Regulatory Notice
303 stories covering regulatory notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
ABS Global Long Short ASP Fund Files SEC Notice
ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC, submitted a filing to the SEC on August 28, 2026, under Section 3(c)(7).
D - Sprint Growth Fund, LP Files SEC Notice
D - Sprint Growth Fund, LP submitted a filing under Investment Company Act Section 3(c)(5) on 2026-09-03 according to SEC EDGAR.
H.I.G. Infra Lantern Coinv Feeder Fund, L.P. Files SEC Notice
D - H.I.G. Infra Lantern Coinv Feeder Fund, L.P. submitted a filing to the SEC on September 2, 2026 under Section 3(c)(7).
Cambrian Thesis Capital Fund, LP Files 3(c)(1) Notice With SEC
Cambrian Thesis Capital Fund, LP submitted a Section 3(c)(1) filing under the Investment Company Act on September 1, 2026.
Kedalion Fund (US) LP Files SEC Notice
Kedalion Fund (US) LP submitted a filing to the SEC on September 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.
DV 30F2 Series Files 3(c)(1) Notice With SEC
D - DV 30F2 a Series of Denver Ventures I LLC submitted a Section 3(c)(1) filing to the SEC on September 2, 2026.
2am Ventures Opportunity Fund II Files 3(c)(1) Notice
2am Ventures Opportunity Fund II, LP submitted a Section 3(c)(1) exemption filing to the SEC on September 2, 2026.
North Ground Capital Opportunity Offshore Fund LP Files SEC Notice
North Ground Capital Opportunity Offshore Fund LP submitted a Section 3(c)(7) exemption filing to the SEC on September 1, 2026.
AEA Investors Insurance Fund Series Files D/A on 2026-09-01
AEA Investors Insurance Fund Series of the SALI Multi-Series Fund, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Alkeon Insurance Growth Fund Series Files 3(c)(7) Notice
SALI Multi-Series Fund, L.P. filed a D/A notice for Alkeon Insurance Growth Fund Series Interests under Section 3(c)(7) on September 1, 2026.
StepStone VC Secondaries Fund VII-I LP Files SEC Notice
StepStone VC Secondaries Fund VII-I LP submitted a D/A filing to the SEC on September 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Cambrian Thesis Capital Fund Files 3(c)(1) Notice With SEC
Cambrian Thesis Capital Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on September 1, 2026.
Gaingels Fund I Files SEC Notice Under Section 3(c)(1)
Gaingels Fund I, a series of Zachary Ginsburg Funds, LP, submitted a Section 3(c)(1) filing with the SEC on August 26, 2026.
Pilot Point EB-5 Fund Files SEC 3(c)(1) Exemption Notice
D - Pilot Point EB-5 Fund, LLC submitted a Section 3(c)(1) exemption filing to the SEC on August 25, 2026.
Roers Affordable Housing Fund II LLC Files D/A With SEC
Roers Affordable Housing Fund II LLC submitted a D/A filing to the SEC on August 25 2026 claiming Section 3(c)(1) exemption.
WMA International ex-US ex-HK Active Extension Onshore Fund LP Files D/A
WMA International ex-US ex-HK Active Extension Onshore Fund LP submitted a D/A filing under Section 3(c)(7) on August 25, 2026.
Long Angle Investments LLC Files Millennium Blocker 2026 SPV Notice
Long Angle Investments LLC submitted an SEC filing for its Millennium Blocker 2026 SPV on August 21, 2026, claiming Section 3(c)(7) exemption.
D - Grove Funding VI LLC Files SEC Notice on August 25 2026
D - Grove Funding VI LLC submitted a Section 3(c)(7) filing to the SEC on August 25 2026 under the Investment Company Act.
Aisling Arcturus Partners LP Files Section 3(c)(7) Notice
Aisling Arcturus Partners LP submitted a Section 3(c)(7) filing under the Investment Company Act on August 25, 2026.
BetterFutureLabs Fund I LP Files 3(c)(1) Notice with SEC
BetterFutureLabs Fund I LP submitted a Section 3(c)(1) exemption filing to the SEC on August 25, 2026, under filer ID 0002088179.
Origin US Feeder Fund Submits D/A Filing to SEC
Origin US Feeder Fund files D/A notice with the SEC under Section 3(c)(7) of the Investment Company Act on August 25, 2026.
QR Digital Infrastructure Fund LP Files SEC Notice
QR Digital Infrastructure Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 24, 2026, according to SEC EDGAR.
Roland Equity Partners II LLC Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
D - Roland Equity Partners II LLC submitted a filing to the SEC on August 24, 2026, referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Raith Real Estate Fund IV AIV LP Files SEC Notice
Raith Real Estate Fund IV AIV LP submitted a regulatory filing claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
AJAX Farmer Partners LLC Files 3(c)(1) Exemption Notice
D - AJAX Farmer Partners LLC submitted a filing to the SEC claiming exemption under Investment Company Act Section 3(c)(1).
AJAX Kraken Partners LLC Files 3(c)(1) Exemption with SEC
AJAX Kraken Partners LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on August 24, 2026.
Zenith Equity Fund-A LP Files SEC Notice Under 3(c)(7)
Zenith Equity Fund-A LP submitted a filing to the SEC on August 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Zenith Equity Fund-A LP Files SEC Notice on August 21, 2026
Zenith Equity Fund-A LP submitted a filing to the SEC referencing Investment Company Act Section 3(c)(7).
Zenith Equity Fund-A LP Files SEC Notice Under Section 3(c)(7)
Zenith Equity Fund-A LP submitted a filing with the SEC on August 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Zenith Equity Fund-A LP Files SEC Notice Under 3(c)(7)
Zenith Equity Fund-A LP submitted a filing to the SEC on August 21, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Constructor Capital Fund I SPV V Files SEC Notice
D - Constructor Capital Fund I SPV V a series of Allocations 2026 Master, LLC filed a Form D notice claiming Section 3(c)(1) exemption on August 21, 2026.
PennantPark Credit Secondary Offshore Fund Files SEC Notice
PennantPark Credit Secondary (Offshore) Fund LP submitted a Form 3C filing with the SEC on August 21 2026 claiming Section 3(c)(7) exemption.
Axar Offshore Fund, Ltd. Files D/A With SEC on August 21, 2026
Axar Offshore Fund, Ltd. submitted a D/A filing to the SEC on August 21, 2026, referencing Investment Company Act Section 3(c)(7).
LibreMax Structured Opportunities Partners II Files D/A With SEC
LibreMax Structured Opportunities Partners II, LP submitted a D/A filing on August 21, 2026 under Investment Company Act Section 3(c)(7).
Pathway Private Equity Fund III-Co Files 3(c)(7) Exemption Notice
Pathway Private Equity Fund III-Co, LP submitted a Section 3(c)(7) filing to the SEC on August 20, 2026.
Diameter Lending Offshore Fund II RNF LP Files SEC Notice
Diameter Lending Offshore Fund II RNF LP submitted a Section 3(c)(7) filing with the SEC on August 19, 2026.
Valo Ventures II Files SEC Notice Under 3(c)(7)
D - Valo Ventures II, L.P. submitted a Section 3(c)(7) filing to the SEC on August 19, 2026.
Tarwin Technology Fund Files SEC Notice Under Section 3(c)(7)
Tarwin Technology Fund, L.P. submitted a filing to the SEC on August 19, 2026, referencing Investment Company Act Section 3(c)(7).
Diameter Lending Offshore Fund II LP Files 3(c)(7) Notice
Diameter Lending Offshore Fund II LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 19, 2026.
Dardanelles Capital US Fund LP Files 3(c)(1) Notice With SEC
Dardanelles Capital US Fund LP submitted a D/A filing on August 12, 2026, referencing Investment Company Act Section 3(c)(1).
Aptitude Alternative Equity LP Files D/A with SEC
Aptitude Alternative Equity LP submitted a D/A filing on 2026-07-24 claiming Section 3(c)(7) exemption under the Investment Company Act.
Levee Ventures Intramotev I Files 3(c)(1) Notice With SEC
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) filing to the SEC on July 24, 2026.
LifeSci Venture SPV 18 Files SEC Notice Claiming 3(c)(1) Exemption
LifeSci Venture SPV 18, LLC submitted a D/A filing on July 24, 2026, under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Flywheel Capital Master LLC Files SEC Notice for D-NSC 2026 Series
D-NSC 2026 1, a series of Flywheel Capital Master LLC, submitted a Form 3C filing to the SEC on August 18, 2026, under Section 3(c)(7).
Vero Nucleus Ventures Files SEC Exemption Notice
Vero Nucleus Ventures a Series of CGF2021 LLC submitted a Section 3(c)(1) filing with the SEC on August 18, 2026.
Long Corridor Alpha Opportunities Feeder Fund Files D/A
Long Corridor Alpha Opportunities Feeder Fund submitted a Form D/A filing under Section 3(c)(7) on August 18, 2026, according to SEC EDGAR.
Shelter Island Ventures Files D - FL-1031 Fund I Notice
D - FL-1031 Fund I, a series of Shelter Island Ventures, LP filed with the SEC on 2026-08-18 claiming Section 3(c)(1) exemption.
D - WE-0426 Fund I Files SEC Notice Under 3(c)(1)
D - WE-0426 Fund I, a series of Roll Up Vehicles, LP filed a Form D notice with the SEC on August 18, 2026 claiming Section 3(c)(1) exemption.
D - MVP LS FUND DCLXXXI LLC Files 3(c)(1) Notice With SEC
D - MVP LS FUND DCLXXXI LLC submitted a filing to the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.
2026 Strategic Opportunity Fund LLC Files 3(c)(1) Notice
2026 Strategic Opportunity Fund LLC submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act on August 17, 2026.
