Avlok Capital, LP’s SEC Filing
Avlok Capital, LP filed a Form D with the SEC on April 2, 2026, as indicated in the document with Accession Number 0002120604-26-000001, where it claims exemption under Item 3C of the Investment Company Act. According to SEC EDGAR, the filing is for Section 3(c)(1), a standard provision for certain private funds.
Filing Details
The filing, submitted by Avlok Capital, LP, is recorded as 7 KB in size and was made on April 2, 2026, under Accession Number 0002120604-26-000001. It specifically references Item 3C.1, which pertains to Section 3(c)(1) of the Investment Company Act. As is widely known, Section 3(c)(1) applies to investment companies that do not make public offerings and have fewer than 100 beneficial owners.
Exemption Under Section 3(c)(1)
In the filing, Avlok Capital, LP indicates reliance on Section 3(c)(1), as noted in Item 3C.1. According to SEC EDGAR, this exemption is part of the broader Investment Company Act framework. As widely known context, such exemptions allow certain funds to operate without full registration requirements.
Implications for Emerging Managers
Avlok Capital, LP’s use of this exemption, as stated in the April 2, 2026 filing, aligns with common practices for emerging fund managers navigating regulatory requirements. According to SEC EDGAR, the document confirms the fund’s status under Section 3(c)(1).
