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Section 3c1

353 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Fundraising Mar 31, 2026

Blue Atlantic Partners IV ESAS U.S. Feeder, LP Files SEC Document

Blue Atlantic Partners IV ESAS U.S. Feeder, LP submitted a filing to the SEC on March 31, 2026, referencing Section 3(c)(1).

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Regulatory Mar 30, 2026

CH Ventures III (Parallel) L.P. Files SEC Document for Investment Exemption

D - CH Ventures III (Parallel), L.P. filed an SEC EDGAR document on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

ZKV Offshore Feeder Fund II LP Files SEC Document Under Section 3(c)(1)

D - ZKV Offshore Feeder Fund II LP filed a SEC document on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

CH Ventures III (Parallel) Files Under Investment Company Act Section 3(c)(1)

D - CH Ventures III (Parallel), L.P. filed a document with the SEC on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

ZKV Offshore Feeder Fund II LP Files SEC Document Under Investment Company Act

ZKV Offshore Feeder Fund II LP filed a SEC EDGAR document on March 30, 2026, specifying Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

Cambrian Growth Partners VII SPV LP Files for Investment Company Act Exemption

Cambrian Growth Partners VII SPV LP filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.

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Regulatory Mar 30, 2026

Cambrian Growth Partners VII SPV LP Files SEC Document on Investment Company Act

Cambrian Growth Partners VII SPV LP filed a document with SEC EDGAR on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

LM DNM SEED SPV 2026 Files for Investment Company Act Exemption

D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a SEC document on March 30, 2026, claiming exemption under Section 3(c)(1).

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Regulatory Mar 30, 2026

LM DNM SEED SPV 2026 Files Under Investment Company Act Section 3(c)(1)

D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a document on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

Navier Ventures LP Files SEC Document for Series Exemption

Navier Ventures LP filed a document on March 30, 2026, for D - NavierCVAlloyed 1 under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Mar 30, 2026

Navier Ventures LP Files SEC Notice for Fund Series

Navier Ventures LP submitted a filing on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

Nebular Expansion, LP Files for Section 3(c)(1) Exemption

D - ST-0223 Fund III, a series of Nebular Expansion, LP, filed for an exemption under Section 3(c)(1) of the Investment Company Act on March 30, 2026.

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Regulatory Mar 30, 2026

Nebular Expansion, LP Files Under Investment Company Act Section 3(c)(1)

Nebular Expansion, LP submitted a SEC filing for D - ST-0223 Fund III on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

River Oak Capital Fund Files Form D/A for Section 3(c)(1) Exemption

River Oak Capital Public Equities Fund, LP filed a Form D/A on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

River Oak Capital Public Equities Fund Files Under Investment Company Act

River Oak Capital Public Equities Fund, LP filed a document with the SEC on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

Riverside Ventures Self-Advised, LP Files SEC Notice for Section 3(c)(1) Exemption

D - KRA12 SPV, a series of Riverside Ventures Self-Advised, LP, filed a SEC document on March 30, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

Riverside Ventures Self-Advised, LP Files Section 3(c)(1) Exemption

D - KRA12 SPV, a series of Riverside Ventures Self-Advised, LP, filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.

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Regulatory Mar 30, 2026

Skyli First Fund, LLC Files Form D/A for Section 3(c)(1) Exemption

Skyli First Fund, LLC submitted a Form D/A filing to the SEC on March 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 30, 2026

Skyli First Fund, LLC Files Under Investment Company Act Section 3(c)(1)

Skyli First Fund, LLC submitted a SEC filing on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 27, 2026

Reformation Partners III, LP Files SEC Exemptions

Reformation Partners III, LP filed a document with the SEC on March 27, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 27, 2026

Reformation Partners III, LP Files SEC Form for Investment Exemptions

Reformation Partners III, LP filed a SEC document on March 27, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 27, 2026

NorthStar Fund III, LP Files SEC Document on Investment Company Act

NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 27, 2026

NorthStar Fund III, LP Files Under Investment Company Act Section 3(c)(1)

NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 27, 2026

SecondMarket Growth LLC Files SEC Notice for AI CNGL Fund III

D - AI CNGL Fund III, a series of SecondMarket Growth LLC, filed under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.

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Regulatory Mar 27, 2026

Blu Venture Investors Core, LLC Files for Section 3(c)(1) Exemption

Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.

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Regulatory Mar 27, 2026

Blu Venture Investors Core, LLC Files SEC Notice for New Series

Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.

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Regulatory Mar 26, 2026

DL Partners, LP Files SEC Document on Investment Company Act Section 3(c)(1)

DL Partners, LP submitted a filing to the SEC on March 26, 2026, referencing Item 3C and Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 26, 2026

DL Partners, LP Files SEC Document Under Investment Company Act Section 3(c)(1)

DL Partners, LP submitted a filing to the SEC on March 26, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 26, 2026

Intertide Partners Opportunity Fund II LLC Files SEC Exemption Notice

Intertide Partners Opportunity Fund II LLC submitted a SEC filing on March 26, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 26, 2026

Intertide Partners Opportunity Fund II LLC Files Under Investment Company Act Section 3(c)(1)

Intertide Partners Opportunity Fund II LLC submitted a filing on March 26, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.

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Regulatory Mar 26, 2026

CoinShares Bastion Fund Files for Section 3(c)(1) Exemption

CoinShares Bastion Market Neutral USD Feeder Fund, LP filed a document with the SEC on March 26, 2026, under Item 3C of the Investment Company Act.

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Regulatory Mar 26, 2026

Junipero Capital SPV V, LLC Files Under Investment Company Act Section 3(c)(1)

Junipero Capital SPV V, LLC filed a document with the SEC on March 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 26, 2026

CoinShares Bastion Fund Files Form D/A Under Section 3(c)(1)

CoinShares Bastion Market Neutral USD Feeder Fund, LP filed a Form D/A on March 26, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 26, 2026

Dara Ventures SPV I Files Under Investment Company Act Section 3(c)(1)

Dara Ventures SPV I, a series of Allocations 2026 Master, LLC, filed a form with the SEC on March 26, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 26, 2026

Starship Ventures SPV XXIII Files Under Investment Company Act Section 3(c)(1)

Starship Ventures Opportunities, LLC filed a notice with the SEC on March 26, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 26, 2026

Dara Ventures SPV I Files for Section 3(c)(1) Exemption

Dara Ventures SPV I, a series of Allocations 2026 Master, LLC, filed a document with the SEC on March 26, 2026, citing Investment Company Act Section 3(c)(1).

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Regulatory Mar 26, 2026

Starship Ventures SPV XXIII Files for Investment Company Act Exemption

Starship Ventures Opportunities, LLC filed a form with the SEC on March 26, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 26, 2026

D - Preferred Capital Private Equity Fund LLC Files for Section 3(c)(1) Exemption

D - Preferred Capital Private Equity Fund LLC submitted a filing on March 26, 2026, to claim an exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.

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Regulatory Mar 26, 2026

Preferred Capital Private Equity Fund LLC Files Under Section 3(c)(1)

D - Preferred Capital Private Equity Fund LLC submitted a SEC filing on March 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 25, 2026

MVP LS FUND DCLVI LLC Files SEC Document Under Investment Company Act

On March 25, 2026, MVP LS FUND DCLVI LLC submitted a SEC filing related to Section 3(c)(1) of the Investment Company Act, as per official records.

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Regulatory Mar 25, 2026

MVP LS FUND DCLVI LLC Files Under Investment Company Act Section 3(c)(1)

D - MVP LS FUND DCLVI LLC filed a document with SEC EDGAR on March 25, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 25, 2026

Absolute Strategies Partners LP Files Under Investment Company Act Section 3(c)(1)

D - Absolute Strategies Partners LP submitted a filing on March 25, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

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Regulatory Mar 25, 2026

Harbour Island Opportunity Fund Files for Section 3(c)(1) Exemption

Harbour Island Opportunity Fund, LP filed a regulatory document with the SEC on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 25, 2026

Harbour Island Opportunity Fund Files Under Section 3(c)(1)

Harbour Island Opportunity Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.

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Regulatory Mar 25, 2026

Rogue One Investments LP Files Section 3(c)(1) Exemption

Rogue One Investments LP filed a document under the Investment Company Act Section 3(c)(1) on March 25, 2026, as per SEC EDGAR records.

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Regulatory Mar 25, 2026

TMAM/Pathway Private Equity Fund VII Files for Investment Company Act Exemptions

TMAM/Pathway Private Equity Fund VII, LP filed with the SEC on March 25, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7).

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Regulatory Mar 25, 2026

TMAM/Pathway Private Equity Fund VII, LP Files SEC Exemptions

TMAM/Pathway Private Equity Fund VII, LP filed for exemptions under the Investment Company Act on March 25, 2026, according to SEC EDGAR records.

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Regulatory Mar 25, 2026

Sandalwood Debt Fund A Files for Section 3(c)(1) Exemption

Sandalwood Debt Fund A, L.P. submitted a SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.

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Regulatory Mar 25, 2026

Sandalwood Debt Fund A, L.P. Files Section 3(c)(1) Exemption

Sandalwood Debt Fund A, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on March 25, 2026, according to SEC EDGAR.

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Regulatory Mar 25, 2026

Sandalwood Debt Traders Fund Files SEC Form Under Section 3(c)(1)

D/A - SANDALWOOD DEBT TRADERS FUND, L.P. filed a document with SEC EDGAR on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.

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