3c1 Exemption
78 stories covering 3c1 exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Clutch Capital Files Form D for Moxi by Play Money Series
Moxi by Play Money a Series of Clutch Capital LLC submitted a Form D notice under Section 3(c)(1) on May 22, 2026.
D-HITT Power Series Files SEC Notice Claiming 3(c)(1) Exemption
D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a 6 KB SEC notice on May 22, 2026 claiming the Section 3(c)(1) exemption.
Western Standard Partners LP Files SEC Amendment Referencing 3(c)(1)
Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners LP Files SEC Notice Under 3(c)(1)
Western Standard Partners LP submitted a filing to the SEC on May 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Clutch Capital Series Files SEC 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
Western Standard Partners LP Files D/A with SEC
Western Standard Partners LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
MAVRK Celestia Fund, LP submitted a 7 KB filing on May 22, 2026 listing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Western Standard Partners LP Files D/A Notice with SEC
Western Standard Partners LP submitted a D/A filing on 2026-05-22 claiming exemption under Investment Company Act Section 3(c)(1).
Western Standard Partners LP Files 3(c)(1) Exemption Notice
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Clutch Capital LLC Files 3(c)(1) Notice for Moxi by Play Money Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for Moxi by Play Money series on May 22, 2026, according to SEC EDGAR.
Western Standard Partners LP Files 3(c)(1) Notice with SEC
Western Standard Partners LP submitted a D/A filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners LP Files D/A on 2026-05-22
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Clutch Capital LLC Files 3(c)(1) Notice for HITT Power Series
Clutch Capital LLC submitted a Section 3(c)(1) filing on 2026-05-22 for its D - HITT Power by SAC 28 series.
Western Standard Partners LP Files D/A on SEC EDGAR
Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Straightpoint Capital Fund LP Files D/A with SEC
Straightpoint Capital Fund LP submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(1) of the Investment Company Act.
D - OG5 Limited Partnership Files SEC Notice Under Section 3(c)(1)
D - OG5 Limited Partnership submitted a filing to the SEC on May 22 2026 referencing Investment Company Act Section 3(c)(1).
Western Standard Partners LP Files D/A With SEC on May 22 2026
Western Standard Partners LP submitted a D/A filing on May 22 2026 citing Section 3(c)(1) of the Investment Company Act.
Ravel Holdings Series Files SEC 3(c)(1) Notice
D - Ravel Holdings Jan 2026 a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on May 22 2026.
BSTN Fund One, LLC Files SEC Notice Claiming 3(c)(1) Exemption
BSTN Fund One, LLC submitted a filing to the SEC on May 21, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Fundomo ME-002, LP Files SEC Notice Under Section 3(c)(1)
Fundomo ME-002, LP submitted a filing to the SEC on May 20, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Abakkus Growth Fund Files 3(c)(1) Notice with SEC
Abakkus Growth Fund Open Ended submitted a Section 3(c)(1) filing to the SEC on May 20 2026 under accession number 0002131519-26-000001.
D - House Holdings 1.1, LP Files Section 3(c)(1) Notice
D - House Holdings 1.1, LP submitted an SEC filing on May 19, 2026, under Investment Company Act Section 3(c)(1).
APD FUND LLC Files D/A with SEC Under Section 3(c)(1)
APD FUND LLC submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Series 2306 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2306 submitted a filing to the SEC on May 18 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
EFO Opportunity Fund I Apr 2026 Files 3(c)(1) Notice
EFO Opportunity Fund I Apr 2026 a Series of CGF2021 LLC submitted a Section 3(c)(1) notice to the SEC on May 18, 2026.
TPG GP Solutions Equity II Files SEC 3(c)(1) Exemption Notice
TPG GP Solutions Equity II, L.P. submitted a Section 3(c)(1) exemption filing with the SEC on May 15, 2026.
Serendipity Impact VC Fund I Files 3(c)(1) Exemption, Targets Impact Investing
New impact-focused VC fund registers under Section 3(c)(1) exemption, signaling launch of first institutional vehicle.
