Section 3c1
363 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
L Squared Capital Partners V-EF LP Files Form D with SEC Exemptions
L Squared Capital Partners V-EF LP submitted a Form D filing to the SEC on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
WH Strategic Growth Fund III, LP Files Under Section 3(c)(1)
WH Strategic Growth Fund III, LP filed a document related to Section 3(c)(1) of the Investment Company Act on March 31, 2026, according to SEC EDGAR.
Mariner Capital Opportunity Fund Files Under Section 3(c)(1)
Mariner Capital Opportunity Fund, LP filed a notice with the SEC on March 31, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Augurey Ventures I - Series Anduril C Files SEC Form Under Section 3(c)(1)
Augurey Ventures I - Series Anduril C submitted a SEC filing on March 31, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Augurey Ventures II Files Under Investment Company Act Section 3(c)(1)
Augurey Ventures II, Series Anduril C filed a document with the SEC on March 31, 2026, related to Section 3(c)(1) of the Investment Company Act.
Brentwood Associates Private Equity VII Files for Investment Company Act Exemptions
Brentwood Associates Private Equity VII, L.P. submitted a SEC filing on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Augurey Ventures I - Series Anduril C Files SEC Form for Investment Company Act Exemption
Augurey Ventures I - Series Anduril C filed a document on March 31, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Brentwood Associates Private Equity VII, L.P. Files SEC Document on Investment Company Act
Brentwood Associates Private Equity VII, L.P. filed a SEC document on March 31, 2026, citing exemptions under Investment Company Act Section 3(c).
Ascend Investment Fund II Files SEC Document for Section 3(c)(1)
Ascend Investment Fund II, LLC filed a SEC document on March 31, 2026, related to Section 3(c)(1) of the Investment Company Act.
Ascend Investment Fund II, LLC Files Under Section 3(c)(1)
Ascend Investment Fund II, LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on March 31, 2026, as reported by SEC EDGAR.
Blue Atlantic Partners IV ESAS U.S. Feeder, LP Files SEC Document
Blue Atlantic Partners IV ESAS U.S. Feeder, LP submitted a filing to the SEC on March 31, 2026, referencing Section 3(c)(1).
CH Ventures III (Parallel) L.P. Files SEC Document for Investment Exemption
D - CH Ventures III (Parallel), L.P. filed an SEC EDGAR document on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
ZKV Offshore Feeder Fund II LP Files SEC Document Under Section 3(c)(1)
D - ZKV Offshore Feeder Fund II LP filed a SEC document on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
CH Ventures III (Parallel) Files Under Investment Company Act Section 3(c)(1)
D - CH Ventures III (Parallel), L.P. filed a document with the SEC on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
ZKV Offshore Feeder Fund II LP Files SEC Document Under Investment Company Act
ZKV Offshore Feeder Fund II LP filed a SEC EDGAR document on March 30, 2026, specifying Section 3(c)(1) of the Investment Company Act.
Cambrian Growth Partners VII SPV LP Files for Investment Company Act Exemption
Cambrian Growth Partners VII SPV LP filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.
Cambrian Growth Partners VII SPV LP Files SEC Document on Investment Company Act
Cambrian Growth Partners VII SPV LP filed a document with SEC EDGAR on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
LM DNM SEED SPV 2026 Files for Investment Company Act Exemption
D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a SEC document on March 30, 2026, claiming exemption under Section 3(c)(1).
LM DNM SEED SPV 2026 Files Under Investment Company Act Section 3(c)(1)
D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a document on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Navier Ventures LP Files SEC Document for Series Exemption
Navier Ventures LP filed a document on March 30, 2026, for D - NavierCVAlloyed 1 under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Navier Ventures LP Files SEC Notice for Fund Series
Navier Ventures LP submitted a filing on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Nebular Expansion, LP Files for Section 3(c)(1) Exemption
D - ST-0223 Fund III, a series of Nebular Expansion, LP, filed for an exemption under Section 3(c)(1) of the Investment Company Act on March 30, 2026.
Nebular Expansion, LP Files Under Investment Company Act Section 3(c)(1)
Nebular Expansion, LP submitted a SEC filing for D - ST-0223 Fund III on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
River Oak Capital Fund Files Form D/A for Section 3(c)(1) Exemption
River Oak Capital Public Equities Fund, LP filed a Form D/A on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
River Oak Capital Public Equities Fund Files Under Investment Company Act
River Oak Capital Public Equities Fund, LP filed a document with the SEC on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Riverside Ventures Self-Advised, LP Files SEC Notice for Section 3(c)(1) Exemption
D - KRA12 SPV, a series of Riverside Ventures Self-Advised, LP, filed a SEC document on March 30, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Riverside Ventures Self-Advised, LP Files Section 3(c)(1) Exemption
D - KRA12 SPV, a series of Riverside Ventures Self-Advised, LP, filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.
Skyli First Fund, LLC Files Under Investment Company Act Section 3(c)(1)
Skyli First Fund, LLC submitted a SEC filing on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Skyli First Fund, LLC Files Form D/A for Section 3(c)(1) Exemption
Skyli First Fund, LLC submitted a Form D/A filing to the SEC on March 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Reformation Partners III, LP Files SEC Exemptions
Reformation Partners III, LP filed a document with the SEC on March 27, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Reformation Partners III, LP Files SEC Form for Investment Exemptions
Reformation Partners III, LP filed a SEC document on March 27, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
NorthStar Fund III, LP Files SEC Document on Investment Company Act
NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, related to Section 3(c)(1) of the Investment Company Act.
NorthStar Fund III, LP Files Under Investment Company Act Section 3(c)(1)
NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, citing Section 3(c)(1) of the Investment Company Act.
SecondMarket Growth LLC Files SEC Notice for AI CNGL Fund III
D - AI CNGL Fund III, a series of SecondMarket Growth LLC, filed under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Blu Venture Investors Core, LLC Files SEC Notice for New Series
Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Blu Venture Investors Core, LLC Files for Section 3(c)(1) Exemption
Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
DL Partners, LP Files SEC Document on Investment Company Act Section 3(c)(1)
DL Partners, LP submitted a filing to the SEC on March 26, 2026, referencing Item 3C and Section 3(c)(1) of the Investment Company Act.
DL Partners, LP Files SEC Document Under Investment Company Act Section 3(c)(1)
DL Partners, LP submitted a filing to the SEC on March 26, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
Intertide Partners Opportunity Fund II LLC Files SEC Exemption Notice
Intertide Partners Opportunity Fund II LLC submitted a SEC filing on March 26, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
Intertide Partners Opportunity Fund II LLC Files Under Investment Company Act Section 3(c)(1)
Intertide Partners Opportunity Fund II LLC submitted a filing on March 26, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
CoinShares Bastion Fund Files for Section 3(c)(1) Exemption
CoinShares Bastion Market Neutral USD Feeder Fund, LP filed a document with the SEC on March 26, 2026, under Item 3C of the Investment Company Act.
Junipero Capital SPV V, LLC Files Under Investment Company Act Section 3(c)(1)
Junipero Capital SPV V, LLC filed a document with the SEC on March 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
CoinShares Bastion Fund Files Form D/A Under Section 3(c)(1)
CoinShares Bastion Market Neutral USD Feeder Fund, LP filed a Form D/A on March 26, 2026, citing Section 3(c)(1) of the Investment Company Act.
Dara Ventures SPV I Files Under Investment Company Act Section 3(c)(1)
Dara Ventures SPV I, a series of Allocations 2026 Master, LLC, filed a form with the SEC on March 26, 2026, citing Section 3(c)(1) of the Investment Company Act.
Starship Ventures SPV XXIII Files Under Investment Company Act Section 3(c)(1)
Starship Ventures Opportunities, LLC filed a notice with the SEC on March 26, 2026, related to Section 3(c)(1) of the Investment Company Act.
Dara Ventures SPV I Files for Section 3(c)(1) Exemption
Dara Ventures SPV I, a series of Allocations 2026 Master, LLC, filed a document with the SEC on March 26, 2026, citing Investment Company Act Section 3(c)(1).
Starship Ventures SPV XXIII Files for Investment Company Act Exemption
Starship Ventures Opportunities, LLC filed a form with the SEC on March 26, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
D - Preferred Capital Private Equity Fund LLC Files for Section 3(c)(1) Exemption
D - Preferred Capital Private Equity Fund LLC submitted a filing on March 26, 2026, to claim an exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Preferred Capital Private Equity Fund LLC Files Under Section 3(c)(1)
D - Preferred Capital Private Equity Fund LLC submitted a SEC filing on March 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
MVP LS FUND DCLVI LLC Files SEC Document Under Investment Company Act
On March 25, 2026, MVP LS FUND DCLVI LLC submitted a SEC filing related to Section 3(c)(1) of the Investment Company Act, as per official records.
