D - Preferred Capital Private Equity Fund LLC Claims Section 3(c)(1) Exemption
D - Preferred Capital Private Equity Fund LLC filed a notice with the SEC on March 26, 2026, to claim an exemption under Section 3(c)(1) of the Investment Company Act. This filing, identified by Accession Number 0002086759-26-000001, pertains to the fund’s status as a private equity entity seeking to avoid certain registration requirements, according to SEC EDGAR.
Filing Details
The filing was made by D - Preferred Capital Private Equity Fund LLC, with a CIK number of 0002086759, and it specifically references Item 3C.1 for Section 3(c)(1). The document size is 8 KB, indicating a concise submission focused on the exemption claim. As is widely known, Section 3(c)(1) of the Investment Company Act allows certain private funds to operate without registering if they meet specific criteria, though this filing does not detail those criteria.
Fund and Regulatory Background
D - Preferred Capital Private Equity Fund LLC is the entity named in the filing, which was submitted under the PE FUND 4 designation. This action aligns with routine regulatory processes for emerging fund managers, according to SEC EDGAR. The filing’s reference to Item 3C underscores its connection to the Investment Company Act, a key regulatory framework for private funds.
Implications of the Filing
The filing on March 26, 2026, includes details such as the accession number and file size, confirming it as a standard exemption request. While specific outcomes are not detailed in the source, such filings are part of broader SEC oversight, according to SEC EDGAR.
