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Regulatory Notice

150 stories covering regulatory notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Jul 22, 2026

D - WCP Fund C, L.P. Files Section 3(c)(7) Notice

D - WCP Fund C, L.P. submitted a Section 3(c)(7) exemption filing to the SEC on July 22, 2026.

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Regulatory Jul 22, 2026

Torque Share Partners LP Files D/A With SEC

Torque Share Partners LP submitted a D/A filing on 2026-07-22 claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jul 22, 2026

Mainspring Funding II LLC Files SEC 3(c)(1) Notice

Mainspring Funding II LLC submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 22, 2026.

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Regulatory Jul 22, 2026

D - Benson Co-investment Trust Files SEC Notice

D - Benson Co-investment Trust submitted an 8 KB filing on 2026-07-22 referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 21, 2026

American Ventures Opportunity Fund Files 3(c)(1) Exemption Notice

American Ventures Opportunity Fund LLC Series I VAST submitted an SEC filing claiming exemption under Investment Company Act Section 3(c)(1).

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Jul 21, 2026

Castiglione Fund SPC Submits 3(c)(7) Filing to SEC

D - Castiglione Fund SPC - Master Fund SP filed a Section 3(c)(7) notice under the Investment Company Act on July 21, 2026.

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Regulatory Jul 20, 2026

D - HPA 2025 WH Investment LLC Files 3(c)(1) Exemption Notice

D - HPA 2025 WH Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 20 2026.

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Regulatory Jul 20, 2026

Pan-Am Investment Partners LLC Files SEC Notice Under Section 3(c)(1)

Pan-Am Investment Partners LLC submitted a 7 KB filing on 2026-07-20 claiming exemption under Investment Company Act Section 3(c)(1).

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Regulatory Jul 20, 2026

TuvaK Global Alpha Offshore Fund Files 3(c)(1) Notice

TuvaK Global Alpha (Offshore) Fund LP submitted a Section 3(c)(1) exemption filing on July 20, 2026, according to SEC EDGAR.

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Regulatory Jul 20, 2026

Odyssey Investment Partners Fund VII-A Files SEC Notice

Odyssey Investment Partners Fund VII-A, LP submitted a Section 3(c)(7) filing to the SEC on July 20, 2026.

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Regulatory Jul 20, 2026

37Spruce Credit Opportunities Fund Files SEC Notice

37Spruce Credit Opportunities Fund, LP submitted a Form 3C filing to the SEC on July 20, 2026 under Section 3(c)(7).

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Jul 19, 2026

Willow Tree Fund III Files D/A Notice Under 3(c)(7)

Willow Tree Fund III (Unlevered), LP submitted a D/A filing to the SEC on July 17, 2026, claiming the Section 3(c)(7) exemption.

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Regulatory Jul 18, 2026

Willow Tree Fund III Files D/A Notice With SEC

Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing to the SEC on July 17, 2026 claiming a Section 3(c)(7) exemption.

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Regulatory Jul 18, 2026

Willow Tree Fund III Files SEC Exemption Notice

Willow Tree Fund III (Unlevered), LP submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jul 17, 2026

Pax Ventures Opportunities VI LLC Files SEC Notice

Pax Ventures Opportunities VI LLC submitted a Section 3(c)(7) filing to the SEC on July 17 2026.

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Regulatory Jul 17, 2026

Aggie Venture Accelerator I, LP Files 3(c)(1) Notice

D - Aggie Venture Accelerator I, LP filed a notice of reliance on Investment Company Act Section 3(c)(1) with the SEC on July 17, 2026.

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Regulatory Jul 17, 2026

Sherwood Coffee Investment LLC Files 3(c)(1) Exemption With SEC

Sherwood Coffee Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 17, 2026.

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Regulatory Jul 17, 2026

Readout Capital Onshore Fund, LP Files SEC Notice Claiming 3(c)(7) Exemption

Readout Capital Onshore Fund, LP submitted a D/A filing to the SEC on 2026-07-17 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 17, 2026

D - FF ACC8 Fund Files 3(c)(1) Exemption Notice

D - FF ACC8 Fund a Series of FF SPV Holdings LLC submitted a Section 3(c)(1) filing to the SEC on July 17, 2026.

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Regulatory Jul 16, 2026

Global Infrastructure Debt Fund II Feeder Files SEC Notice

D - Global Infrastructure Debt Fund II Feeder SCSp filed a Section 3(c)(7) notice with the SEC on July 16, 2026.

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Regulatory Jul 16, 2026

D - AH Crypto Fund V-B, L.P. Files 3(c)(1) Notice

D - AH Crypto Fund V-B, L.P. submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 16, 2026.

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Regulatory Jul 16, 2026

D - MVP LS FUND DCLXXIV LLC Files SEC Notice Claiming 3(c)(1) Exemption

D - MVP LS FUND DCLXXIV LLC filed a notice with the SEC on July 16 2026 asserting reliance on Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 16, 2026

Triata China Equity (Offshore) Fund Submits D/A Filing to SEC

Triata China Equity (Offshore) Fund filed a D/A notice under Section 3(c)(7) of the Investment Company Act on July 16, 2026.

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Regulatory Jul 16, 2026

D - SI-0223 Fund I Files Section 3(c)(1) Notice

D - SI-0223 Fund I, a series of Roll Up Vehicles, LP submitted an SEC filing under Investment Company Act Section 3(c)(1) on 2026-07-16.

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Regulatory Jul 16, 2026

D-ME-0510 Fund I Files 3(c)(1) Notice With SEC

D-ME-0510 Fund I, a series of Roll Up Vehicles LP, submitted a Section 3(c)(1) filing under the Investment Company Act on 2026-07-16.

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Regulatory Jul 15, 2026

Bright Beacon Commodities Fund LP Files SEC 3(c)(1) Notice

Bright Beacon Commodities Fund LP submitted a Section 3(c)(1) notice to the SEC on July 15, 2026.

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Regulatory Jul 15, 2026

Celero Capital Fund II Files 3(c)(7) Exemption Notice

Celero Capital Fund II (D) AB submitted a Section 3(c)(7) notice to the SEC on July 15, 2026.

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Regulatory Jul 14, 2026

D - Telligent Fund, LP Submits Section 3(c)(1) Filing

D - Telligent Fund, LP filed a notice under Investment Company Act Section 3(c)(1) with the SEC on July 14, 2026.

No smoking sign prominently displayed on a textured wall in London, England. Perfect for public safety themes.
Regulatory Jul 14, 2026

D - GR-0529 Fund I Files SEC Notice Claiming 3(c)(1) Exemption

D - GR-0529 Fund I, a series of MV Funds, LP, filed a notice with the SEC on 2026-07-14 claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 14, 2026

Telligent Fund II, LP Files SEC Notice Under 3(c)(1)

Telligent Fund II, LP submitted a filing to the SEC on July 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 13, 2026

D - Premier Roma Access Fund Files 3(c)(7) Notice

D - Premier Roma Access Fund, L.P. submitted an 8 KB SEC filing claiming Section 3(c)(7) exemption on 2026-07-13.

Historic courthouse facade with statue and American flag in daylight.
Regulatory Jul 12, 2026

WH Capital IX LLC Files SEC Notice for 3(c)(1) Exemption

WH Capital IX LLC submitted a Form D filing claiming Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory Jul 12, 2026

D - Creator Revenue Fund I Files 3(c)(1) Exemption Notice

D - Creator Revenue Fund I, LP submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 10, 2026.

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Regulatory Jul 12, 2026

D - Creator Revenue Fund I, LP Files SEC Notice Under 3(c)(1)

D - Creator Revenue Fund I, LP submitted a 7 KB filing on 2026-07-10 claiming exemption under Section 3(c)(1) of the Investment Company Act.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Jul 12, 2026

MVP Opportunity Fund VI LLC Series 26I Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I submitted a Section 3(c)(7) exemption filing on July 10 2026 via SEC EDGAR.

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Regulatory Jul 12, 2026

WH Capital IX LLC Files 3(c)(1) Notice With SEC

WH Capital IX LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10, 2026.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Regulatory Jul 12, 2026

MVP Opportunity Fund VI Series 26I Files 3(c)(1) Exemption

D - MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) exemption notice with the SEC on July 10, 2026.

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Regulatory Jul 11, 2026

D - MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice

D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) notice to the SEC on July 10, 2026.

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Regulatory Jul 11, 2026

Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) exemption filing with the SEC on July 10, 2026.

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Regulatory Jul 11, 2026

WH Capital IX LLC Files SEC Notice Claiming 3(c)(1) Exemption

WH Capital IX LLC submitted a 5 KB filing on July 10 2026 referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 11, 2026

MVP Opportunity Fund VI LLC Series 26I Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I submitted a regulatory filing to the SEC on July 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Historic courthouse facade with statue and American flag in daylight.
Regulatory Jul 10, 2026

Senator Strategic Resources Offshore Fund Files 3(c)(7) Notice

Senator Strategic Resources Offshore Fund Ltd. submitted an SEC filing claiming exemption under Section 3(c)(7) of the Investment Company Act on July 10, 2026.

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Regulatory Jul 10, 2026

MVP Opportunity Fund VI LLC Series 26I Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I filed a notice under Section 3(c)(7) of the Investment Company Act on July 10 2026.

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Regulatory Jul 10, 2026

D - Lagniappe Opportunity Fund Files SEC Notice

D - Lagniappe Opportunity Fund, LLC submitted a 7 KB filing on 2026-07-10 under Investment Company Act Section 3(c)(1) and 3(c)(7).

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Regulatory Jul 10, 2026

D - WH Capital IX LLC Files 3(c)(1) Notice with SEC

D - WH Capital IX LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

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Regulatory Jul 9, 2026

Viridian Global Strategies Fund 1 LP Files 3(c)(1) Notice

Viridian Global Strategies Fund 1 LP submitted a Section 3(c)(1) notice to the SEC on July 9, 2026.

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Regulatory Jul 9, 2026

D - ES I Series Files 3(c)(7) Notice With SEC

D - ES I, a series of E Squared Investment Fund, LLC submitted a Section 3(c)(7) filing on July 9, 2026 according to SEC EDGAR.

Wooden letter blocks spelling tariffs, China, and USA representing trade relations.
Regulatory Jul 9, 2026

D - BOOST Z2 NUCLEAR FUND LLC Files Section 3(c)(7) Notice

D - BOOST Z2 NUCLEAR FUND LLC submitted a Section 3(c)(7) notice filing with the SEC on 2026-07-09.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory Jul 9, 2026

Driftwood Credit Fund II-A Files D/A With SEC

Driftwood Credit Fund II-A, LP submitted a D/A filing to the SEC on July 9, 2026, claiming the Section 3(c)(1) exemption.

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Regulatory Jul 8, 2026

D - 224 Ventures SPV Series LP Files SEC Notice

D - 224 Ventures SPV Series LP, Series B1 submitted a filing to the SEC on July 8, 2026, under Investment Company Act Section 3(c)(7).

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