TOPIC

Section 3c1

384 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Fundraising Apr 1, 2026

Crow Holdings Realty Partners XI-B Files Form D for Exempt Offering

Crow Holdings Realty Partners XI-B, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.

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Regulatory Apr 1, 2026

Crow Holdings Realty Partners XI-B Files Form D with SEC

Crow Holdings Realty Partners XI-B, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Apr 1, 2026

Crow Holdings Realty Partners XI Files Form D with SEC

Crow Holdings Realty Partners XI, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Fundraising Apr 1, 2026

Crow Holdings Realty Partners XI, L.P. Files Form D for Investment Act Exemptions

Crow Holdings Realty Partners XI, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.

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Regulatory Apr 1, 2026

3G Capital Partners L.P. Files SEC Document on Investment Company Act Section 3(c)(1)

3G Capital Partners L.P. submitted a filing to the SEC on April 1, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 1, 2026

Theta Flux Capital Fund LLC Files SEC Exemption Notice

D - Theta Flux Capital Fund, LLC filed a notice with the SEC on April 1, 2026, under Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 1, 2026

Theta Flux Capital Fund LLC Files SEC Form D

Theta Flux Capital Fund LLC filed a Form D on April 1, 2026, under Item 3C claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 1, 2026

TinySeed Fund 3A, LP Files Under Investment Company Act Section 3(c)(1)

TinySeed Fund 3A, LP filed a SEC document on April 1, 2026, related to Section 3(c)(1) of the Investment Company Act, as per official records.

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Regulatory Apr 1, 2026

Align Fund 2, LP Files SEC Document on Investment Company Act

Align Fund 2, LP submitted a filing to the SEC on April 1, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 1, 2026

Align Fund 2, LP Files Under Investment Company Act Section 3(c)(1)

Align Fund 2, LP submitted a SEC filing on April 1, 2026, invoking Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 1, 2026

Asta Capital Partners II LP Files Under Investment Company Act Section 3(c)(1)

Asta Capital Partners II LP submitted a SEC filing on April 1, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Fundraising Apr 1, 2026

Kamal Ravikant Capital, LP Files Form D with SEC

Kamal Ravikant Capital, LP submitted a Form D filing to the SEC on April 1, 2026, claiming exemptions under the Investment Company Act.

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Regulatory Apr 1, 2026

Aubrey GEMs Partners LP Files Form D/A for Section 3(c)(1) Exemption

Aubrey GEMs Partners LP submitted a Form D/A filing on April 1, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 1, 2026

Aubrey GEMs Partners LP Files Under Investment Company Act Section 3(c)(1)

Aubrey GEMs Partners LP submitted a SEC filing on April 1, 2026, under Item 3C.1 of the Investment Company Act.

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Regulatory Apr 1, 2026

Ithaka Infra Fund III Files for Investment Company Act Exemptions

Ithaka Infra Fund III, F.C.R., filed a document with SEC EDGAR on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Apr 1, 2026

Ithaka Infra Fund III Files for SEC Exemptions Under Investment Company Act

Ithaka Infra Fund III, F.C.R., filed a notice with the SEC on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 31, 2026

Everview Residential Finance Holdings B, L.P. Files for Investment Act Exemptions

Everview Residential Finance Holdings B, L.P. filed a document on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 31, 2026

L Squared Capital Partners V-B LP Files for Investment Company Act Exemptions

L Squared Capital Partners V-B LP submitted a SEC filing on March 31, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 31, 2026

L Squared Capital Partners V-B LP Files SEC Form for Investment Exemptions

L Squared Capital Partners V-B LP filed a SEC form on March 31, 2026, claiming exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Regulatory Mar 31, 2026

L Squared Capital Partners V-EF LP Files for Investment Company Act Exemptions

L Squared Capital Partners V-EF LP submitted a SEC filing on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 31, 2026

WH Strategic Growth Fund III, LP Files Under Investment Company Act Section 3(c)(1)

WH Strategic Growth Fund III, LP filed a document with the SEC on March 31, 2026, invoking Section 3(c)(1) for exemption, according to SEC EDGAR records.

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Fundraising Mar 31, 2026

L Squared Capital Partners V-EF LP Files Form D with SEC Exemptions

L Squared Capital Partners V-EF LP submitted a Form D filing to the SEC on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Fundraising Mar 31, 2026

WH Strategic Growth Fund III, LP Files Under Section 3(c)(1)

WH Strategic Growth Fund III, LP filed a document related to Section 3(c)(1) of the Investment Company Act on March 31, 2026, according to SEC EDGAR.

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Regulatory Mar 31, 2026

Mariner Capital Opportunity Fund Files Under Section 3(c)(1)

Mariner Capital Opportunity Fund, LP filed a notice with the SEC on March 31, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 31, 2026

Augurey Ventures I - Series Anduril C Files SEC Form Under Section 3(c)(1)

Augurey Ventures I - Series Anduril C submitted a SEC filing on March 31, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 31, 2026

Augurey Ventures II Files Under Investment Company Act Section 3(c)(1)

Augurey Ventures II, Series Anduril C filed a document with the SEC on March 31, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 31, 2026

Brentwood Associates Private Equity VII Files for Investment Company Act Exemptions

Brentwood Associates Private Equity VII, L.P. submitted a SEC filing on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 31, 2026

Augurey Ventures I - Series Anduril C Files SEC Form for Investment Company Act Exemption

Augurey Ventures I - Series Anduril C filed a document on March 31, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 31, 2026

Brentwood Associates Private Equity VII, L.P. Files SEC Document on Investment Company Act

Brentwood Associates Private Equity VII, L.P. filed a SEC document on March 31, 2026, citing exemptions under Investment Company Act Section 3(c).

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Regulatory Mar 31, 2026

Ascend Investment Fund II Files SEC Document for Section 3(c)(1)

Ascend Investment Fund II, LLC filed a SEC document on March 31, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 31, 2026

Ascend Investment Fund II, LLC Files Under Section 3(c)(1)

Ascend Investment Fund II, LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on March 31, 2026, as reported by SEC EDGAR.

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Fundraising Mar 31, 2026

Blue Atlantic Partners IV ESAS U.S. Feeder, LP Files SEC Document

Blue Atlantic Partners IV ESAS U.S. Feeder, LP submitted a filing to the SEC on March 31, 2026, referencing Section 3(c)(1).

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Regulatory Mar 30, 2026

CH Ventures III (Parallel) L.P. Files SEC Document for Investment Exemption

D - CH Ventures III (Parallel), L.P. filed an SEC EDGAR document on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

ZKV Offshore Feeder Fund II LP Files SEC Document Under Section 3(c)(1)

D - ZKV Offshore Feeder Fund II LP filed a SEC document on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

CH Ventures III (Parallel) Files Under Investment Company Act Section 3(c)(1)

D - CH Ventures III (Parallel), L.P. filed a document with the SEC on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

ZKV Offshore Feeder Fund II LP Files SEC Document Under Investment Company Act

ZKV Offshore Feeder Fund II LP filed a SEC EDGAR document on March 30, 2026, specifying Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

Cambrian Growth Partners VII SPV LP Files SEC Document on Investment Company Act

Cambrian Growth Partners VII SPV LP filed a document with SEC EDGAR on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

Cambrian Growth Partners VII SPV LP Files for Investment Company Act Exemption

Cambrian Growth Partners VII SPV LP filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.

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Regulatory Mar 30, 2026

LM DNM SEED SPV 2026 Files for Investment Company Act Exemption

D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a SEC document on March 30, 2026, claiming exemption under Section 3(c)(1).

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Regulatory Mar 30, 2026

LM DNM SEED SPV 2026 Files Under Investment Company Act Section 3(c)(1)

D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a document on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

Navier Ventures LP Files SEC Document for Series Exemption

Navier Ventures LP filed a document on March 30, 2026, for D - NavierCVAlloyed 1 under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Mar 30, 2026

Navier Ventures LP Files SEC Notice for Fund Series

Navier Ventures LP submitted a filing on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

Nebular Expansion, LP Files for Section 3(c)(1) Exemption

D - ST-0223 Fund III, a series of Nebular Expansion, LP, filed for an exemption under Section 3(c)(1) of the Investment Company Act on March 30, 2026.

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Regulatory Mar 30, 2026

Nebular Expansion, LP Files Under Investment Company Act Section 3(c)(1)

Nebular Expansion, LP submitted a SEC filing for D - ST-0223 Fund III on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

River Oak Capital Fund Files Form D/A for Section 3(c)(1) Exemption

River Oak Capital Public Equities Fund, LP filed a Form D/A on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

River Oak Capital Public Equities Fund Files Under Investment Company Act

River Oak Capital Public Equities Fund, LP filed a document with the SEC on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

Riverside Ventures Self-Advised, LP Files SEC Notice for Section 3(c)(1) Exemption

D - KRA12 SPV, a series of Riverside Ventures Self-Advised, LP, filed a SEC document on March 30, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

Riverside Ventures Self-Advised, LP Files Section 3(c)(1) Exemption

D - KRA12 SPV, a series of Riverside Ventures Self-Advised, LP, filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.

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Regulatory Mar 30, 2026

Skyli First Fund, LLC Files Form D/A for Section 3(c)(1) Exemption

Skyli First Fund, LLC submitted a Form D/A filing to the SEC on March 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.

The classic architecture of San Juan County Courthouse in Silverton, Colorado, nestled in a mountain town setting.
Regulatory Mar 30, 2026

Skyli First Fund, LLC Files Under Investment Company Act Section 3(c)(1)

Skyli First Fund, LLC submitted a SEC filing on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.

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