Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
D - DE-0226 Fund II Files SEC Document on Investment Company Act
D - DE-0226 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on May 14, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Seidler Equity Australia III, LP Files SEC Document Referencing Section 3(c)(7)
D - Seidler Equity Australia III, LP filed a SEC document on May 13, 2026, including items related to the Investment Company Act Section 3(c) and specifically Section 3(c)(7).
MVP Opportunity Fund VI LLC Series 26A QP Files Under Investment Company Act Section 3(c)(1)
MVP Opportunity Fund VI LLC Series 26A QP submitted a SEC filing on May 13, 2026, under Item 3C of the Investment Company Act.
InvestX Growth Equity V-US LP Files Under Investment Company Act Section 3(c)
InvestX Growth Equity V-US LP filed a SEC form on May 13, 2026, citing Section 3(c)(1) of the Investment Company Act.
Ribbit Founder Fund Z Files Under Investment Company Act Section 3(c)(7)
D - Ribbit Founder Fund Z, L.P. submitted a SEC filing on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
InvestX Growth Equity V-US LP Files SEC Document Under Investment Company Act
InvestX Growth Equity V-US LP submitted a filing on May 13, 2026, referencing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
First Oklahoma Holdings Files SEC Document Under Rule 504(b)(1)
First Oklahoma Holdings, Inc. submitted a SEC filing on May 13, 2026, pertaining to Rule 504(b)(1) as detailed in the document.
Ansa Capital Fund II Files SEC Form D for Exemption
Ansa Capital Fund II, L.P. filed a Form D with the SEC on May 13, 2026, under Section 3(c)(7) of the Investment Company Act.
Inatai PRI Fund, LP Files SEC Document Under Section 3(c)(7)
Inatai PRI Fund, LP submitted a filing to the SEC on May 13, 2026, referencing Investment Company Act Section 3(c)(7).
D - Global Opportunity Partners LP Files SEC Document
D - Global Opportunity Partners LP, with CIK 0002109459, submitted a filing to the SEC on May 13, 2026, according to EDGAR records.
Lorimer Ventures Fund 2 QP LP Files SEC Document on Investment Company Act
Lorimer Ventures Fund 2 QP LP submitted a filing to the SEC on May 13, 2026, under Section 3(c)(7) of the Investment Company Act.
Santa Barbara Homes Fund I, LP Files for Investment Company Act Exemptions
Santa Barbara Homes Fund I, LP submitted a SEC filing on May 13, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(5) of the Investment Company Act.
Boothbay Diversified Alpha Fund LP Files SEC Document on Section 3(c)(7)
Boothbay Diversified Alpha Fund LP filed a document with the SEC on May 13, 2026, related to Item 3C.7 under the Investment Company Act.
Kabouter Fund II Files for Section 3(c)(7) Exemption
Kabouter International Opportunities Fund II, LLC filed a document with the SEC on May 13, 2026, citing Section 3(c)(7) of the Investment Company Act.
Kabouter Fund II, LLC Files Under Investment Company Act Section 3(c)(1)
Kabouter Fund II, LLC submitted a filing to the SEC on May 13, 2026, citing Section 3(c)(1) for exemption.
Seidler Equity Australia III, LP Files SEC Form for Section 3(c)(7)
Seidler Equity Australia III, LP submitted a SEC filing on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Pragmatech Fund II, LP Files for Section 3(c)(1) Exemption
Pragmatech Fund II, LP submitted a SEC filing on May 13, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Lorimer Ventures Fund 2 LP Files for Section 3(c)(1) Exemption
D - Lorimer Ventures Fund 2 LP submitted a SEC filing on May 13, 2026, under Item 3C for Investment Company Act Section 3(c)(1) exemption.
Animal-RE-0422 Fund I Files for Section 3(c)(1) Exemption
D - Animal-RE-0422 Fund I, a series of Platform Funds 2026, LP, filed a form with SEC EDGAR on May 13, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Grant Park Ventures LP Series Files Under Investment Company Act Section 3(c)(1)
D - AA-0119 Fund I, a series of Grant Park Ventures, LP, filed a SEC document on May 13, 2026, under Item 3C and Section 3(c)(1).
MV Funds, LP Series Files Under Investment Company Act Section 3(c)(1)
D - RI-0417 Fund I, a series of MV Funds, LP, filed a document with the SEC on May 13, 2026, citing Section 3(c)(1) of the Investment Company Act.
Blackstone I Fund Absolute Return L.P. Files SEC Document Under Investment Company Act
Blackstone I Fund Absolute Return L.P. submitted a filing to the SEC on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Oaklin Lane Partnership LLC Files SEC Document
Oaklin Lane Partnership LLC submitted a filing to the SEC on May 13, 2026, as recorded in the EDGAR database.
WH Capital VIII LLC Files for Section 3(c)(1) Exemption
WH Capital VIII LLC submitted a filing to the SEC on May 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Magnolia Grove Investment Group LLC Files SEC Document
Magnolia Grove Investment Group LLC submitted a filing to the SEC on May 12, 2026, with details available on EDGAR.
Skye Global Fund LLC Files Under Investment Company Act Section 3(c)(7)
Skye Global Fund LLC submitted a filing on May 12, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
Hockey Parent Holdings, L.P. Files SEC Document on May 12, 2026
D - Hockey Parent Holdings, L.P. submitted a filing to the SEC on May 12, 2026, with accession number 0001775042-26-000006.
Long Angle Investments LLC Files for RC Fund IV Exemption
Long Angle Investments LLC filed a document for RC Fund IV on May 12, 2026, under Section 3(c)(1) of the Investment Company Act.
Mach Speed Capital Debt Fund LLC Files Under Investment Company Act Section 3(c)(1)
Mach Speed Capital Debt Fund LLC filed a document on May 12, 2026, under Item 3C of the Investment Company Act, specifying Section 3(c)(1), according to SEC EDGAR.
Hockey Parent Holdings, L.P. Files with SEC on May 12, 2026
D - Hockey Parent Holdings, L.P. submitted a filing to the SEC, as documented in EDGAR records from May 12, 2026.
WorldQuant Millennium Advisors SABER Access LLC Files Under Section 3(c)(7)
WorldQuant Millennium Advisors SABER Access LLC filed a document related to Section 3(c)(7) of the Investment Company Act on May 12, 2026, according to SEC EDGAR.
Foresight Holdings Group, LP Files SEC Document on May 12, 2026
D - Foresight Holdings Group, LP submitted a filing to the SEC on May 12, 2026, according to EDGAR records.
Long Angle Investments LLC Files SEC Document for TPGCS 3 2025 SPV
Long Angle Investments LLC submitted a SEC filing on May 12, 2026, for TPGCS 3 2025 SPV under Section 3(c)(7) of the Investment Company Act.
D - LOCORR Futures Portfolio Fund L.P. Files SEC Document
D - LOCORR Futures Portfolio Fund L.P. submitted a filing to the SEC on May 12, 2026, according to EDGAR records.
Alpaca Real Estate Fund LP Files SEC Document on May 12, 2026
Alpaca Real Estate Fund LP submitted a filing to the SEC on May 12, 2026, as recorded in the EDGAR database.
Lendistry CRA Loan Fund III, LLC Files SEC Document
Lendistry CRA Loan Fund III, LLC with CIK 0002048855 submitted a filing to the SEC on May 12, 2026, as per EDGAR records.
eFi Capital Partners, LLC Files D/A with SEC
eFi Capital Partners, LLC submitted a D/A filing to the SEC on May 12, 2026, as documented in SEC EDGAR records.
NRC Private Equity Opportunities IV, L.P. Files Under Section 3(c)(7)
NRC Private Equity Opportunities IV, L.P. filed a document with the SEC on May 12, 2026, related to Section 3(c)(7) of the Investment Company Act.
MV Funds, LP Series Files for Investment Company Act Exemption
D - SU-0427 Fund I, a series of MV Funds, LP, filed a document with the SEC on May 12, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Time Travel Fund I Files Under Investment Company Act Section 3(c)(1)
D - Time Travel Fund I, a series of Platform Funds 2026, LP, filed a regulatory document on May 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Veteran-HA-0407 Fund I Files SEC Document Under Investment Company Act
Veteran-HA-0407 Fund I, a series of Platform Funds 2026, LP, filed a SEC document on May 12, 2026, related to Section 3(c)(1) of the Investment Company Act.
Ryan Bowie Ventures Files Form D for SC-0403 Fund I
Ryan Bowie Ventures, LP filed a Form D on May 12, 2026, for its SC-0403 Fund I series under Section 3(c)(1) of the Investment Company Act.
Chatham Small Cap Partnership I, LP Files D/A with SEC
Chatham Small Cap Partnership I, LP submitted a D/A filing to SEC EDGAR on May 11, 2026, as part of routine regulatory requirements.
BTG Pactual Strategic Capital Fund II-B Files SEC Form D
BTG Pactual Strategic Capital Fund II-B, L.P. filed a Form D on May 11, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Peritas Investments 1, LP Files SEC Document for Section 3(c)(7)
Peritas Investments 1, LP filed a document with the SEC on May 11, 2026, referencing Item 3C and Section 3(c)(7) of the Investment Company Act.
xE RE Debt Fund I, LP Files Under Investment Company Act Section 3(c)(1)
xE RE Debt Fund I, LP submitted a SEC filing on May 11, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Acres Venture Partners SPV IV LP Files for Section 3(c)(7) Exemption
D - ACRE VENTURE PARTNERS SPV IV, LP filed a document with the SEC on May 11, 2026, referencing Section 3(c)(7) of the Investment Company Act.
TVC Fund III, L.P. Files Under Investment Company Act Section 3(c)(1)
TVC Fund III, L.P. submitted a filing on May 11, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Clayton Capital Appreciation Fund Files SEC Document Under Section 3(c)(1)
Clayton Capital Appreciation Fund L.P. filed a SEC document on May 11, 2026, related to Section 3(c)(1) of the Investment Company Act, as per EDGAR records.
Camlyn Capital Fund 1 LLC Files SEC Document
Camlyn Capital Fund 1 LLC submitted a filing to the SEC on May 11, 2026, according to EDGAR records.
