TOPIC

3c1 Exemption

78 stories covering 3c1 exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Jul 7, 2026

BlackSalt Capital L.P. Files 3(c)(1) Notice on SEC EDGAR

BlackSalt Capital L.P. submitted a Section 3(c)(1) filing under the Investment Company Act on July 7, 2026.

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Regulatory Jul 7, 2026

Equitybee Series Files 3(c)(1) Exemption Notice

D - Equitybee 22-46211, a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on July 7, 2026.

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Regulatory Jul 7, 2026

REFASHIOND Ventures Seed Fund, LP Files SEC Notice

REFASHIOND Ventures Seed Fund, LP submitted a Form filing to the SEC claiming Section 3(c)(1) exemption under the Investment Company Act.

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Fundraising Jul 7, 2026

Davidovs Venture Capital, LP Files Form D on 2026-07-07

Davidovs Venture Capital, LP submitted a Form D filing with the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Regulatory Jul 7, 2026

D-ICW Strategic Equities Fund (Cayman) Files 3(c)(1) Notice

D-ICW Strategic Equities Fund (Cayman), LP filed a Section 3(c)(1) notice with the SEC on July 7, 2026.

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Regulatory Jul 7, 2026

D - ICW Strategic Equities Fund Files 3(c)(1) Exemption Notice

D - ICW Strategic Equities Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 7, 2026.

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Regulatory Jul 6, 2026

CocoCult IV Series Files Section 3(c)(1) Exemption Notice

D - CocoCult IV a Series of Republic Deal Room Master Fund LLC filed a Section 3(c)(1) exemption notice with the SEC on July 6, 2026.

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Regulatory Jul 6, 2026

Capacity Capital Fund II, LP Files D/A with SEC

Capacity Capital Fund II, LP submitted a D/A filing on 2026-07-06 referencing Investment Company Act Section 3(c)(1).

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Regulatory Jul 6, 2026

AL Belfry Investments I LLC Files SEC Notice on 3(c)(1)

AL Belfry Investments I LLC submitted a filing to the SEC on July 6 2026 referencing Investment Company Act Section 3(c)(1).

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Regulatory Jul 5, 2026

Summers Value Fund LP Files D/A Notice with SEC

Summers Value Fund LP submitted a D/A filing on 2026-07-02 citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 5, 2026

Summers Value Fund LP Files D/A Amendment with SEC

Summers Value Fund LP submitted a D/A filing on July 2, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 4, 2026

Summers Value Fund LP Files D/A with SEC on July 2 2026

Summers Value Fund LP submitted D/A filing 0001739928-26-000003 referencing Investment Company Act Section 3(c)(1).

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Regulatory Jul 4, 2026

Summers Value Fund LP Submits D/A Filing to SEC

Summers Value Fund LP filed a D/A notice with the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 3, 2026

Summers Value Fund LP Files D/A Notice with SEC

Summers Value Fund LP submitted a D/A filing on July 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 3, 2026

Summers Value Fund LP Files D/A with SEC

Summers Value Fund LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory Jun 13, 2026

EquityZen Growth Technology Fund LLC Series 2311 Files 3(c)(1) Notice

D - EquityZen Growth Technology Fund LLC - Series 2311 filed a Section 3(c)(1) exemption notice with the SEC on June 12, 2026.

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Regulatory Jun 12, 2026

Photon Capital Fund LP Files 3(c)(1) Notice With SEC

Photon Capital Fund LP submitted a Section 3(c)(1) exemption filing to the SEC on June 12, 2026.

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Regulatory Jun 11, 2026

Candou Ventures Fund 2 Master LP Files 3(c)(1) Notice

Candou Ventures Fund 2 Master LP, Series CAN25TAC LP filed a Section 3(c)(1) notice with the SEC on June 11, 2026.

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Regulatory Jun 11, 2026

Telemark Fund LP Files D/A With SEC on June 11 2026

Telemark Fund LP submitted a D/A filing on June 11 2026 referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.

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Regulatory Jun 10, 2026

D - CH-0519 Fund III Files SEC Notice Under 3(c)(1)

D - CH-0519 Fund III, a series of Roll Up Vehicles, LP submitted a Form D filing on June 10, 2026 claiming exemption under Section 3(c)(1).

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Regulatory Jun 10, 2026

D - CH-0519 Fund III Files SEC Notice for 3(c)(1) Exemption

D - CH-0519 Fund III, a series of Roll Up Vehicles, LP filed a notice claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jun 10, 2026

Cross River Partners LP Files D/A Claiming 3(c)(1) Exemption

Cross River Partners LP submitted a D/A filing on June 10, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jun 9, 2026

Star51 Capital Fund I LP Files 3(c)(1) Notice on SEC EDGAR

Star51 Capital Fund I LP submitted a Section 3(c)(1) notice filing to the SEC on June 9, 2026.

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Regulatory Jun 9, 2026

Boardman Bay Ventures LP Series N Files D/A With SEC

Boardman Bay Ventures, LP - Series N filed a D/A notice with the SEC claiming Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory Jun 9, 2026

TRCM Credit Fund SP Class S-2 Files 3(c)(1) Notice

D - TRCM Master Life Fund SPC - TRCM Credit Fund SP Class S-2 submitted a Section 3(c)(1) filing to the SEC on June 9, 2026.

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Regulatory Jun 9, 2026

TRCM Credit Fund SP Class S-1 Files 3(c)(1) Notice

TRCM Master Life Fund SPC filed a Section 3(c)(1) notice for TRCM Credit Fund SP Class S-1 on June 9 2026 via SEC EDGAR.

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Regulatory Jun 9, 2026

D-SCI Series Files 3(c)(1) Notice With SEC

D-SCI, a series of GatePass Ventures I LLC, submitted a Section 3(c)(1) exemption filing to the SEC on June 9, 2026.

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Regulatory Jun 9, 2026

SleeporDie GoldenHour DreamVentures Series Files 3(c)(1) Notice

D - SleeporDie GoldenHour DreamVentures a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on June 9, 2026.

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Regulatory Jun 8, 2026

D - MV Opportunity Fund II Files 3(c)(1) Exemption Notice

D - MV Opportunity Fund II, L.P. submitted a Section 3(c)(1) notice to the SEC on June 8, 2026.

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Regulatory Jun 8, 2026

Rooted Fund, LLC Files D/A Claiming 3(c)(1) Exemption

Rooted Fund, LLC submitted a D/A filing on June 8, 2026 under Investment Company Act Section 3(c)(1).

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Regulatory Jun 8, 2026

Bitcoin Opportunity Fund II Files 3(c)(1) Notice With SEC

Bitcoin Opportunity Fund II, LP submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(1).

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Regulatory Jun 8, 2026

Lowell Capital Value Partners, LP Files D/A on June 8, 2026

Lowell Capital Value Partners, LP submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jun 7, 2026

Malta Hedge Fund, L.P. Files Section 3(c)(1) Notice

Malta Hedge Fund, L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act on June 5, 2026.

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Regulatory Jun 7, 2026

Malta Hedge Fund, L.P. Files D/A Amendment on 2026-06-05

Malta Hedge Fund, L.P. submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.

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Regulatory Jun 5, 2026

American Ventures LLC Series XLVIII Remag Files 3(c)(1) Notice

American Ventures LLC, Series XLVIII Remag submitted a Section 3(c)(1) notice filing with the SEC on June 5, 2026.

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Regulatory Jun 5, 2026

NavierCVOwnera 1 Series Files 3(c)(1) Notice

NavierCVOwnera 1, a series of Navier Ventures LP, filed a Section 3(c)(1) notice with the SEC on June 5, 2026.

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Regulatory Jun 5, 2026

Spacefaring Ventures Fund 13 Files SEC 3(c)(1) Notice

Spacefaring Ventures Fund 13, LLC submitted an SEC filing on June 5, 2026 claiming exemption under Investment Company Act Section 3(c)(1).

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Regulatory Jun 4, 2026

D - Juvvadi CM Fund, LLC Files 3(c)(1) Notice

D - Juvvadi CM Fund, LLC submitted a Section 3(c)(1) exemption filing to the SEC on June 4, 2026.

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Regulatory Jun 4, 2026

Keez Partners LP Files D/A Form Claiming 3(c)(1) Exemption

Keez Partners LP submitted a D/A filing on June 4 2026 citing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.

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Regulatory Jun 4, 2026

D - Haus Capital Partners Fund I, L.P. Files SEC Notice

D - Haus Capital Partners Fund I, L.P. submitted a Form D filing with the SEC on June 4, 2026 under Section 3(c)(1).

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Regulatory Jun 3, 2026

Equitybee 22-49064 Series Files 3(c)(1) Amendment

Equitybee 22-49064, a Series of Equitybee cFund Master LLC, submitted a D/A filing claiming Investment Company Act Section 3(c)(1) exemption on June 3, 2026.

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Regulatory Jun 2, 2026

D - Alpha Funds VI LLC Files SEC Notice Under 3(c)(1)

D - Alpha Funds VI LLC submitted a Section 3(c)(1) filing to the SEC on June 2, 2026.

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Regulatory Jun 2, 2026

Raptor Dapple Holdings LLC Files 3(c)(1) Exemption Notice

Raptor Dapple Holdings LLC submitted a Section 3(c)(1) notice under the Investment Company Act via SEC EDGAR on June 2, 2026.

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Regulatory Jun 2, 2026

Fannin Goldenrod Holdings I Files SEC 3(c)(1) Notice

Fannin Goldenrod Holdings I, LLC submitted an SEC filing on June 2, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jun 1, 2026

InvestX Growth Equity V-US LP Files D/A on June 1 2026

InvestX Growth Equity V-US LP submitted a Form D amendment claiming Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory May 28, 2026

TPG Partners X (C), L.P. Files 3(c)(1) Notice with SEC

TPG Partners X (C), L.P. submitted a Section 3(c)(1) filing to the SEC on May 28, 2026.

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Regulatory May 27, 2026

Revere Partners RF Fund II Files 3(c)(1) Exemption Notice

Revere Partners RF Fund II, LP filed a Section 3(c)(1) exemption notice with the SEC on May 27, 2026 for its D - RF Q2 2026 series.

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Regulatory May 27, 2026

Telis Vail Village Partners LLC Files 3(c)(1) Notice

Telis Vail Village Partners LLC submitted a Section 3(c)(1) filing under the Investment Company Act on May 27, 2026.

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Regulatory May 26, 2026

Banyan Ventures Fund II Files SEC Notice Under 3(c)(1)

Banyan Ventures Fund II, L.P. submitted an SEC filing on May 26, 2026, claiming the Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory May 26, 2026

Geek Ventures Fund I, LP Files SEC Notice Under 3(c)(1)

Geek Ventures Fund I, LP submitted a D/A filing to the SEC on May 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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