Regulatory Notice
247 stories covering regulatory notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
CD&R Fund XIII Private Investors Files SEC Notice
CD&R Fund XIII Private Investors, LLC filed a notice under Investment Company Act Section 3(c)(7) with the SEC on August 5, 2026.
IITM Unicorn Frontier Fund I, LP Files SEC Notice
IITM Unicorn Frontier Fund I, LP submitted a filing to the SEC on August 5, 2026, under Investment Company Act Section 3(c)(1).
NPGF 2025 Co-Investment Fund Files 3(c)(7) Notice
D - NPGF 2025 Co-Investment S.L.P. - Quest Compartment III submitted an SEC filing referencing Section 3(c)(7) on August 4, 2026.
Andra Crossover Fund I Series Files 3(c)(1) Notice
D - Andra Crossover Fund I a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on August 4, 2026.
Albert P Lee Files 3(c)(1) Notice for APL Ventures ZN III Series
Albert P Lee filed a Section 3(c)(1) notice for APL Ventures ZN III a Series of CGF2021 LLC with the SEC on August 4, 2026.
Synergy Asia High Conviction Fund Files SEC Notice
Synergy Asia High Conviction Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 3, 2026.
Sub Rosa Fund I, LP Files SEC Notice Under Section 3(c)(1)
Sub Rosa Fund I, LP submitted a Section 3(c)(1) filing to the SEC on August 3, 2026.
StepStone Capital Partners VI Files SEC Notice on July 31, 2026
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
D-270 Private Capital Fund III Files 3(c)(7) Notice
D - 270 Private Capital Fund III (Offshore), LP submitted a filing with the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
D-270 Private Capital Fund III Files SEC Notice
D-270 Private Capital Fund III, LP submitted a filing to the SEC on July 29, 2026 claiming exemption under Section 3(c)(7).
Merewether Cyclicals Offshore Partners Files 3(c)(7) Amendment
Merewether Cyclicals Offshore Partners, Ltd. submitted a D/A filing to the SEC on July 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D - SH-0629 Fund I Files SEC Notice Under Section 3(c)(1)
D - SH-0629 Fund I, a series of Roll Up Vehicles, LP submitted a Form D filing claiming the Section 3(c)(1) exemption on 2026-07-29.
Rubric Long Term Opportunities Onshore Fund LP Files D/A Notice
Rubric Long Term Opportunities Onshore Fund LP submitted a D/A filing under Section 3(c)(7) on 2026-07-29 according to SEC EDGAR.
Animal-AR-0309 Fund I Files SEC Notice Claiming 3(c)(1) Exemption
D - Animal-AR-0309 Fund I, a series of Platform Funds 2026, LP filed a Section 3(c)(1) notice with the SEC on July 29, 2026.
D - MHEG Fund 64, LP Files SEC Document July 28, 2026
D - MHEG Fund 64, LP submitted a 20 KB filing to the SEC on July 28, 2026 under accession number 0002144344-26-000001.
Deep Fork Partners LP Files SEC Notice Under Section 3(c)(1)
Deep Fork Partners LP submitted a filing to the SEC on July 28, 2026, under Investment Company Act Section 3(c)(1).
Okeanos Venture Partners II LLC-Series 180 Files D/A Claiming 3(c)(1) Exemption
Okeanos Venture Partners II LLC-Series 180 submitted a D/A filing to the SEC on July 28 2026 asserting exemption under Section 3(c)(1) of the Investment Company Act.
ADS Partners Vehicle I Files 3(c)(1) Notice
D - ADS Partners Vehicle I a Series of CGF2021 LLC submitted a Section 3(c)(1) filing to the SEC on July 28, 2026.
D - TCAP Venture Capital Fund, LP Files SEC Notice
D - TCAP Venture Capital Fund, LP submitted a filing to the SEC on July 28, 2026, claiming exemption under Section 3(c)(1).
EquityZen Growth Technology Fund LLC Series 2349 Files SEC Notice
EquityZen Growth Technology Fund LLC - Series 2349 submitted a regulatory filing to the SEC on July 28, 2026 under Section 3(c)(1).
TF Capital Investments VI LLC Files SEC 3(c)(1) Notice
TF Capital Investments VI LLC submitted a filing under Investment Company Act Section 3(c)(1) on July 28, 2026.
Phroureo Fund LP Files SEC Notice for 3(c)(1) Exemption
Phroureo Fund LP submitted a filing to the SEC on July 27, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Align Ventures Co-Invest Fund Files SEC Notice Under 3(c)(1)
Align Ventures Co-Invest Fund, LP submitted a Form 3C filing with the SEC on July 24, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Align Ventures Co-Invest Fund Files 3(c)(1) Notice
Align Ventures Co-Invest Fund, LP submitted an SEC filing on July 24, 2026, under Investment Company Act Section 3(c)(1).
Levee Ventures Intramotev I Files 3(c)(1) Exemption Notice
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) notice to the SEC on 2026-07-24.
LifeSci Venture SPV 18 Files 3(c)(1) Notice With SEC
LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Aptitude Alternative Equity LP Submits D/A Filing to SEC
Aptitude Alternative Equity LP filed a D/A notice with the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
Align Ventures Co-Invest Fund Files 3(c)(1) Exemption Notice
D - Align Ventures Co-Invest Fund, LP filed a Section 3(c)(1) notice with the SEC on July 24, 2026.
D - Align Ventures Co-Invest Fund Files SEC Notice Under 3(c)(1)
D - Align Ventures Co-Invest Fund, LP submitted a filing to the SEC on July 24, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Levee Ventures Intramotev I Files SEC Notice for 3(c)(1) Exemption
Levee Ventures Intramotev I, a series of Decile SPV, LLC, filed a Form 3C notice with the SEC on July 24, 2026, claiming Section 3(c)(1) exemption.
Levee Ventures Intramotev I Files SEC Notice Under Section 3(c)(1)
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Form D filing with the SEC on July 24, 2026, claiming exemption under Investment Company Act Section 3(c)(1).
Aptitude Alternative Equity Ltd Files D/A With SEC
Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18 LLC Files SEC Notice on July 24 2026
LifeSci Venture SPV 18 LLC submitted a D/A filing to the SEC on July 24 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.
Levee Ventures Intramotev I Files SEC Notice as Decile SPV Series
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a filing to the SEC on July 24, 2026, under Section 3(c)(1).
D - Align Ventures Co-Invest Fund Files 3(c)(1) Notice With SEC
D - Align Ventures Co-Invest Fund, LP submitted a Section 3(c)(1) notice to the SEC on July 24, 2026.
Galerie Income Fund II LLC Files 3(c)(1) Notice with SEC
Galerie Income Fund II LLC submitted a Section 3(c)(1) filing to the SEC on July 24, 2026, under CIK 0002146766.
D - TE-0621 Fund I Files 3(c)(1) Notice With SEC
D - TE-0621 Fund I, a series of Ventioneers Funds, LP submitted a Section 3(c)(1) filing on July 24, 2026.
D - ZE-1213 Fund I Files 3(c)(1) Notice
D - ZE-1213 Fund I, a series of Armenian Founders, LP filed a Section 3(c)(1) notice with the SEC on July 24, 2026.
Sandlot Partners YHA SPV LLC Files 3(c)(1) Exemption Notice
Sandlot Partners YHA SPV LLC submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 23, 2026.
Point Olema U.S. Venture Capital Portfolio Files D/A With SEC
Point Olema U.S. Venture Capital Portfolio, L.P. submitted a D/A filing on July 23, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Dalvix Dynamic Asset Allocation Onshore Feeder Fund Files SEC Notice
Dalvix Dynamic Asset Allocation Onshore Feeder Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 23, 2026.
AGC ElevenLabs I Files 3(c)(1) Notice With SEC
AGC ElevenLabs I, a Series of AGC Parallax Fund I LLC, submitted a Section 3(c)(1) filing to the SEC on July 23, 2026.
D-Investment AL Series Files 3(c)(1) Notice with SEC
D - Investment AL a Series of AF1 Global LLC submitted a Section 3(c)(1) filing on July 23, 2026, per SEC EDGAR records.
SOJA Ventures Investments LLC Series HL Files SEC Notice
SOJA Ventures Investments LLC, Series HL - Equity I submitted a filing to the SEC on July 23, 2026 claiming Section 3(c)(1) exemption.
D - ASI I Series Files 3(c)(1) Notice With SEC
D - ASI I, a Series of Astro Funds LLC filed a Section 3(c)(1) notice under the Investment Company Act on July 23, 2026.
D - NE-07011 Fund I Files 3(c)(1) Exemption Notice
D - NE-07011 Fund I, a series of Roll Up Vehicles, LP submitted a Section 3(c)(1) filing on 2026-07-23 according to SEC EDGAR.
D - WCP Fund C, L.P. Files Section 3(c)(7) Notice
D - WCP Fund C, L.P. submitted a Section 3(c)(7) exemption filing to the SEC on July 22, 2026.
Doxara US Fund LP Files 3(c)(7) Notice With SEC
D - Doxara US Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on July 22, 2026, according to SEC EDGAR.
Torque Share Partners LP Files D/A With SEC
Torque Share Partners LP submitted a D/A filing on 2026-07-22 claiming Section 3(c)(7) exemption under the Investment Company Act.
Mainspring Funding II LLC Files SEC 3(c)(1) Notice
Mainspring Funding II LLC submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 22, 2026.
