Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
CapitalX, LP Files Form D/A Amendment With SEC
CapitalX, LP submitted a Form D/A amendment on July 7, 2026, claiming 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
BlackSalt Capital L.P. Files 3(c)(1) Notice on SEC EDGAR
BlackSalt Capital L.P. submitted a Section 3(c)(1) filing under the Investment Company Act on July 7, 2026.
Equitybee Series Files 3(c)(1) Notice With SEC
D - Equitybee 22-96436, a Series of Equitybee cFund Master LLC, submitted a Section 3(c)(1) filing on July 7, 2026.
D-World Models Fund II Files SEC Notice for 3(c)(7) Status
D - World Models Fund II a Series of FOG Ventures Fund III LLC filed a 7 KB notice under Investment Company Act Section 3(c)(7) on July 7, 2026.
MF Ventures Fund, LP - A2 Files D/A With SEC on July 7, 2026
MF Ventures Fund, LP - A2 submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on July 7, 2026.
REFASHIOND Ventures Seed Fund, LP Files SEC Notice
REFASHIOND Ventures Seed Fund, LP submitted a Form filing to the SEC claiming Section 3(c)(1) exemption under the Investment Company Act.
Canal Grande Fund II LP Files 3(c)(7) Notice
Canal Grande Fund II LP submitted a Section 3(c)(7) notice filing to the SEC on July 7, 2026.
Open Doors Partners, LLC Files With SEC
Open Doors Partners, LLC submitted a filing to the SEC on July 7, 2026 under accession number 0001724977-26-000023.
Acadia Fund I, LP Files SEC Notice Under Section 3(c)(9)
D - Acadia Fund I, LP/DE filed a notice with the SEC on 2026-07-07 citing Section 3(c)(9) of the Investment Company Act.
Alpha Venture Private Investments, LLC Files With SEC
Alpha Venture Private Investments, LLC submitted a filing to the SEC on July 7, 2026, according to SEC EDGAR.
CapitalX QP, LP Files Form D/A Amendment on July 7, 2026
CapitalX QP, LP submitted a Form D/A amendment filing with the SEC referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Melange Secondaries Partners II Files D/A on July 7 2026
Melange Secondaries Partners II LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 7 2026.
Ahara Opportunities Fund Files 3(c)(1) Exemption Notice
D - Ahara Opportunities Fund a series of Allocations 2026 Master, LLC filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
Westbeck Volta Fund (US) LP Files D/A With SEC
Westbeck Volta Fund (US) LP submitted a D/A filing on 2026-07-07 claiming Section 3(c)(7) exemption under the Investment Company Act.
Bowline Capital Fund II LP Files D/A Amendment with SEC
Bowline Capital Fund II LP submitted a D/A filing on 2026-07-07 referencing Investment Company Act sections 3(c)(1), 3(c)(5) and 3(c)(6).
D-ICW Strategic Equities Fund (Cayman) Files 3(c)(1) Notice
D-ICW Strategic Equities Fund (Cayman), LP filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
Superstate Asset Trust Files D/A for Short Duration Fund Series
Superstate Short Duration US Government Securities Fund filed a D/A notice under Section 3(c)(7) of the Investment Company Act on 2026-07-07.
D - ICW Strategic Equities Fund Files 3(c)(1) Exemption Notice
D - ICW Strategic Equities Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 7, 2026.
Polymer Japan (Cayman) Fund Ltd. Files D/A on July 6 2026
Polymer Japan (Cayman) Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Accolade Blockchain Access Fund II Files Form D/A Amendment
Accolade Blockchain Access Fund II, L.P. submitted a Form D/A filing on July 6, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Polymer Japan (Cayman) Fund Ltd. Files 3(c)(7) Notice
Polymer Japan (Cayman) Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 6, 2026.
Accolade Blockchain Access Fund II Files D/A Amendment
Accolade Blockchain Access Fund II, L.P. submitted a Form D/A filing on July 6, 2026 under Section 3(c)(7).
Triangle Tweener Fund, LP - E3 Files Form D on July 6, 2026
Triangle Tweener Fund, LP - E3 submitted a Regulation D filing claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Clemenceau Fund LLC Files D/A Amendment with SEC
Clemenceau Fund LLC submitted a D/A filing to the SEC on 2026-07-06 claiming Section 3(c)(7) exemption under the Investment Company Act.
D - BIP V Co-Investment A L.P. Files SEC Notice Under 3(c)(7)
D - BIP V Co-Investment A L.P. submits notice of exemption under Investment Company Act Section 3(c)(7) on July 6, 2026.
Accolade Blockchain Access Fund II Feeder Files D/A on 2026-07-06
Accolade Blockchain Access Fund II Feeder, L.P. submitted an amended Form D filing claiming Section 3(c)(7) exemption.
CocoCult IV Series Files Section 3(c)(1) Exemption Notice
D - CocoCult IV a Series of Republic Deal Room Master Fund LLC filed a Section 3(c)(1) exemption notice with the SEC on July 6, 2026.
Acadian Emerging Markets Micro-Cap Equity Fund Files D/A on July 6 2026
Acadian Emerging Markets Micro-Cap Equity Fund LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Accolade Blockchain Access Fund II Feeder Files D/A Amendment
Accolade Blockchain Access Fund II Feeder, L.P. filed a D/A amendment on July 6 2026 under Section 3(c)(7).
Polymer Japan Portable Alpha (Cayman) Fund Ltd. Files D/A
Polymer Japan Portable Alpha (Cayman) Fund Ltd. submitted a D/A filing on 2026-07-06 claiming Section 3(c)(7) exemption under the Investment Company Act.
Dover Street Fund XII Private Investors Files SEC Amendment
Dover Street Fund XII Private Investors, LLC submitted a D/A filing to the SEC on July 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
HighVista HFS Partners (Offshore) SPC Files 3(c)(7) Notice
HighVista HFS Partners (Offshore) SPC - Portfolio A submitted a D/A filing claiming Section 3(c)(7) exemption on 2026-07-06.
Capacity Capital Fund II, LP Files D/A with SEC
Capacity Capital Fund II, LP submitted a D/A filing on 2026-07-06 referencing Investment Company Act Section 3(c)(1).
HighVista Biotechnology Specialist Fund Files SEC Notice
HighVista Biotechnology Specialist Fund Ltd. submitted a Form D/A filing to the SEC on July 6 2026 claiming Section 3(c)(7) exemption.
AL Belfry Investments I LLC Files SEC Notice on 3(c)(1)
AL Belfry Investments I LLC submitted a filing to the SEC on July 6 2026 referencing Investment Company Act Section 3(c)(1).
Mana Up Capital Partners II Files D/A with SEC
Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026, according to EDGAR records.
Sandbrook Climate Infrastructure Fund II LP Files D/A on 2026-07-02
Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 2, 2026.
Mana Up Capital Partners II, L.P. Files D/A with SEC EDGAR
Mana Up Capital Partners II, L.P. submitted a D/A filing on July 2, 2026, via SEC EDGAR under accession number 0002069694-26-000001.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A on July 2 2026
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Stonepeak Infrastructure Credit Fund II Feeder LP Files SEC Notice
D - Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026.
Sandbrook Climate Infrastructure Fund II LP Files With SEC
Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 under Investment Company Act Section 3(c)(7).
Sandbrook Climate Infrastructure Fund II-C LP Files D/A
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 under Investment Company Act Section 3(c)(7).
Mana Up Capital Partners II Files D/A with SEC on July 2 2026
Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2 2026 under accession number 0002069694-26-000001.
Summers Value Fund LP Files D/A Notice with SEC
Summers Value Fund LP submitted a D/A filing on 2026-07-02 citing Section 3(c)(1) of the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A on 2026-07-02
Sandbrook Climate Infrastructure Fund II-B LP submits D/A filing referencing Investment Company Act Section 3(c)(7) according to SEC EDGAR.
SNK Investments & Capital Fund LLC Files D/A on Section 3(c)(5)
SNK Investments & Capital Fund LLC submitted a D/A filing referencing Investment Company Act Section 3(c)(5) on July 2, 2026.
SNK Investments & Capital Fund LLC Files D/A on 2026-07-02
SNK Investments & Capital Fund LLC submitted a D/A filing referencing Investment Company Act Section 3(c)(5).
Summers Value Fund LP Files D/A Amendment with SEC
Summers Value Fund LP submitted a D/A filing on July 2, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
SNK Investments & Capital Fund LLC Files D/A With SEC
SNK Investments & Capital Fund LLC submitted a D/A filing to the SEC on July 2, 2026, referencing Investment Company Act Section 3(c)(5).
Sandbrook Climate Infrastructure Fund II-B LP Files D/A with SEC
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on 2026-07-02 under Section 3(c)(7) of the Investment Company Act.
