Regulatory Notice
247 stories covering regulatory notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption
Uma Ventures VIII LP submitted an SEC filing on August 14, 2026 referencing Investment Company Act Section 3(c)(1).
Frontier Infra Fund VII Series Files With SEC
D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted an SEC filing on August 14, 2026.
Frontier Infra Fund VII Files SEC Notice
D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC filed a notice with the SEC on August 14, 2026.
Uma Ventures VIII LP Files 3(c)(1) Notice With SEC
Uma Ventures VIII LP submitted a Section 3(c)(1) exemption filing to the SEC on August 14, 2026.
Osiris Growth Fund I, LP Files SEC Notice on 3(c) Exemptions
Osiris Growth Fund I, LP submitted a filing to the SEC on August 14, 2026, referencing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Venture Growth Select II Offshore SICAV-RAIF Files D/A
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. filed a D/A notice under Investment Company Act Section 3(c)(7) on August 7, 2026.
HC Siranga Holdings, LP Files 3(c)(1) Notice
HC Siranga Holdings, LP submitted a Section 3(c)(1) filing to the SEC on August 13, 2026.
Terramont Infrastructure Opportunities Fund II Files SEC Notice
Terramont Infrastructure Opportunities Fund II (Cayman), L.P. submitted a filing to the SEC on August 13, 2026 under Section 3(c)(7).
Kimmeridge Fund VII Files SEC Notice Under Section 3(c)(7)
Kimmeridge Fund VII, LP submitted a filing on August 13, 2026, referencing Investment Company Act Section 3(c)(7) according to SEC EDGAR.
Aaron Wealth Private Access Fund LLC Files SEC Notice
Aaron Wealth Private Access Fund LLC submitted a filing to the SEC on August 13, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Arena Capital Fund, L.P. Series 4 Files D/A with SEC
Arena Capital Fund, L.P.- Series 4 submitted a D/A filing on 2026-08-13 claiming the Section 3(c)(7) exemption under the Investment Company Act.
Lynstone Special Situations Fund III (No. 1) LP Files SEC Notice
Lynstone Special Situations Fund III (No. 1) LP submitted a filing to the SEC on August 13, 2026 under Investment Company Act Section 3(c)(7).
Catena Ventures Frontier Fund 3 Files SEC 3(c)(1) Notice
Catena Ventures Frontier Fund 3, LLC submitted a Section 3(c)(1) filing under the Investment Company Act on August 13, 2026.
Coastline Venture Partners Prometheus LLC Files 3(c)(1) Notice
Coastline Venture Partners Prometheus LLC submitted a SEC filing on August 13, 2026, referencing Section 3(c)(1) of the Investment Company Act.
RioBlanco Fund II LLC Files 3(c)(1) Notice for Ponce Series XI
RioBlanco Fund II LLC - Ponce Series XI submitted a Section 3(c)(1) filing with the SEC on August 12, 2026.
Positive Sum Capital IV, LP Files 3(c)(7) Notice
Positive Sum Capital IV, LP submitted a Section 3(c)(7) filing with the SEC on August 12, 2026.
Oxshott Venture Fund XI LLC Files 3(c)(1) Exemption Notice
Oxshott Venture Fund XI LLC submitted a Section 3(c)(1) notice to the SEC on August 12, 2026.
Quantix Commodities Opportunities Fund LP Files SEC D/A Notice
Quantix Commodities Opportunities Fund LP submitted a D/A filing with the SEC on August 12, 2026 claiming exemption under Section 3(c)(7).
Dardanelles Capital US Fund LP Files 3(c)(1) Notice with SEC
Dardanelles Capital US Fund LP submitted a filing under Investment Company Act Section 3(c)(1) on August 12, 2026.
Redwheel EAFE Intrinsic Value Fund Ltd Files SEC D/A
Redwheel EAFE Intrinsic Value Fund Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 12, 2026.
1911 Capital Ventures LLC Files SEC Notice Under Section 3(c)(1)
1911 Capital Ventures LLC submitted a filing to the SEC on August 11 2026 referencing Investment Company Act Section 3(c)(1).
RCG Ventures Fund VIII LP Files D/A With SEC
RCG Ventures Fund VIII LP submitted a D/A filing to the SEC on August 11 2026 referencing Investment Company Act exemptions.
Global Asset Backed Opportunities (Cayman) LP Files SEC Notice
Global Asset Backed Opportunities (Cayman) LP submitted a Section 3(c)(7) notice to the SEC on August 11, 2026.
Sunset Ventures SPV1 Sync Labs Files SEC Notice Under 3(c)(1)
Sunset Ventures SPV1 Sync Labs a Series of CGF2021 LLC submitted a filing claiming Section 3(c)(1) exemption on August 11, 2026.
JMWTX Investments Files 3(c)(1) Notice for D-RE-0715 Fund I
D-RE-0715 Fund I, a series of JMWTX Investments LP, submitted a Section 3(c)(1) filing with the SEC on August 11, 2026.
Acion Japan Engagement US Feeder Fund Files SEC Notice
D - Acion Japan Engagement US Feeder Fund submitted a filing to the SEC on August 11 2026 under Section 3(c)(7) of the Investment Company Act.
D-RE-0430 Fund II Files 3(c)(1) Notice with SEC
D-RE-0430 Fund II, a series of MV Funds, LP submitted an SEC filing on August 11, 2026 claiming Section 3(c)(1) exemption.
Lightspeed AI Renaissance Fund Files SEC 3(c) Notice
Lightspeed AI Renaissance Fund, L.P. submitted a Form 3C filing with the SEC on August 10, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Somerset Hill Ventures Fund LLC Series 3 Files SEC Notice
Somerset Hill Ventures Fund LLC Series 3 submitted a Section 3(c) filing to the SEC on August 10, 2026.
NDH Opportunity Funds LLC Series 6 Files SEC Notice
NDH Opportunity Funds LLC Series 6 submitted a filing to the SEC on August 10 2026 claiming exemptions under sections 3(c)(1) and 3(c)(7).
Hina Liberty Growth Capital I LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
Hina Liberty Growth Capital I, LP submitted a filing on August 10, 2026 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
Black Opal Ventures Fund II - Primary Fund Files SEC Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing to the SEC on August 7, 2026, under Section 3(c)(7) of the Investment Company Act.
NDH Opportunity Funds LLC Series 10 Files SEC Notice
NDH Opportunity Funds LLC - Series 10 submitted an SEC filing on August 7, 2026, referencing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Global Defense & Security Select Fund Files 3(c)(7) Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submits D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files Section 3(c)(7) Notice
Millstone Global Fund LP submitted a Section 3(c)(7) filing under the Investment Company Act to the SEC on August 7, 2026.
Millstone Global Fund LP Files 3(c)(7) Exemption Notice
Millstone Global Fund LP submitted a Section 3(c)(7) exemption filing to the SEC on August 7, 2026.
Venture Growth Select II Offshore SICAV-RAIF Files 3(c)(7) Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
Millstone Global Fund LP Files SEC Notice Under Section 3(c)(7)
Millstone Global Fund LP submitted a Form D filing with the SEC claiming exemption under Investment Company Act Section 3(c)(7).
Black Opal Ventures Fund II Files SEC Notice for 3(c)(7) Exemption
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
Venture Growth Select Fund II Files 3(c)(7) Notice
Venture Growth Select Fund II, LLC submitted a D/A filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Global Defense & Security Select Fund Files SEC Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a filing under Section 3(c)(7) on August 7, 2026.
1616 Ventures Fund I Files SEC Notice for 3(c)(1) Exemption
D - 1616 Ventures Fund I, L.P. submitted a filing under Section 3(c)(1) of the Investment Company Act on August 7, 2026.
Venture Growth Select II Offshore SICAV-RAIF Files D/A With SEC
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) on August 7, 2026.
Black Opal Ventures Fund II Files SEC 3(c)(7) Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
Andurand Commodities Discretionary Enhanced Fund LP Files SEC Notice
Andurand Commodities Discretionary Enhanced Fund LP submitted a Section 3(c)(7) filing on August 7, 2026, according to SEC EDGAR.
Bluegrass West Capital Fund I-C LLC Files SEC 3(c)(1) Notice
Bluegrass West Capital Fund I-C LLC submitted a Section 3(c)(1) exemption filing to the SEC on August 7, 2026.
Habitat Partners II LP Files SEC Notice Claiming 3(c)(1) Exemption
Habitat Partners II LP submitted a Section 3(c)(1) exemption filing to the SEC on August 5, 2026.
Teamworthy Ventures ID LP Files SEC Notice on 3(c)(1)
Teamworthy Ventures ID LP submitted a filing with the SEC on August 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.
GCW Access-SemiAnalysis Capital Fund I Files SEC Notice
GCW Access-SemiAnalysis Capital Fund I, L.P. submits a notice under Investment Company Act Section 3(c)(7) on August 5, 2026.
Greylock Global Opportunity Fund (Offshore) Ltd. Files SEC Notice
Greylock Global Opportunity Fund (Offshore) Ltd. submitted a filing to the SEC on August 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.
