock Capital II Files SEC Notice Under 3(c)(1)
Rootstock Capital II a Series of CGF2021 LLC submitted a 7 KB filing to the SEC on July 20, 2026 claiming Section 3(c)(1) exemption.
AE Industrial Partners Fund IV Files 3(c) Exemptions Notice
AE Industrial Partners Fund IV, LP submitted a D/A filing on 2026-07-17 claiming Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
AE Industrial Partners Fund IV Files D/A Notice with SEC
AE Industrial Partners Fund IV, LP submitted a D/A filing to the SEC on July 17, 2026 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Prana Global Ventures Files 3(c)(1) Notice
Prana Global Ventures, LP submitted a Section 3(c)(1) filing to the SEC on July 17, 2026.
Aggie Venture Accelerator I, LP Files 3(c)(1) Notice
D - Aggie Venture Accelerator I, LP filed a notice of reliance on Investment Company Act Section 3(c)(1) with the SEC on July 17, 2026.
Sherwood Coffee Investment LLC Files 3(c)(1) Exemption With SEC
Sherwood Coffee Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 17, 2026.
Arkenstone Capital SPV VII Files 3(c)(1) Notice on SEC EDGAR
D - Arkenstone Capital SPV VII a Series of CGF2021 LLC submitted a Section 3(c)(1) exemption filing to the SEC on July 17, 2026.
D - FF ACC8 Fund Files 3(c)(1) Exemption Notice
D - FF ACC8 Fund a Series of FF SPV Holdings LLC submitted a Section 3(c)(1) filing to the SEC on July 17, 2026.
D - Shift Capital Apr 2026 Series Files 3(c)(1) Notice
D - Shift Capital Apr 2026 a Series of CGF2021 LLC submitted a Section 3(c)(1) notice to the SEC on July 17, 2026.
Andreessen Horowitz Fund X-B Files SEC Notice
Andreessen Horowitz Fund X-B - AI Applications, L.P. filed a Section 3(c)(1) notice with the SEC on July 16, 2026.
D - MVP LS FUND DCLXXIV LLC Files SEC Notice Claiming 3(c)(1) Exemption
D - MVP LS FUND DCLXXIV LLC filed a notice with the SEC on July 16 2026 asserting reliance on Section 3(c)(1) of the Investment Company Act.
Scalebuilder T8 Fund, LP Files D/A With SEC
Scalebuilder T8 Fund, LP submitted a D/A filing under Investment Company Act Section 3(c)(1) on July 16, 2026.
D-ME-0510 Fund I Files 3(c)(1) Notice With SEC
D-ME-0510 Fund I, a series of Roll Up Vehicles LP, submitted a Section 3(c)(1) filing under the Investment Company Act on 2026-07-16.
Bright Beacon Commodities Fund LP Files SEC 3(c)(1) Notice
Bright Beacon Commodities Fund LP submitted a Section 3(c)(1) notice to the SEC on July 15, 2026.
D - Telligent Fund, LP Submits Section 3(c)(1) Filing
D - Telligent Fund, LP filed a notice under Investment Company Act Section 3(c)(1) with the SEC on July 14, 2026.
D - GR-0529 Fund I Files SEC Notice Claiming 3(c)(1) Exemption
D - GR-0529 Fund I, a series of MV Funds, LP, filed a notice with the SEC on 2026-07-14 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Gelbourne Capital Partners Fund I Files D/A Amendment
Gelbourne Capital Partners Fund I, LP submitted a D/A filing to the SEC on July 13, 2026, claiming Section 3(c)(1) exemption.
WH Capital IX LLC Files SEC Notice for 3(c)(1) Exemption
WH Capital IX LLC submitted a Form D filing claiming Section 3(c)(1) exemption under the Investment Company Act.
D - AI Agent Fund I Files SEC Notice for 3(c)(1) Exemption
D - AI Agent Fund I a Series of FOG Ventures Fund III LLC filed a Section 3(c)(1) notice with the SEC on July 10, 2026.
D - Creator Revenue Fund I Files 3(c)(1) Exemption Notice
D - Creator Revenue Fund I, LP submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 10, 2026.
D - Creator Revenue Fund I, LP Files SEC Notice Under 3(c)(1)
D - Creator Revenue Fund I, LP submitted a 7 KB filing on 2026-07-10 claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - Creator Revenue Fund I, LP Files 3(c)(1) Notice
D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 10, 2026.
MVP Opportunity Fund VI Series 26I Files 3(c)(1) Exemption
D - MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) exemption notice with the SEC on July 10, 2026.
D - MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice
D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) notice to the SEC on July 10, 2026.
WH Capital IX LLC Files SEC Notice Claiming 3(c)(1) Exemption
WH Capital IX LLC submitted a 5 KB filing on July 10 2026 referencing Section 3(c)(1) of the Investment Company Act.
D - Creator Revenue Fund I, LP Files SEC Notice Under 3(c)(1)
D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.
WH Capital IX LLC Files 3(c)(1) Notice with SEC
WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act on July 10, 2026, per SEC EDGAR records.
D - WH Capital IX LLC Files 3(c)(1) Notice with SEC
D - WH Capital IX LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.
C2V Capital Partners III, LP Files SEC Notice Claiming 3(c)(1) Exemption
C2V Capital Partners III, LP submitted an SEC filing on July 9, 2026 referencing Investment Company Act Section 3(c)(1).
Viridian Global Strategies Fund 1 LP Files 3(c)(1) Notice
Viridian Global Strategies Fund 1 LP submitted a Section 3(c)(1) notice to the SEC on July 9, 2026.
Driftwood Credit Fund II-A Files D/A With SEC
Driftwood Credit Fund II-A, LP submitted a D/A filing to the SEC on July 9, 2026, claiming the Section 3(c)(1) exemption.
Brooklyn Tech Fund LP Files SEC Notice Claiming 3(c)(1) Exemption
Brooklyn Tech Fund LP submitted an SEC filing on July 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Brown Advisory Files 3(c)(1) Notice for Alternative Strategies Fund
Brown Advisory (Bermuda) Ltd. submitted a Section 3(c)(1) notice for the Brown Advisory Alternative Strategies Fund on July 8, 2026.
Grey Sheep Ventures Files 3(c)(1) Exemption Notice
D - Grey Sheep Ventures, a Series of Decile Start Fund, LP filed a Section 3(c)(1) notice with the SEC on July 8, 2026.
ARTA Ventures Series Files 3(c)(1) Exemption Notice
D - ARTA Ventures, a Series of Decile Start Fund, LP filed an Investment Company Act Section 3(c)(1) notice with the SEC on July 8, 2026.
D - FF Flex Fund 4 Files SEC Notice Under Section 3(c)(1)
D - FF Flex Fund 4 a Series of FF SPV Holdings LLC submitted a 3(c)(1) filing on July 8, 2026, according to SEC EDGAR.
Angel Collective Opportunity Fund Files Form D Amendment
Angel Collective Opportunity Fund, LP submitted a Form D amendment on July 8, 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.
D - AU-0217 Fund II Files Section 3(c)(1) Exemption Notice
D - AU-0217 Fund II, a series of Roll Up Vehicles, LP filed a 7 KB notice under Section 3(c)(1) of the Investment Company Act on 2026-07-08.
D - SE-0526 Fund I Files 3(c)(1) Notice
D - SE-0526 Fund I, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice with the SEC on July 8 2026.
BlackSalt Capital L.P. Files 3(c)(1) Notice on SEC EDGAR
BlackSalt Capital L.P. submitted a Section 3(c)(1) filing under the Investment Company Act on July 7, 2026.
Equitybee Series Files 3(c)(1) Exemption Notice
D - Equitybee 22-46211, a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
REFASHIOND Ventures Seed Fund, LP Files SEC Notice
REFASHIOND Ventures Seed Fund, LP submitted a Form filing to the SEC claiming Section 3(c)(1) exemption under the Investment Company Act.
