Section 3c1
353 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
YCC International Value Fund Files Under SEC Investment Company Act
YCC International Value Fund, LP filed a document with the SEC on April 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Optimist Ventures Fund I Files SEC Document for Section 3(c)(1) Exemption
Optimist Ventures Fund I, L.P. filed a SEC document on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Optimist Ventures Fund I Files Under Section 3(c)(1) of Investment Company Act
Optimist Ventures Fund I, L.P. submitted a SEC filing on April 15, 2026, citing Section 3(c)(1) for exemption under the Investment Company Act.
Thirteen Partners Concentrated, Ltd. Files Form D/A for Section 3(c)(1) Exemption
Thirteen Partners Concentrated, Ltd. filed a Form D/A on April 15, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Lumarra Capital Yield Fund LP Files SEC Document on Investment Company Act
Lumarra Capital Yield Fund LP filed a SEC EDGAR document on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Rhino Small Cap Financial Offshore Fund Files for Section 3(c)(1) Exemption
Rhino Small Cap Financial Offshore Fund, Ltd filed with the SEC on April 15, 2026, to claim exemption under Section 3(c)(1) of the Investment Company Act.
Rhino Small Cap Financial Offshore Fund Files SEC Form for Section 3(c)(1)
Rhino Small Cap Financial Offshore Fund, Ltd filed a SEC EDGAR form on April 15, 2026, relating to Investment Company Act Section 3(c)(1).
TSG Select Ventures LLC Series 2 Files SEC Document for Investment Company Act
TSG Select Ventures LLC Series 2 filed a document on April 15, 2026, under Item 3C of the Investment Company Act Section 3(c)(1), as reported by SEC EDGAR.
TSG Select Ventures LLC Series 2 Files SEC Document on Section 3(c)(1)
TSG Select Ventures LLC Series 2 submitted a SEC filing on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Leo Multi-Manager Core Hedge Fund Files Under Section 3(c)(1)
Leo Multi-Manager Core Hedge Fund, LP filed a document with the SEC on April 15, 2026, citing Section 3(c)(1) of the Investment Company Act.
LEO Multi-Manager Private Credit Fund Files SEC Form D/A
LEO Multi-Manager Private Credit Fund, LP filed a Form D/A on April 15, 2026, citing Section 3(c)(1) of the Investment Company Act.
Primavera Capital (Cayman) Group 4A L.P. Files for Investment Company Act Exemptions
D/A - Primavera Capital (Cayman) Group 4A L.P. filed a document with SEC EDGAR on April 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Primavera Venture Partners Files SEC Investment Act Notice
Primavera Venture Partners (Cayman) Group 1A L.P. submitted a SEC filing on April 15, 2026, citing exemptions under the Investment Company Act.
Leo Multi-Manager Core Hedge Fund LP Files Under Investment Company Act Section 3(c)(1)
Leo Multi-Manager Core Hedge Fund LP filed a document under Section 3(c)(1) of the Investment Company Act on April 15, 2026, as per SEC EDGAR records.
LEO Multi-Manager Private Credit Fund LP Files SEC Document for Section 3(c)(1)
D/A - LEO Multi-Manager Private Credit Fund LP filed a SEC document on April 15, 2026, related to Item 3C.1 under the Investment Company Act.
Primavera Capital (Cayman) Group 4A L.P. Files SEC EDGAR Form for Investment Company Act Exemptions
Primavera Capital (Cayman) Group 4A L.P. submitted a SEC EDGAR filing on April 15, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Primavera Venture Partners Files for Investment Company Act Exemptions
Primavera Venture Partners (Cayman) Group 1A L.P. filed a SEC document on April 15, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Forge Investments LLC Files for Fund FG-ARQ Under SEC Exemption
Forge Investments LLC submitted a SEC filing for Fund FG-ARQ on April 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Forge Investments, LLC Files for Fund FG-ASF Under Section 3(c)(1)
Forge Investments, LLC filed a document for its Fund FG-ASF series on April 14, 2026, citing Section 3(c)(1) of the Investment Company Act.
Forge Investments LLC Files SEC Document for Fund FG-ARQ
Forge Investments LLC submitted a SEC filing on April 14, 2026, for Fund FG-ARQ under Section 3(c)(1) of the Investment Company Act.
QnA Cloud Fund I LP Files Under Investment Company Act Section 3(c)(1)
D - QnA Cloud Fund I LP submitted a filing to the SEC on April 14, 2026, citing Section 3(c)(1) of the Investment Company Act.
Forge Investments LLC Files for Fund FG-ARE Under Section 3(c)(1)
Forge Investments LLC submitted a filing for Fund FG-ARE on April 14, 2026, referencing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Forge Investments LLC Files for Fund FG-ASF Series
Forge Investments LLC filed a SEC document for its Fund FG-ASF series on April 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
QnA Cloud Fund I LP Files SEC Form for Investment Company Act
D - QnA Cloud Fund I LP submitted a filing to the SEC on April 14, 2026, related to Section 3(c)(1) of the Investment Company Act.
TPG Rise Climate Equity II, L.P. Files Under Investment Company Act Section 3(c)(1)
TPG Rise Climate Equity II, L.P. filed a document with the SEC on April 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
TPG Rise Climate Infra Equity L.P. Files Under Investment Company Act Section 3(c)(1)
TPG Rise Climate Infra Equity L.P. filed a document with the SEC on April 14, 2026, under Item 3C.1 related to Section 3(c)(1), according to SEC EDGAR.
Victory Springs Capital, LP Files SEC Document on Investment Company Act
Victory Springs Capital, LP submitted a filing to the SEC on April 14, 2026, related to Section 3(c)(1) of the Investment Company Act.
Victory Springs Capital, LP Files Under Section 3(c)(1)
Victory Springs Capital, LP submitted a SEC filing on April 14, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
D - MA-0403 Fund II Files Under Investment Company Act Section 3(c)(1)
D - MA-0403 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on April 14, 2026, related to Section 3(c)(1) of the Investment Company Act.
Gaingels Fund V Files Under SEC Investment Company Act Section 3(c)(1)
Gaingels Fund V, a series of Zachary Ginsburg Funds, LP, submitted a SEC filing on April 14, 2026, citing Section 3(c)(1) of the Investment Company Act.
QM Alpha Fund LP Files Under Section 3(c)(1) of Investment Company Act
QM Alpha Fund LP submitted a SEC filing on April 14, 2026, citing Section 3(c)(1) for exemption as an investment company.
Sajid Rahman Angel Funds Files SEC Document Under Section 3(c)(1)
D - SE-0319 Fund I, a series of Sajid Rahman Angel Funds, LP, filed a SEC document on April 14, 2026, related to Section 3(c)(1) of the Investment Company Act.
Gaingels Fund V Files Under Investment Company Act Section 3(c)(1)
Gaingels Fund V, a series of Zachary Ginsburg Funds, LP, filed a notice under the Investment Company Act on April 14, 2026, according to SEC EDGAR.
QM Alpha Fund LP Files SEC Document for Investment Company Act Section 3(c)(1)
QM Alpha Fund LP submitted a filing to the SEC on April 14, 2026, referencing Item 3C and Section 3(c)(1) of the Investment Company Act.
Sajid Rahman Angel Funds LP Files Under Investment Company Act
D - SE-0319 Fund I, a series of Sajid Rahman Angel Funds, LP, filed a document under Section 3(c)(1) on April 14, 2026, as per SEC EDGAR.
2946 Ventures Fund I Files for Section 3(c)(1) Exemption
2946 Ventures Fund I, LLLP filed a regulatory notice under Section 3(c)(1) of the Investment Company Act on April 13, 2026, according to SEC EDGAR.
Vessel Capital Partners Files Section 3(c)(1) Notice
D/A - Vessel Capital Partners (BigID), LLC Series A filed a notice under Section 3(c)(1) of the Investment Company Act on April 13, 2026, as per SEC records.
Vessel Capital Partners Kraken, LLC Series B Files SEC Document
Vessel Capital Partners Kraken, LLC Series B filed a document under Section 3(c)(1) of the Investment Company Act on April 13, 2026, according to SEC EDGAR.
Ravelin Capital, LP Files for AP-0306 Fund II Under Section 3(c)(1)
Ravelin Capital, LP submitted a SEC filing for its AP-0306 Fund II series on April 13, 2026, citing Investment Company Act Section 3(c)(1).
Alpha Square Fund LP Files Under Section 3(c)(1) of Investment Company Act
Alpha Square Fund LP filed a SEC document on April 13, 2026, specifying reliance on Section 3(c)(1) for exemption.
EquityZen Growth Technology Fund LLC Files for Section 3(c)(1) Exemption
EquityZen Growth Technology Fund LLC - Series 2261 submitted a filing to the SEC on April 13, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Alpha Square Fund, LP Files Under Investment Company Act Section 3(c)(1)
Alpha Square Fund, LP filed a document with the SEC on April 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Files Under Investment Company Act Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2261 filed a SEC document on April 13, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Metalayer Fund I, LP Files for Section 3(c)(1) Exemption
Metalayer Fund I, LP filed a document with the SEC on April 13, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
FOG Ventures Fund III LLC Files Under Investment Company Act
D - GENAI FUND S, a series of FOG Ventures Fund III LLC, filed a document on April 10, 2026, related to Section 3(c)(1) of the Investment Company Act.
Sufra Capital DLFA Mar 2026 Series Files Under Investment Company Act Section 3(c)(1)
D - Sufra Capital DLFA Mar 2026 a Series of CGF2021 LLC filed a document under Section 3(c)(1) on April 10, 2026, as per SEC EDGAR records.
4Mission Capital, LLC Files SEC Document Under Investment Company Act Section 3(c)(1)
4Mission Capital, LLC submitted a filing to the SEC on April 10, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Sufra Capital DLFA Mar 2026 Files SEC Document on Investment Company Act
Sufra Capital DLFA Mar 2026, a series of CGF2021 LLC, filed a SEC document on April 10, 2026, citing Section 3(c)(1) of the Investment Company Act.
GPC Partners III (Elk) L.P. Files SEC Document Under Investment Company Act
GPC Partners III (Elk) L.P. submitted a filing to the SEC on April 9, 2026, referencing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
GPC Partners III (Elk) L.P. Files SEC Notice for Investment Exemptions
GPC Partners III (Elk) L.P. submitted a filing to the SEC on April 9, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
