Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
MissionOG Parallel Fund IV, L.P. files Form D with SEC EDGAR
MissionOG Parallel Fund IV, L.P. filed a Form D on Sept. 4, 2026, according to an SEC EDGAR index page.
Sound Ventures V, L.P. files Form D notice with SEC
Sound Ventures V, L.P. submitted a Form D filing on Sept. 4, 2026, according to SEC EDGAR.
Dealbreaker: Private equity pitches law-firm MSOs, raising Rule 5.6 non-compete concerns
Dealbreaker reports private equity is exploring law-firm MSO structures that may enable non-competes for lawyers despite ethical rules barring practice restrictions.
Stellar Growth Fund LP files Form D under Rule 504 and 3(c)(1) exemption
Stellar Growth Fund LP filed a Form D on Sept. 4, 2026, indicating a Rule 504(b)(1) offering and a 3(c)(1) Investment Company Act exemption.
ASW Holdings, LLC files Form D notice on SEC EDGAR
ASW Holdings, LLC filed a Form D notice on Sept. 4, 2026, according to an SEC EDGAR index page for accession 0001653608-26-000002.
Benetton family wins approvals for 21 Next, a €3bn European private markets platform
Benetton family holding company Edizione is combining 21 Invest and 21 Tages into 21 Next, a newly approved European private markets platform with about €3bn AUM.
IDA Ventures VII LLC files Form D on SEC EDGAR under Investment Company Act 3(c)(1)
IDA Ventures VII LLC filed a Form D on 2026-09-04, with the filing indicating reliance on Investment Company Act Section 3(c)(1).
EQT-backed Cerba Healthcare seeks French court-supervised restructuring amid ~€5bn debt
Cerba Healthcare has asked a French commercial court to open supervised restructuring proceedings as it seeks to address debt of around €5bn and strengthen liquidity.
MissionOG Fund IV, L.P. files Form D on SEC EDGAR
MissionOG Fund IV, L.P. filed a Form D on Sept. 4, 2026, according to an SEC EDGAR index page.
Juniper Fund Cayman, LLC files D/A on SEC EDGAR citing Investment Company Act 3(c)(1)
Juniper Fund Cayman, LLC filed a D/A on 2026-09-04 with SEC EDGAR under accession number 0001936929-26-000003, citing Investment Company Act Section 3(c)(1).
Stafford VC Fund I, LP files Form D/A on SEC EDGAR
Stafford VC Fund I, LP filed a Form D/A on Sept. 4, 2026, indicating a 3(c)(1) exemption under the Investment Company Act, according to SEC EDGAR.
Armistice Capital Offshore Fund Ltd. files Form D/A citing 3(c)(7) exemption
Armistice Capital Offshore Fund Ltd. filed a Form D/A on Sept. 4, 2026, and the filing references Investment Company Act Section 3(c)(7).
Extract Capital LP files amended Form D/A citing 3(c)(7) exemption
Extract Capital LP filed a Form D/A on Sept. 4, 2026 that references Investment Company Act Section 3(c)(7), according to SEC EDGAR.
Siguler Guff Global Emerging Markets Growth Opportunities Fund II (A), LP files amended D
Siguler Guff Global Emerging Markets Growth Opportunities Fund II (A), LP filed a Form D/A on Sept. 3, 2026, according to SEC EDGAR.
STRUC Ventures, a Series of Decile Start Fund, LP files Form D under Section 3(c)(1)
STRUC Ventures, a Series of Decile Start Fund, LP filed a Form D on Sept. 3, 2026, indicating reliance on Investment Company Act Section 3(c)(1).
Butler Hall Capital LP files amended Form D/A citing 3(c)(7) exemption
Butler Hall Capital LP filed a Form D/A on Sept. 3, 2026, with SEC EDGAR, indicating reliance on Investment Company Act Section 3(c)(7).
Acadian All Country World Managed Volatility Equity Fund files D/A under 3(c)(7)
Acadian All Country World Managed Volatility Equity Fund, LLC filed a D/A on Sept. 3, 2026 with SEC EDGAR, listing Investment Company Act Section 3(c)(7) in Item 3C.7.
SEC EDGAR shows Form D filings for Imagen Dental Partners, LLC dated Sept. 1, 2026
SEC EDGAR lists two Form D entries for Imagen Dental Partners, LLC with Delaware incorporation and fiscal year end 1231, filed Sept. 1, 2026.
Acadian International Equity Fund, LLC files Form D/A under 3(c)(1) exemption
Acadian International Equity Fund, LLC filed a Form D/A on Sept. 3, 2026, indicating reliance on the Investment Company Act Section 3(c)(1) exemption.
Solene Capital Master Fund LLC Files SEC Notice for Series 1
Solene Capital Master Fund LLC Series 1 submitted a Form D filing with the SEC claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Shannon River ASP Fund Files D/A Notice With SEC
Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC, submitted a D/A filing under Section 3(c)(7) on August 28, 2026.
Andurand Commodities Discretionary Enhanced Fund Files D/A
Andurand Commodities Discretionary Enhanced Fund submitted a D/A filing on September 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
GH Opportunity Fund LP files D/A on SEC EDGAR under Investment Company Act Section 3(c)
GH Opportunity Fund LP filed a D/A on Sept. 1, 2026, with SEC EDGAR that references Investment Company Act Section 3(c), including 3(c)(1) and 3(c)(7).
Khosla Ventures GI SPV II, LLC files Form D with SEC under 3(c)(1) and 3(c)(7)
Khosla Ventures GI SPV II, LLC filed a Form D on Sept. 3, 2026, with SEC EDGAR listing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund Files SEC Amendment
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund, LLC submitted a D/A filing to the SEC on September 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Marshall Wace Eureka ASP Fund Files D/A on August 28 2026
Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC, submitted a D/A filing under Investment Company Act Section 3(c)(7).
Griffin Special Opportunities Fund, L.P. files Form D under 3(c)(7) exemption
Griffin Special Opportunities Fund, L.P. filed a Form D on Sept. 3, 2026, listing Investment Company Act Section 3(c)(7) on SEC EDGAR.
ABS Global Long Short ASP Fund Files SEC Notice
ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC, submitted a filing to the SEC on August 28, 2026, under Section 3(c)(7).
Logos Global Offshore Fund Ltd. files D/A amendment citing 3(c)(7) exemption
Logos Global Offshore Fund Ltd. filed a D/A on Sept. 1, 2026 on SEC EDGAR that references Investment Company Act Section 3(c)(7).
SALI Multi-Series Fund files D/A for Bernstein Diversified Targeted Services Insurance Fund
A 2026-09-01 SEC EDGAR filing shows a D/A for interests in the Bernstein Diversified Targeted Services Insurance Fund Series of SALI Multi-Series Fund, L.P.
Acadian Global All-Country ex-U.S. ex-China Equity Dynamic Extension Fund Files D/A
Acadian Global All-Country ex-U.S. ex-China Equity Dynamic Extension Fund, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on September 3, 2026.
Laxmi Holdings LLC Files SEC Document August 28 2026
Laxmi Holdings LLC (CIK 0002137844) submitted a filing to the SEC on August 28 2026.
Redwheel Emerging Markets Equity Fund LP Files SEC Amendment
Redwheel Emerging Markets Equity Fund LP submitted a D/A filing to the SEC on September 3, 2026, under Section 3(c)(7).
D - Sprint Growth Fund, LP Files SEC Notice
D - Sprint Growth Fund, LP submitted a filing under Investment Company Act Section 3(c)(5) on 2026-09-03 according to SEC EDGAR.
Not Yet Ventures Fund I, LP Files D/A with SEC
Not Yet Ventures Fund I, LP submitted a D/A filing to the SEC on September 3, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Marblegate Partners Offshore Fund III Files SEC Notice
Marblegate Partners Offshore Fund III, L.P. submitted a D/A filing to the SEC on September 3, 2026, claiming the Section 3(c)(7) exemption.
D - HGI Opportunity Fund XX, LP Files SEC Document
D - HGI Opportunity Fund XX, LP submitted a filing to the SEC on September 3, 2026, listed under CIK 0002111458.
Ren Life Sciences Partners II L.P. Files SEC Exemption Notice
Ren Life Sciences Partners II L.P. submitted a filing to the SEC claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Oaktree Real Estate Income Fund, L.P. files D/A on SEC EDGAR under 3(c)(7) exemption
Oaktree Real Estate Income Fund, L.P. filed a D/A on Sept. 1, 2026, indicating reliance on Investment Company Act Section 3(c)(7), according to SEC EDGAR.
PL CAPITAL SPV #1, LP Files D/A on 2026-09-03
PL CAPITAL SPV #1, LP submitted a D/A filing under Investment Company Act Section 3(c)(1) on 2026-09-03.
Loan Mountain Investments LLC Files D/A on SEC EDGAR
Loan Mountain Investments LLC submitted a D/A filing to the SEC on September 2, 2026, with accession number 0001958789-26-000003.
Yuma Subnet Composite Onshore Fund, L.P. Files D/A with SEC
Yuma Subnet Composite Onshore Fund, L.P. submitted a D/A filing to the SEC on September 2, 2026, according to SEC EDGAR records.
Yuma Large Cap Subnet Onshore Fund Files D/A With SEC
Yuma Large Cap Subnet Onshore Fund, L.P. submitted a D/A filing to the SEC on September 2, 2026.
J2 Ventures Strategic Opportunities J Files 3(c) Exemption Notice
J2 Ventures Strategic Opportunities J, L.P. submitted an SEC filing on September 2, 2026, referencing Investment Company Act sections 3(c)(1) and 3(c)(7).
Yuma Subnet Composite Onshore Fund Files D/A With SEC
Yuma Subnet Composite Onshore Fund, L.P. submitted a D/A filing to the SEC on 2026-09-02 with accession number 0002085047-26-000001.
StepStone VC Secondaries Fund VII-I Files D/A on 2026-09-01
StepStone VC Secondaries Fund VII-I (Cayman) LP submitted a Form D/A filing under Investment Company Act Section 3(c)(7).
Yuma Large Cap Subnet Onshore Fund, L.P. Files D/A With SEC
Yuma Large Cap Subnet Onshore Fund, L.P. submitted a D/A filing on September 2, 2026, per SEC EDGAR records.
Loan Mountain Investments LLC Submits SEC Filing
Loan Mountain Investments LLC filed a D/A document with the SEC on September 2, 2026, according to EDGAR records.
House passes continuing resolution extending federal funding to Dec. 11
The House passed a stopgap funding bill 370-48 that extends federal funding to Dec. 11 and now heads to President Donald Trump’s desk, according to Dealbreaker.
StepStone VC Secondaries Fund VII LP Files D/A with SEC
StepStone VC Secondaries Fund VII LP submitted a D/A filing on 2026-09-01 under Investment Company Act Section 3(c)(7).
