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Regulatory Notice

172 stories covering regulatory notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Jul 25, 2026

LifeSci Venture SPV 18 Files 3(c)(1) Notice With SEC

LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 25, 2026

Aptitude Alternative Equity LP Submits D/A Filing to SEC

Aptitude Alternative Equity LP filed a D/A notice with the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 25, 2026

Align Ventures Co-Invest Fund Files 3(c)(1) Exemption Notice

D - Align Ventures Co-Invest Fund, LP filed a Section 3(c)(1) notice with the SEC on July 24, 2026.

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Regulatory Jul 25, 2026

D - Align Ventures Co-Invest Fund Files SEC Notice Under 3(c)(1)

D - Align Ventures Co-Invest Fund, LP submitted a filing to the SEC on July 24, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 25, 2026

Levee Ventures Intramotev I Files SEC Notice for 3(c)(1) Exemption

Levee Ventures Intramotev I, a series of Decile SPV, LLC, filed a Form 3C notice with the SEC on July 24, 2026, claiming Section 3(c)(1) exemption.

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Regulatory Jul 25, 2026

Levee Ventures Intramotev I Files SEC Notice Under Section 3(c)(1)

Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Form D filing with the SEC on July 24, 2026, claiming exemption under Investment Company Act Section 3(c)(1).

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Regulatory Jul 25, 2026

Aptitude Alternative Equity Ltd Files D/A With SEC

Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 25, 2026

LifeSci Venture SPV 18 LLC Files SEC Notice on July 24 2026

LifeSci Venture SPV 18 LLC submitted a D/A filing to the SEC on July 24 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory Jul 25, 2026

Levee Ventures Intramotev I Files SEC Notice as Decile SPV Series

Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a filing to the SEC on July 24, 2026, under Section 3(c)(1).

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Regulatory Jul 24, 2026

D - Align Ventures Co-Invest Fund Files 3(c)(1) Notice With SEC

D - Align Ventures Co-Invest Fund, LP submitted a Section 3(c)(1) notice to the SEC on July 24, 2026.

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Regulatory Jul 24, 2026

Galerie Income Fund II LLC Files 3(c)(1) Notice with SEC

Galerie Income Fund II LLC submitted a Section 3(c)(1) filing to the SEC on July 24, 2026, under CIK 0002146766.

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Regulatory Jul 24, 2026

D - TE-0621 Fund I Files 3(c)(1) Notice With SEC

D - TE-0621 Fund I, a series of Ventioneers Funds, LP submitted a Section 3(c)(1) filing on July 24, 2026.

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Regulatory Jul 24, 2026

D - ZE-1213 Fund I Files 3(c)(1) Notice

D - ZE-1213 Fund I, a series of Armenian Founders, LP filed a Section 3(c)(1) notice with the SEC on July 24, 2026.

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Regulatory Jul 23, 2026

Sandlot Partners YHA SPV LLC Files 3(c)(1) Exemption Notice

Sandlot Partners YHA SPV LLC submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 23, 2026.

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Regulatory Jul 23, 2026

Point Olema U.S. Venture Capital Portfolio Files D/A With SEC

Point Olema U.S. Venture Capital Portfolio, L.P. submitted a D/A filing on July 23, 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 23, 2026

Dalvix Dynamic Asset Allocation Onshore Feeder Fund Files SEC Notice

Dalvix Dynamic Asset Allocation Onshore Feeder Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 23, 2026.

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Regulatory Jul 23, 2026

AGC ElevenLabs I Files 3(c)(1) Notice With SEC

AGC ElevenLabs I, a Series of AGC Parallax Fund I LLC, submitted a Section 3(c)(1) filing to the SEC on July 23, 2026.

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Regulatory Jul 23, 2026

D-Investment AL Series Files 3(c)(1) Notice with SEC

D - Investment AL a Series of AF1 Global LLC submitted a Section 3(c)(1) filing on July 23, 2026, per SEC EDGAR records.

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Regulatory Jul 23, 2026

SOJA Ventures Investments LLC Series HL Files SEC Notice

SOJA Ventures Investments LLC, Series HL - Equity I submitted a filing to the SEC on July 23, 2026 claiming Section 3(c)(1) exemption.

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Regulatory Jul 23, 2026

D - ASI I Series Files 3(c)(1) Notice With SEC

D - ASI I, a Series of Astro Funds LLC filed a Section 3(c)(1) notice under the Investment Company Act on July 23, 2026.

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Regulatory Jul 23, 2026

D - NE-07011 Fund I Files 3(c)(1) Exemption Notice

D - NE-07011 Fund I, a series of Roll Up Vehicles, LP submitted a Section 3(c)(1) filing on 2026-07-23 according to SEC EDGAR.

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Regulatory Jul 22, 2026

D - WCP Fund C, L.P. Files Section 3(c)(7) Notice

D - WCP Fund C, L.P. submitted a Section 3(c)(7) exemption filing to the SEC on July 22, 2026.

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Regulatory Jul 22, 2026

Doxara US Fund LP Files 3(c)(7) Notice With SEC

D - Doxara US Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on July 22, 2026, according to SEC EDGAR.

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Regulatory Jul 22, 2026

Torque Share Partners LP Files D/A With SEC

Torque Share Partners LP submitted a D/A filing on 2026-07-22 claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jul 22, 2026

Mainspring Funding II LLC Files SEC 3(c)(1) Notice

Mainspring Funding II LLC submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 22, 2026.

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Regulatory Jul 22, 2026

D - Benson Co-investment Trust Files SEC Notice

D - Benson Co-investment Trust submitted an 8 KB filing on 2026-07-22 referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 21, 2026

American Ventures Opportunity Fund Files 3(c)(1) Exemption Notice

American Ventures Opportunity Fund LLC Series I VAST submitted an SEC filing claiming exemption under Investment Company Act Section 3(c)(1).

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Regulatory Jul 21, 2026

Castiglione Fund SPC Submits 3(c)(7) Filing to SEC

D - Castiglione Fund SPC - Master Fund SP filed a Section 3(c)(7) notice under the Investment Company Act on July 21, 2026.

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Regulatory Jul 20, 2026

D - HPA 2025 WH Investment LLC Files 3(c)(1) Exemption Notice

D - HPA 2025 WH Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 20 2026.

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Regulatory Jul 20, 2026

Pan-Am Investment Partners LLC Files SEC Notice Under Section 3(c)(1)

Pan-Am Investment Partners LLC submitted a 7 KB filing on 2026-07-20 claiming exemption under Investment Company Act Section 3(c)(1).

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Regulatory Jul 20, 2026

TuvaK Global Alpha Offshore Fund Files 3(c)(1) Notice

TuvaK Global Alpha (Offshore) Fund LP submitted a Section 3(c)(1) exemption filing on July 20, 2026, according to SEC EDGAR.

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Regulatory Jul 20, 2026

Odyssey Investment Partners Fund VII-A Files SEC Notice

Odyssey Investment Partners Fund VII-A, LP submitted a Section 3(c)(7) filing to the SEC on July 20, 2026.

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Regulatory Jul 20, 2026

37Spruce Credit Opportunities Fund Files SEC Notice

37Spruce Credit Opportunities Fund, LP submitted a Form 3C filing to the SEC on July 20, 2026 under Section 3(c)(7).

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Regulatory Jul 19, 2026

Willow Tree Fund III Files D/A Notice Under 3(c)(7)

Willow Tree Fund III (Unlevered), LP submitted a D/A filing to the SEC on July 17, 2026, claiming the Section 3(c)(7) exemption.

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Regulatory Jul 18, 2026

Willow Tree Fund III Files D/A Notice With SEC

Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing to the SEC on July 17, 2026 claiming a Section 3(c)(7) exemption.

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Regulatory Jul 18, 2026

Willow Tree Fund III Files SEC Exemption Notice

Willow Tree Fund III (Unlevered), LP submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jul 17, 2026

Pax Ventures Opportunities VI LLC Files SEC Notice

Pax Ventures Opportunities VI LLC submitted a Section 3(c)(7) filing to the SEC on July 17 2026.

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Regulatory Jul 17, 2026

Aggie Venture Accelerator I, LP Files 3(c)(1) Notice

D - Aggie Venture Accelerator I, LP filed a notice of reliance on Investment Company Act Section 3(c)(1) with the SEC on July 17, 2026.

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Regulatory Jul 17, 2026

Sherwood Coffee Investment LLC Files 3(c)(1) Exemption With SEC

Sherwood Coffee Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 17, 2026.

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Regulatory Jul 17, 2026

Readout Capital Onshore Fund, LP Files SEC Notice Claiming 3(c)(7) Exemption

Readout Capital Onshore Fund, LP submitted a D/A filing to the SEC on 2026-07-17 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 17, 2026

D - FF ACC8 Fund Files 3(c)(1) Exemption Notice

D - FF ACC8 Fund a Series of FF SPV Holdings LLC submitted a Section 3(c)(1) filing to the SEC on July 17, 2026.

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Regulatory Jul 16, 2026

Global Infrastructure Debt Fund II Feeder Files SEC Notice

D - Global Infrastructure Debt Fund II Feeder SCSp filed a Section 3(c)(7) notice with the SEC on July 16, 2026.

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Regulatory Jul 16, 2026

D - AH Crypto Fund V-B, L.P. Files 3(c)(1) Notice

D - AH Crypto Fund V-B, L.P. submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 16, 2026.

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Regulatory Jul 16, 2026

D - MVP LS FUND DCLXXIV LLC Files SEC Notice Claiming 3(c)(1) Exemption

D - MVP LS FUND DCLXXIV LLC filed a notice with the SEC on July 16 2026 asserting reliance on Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 16, 2026

Triata China Equity (Offshore) Fund Submits D/A Filing to SEC

Triata China Equity (Offshore) Fund filed a D/A notice under Section 3(c)(7) of the Investment Company Act on July 16, 2026.

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Regulatory Jul 16, 2026

D - SI-0223 Fund I Files Section 3(c)(1) Notice

D - SI-0223 Fund I, a series of Roll Up Vehicles, LP submitted an SEC filing under Investment Company Act Section 3(c)(1) on 2026-07-16.

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Regulatory Jul 16, 2026

D-ME-0510 Fund I Files 3(c)(1) Notice With SEC

D-ME-0510 Fund I, a series of Roll Up Vehicles LP, submitted a Section 3(c)(1) filing under the Investment Company Act on 2026-07-16.

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Regulatory Jul 15, 2026

Bright Beacon Commodities Fund LP Files SEC 3(c)(1) Notice

Bright Beacon Commodities Fund LP submitted a Section 3(c)(1) notice to the SEC on July 15, 2026.

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Regulatory Jul 15, 2026

Celero Capital Fund II Files 3(c)(7) Exemption Notice

Celero Capital Fund II (D) AB submitted a Section 3(c)(7) notice to the SEC on July 15, 2026.

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Regulatory Jul 14, 2026

D - Telligent Fund, LP Submits Section 3(c)(1) Filing

D - Telligent Fund, LP filed a notice under Investment Company Act Section 3(c)(1) with the SEC on July 14, 2026.

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