Aubrey GEMs Partners LP Submits SEC Filing
Aubrey GEMs Partners LP, identified by CIK 0001859929, filed a Form D/A on April 1, 2026, as an amendment to a previous filing, according to SEC EDGAR. The filing includes Item 3C related to the Investment Company Act Section 3(c) and specifically Item 3C.1 for Section 3(c)(1).
Filing Details
The Form D/A for Aubrey GEMs Partners LP was submitted with an accession number of 0001859929-26-000001 and a file size of 9 KB. This filing pertains to exemptions under the Investment Company Act, as indicated in the document. Section 3(c)(1), a widely-known provision in U.S. securities law, allows certain private funds to avoid registration if they meet specific criteria, though the filing itself does not detail those criteria beyond the reference.
Implications of the Items Cited
Item 3C in the filing addresses the Investment Company Act Section 3(c), while Item 3C.1 explicitly references Section 3(c)(1), according to SEC EDGAR. As a standard part of Form D filings, these items indicate the filer’s intent to claim an exemption. Such filings are common for emerging fund managers seeking to operate without full registration.
Context of the Filing
Form D/A serves as an amendment to initial Form D submissions, which are used for exempt offerings under Regulation D, as noted in the source material. This reflects ongoing regulatory compliance for entities like Aubrey GEMs Partners LP, according to SEC EDGAR.
