Regulatory Notice
67 stories covering regulatory notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
American Ventures LLC Series XLVIII Remag Files 3(c)(1) Notice
American Ventures LLC, Series XLVIII Remag submitted a Section 3(c)(1) notice filing with the SEC on June 5, 2026.
NavierCVOwnera 1 Series Files 3(c)(1) Notice
NavierCVOwnera 1, a series of Navier Ventures LP, filed a Section 3(c)(1) notice with the SEC on June 5, 2026.
Spacefaring Ventures Fund 13 Files SEC 3(c)(1) Notice
Spacefaring Ventures Fund 13, LLC submitted an SEC filing on June 5, 2026 claiming exemption under Investment Company Act Section 3(c)(1).
D - Juvvadi CM Fund, LLC Files 3(c)(1) Notice
D - Juvvadi CM Fund, LLC submitted a Section 3(c)(1) exemption filing to the SEC on June 4, 2026.
Strategic Opportunities Partners I Files SEC 3(c)(7) Notice
D - Strategic Opportunities Partners I, L.P. submitted a 7 KB filing to the SEC on June 4, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Imagen Dental Partners, LLC Files Form D on June 3, 2026
Imagen Dental Partners, LLC submitted a Form D filing to the SEC on June 3, 2026 under file numbers 021-586118 and 021-586118-01.
Summit Partners IDF Series Files 3(c)(7) SEC Notice
D - Summit Partners IDF Series of the SALI Multi-Series Fund, L.P. submitted a Section 3(c)(7) filing with the SEC on June 3, 2026.
LMCG Absolute Return Offshore Fund Files 3(c)(7) Notice
LMCG Absolute Return Offshore Fund, LP submitted a Section 3(c)(7) filing on June 3, 2026 via SEC EDGAR.
LCV Fund III Files D/A Notice With SEC on June 3 2026
LCV FUND III, L.P. submitted a D/A filing to the SEC on June 3 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
D - Alpha Funds VI LLC Files SEC Notice Under 3(c)(1)
D - Alpha Funds VI LLC submitted a Section 3(c)(1) filing to the SEC on June 2, 2026.
Raptor Dapple Holdings LLC Files 3(c)(1) Exemption Notice
Raptor Dapple Holdings LLC submitted a Section 3(c)(1) notice under the Investment Company Act via SEC EDGAR on June 2, 2026.
Fannin Goldenrod Holdings I Files SEC 3(c)(1) Notice
Fannin Goldenrod Holdings I, LLC submitted an SEC filing on June 2, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Montgomery Capital Partners VI LP Files SEC Notice
Montgomery Capital Partners VI LP submitted a filing to the SEC on June 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - Kicker Co-Investment Ltd Files 3(c)(7) Notice
D - Kicker Co-Investment Ltd submitted a Section 3(c)(7) filing under the Investment Company Act on June 1, 2026.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing with the SEC on May 29, 2026 under Section 3(c)(7).
Polar CRS Fund II LP Files SEC Notice on May 29 2026
Polar CRS Fund II LP submitted a filing to the SEC under the Investment Company Act on May 29 2026.
Polar CRS Fund II LP Files SEC Notice on May 29 2026
Polar CRS Fund II LP submitted a 10 KB filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files 3(c)(7) Notice
PIMCO PRIVATE SERIES Co LLC filed a D/A for the PIMCO Municipal Real Return Fund citing Section 3(c)(7) of the Investment Company Act.
Menlo Inflection Atlas Partners Files 3(c)(7) Notice
Menlo Infraction Atlas Partners, L.P. submitted a Section 3(c)(7) filing to the SEC on May 28, 2026.
Covalence Equity Income Fund Files D/A Notice with SEC
Covalence Equity Income Fund, L.P. submitted a D/A filing on 2026-05-28 referencing Section 3(c)(7) of the Investment Company Act.
Bloom Opportunities Fund II LLC Files 3(c)(7) Notice
D - BVP VI a Series of Bloom Opportunities Fund II LLC submitted a Section 3(c)(7) notice to the SEC on May 28, 2026.
D - 531 PS Holdings I Files 3(c)(1) Notice With SEC
D - 531 PS Holdings I a Series of SLRTE I LLC submitted a Section 3(c)(1) filing on May 28, 2026.
Telis Vail Village Partners LLC Files 3(c)(1) Notice
Telis Vail Village Partners LLC submitted a Section 3(c)(1) filing under the Investment Company Act on May 27, 2026.
Acadian Global Equity Dynamic Extension Tax-Aware Fund Files SEC Notice
Acadian Global Equity Dynamic Extension Tax-Aware Fund, LP filed a Form 3C notice with the SEC on May 27, 2026 claiming Section 3(c)(7) exemption.
Banyan Ventures Fund II, L.P. Files SEC Notice Under 3(c)(1)
Banyan Ventures Fund II, L.P. submitted a filing to the SEC on May 26, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Lake Street HighPoint Co-Invest Fund Files 3(c)(1) Notice
Lake Street HighPoint Co-Invest Fund, LP submitted a Section 3(c)(1) filing to the SEC on May 26, 2026.
Clutch Capital Series Files SEC 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
Western Standard Partners LP Files 3(c)(1) Exemption Notice
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Clutch Capital Files 3(c)(1) Notice for Moxi by Play Money Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for its Moxi by Play Money series on May 22, 2026.
Western Standard Partners LP Files 3(c)(1) Notice with SEC
Western Standard Partners LP submitted a D/A filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
Clutch Capital LLC Files 3(c)(1) Notice for HITT Power Series
Clutch Capital LLC submitted a Section 3(c)(1) filing on 2026-05-22 for its D - HITT Power by SAC 28 series.
Western Standard Partners QP, L.P. Submits D/A Filing
Western Standard Partners QP, L.P. filed a D/A notice under Section 3(c)(7) of the Investment Company Act on 2026-05-22.
Spruceview Income Value Fund 2026 Files SEC Notice
Spruceview Income Value Fund 2026, LP submitted a filing to the SEC on May 22, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Coller Evergreen CFO I Equity Holdings Feeder B Files SEC Notice
D - Coller Evergreen CFO I Equity Holdings Feeder B, L.P. filed a notice with the SEC on May 22, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Madison Partners Limited Partnership Files 3(c)(1) Notice
Madison Partners Limited Partnership submitted an SEC filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
D - OG5 Limited Partnership Files SEC Notice Under Section 3(c)(1)
D - OG5 Limited Partnership submitted a filing to the SEC on May 22 2026 referencing Investment Company Act Section 3(c)(1).
Corbel Special Opportunities Fund II Files 3(c)(7) Notice With SEC
Corbel Special Opportunities Fund II, L.P. submitted a Section 3(c)(7) filing to the SEC on May 22, 2026.
Stonepeak Motion (Co-Invest) Holdings LP Files SEC Notice
D - Stonepeak Motion (Co-Invest) Holdings LP submitted a regulatory filing to the SEC on May 22, 2026, claiming exemption under Section 3(c)(7).
Ravel Holdings Series Files SEC 3(c)(1) Notice
D - Ravel Holdings Jan 2026 a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on May 22 2026.
HEEL Ventures Technology Fund I Files 3(c)(7) Exemption Notice
D - HEEL Ventures Technology Fund I a Series of CGF2021 LLC filed a notice claiming exemption under Section 3(c)(7) of the Investment Company Act with the SEC.
BSTN Fund One, LLC Files SEC Notice Claiming 3(c)(1) Exemption
BSTN Fund One, LLC submitted a filing to the SEC on May 21, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Cambium Capital Tamarind LP Files SEC Notice on 3(c)(1) and 3(c)(7) Exemptions
Cambium Capital Tamarind LP submitted a filing to the SEC on May 21, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Bedford Ridge Investment Co XII Files SEC Notice Under 3(c)(7)
Bedford Ridge Investment Co XII, LP filed a notice with the SEC claiming exemption from the Investment Company Act under Section 3(c)(7).
ICQ Investments 8TY, LP Files SEC Notice Claiming 3(c)(7) Exemption
D - ICQ Investments 8TY, LP submitted a Form 3C filing to the SEC on May 21, 2026, electing exemption under Section 3(c)(7) of the Investment Company Act.
D - GC Venture XII (A-IV), L.P. Files SEC Notice
D - GC Venture XII (A-IV), L.P. submitted a filing to the SEC on May 21, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Capitalize Investments LLC Files SEC Notice for Oshi I Series
Capitalize Investments LLC submitted a filing for D - Oshi I series to the SEC on May 21, 2026.
CoastEdge Distressed Fund Submits SEC Filing on May 21 2026
CoastEdge Distressed & Special Situations Fund LLC filed a notice under Investment Company Act Section 3(c)(7) with the SEC on May 21 2026.
Proteus Master Fund I Files SEC Notice Under Section 3(c)(7)
Proteus Master Fund I, LLC submitted a filing with the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
MG&A Private Assets Master Fund Files D/A Notice with SEC
MG&A Private Assets Master Fund, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 20, 2026.
Fundomo ME-002, LP Files SEC Notice Under Section 3(c)(1)
Fundomo ME-002, LP submitted a filing to the SEC on May 20, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
