Regulatory Notice
150 stories covering regulatory notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
D - WCP Fund C, L.P. Files Section 3(c)(7) Notice
D - WCP Fund C, L.P. submitted a Section 3(c)(7) exemption filing to the SEC on July 22, 2026.
Torque Share Partners LP Files D/A With SEC
Torque Share Partners LP submitted a D/A filing on 2026-07-22 claiming Section 3(c)(7) exemption under the Investment Company Act.
Mainspring Funding II LLC Files SEC 3(c)(1) Notice
Mainspring Funding II LLC submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 22, 2026.
D - Benson Co-investment Trust Files SEC Notice
D - Benson Co-investment Trust submitted an 8 KB filing on 2026-07-22 referencing Section 3(c)(1) of the Investment Company Act.
American Ventures Opportunity Fund Files 3(c)(1) Exemption Notice
American Ventures Opportunity Fund LLC Series I VAST submitted an SEC filing claiming exemption under Investment Company Act Section 3(c)(1).
Castiglione Fund SPC Submits 3(c)(7) Filing to SEC
D - Castiglione Fund SPC - Master Fund SP filed a Section 3(c)(7) notice under the Investment Company Act on July 21, 2026.
D - HPA 2025 WH Investment LLC Files 3(c)(1) Exemption Notice
D - HPA 2025 WH Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 20 2026.
Pan-Am Investment Partners LLC Files SEC Notice Under Section 3(c)(1)
Pan-Am Investment Partners LLC submitted a 7 KB filing on 2026-07-20 claiming exemption under Investment Company Act Section 3(c)(1).
TuvaK Global Alpha Offshore Fund Files 3(c)(1) Notice
TuvaK Global Alpha (Offshore) Fund LP submitted a Section 3(c)(1) exemption filing on July 20, 2026, according to SEC EDGAR.
Odyssey Investment Partners Fund VII-A Files SEC Notice
Odyssey Investment Partners Fund VII-A, LP submitted a Section 3(c)(7) filing to the SEC on July 20, 2026.
37Spruce Credit Opportunities Fund Files SEC Notice
37Spruce Credit Opportunities Fund, LP submitted a Form 3C filing to the SEC on July 20, 2026 under Section 3(c)(7).
Willow Tree Fund III Files D/A Notice Under 3(c)(7)
Willow Tree Fund III (Unlevered), LP submitted a D/A filing to the SEC on July 17, 2026, claiming the Section 3(c)(7) exemption.
Willow Tree Fund III Files D/A Notice With SEC
Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing to the SEC on July 17, 2026 claiming a Section 3(c)(7) exemption.
Willow Tree Fund III Files SEC Exemption Notice
Willow Tree Fund III (Unlevered), LP submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Pax Ventures Opportunities VI LLC Files SEC Notice
Pax Ventures Opportunities VI LLC submitted a Section 3(c)(7) filing to the SEC on July 17 2026.
Aggie Venture Accelerator I, LP Files 3(c)(1) Notice
D - Aggie Venture Accelerator I, LP filed a notice of reliance on Investment Company Act Section 3(c)(1) with the SEC on July 17, 2026.
Sherwood Coffee Investment LLC Files 3(c)(1) Exemption With SEC
Sherwood Coffee Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 17, 2026.
Readout Capital Onshore Fund, LP Files SEC Notice Claiming 3(c)(7) Exemption
Readout Capital Onshore Fund, LP submitted a D/A filing to the SEC on 2026-07-17 referencing Section 3(c)(7) of the Investment Company Act.
D - FF ACC8 Fund Files 3(c)(1) Exemption Notice
D - FF ACC8 Fund a Series of FF SPV Holdings LLC submitted a Section 3(c)(1) filing to the SEC on July 17, 2026.
Global Infrastructure Debt Fund II Feeder Files SEC Notice
D - Global Infrastructure Debt Fund II Feeder SCSp filed a Section 3(c)(7) notice with the SEC on July 16, 2026.
D - AH Crypto Fund V-B, L.P. Files 3(c)(1) Notice
D - AH Crypto Fund V-B, L.P. submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 16, 2026.
D - MVP LS FUND DCLXXIV LLC Files SEC Notice Claiming 3(c)(1) Exemption
D - MVP LS FUND DCLXXIV LLC filed a notice with the SEC on July 16 2026 asserting reliance on Section 3(c)(1) of the Investment Company Act.
Triata China Equity (Offshore) Fund Submits D/A Filing to SEC
Triata China Equity (Offshore) Fund filed a D/A notice under Section 3(c)(7) of the Investment Company Act on July 16, 2026.
D - SI-0223 Fund I Files Section 3(c)(1) Notice
D - SI-0223 Fund I, a series of Roll Up Vehicles, LP submitted an SEC filing under Investment Company Act Section 3(c)(1) on 2026-07-16.
D-ME-0510 Fund I Files 3(c)(1) Notice With SEC
D-ME-0510 Fund I, a series of Roll Up Vehicles LP, submitted a Section 3(c)(1) filing under the Investment Company Act on 2026-07-16.
Bright Beacon Commodities Fund LP Files SEC 3(c)(1) Notice
Bright Beacon Commodities Fund LP submitted a Section 3(c)(1) notice to the SEC on July 15, 2026.
Celero Capital Fund II Files 3(c)(7) Exemption Notice
Celero Capital Fund II (D) AB submitted a Section 3(c)(7) notice to the SEC on July 15, 2026.
D - Telligent Fund, LP Submits Section 3(c)(1) Filing
D - Telligent Fund, LP filed a notice under Investment Company Act Section 3(c)(1) with the SEC on July 14, 2026.
D - GR-0529 Fund I Files SEC Notice Claiming 3(c)(1) Exemption
D - GR-0529 Fund I, a series of MV Funds, LP, filed a notice with the SEC on 2026-07-14 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Telligent Fund II, LP Files SEC Notice Under 3(c)(1)
Telligent Fund II, LP submitted a filing to the SEC on July 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - Premier Roma Access Fund Files 3(c)(7) Notice
D - Premier Roma Access Fund, L.P. submitted an 8 KB SEC filing claiming Section 3(c)(7) exemption on 2026-07-13.
WH Capital IX LLC Files SEC Notice for 3(c)(1) Exemption
WH Capital IX LLC submitted a Form D filing claiming Section 3(c)(1) exemption under the Investment Company Act.
D - Creator Revenue Fund I Files 3(c)(1) Exemption Notice
D - Creator Revenue Fund I, LP submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 10, 2026.
D - Creator Revenue Fund I, LP Files SEC Notice Under 3(c)(1)
D - Creator Revenue Fund I, LP submitted a 7 KB filing on 2026-07-10 claiming exemption under Section 3(c)(1) of the Investment Company Act.
MVP Opportunity Fund VI LLC Series 26I Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I submitted a Section 3(c)(7) exemption filing on July 10 2026 via SEC EDGAR.
WH Capital IX LLC Files 3(c)(1) Notice With SEC
WH Capital IX LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10, 2026.
MVP Opportunity Fund VI Series 26I Files 3(c)(1) Exemption
D - MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) exemption notice with the SEC on July 10, 2026.
D - MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice
D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) notice to the SEC on July 10, 2026.
Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) exemption filing with the SEC on July 10, 2026.
WH Capital IX LLC Files SEC Notice Claiming 3(c)(1) Exemption
WH Capital IX LLC submitted a 5 KB filing on July 10 2026 referencing Section 3(c)(1) of the Investment Company Act.
MVP Opportunity Fund VI LLC Series 26I Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I submitted a regulatory filing to the SEC on July 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Senator Strategic Resources Offshore Fund Files 3(c)(7) Notice
Senator Strategic Resources Offshore Fund Ltd. submitted an SEC filing claiming exemption under Section 3(c)(7) of the Investment Company Act on July 10, 2026.
MVP Opportunity Fund VI LLC Series 26I Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I filed a notice under Section 3(c)(7) of the Investment Company Act on July 10 2026.
D - Lagniappe Opportunity Fund Files SEC Notice
D - Lagniappe Opportunity Fund, LLC submitted a 7 KB filing on 2026-07-10 under Investment Company Act Section 3(c)(1) and 3(c)(7).
D - WH Capital IX LLC Files 3(c)(1) Notice with SEC
D - WH Capital IX LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.
Viridian Global Strategies Fund 1 LP Files 3(c)(1) Notice
Viridian Global Strategies Fund 1 LP submitted a Section 3(c)(1) notice to the SEC on July 9, 2026.
D - ES I Series Files 3(c)(7) Notice With SEC
D - ES I, a series of E Squared Investment Fund, LLC submitted a Section 3(c)(7) filing on July 9, 2026 according to SEC EDGAR.
D - BOOST Z2 NUCLEAR FUND LLC Files Section 3(c)(7) Notice
D - BOOST Z2 NUCLEAR FUND LLC submitted a Section 3(c)(7) notice filing with the SEC on 2026-07-09.
Driftwood Credit Fund II-A Files D/A With SEC
Driftwood Credit Fund II-A, LP submitted a D/A filing to the SEC on July 9, 2026, claiming the Section 3(c)(1) exemption.
D - 224 Ventures SPV Series LP Files SEC Notice
D - 224 Ventures SPV Series LP, Series B1 submitted a filing to the SEC on July 8, 2026, under Investment Company Act Section 3(c)(7).
