Regulatory Notice
172 stories covering regulatory notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
LifeSci Venture SPV 18 Files 3(c)(1) Notice With SEC
LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Aptitude Alternative Equity LP Submits D/A Filing to SEC
Aptitude Alternative Equity LP filed a D/A notice with the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
Align Ventures Co-Invest Fund Files 3(c)(1) Exemption Notice
D - Align Ventures Co-Invest Fund, LP filed a Section 3(c)(1) notice with the SEC on July 24, 2026.
D - Align Ventures Co-Invest Fund Files SEC Notice Under 3(c)(1)
D - Align Ventures Co-Invest Fund, LP submitted a filing to the SEC on July 24, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Levee Ventures Intramotev I Files SEC Notice for 3(c)(1) Exemption
Levee Ventures Intramotev I, a series of Decile SPV, LLC, filed a Form 3C notice with the SEC on July 24, 2026, claiming Section 3(c)(1) exemption.
Levee Ventures Intramotev I Files SEC Notice Under Section 3(c)(1)
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Form D filing with the SEC on July 24, 2026, claiming exemption under Investment Company Act Section 3(c)(1).
Aptitude Alternative Equity Ltd Files D/A With SEC
Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18 LLC Files SEC Notice on July 24 2026
LifeSci Venture SPV 18 LLC submitted a D/A filing to the SEC on July 24 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.
Levee Ventures Intramotev I Files SEC Notice as Decile SPV Series
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a filing to the SEC on July 24, 2026, under Section 3(c)(1).
D - Align Ventures Co-Invest Fund Files 3(c)(1) Notice With SEC
D - Align Ventures Co-Invest Fund, LP submitted a Section 3(c)(1) notice to the SEC on July 24, 2026.
Galerie Income Fund II LLC Files 3(c)(1) Notice with SEC
Galerie Income Fund II LLC submitted a Section 3(c)(1) filing to the SEC on July 24, 2026, under CIK 0002146766.
D - TE-0621 Fund I Files 3(c)(1) Notice With SEC
D - TE-0621 Fund I, a series of Ventioneers Funds, LP submitted a Section 3(c)(1) filing on July 24, 2026.
D - ZE-1213 Fund I Files 3(c)(1) Notice
D - ZE-1213 Fund I, a series of Armenian Founders, LP filed a Section 3(c)(1) notice with the SEC on July 24, 2026.
Sandlot Partners YHA SPV LLC Files 3(c)(1) Exemption Notice
Sandlot Partners YHA SPV LLC submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 23, 2026.
Point Olema U.S. Venture Capital Portfolio Files D/A With SEC
Point Olema U.S. Venture Capital Portfolio, L.P. submitted a D/A filing on July 23, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Dalvix Dynamic Asset Allocation Onshore Feeder Fund Files SEC Notice
Dalvix Dynamic Asset Allocation Onshore Feeder Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 23, 2026.
AGC ElevenLabs I Files 3(c)(1) Notice With SEC
AGC ElevenLabs I, a Series of AGC Parallax Fund I LLC, submitted a Section 3(c)(1) filing to the SEC on July 23, 2026.
D-Investment AL Series Files 3(c)(1) Notice with SEC
D - Investment AL a Series of AF1 Global LLC submitted a Section 3(c)(1) filing on July 23, 2026, per SEC EDGAR records.
SOJA Ventures Investments LLC Series HL Files SEC Notice
SOJA Ventures Investments LLC, Series HL - Equity I submitted a filing to the SEC on July 23, 2026 claiming Section 3(c)(1) exemption.
D - ASI I Series Files 3(c)(1) Notice With SEC
D - ASI I, a Series of Astro Funds LLC filed a Section 3(c)(1) notice under the Investment Company Act on July 23, 2026.
D - NE-07011 Fund I Files 3(c)(1) Exemption Notice
D - NE-07011 Fund I, a series of Roll Up Vehicles, LP submitted a Section 3(c)(1) filing on 2026-07-23 according to SEC EDGAR.
D - WCP Fund C, L.P. Files Section 3(c)(7) Notice
D - WCP Fund C, L.P. submitted a Section 3(c)(7) exemption filing to the SEC on July 22, 2026.
Doxara US Fund LP Files 3(c)(7) Notice With SEC
D - Doxara US Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on July 22, 2026, according to SEC EDGAR.
Torque Share Partners LP Files D/A With SEC
Torque Share Partners LP submitted a D/A filing on 2026-07-22 claiming Section 3(c)(7) exemption under the Investment Company Act.
Mainspring Funding II LLC Files SEC 3(c)(1) Notice
Mainspring Funding II LLC submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 22, 2026.
D - Benson Co-investment Trust Files SEC Notice
D - Benson Co-investment Trust submitted an 8 KB filing on 2026-07-22 referencing Section 3(c)(1) of the Investment Company Act.
American Ventures Opportunity Fund Files 3(c)(1) Exemption Notice
American Ventures Opportunity Fund LLC Series I VAST submitted an SEC filing claiming exemption under Investment Company Act Section 3(c)(1).
Castiglione Fund SPC Submits 3(c)(7) Filing to SEC
D - Castiglione Fund SPC - Master Fund SP filed a Section 3(c)(7) notice under the Investment Company Act on July 21, 2026.
D - HPA 2025 WH Investment LLC Files 3(c)(1) Exemption Notice
D - HPA 2025 WH Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 20 2026.
Pan-Am Investment Partners LLC Files SEC Notice Under Section 3(c)(1)
Pan-Am Investment Partners LLC submitted a 7 KB filing on 2026-07-20 claiming exemption under Investment Company Act Section 3(c)(1).
TuvaK Global Alpha Offshore Fund Files 3(c)(1) Notice
TuvaK Global Alpha (Offshore) Fund LP submitted a Section 3(c)(1) exemption filing on July 20, 2026, according to SEC EDGAR.
Odyssey Investment Partners Fund VII-A Files SEC Notice
Odyssey Investment Partners Fund VII-A, LP submitted a Section 3(c)(7) filing to the SEC on July 20, 2026.
37Spruce Credit Opportunities Fund Files SEC Notice
37Spruce Credit Opportunities Fund, LP submitted a Form 3C filing to the SEC on July 20, 2026 under Section 3(c)(7).
Willow Tree Fund III Files D/A Notice Under 3(c)(7)
Willow Tree Fund III (Unlevered), LP submitted a D/A filing to the SEC on July 17, 2026, claiming the Section 3(c)(7) exemption.
Willow Tree Fund III Files D/A Notice With SEC
Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing to the SEC on July 17, 2026 claiming a Section 3(c)(7) exemption.
Willow Tree Fund III Files SEC Exemption Notice
Willow Tree Fund III (Unlevered), LP submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Pax Ventures Opportunities VI LLC Files SEC Notice
Pax Ventures Opportunities VI LLC submitted a Section 3(c)(7) filing to the SEC on July 17 2026.
Aggie Venture Accelerator I, LP Files 3(c)(1) Notice
D - Aggie Venture Accelerator I, LP filed a notice of reliance on Investment Company Act Section 3(c)(1) with the SEC on July 17, 2026.
Sherwood Coffee Investment LLC Files 3(c)(1) Exemption With SEC
Sherwood Coffee Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 17, 2026.
Readout Capital Onshore Fund, LP Files SEC Notice Claiming 3(c)(7) Exemption
Readout Capital Onshore Fund, LP submitted a D/A filing to the SEC on 2026-07-17 referencing Section 3(c)(7) of the Investment Company Act.
D - FF ACC8 Fund Files 3(c)(1) Exemption Notice
D - FF ACC8 Fund a Series of FF SPV Holdings LLC submitted a Section 3(c)(1) filing to the SEC on July 17, 2026.
Global Infrastructure Debt Fund II Feeder Files SEC Notice
D - Global Infrastructure Debt Fund II Feeder SCSp filed a Section 3(c)(7) notice with the SEC on July 16, 2026.
D - AH Crypto Fund V-B, L.P. Files 3(c)(1) Notice
D - AH Crypto Fund V-B, L.P. submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 16, 2026.
D - MVP LS FUND DCLXXIV LLC Files SEC Notice Claiming 3(c)(1) Exemption
D - MVP LS FUND DCLXXIV LLC filed a notice with the SEC on July 16 2026 asserting reliance on Section 3(c)(1) of the Investment Company Act.
Triata China Equity (Offshore) Fund Submits D/A Filing to SEC
Triata China Equity (Offshore) Fund filed a D/A notice under Section 3(c)(7) of the Investment Company Act on July 16, 2026.
D - SI-0223 Fund I Files Section 3(c)(1) Notice
D - SI-0223 Fund I, a series of Roll Up Vehicles, LP submitted an SEC filing under Investment Company Act Section 3(c)(1) on 2026-07-16.
D-ME-0510 Fund I Files 3(c)(1) Notice With SEC
D-ME-0510 Fund I, a series of Roll Up Vehicles LP, submitted a Section 3(c)(1) filing under the Investment Company Act on 2026-07-16.
Bright Beacon Commodities Fund LP Files SEC 3(c)(1) Notice
Bright Beacon Commodities Fund LP submitted a Section 3(c)(1) notice to the SEC on July 15, 2026.
Celero Capital Fund II Files 3(c)(7) Exemption Notice
Celero Capital Fund II (D) AB submitted a Section 3(c)(7) notice to the SEC on July 15, 2026.
D - Telligent Fund, LP Submits Section 3(c)(1) Filing
D - Telligent Fund, LP filed a notice under Investment Company Act Section 3(c)(1) with the SEC on July 14, 2026.
