AJAX Kraken Partners LLC Files 3(c)(1) Exemption with SEC

AJAX Kraken Partners LLC filed a notice with the SEC on 2026-08-24 claiming an exemption under Section 3(c)(1) of the Investment Company Act. The filing carries accession number 0002143754-26-000001 and totals 5 KB in size.

Filing Details

The document was submitted under Item 3C for Investment Company Act Section 3(c) and specifically under Item 3C.1 for Section 3(c)(1). The filer is identified as D - AJAX Kraken Partners LLC with CIK 0002143754.

according to SEC EDGAR.

Exemption Category

Section 3(c)(1) provides an exemption from registration as an investment company for issuers whose outstanding securities are beneficially owned by not more than 100 persons. The filing lists this specific exemption.

Submission Information

The SEC EDGAR record shows the complete filing was received on 2026-08-24. No additional items beyond the 3(c)(1) designation appear in the submission.

according to SEC EDGAR. The 5 KB document contains the exemption claim details referenced above.