Regulatory Notice
172 stories covering regulatory notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
D - GR-0529 Fund I Files SEC Notice Claiming 3(c)(1) Exemption
D - GR-0529 Fund I, a series of MV Funds, LP, filed a notice with the SEC on 2026-07-14 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Telligent Fund II, LP Files SEC Notice Under 3(c)(1)
Telligent Fund II, LP submitted a filing to the SEC on July 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - Premier Roma Access Fund Files 3(c)(7) Notice
D - Premier Roma Access Fund, L.P. submitted an 8 KB SEC filing claiming Section 3(c)(7) exemption on 2026-07-13.
WH Capital IX LLC Files SEC Notice for 3(c)(1) Exemption
WH Capital IX LLC submitted a Form D filing claiming Section 3(c)(1) exemption under the Investment Company Act.
D - Creator Revenue Fund I Files 3(c)(1) Exemption Notice
D - Creator Revenue Fund I, LP submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 10, 2026.
D - Creator Revenue Fund I, LP Files SEC Notice Under 3(c)(1)
D - Creator Revenue Fund I, LP submitted a 7 KB filing on 2026-07-10 claiming exemption under Section 3(c)(1) of the Investment Company Act.
MVP Opportunity Fund VI LLC Series 26I Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I submitted a Section 3(c)(7) exemption filing on July 10 2026 via SEC EDGAR.
WH Capital IX LLC Files 3(c)(1) Notice With SEC
WH Capital IX LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10, 2026.
MVP Opportunity Fund VI Series 26I Files 3(c)(1) Exemption
D - MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) exemption notice with the SEC on July 10, 2026.
D - MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice
D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) notice to the SEC on July 10, 2026.
Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) exemption filing with the SEC on July 10, 2026.
WH Capital IX LLC Files SEC Notice Claiming 3(c)(1) Exemption
WH Capital IX LLC submitted a 5 KB filing on July 10 2026 referencing Section 3(c)(1) of the Investment Company Act.
MVP Opportunity Fund VI LLC Series 26I Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I submitted a regulatory filing to the SEC on July 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Senator Strategic Resources Offshore Fund Files 3(c)(7) Notice
Senator Strategic Resources Offshore Fund Ltd. submitted an SEC filing claiming exemption under Section 3(c)(7) of the Investment Company Act on July 10, 2026.
MVP Opportunity Fund VI LLC Series 26I Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I filed a notice under Section 3(c)(7) of the Investment Company Act on July 10 2026.
D - Lagniappe Opportunity Fund Files SEC Notice
D - Lagniappe Opportunity Fund, LLC submitted a 7 KB filing on 2026-07-10 under Investment Company Act Section 3(c)(1) and 3(c)(7).
D - WH Capital IX LLC Files 3(c)(1) Notice with SEC
D - WH Capital IX LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.
Viridian Global Strategies Fund 1 LP Files 3(c)(1) Notice
Viridian Global Strategies Fund 1 LP submitted a Section 3(c)(1) notice to the SEC on July 9, 2026.
D - ES I Series Files 3(c)(7) Notice With SEC
D - ES I, a series of E Squared Investment Fund, LLC submitted a Section 3(c)(7) filing on July 9, 2026 according to SEC EDGAR.
D - BOOST Z2 NUCLEAR FUND LLC Files Section 3(c)(7) Notice
D - BOOST Z2 NUCLEAR FUND LLC submitted a Section 3(c)(7) notice filing with the SEC on 2026-07-09.
Driftwood Credit Fund II-A Files D/A With SEC
Driftwood Credit Fund II-A, LP submitted a D/A filing to the SEC on July 9, 2026, claiming the Section 3(c)(1) exemption.
D - 224 Ventures SPV Series LP Files SEC Notice
D - 224 Ventures SPV Series LP, Series B1 submitted a filing to the SEC on July 8, 2026, under Investment Company Act Section 3(c)(7).
Brooklyn Tech Fund LP Files SEC Notice Claiming 3(c)(1) Exemption
Brooklyn Tech Fund LP submitted an SEC filing on July 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Brown Advisory Files 3(c)(1) Notice for Alternative Strategies Fund
Brown Advisory (Bermuda) Ltd. submitted a Section 3(c)(1) notice for the Brown Advisory Alternative Strategies Fund on July 8, 2026.
D - 224 Ventures SPV Series LP Files 3(c)(7) Notice
D - 224 Ventures SPV Series LP, Series B1 filed a Section 3(c)(7) exemption notice with the SEC on July 8, 2026.
Intrinsic Health Partners II Files 3(c)(7) Notice
Intrinsic Health Partners II, L.P. submitted a D/A filing indicating reliance on Investment Company Act Section 3(c)(7).
D - FF Flex Fund 4 Files SEC Notice Under Section 3(c)(1)
D - FF Flex Fund 4 a Series of FF SPV Holdings LLC submitted a 3(c)(1) filing on July 8, 2026, according to SEC EDGAR.
BlackSalt Capital L.P. Files 3(c)(1) Notice on SEC EDGAR
BlackSalt Capital L.P. submitted a Section 3(c)(1) filing under the Investment Company Act on July 7, 2026.
D-World Models Fund II Files SEC Notice for 3(c)(7) Status
D - World Models Fund II a Series of FOG Ventures Fund III LLC filed a 7 KB notice under Investment Company Act Section 3(c)(7) on July 7, 2026.
Equitybee Series Files 3(c)(1) Exemption Notice
D - Equitybee 22-46211, a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
Acadia Fund I, LP Files SEC Notice Under Section 3(c)(9)
D - Acadia Fund I, LP/DE filed a notice with the SEC on 2026-07-07 citing Section 3(c)(9) of the Investment Company Act.
D-ICW Strategic Equities Fund (Cayman) Files 3(c)(1) Notice
D-ICW Strategic Equities Fund (Cayman), LP filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
D - ICW Strategic Equities Fund Files 3(c)(1) Exemption Notice
D - ICW Strategic Equities Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 7, 2026.
Capacity Capital Fund II, LP Files D/A with SEC
Capacity Capital Fund II, LP submitted a D/A filing on 2026-07-06 referencing Investment Company Act Section 3(c)(1).
AL Belfry Investments I LLC Files SEC Notice on 3(c)(1)
AL Belfry Investments I LLC submitted a filing to the SEC on July 6 2026 referencing Investment Company Act Section 3(c)(1).
Summers Value Fund LP Files D/A Notice with SEC
Summers Value Fund LP submitted a D/A filing on 2026-07-02 citing Section 3(c)(1) of the Investment Company Act.
SNK Investments & Capital Fund LLC Files D/A on Section 3(c)(5)
SNK Investments & Capital Fund LLC submitted a D/A filing referencing Investment Company Act Section 3(c)(5) on July 2, 2026.
SNK Investments & Capital Fund LLC Files D/A With SEC
SNK Investments & Capital Fund LLC submitted a D/A filing on July 2, 2026 referencing Section 3(c)(5) of the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-C LP Files D/A with SEC
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(7) exemption under the Investment Company Act.
Stonepeak Infrastructure Credit Fund II LP Files SEC Notice
Stonepeak Infrastructure Credit Fund II LP submitted a filing under the Investment Company Act on 2026-07-02 according to SEC EDGAR.
BBH Cedar Street Equity II L.P. Files SEC Notice Under 3(c)(7)
BBH Cedar Street Equity II L.P. submitted a 7 KB filing to the SEC on July 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
Scout Energy Partners VII-B Files SEC 3(c)(7) Notice
Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) exemption filing with the SEC on June 12, 2026.
XN Exponent Offshore Fund LP Files D/A on SEC EDGAR
XN Exponent Offshore Fund LP submitted a D/A filing to the SEC on 2026-06-12 referencing Section 3(c)(7) of the Investment Company Act.
RedBird Legends Fund, L.P. Files SEC Notice Claiming 3(c)(7) Exemption
RedBird Legends Fund, L.P. submitted a Form D filing on June 11, 2026, citing Investment Company Act Section 3(c)(7).
D-LS Opportunities Access Fund IV Files SEC Notice
D-LS Opportunities Access Fund IV, L.P. submitted a Section 3(c)(7) notice filing to the SEC on June 11, 2026.
Union Peak Ventures I, L.P. Files SEC Notice Under Section 3(c)(7)
Union Peak Ventures I, L.P. submitted a 6 KB filing to the SEC on June 11, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
Telemark Fund LP Files D/A With SEC on June 11 2026
Telemark Fund LP submitted a D/A filing on June 11 2026 referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
D - PE-0525 Fund I Files 3(c)(1) Notice with SEC
D - PE-0525 Fund I, a series of MV Funds, LP filed a Section 3(c)(1) notice with the SEC on June 10, 2026.
Ares Pathfinder Fund III (Offshore) LP Files D/A with SEC
Ares Pathfinder Fund III (Offshore) LP submitted a D/A filing to the SEC on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
TRCM Credit Fund SP Class S-2 Files 3(c)(1) Notice
D - TRCM Master Life Fund SPC - TRCM Credit Fund SP Class S-2 submitted a Section 3(c)(1) filing to the SEC on June 9, 2026.
