Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Align Ventures II, L.P. Files D/A on 2026-07-27
Align Ventures II, L.P. submitted a D/A filing to the SEC on July 27, 2026, referencing Investment Company Act Section 3(c)(7).
Uplift Investors Mockingbird Co-Invest Fund Files SEC Notice
Uplift Investors Mockingbird Co-Invest Fund, LP submitted a regulatory filing on July 27, 2026 under Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Bahama Mill Partnership LLC Files SEC Document
Bahama Mill Partnership LLC submitted a filing to the SEC on July 27 2026.
Washington Capital Management Files SEC Notice Under Rule 504
Washington Capital Management, Inc. submitted a Form D notice to the SEC on July 27, 2026, citing Rule 504(b)(1).
Arist Holdings Inc. Files SEC Document July 27 2026
Arist Holdings Inc. submitted an SEC filing on July 27 2026 with accession number 0001934857-26-000003.
D - Bahama Mill Partnership LLC Files With SEC
D - Bahama Mill Partnership LLC submitted a filing to the SEC on July 27, 2026.
400 Capital Credit Opportunities Fund LP Files D/A With SEC
400 Capital Credit Opportunities Fund LP submits D/A filing on July 27, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Hines U.S. Property Partners II Lux SCSP Files D/A With SEC
Hines U.S. Property Partners II Lux SCSP submitted a D/A amendment filing under the Securities Act on July 27, 2026.
BlackRock USD Institutional Digital Liquidity Fund Files 3(c)(7) Notice
BlackRock USD Institutional Digital Liquidity Fund Ltd. submitted a D/A filing under Section 3(c)(7) on July 27, 2026.
Parliament Capital Series III LLC Series N Files With SEC
Parliament Capital Series III, LLC - Series N submitted a filing to the SEC on July 27, 2026, under Investment Company Act Section 3(c)(1).
CLP Venture Tech VIII LLC Files With SEC on July 27 2026
CLP Venture Tech VIII LLC submitted a filing to the SEC EDGAR system on July 27 2026.
Trilogy Search Partners SP1, L.P. Files SEC Notice July 27, 2026
Trilogy Search Partners SP1, L.P. submitted a filing to the SEC on July 27, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Build Capital LLC Files D/A Amendment with SEC
Build Capital LLC submitted a D/A filing to the SEC on July 27, 2026, per EDGAR records.
D - Edge Partners LLC Files 3(c)(1) Notice for Series S Ramp
D - Edge Partners LLC, Series S Ramp submitted a Section 3(c)(1) filing to the SEC on July 27, 2026.
Hines U.S. Property Partners Lux SCSp Files D/A on 2026-07-27
Hines U.S. Property Partners Lux SCSp submitted a D/A filing on 2026-07-27 referencing Sections 3(c)(5) and 3(c)(7) of the Investment Company Act.
AG Japan Value Fund 1-B Files SEC Amendment
AG Japan Value Fund 1-B, L.P. submitted a D/A filing to the SEC on July 27, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Phroureo Fund LP Files SEC Notice for 3(c)(1) Exemption
Phroureo Fund LP submitted a filing to the SEC on July 27, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
AG Japan Value Fund 1-A Files D/A Amendment with SEC
AG Japan Value Fund 1-A, LPS submitted a D/A filing on July 27, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Hedge Fund Select Files 3(c)(7) Amendment for The Children's Investment Fund
Hedge Fund Select: The Children's Investment Fund LLC submitted a D/A filing on 2026-07-27 citing Investment Company Act Section 3(c)(7).
Symmetry Master Ltd Files 3(c)(7) Amendment
Hedge Fund Select: Symmetry Master Ltd submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity LP Files D/A on 2026-07-24
Aptitude Alternative Equity LP submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18 Files D/A on July 24, 2026
LifeSci Venture SPV 18, LLC submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Align Ventures Co-Invest Fund Files SEC Notice Under 3(c)(1)
Align Ventures Co-Invest Fund, LP submitted a Form 3C filing with the SEC on July 24, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
LifeSci Venture SPV 18, LLC Files SEC Document
LifeSci Venture SPV 18, LLC submitted a filing to the SEC on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Blackstone Private Equity Strategies Fund Files D/A on SEC EDGAR
Blackstone Private Equity Strategies Fund (TE) L.P. submitted a D/A filing on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
Aptitude Alternative Equity LP Files D/A Amendment With SEC
Aptitude Alternative Equity LP submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Align Ventures Co-Invest Fund Files 3(c)(1) Notice
Align Ventures Co-Invest Fund, LP submitted an SEC filing on July 24, 2026, under Investment Company Act Section 3(c)(1).
Blackstone Private Equity Strategies Fund Files D/A Amendment
Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing on July 24, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity Ltd Files D/A with SEC on July 24 2026
Aptitude Alternative Equity Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 24 2026 according to SEC EDGAR.
Levee Ventures Intramotev I Files 3(c)(1) Exemption Notice
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) notice to the SEC on 2026-07-24.
LifeSci Venture SPV 18 Files D/A Amendment on July 24 2026
LifeSci Venture SPV 18 LLC submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act.
Levee Ventures Intramotev I Files 3(c)(1) Notice with SEC
Levee Ventures Intramotev I, a series of Decile SPV, LLC, filed an exemption notice under Section 3(c)(1) of the Investment Company Act on July 24, 2026.
Aptitude Alternative Equity LP Files D/A on July 24 2026
Aptitude Alternative Equity LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Blackstone Private Equity Strategies Fund Files SEC Amendment
Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing to the SEC on July 24 2026 referencing Section 3(c)(7) of the Investment Company Act.
Blackstone Files D/A for Private Equity Strategies Fund (TE) L.P.
Blackstone Private Equity Strategies Fund (TE) L.P. submitted an amended Form D filing on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18, LLC Files SEC Notice Under 3(c)(1)
LifeSci Venture SPV 18, LLC submitted a D/A filing with the SEC on July 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Levee Ventures Intramotev I Files SEC Notice Under 3(c)(1)
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) filing to the SEC on July 24, 2026.
Aptitude Alternative Equity Ltd Files D/A with SEC
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 referencing Investment Company Act Section 3(c)(7).
Aptitude Alternative Equity LP Files D/A With SEC
Aptitude Alternative Equity LP submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Blackstone Private Equity Strategies Fund Files D/A With SEC
Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing on 2026-07-24 under Section 3(c)(7) of the Investment Company Act.
Levee Ventures Intramotev I Files 3(c)(1) SEC Notice
Levee Ventures Intramotev I, a series of Decile SPV, LLC, filed a Section 3(c)(1) exemption notice with the SEC on July 24, 2026.
LifeSci Venture SPV 18, LLC Files D/A With SEC
LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 claiming Section 3(c)(1) exemption under the Investment Company Act.
Aptitude Alternative Equity Ltd Files D/A Amendment
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 citing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Blackstone Private Equity Strategies Fund Files D/A Amendment
Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act.
D - Align Ventures Co-Invest Fund Files 3(c)(1) SEC Notice
D - Align Ventures Co-Invest Fund, LP filed a Section 3(c)(1) exemption notice with the SEC on July 24, 2026.
Aptitude Alternative Equity Ltd Files D/A on 2026-07-24
Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on 2026-07-24 referencing Section 3(c)(7).
Levee Ventures Intramotev I Files SEC Notice Under 3(c)(1)
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a filing to the SEC citing Investment Company Act Section 3(c)(1).
LifeSci Venture SPV 18 Files 3(c)(1) Notice With SEC
LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Blackstone Private Equity Strategies Fund L.P. Files D/A with SEC
Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing on 2026-07-24 under Section 3(c)(7) of the Investment Company Act.
Aptitude Alternative Equity LP Submits D/A Filing to SEC
Aptitude Alternative Equity LP filed a D/A notice with the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
