Section 3c1
376 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Align Fund 2, LP Files Under Investment Company Act Section 3(c)(1)
Align Fund 2, LP submitted a SEC filing on April 1, 2026, invoking Section 3(c)(1) of the Investment Company Act.
Align Fund 2, LP Files SEC Document on Investment Company Act
Align Fund 2, LP submitted a filing to the SEC on April 1, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Asta Capital Partners II LP Files Under Investment Company Act Section 3(c)(1)
Asta Capital Partners II LP submitted a SEC filing on April 1, 2026, related to Section 3(c)(1) of the Investment Company Act.
Kamal Ravikant Capital, LP Files Form D with SEC
Kamal Ravikant Capital, LP submitted a Form D filing to the SEC on April 1, 2026, claiming exemptions under the Investment Company Act.
Aubrey GEMs Partners LP Files Form D/A for Section 3(c)(1) Exemption
Aubrey GEMs Partners LP submitted a Form D/A filing on April 1, 2026, citing Section 3(c)(1) of the Investment Company Act.
Aubrey GEMs Partners LP Files Under Investment Company Act Section 3(c)(1)
Aubrey GEMs Partners LP submitted a SEC filing on April 1, 2026, under Item 3C.1 of the Investment Company Act.
Ithaka Infra Fund III Files for Investment Company Act Exemptions
Ithaka Infra Fund III, F.C.R., filed a document with SEC EDGAR on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Ithaka Infra Fund III Files for SEC Exemptions Under Investment Company Act
Ithaka Infra Fund III, F.C.R., filed a notice with the SEC on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Everview Residential Finance Holdings B, L.P. Files for Investment Act Exemptions
Everview Residential Finance Holdings B, L.P. filed a document on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
L Squared Capital Partners V-B LP Files SEC Form for Investment Exemptions
L Squared Capital Partners V-B LP filed a SEC form on March 31, 2026, claiming exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
L Squared Capital Partners V-B LP Files for Investment Company Act Exemptions
L Squared Capital Partners V-B LP submitted a SEC filing on March 31, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
L Squared Capital Partners V-EF LP Files for Investment Company Act Exemptions
L Squared Capital Partners V-EF LP submitted a SEC filing on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
WH Strategic Growth Fund III, LP Files Under Investment Company Act Section 3(c)(1)
WH Strategic Growth Fund III, LP filed a document with the SEC on March 31, 2026, invoking Section 3(c)(1) for exemption, according to SEC EDGAR records.
L Squared Capital Partners V-EF LP Files Form D with SEC Exemptions
L Squared Capital Partners V-EF LP submitted a Form D filing to the SEC on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
WH Strategic Growth Fund III, LP Files Under Section 3(c)(1)
WH Strategic Growth Fund III, LP filed a document related to Section 3(c)(1) of the Investment Company Act on March 31, 2026, according to SEC EDGAR.
Mariner Capital Opportunity Fund Files Under Section 3(c)(1)
Mariner Capital Opportunity Fund, LP filed a notice with the SEC on March 31, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Augurey Ventures I - Series Anduril C Files SEC Form Under Section 3(c)(1)
Augurey Ventures I - Series Anduril C submitted a SEC filing on March 31, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Augurey Ventures II Files Under Investment Company Act Section 3(c)(1)
Augurey Ventures II, Series Anduril C filed a document with the SEC on March 31, 2026, related to Section 3(c)(1) of the Investment Company Act.
Brentwood Associates Private Equity VII Files for Investment Company Act Exemptions
Brentwood Associates Private Equity VII, L.P. submitted a SEC filing on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Augurey Ventures I - Series Anduril C Files SEC Form for Investment Company Act Exemption
Augurey Ventures I - Series Anduril C filed a document on March 31, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Brentwood Associates Private Equity VII, L.P. Files SEC Document on Investment Company Act
Brentwood Associates Private Equity VII, L.P. filed a SEC document on March 31, 2026, citing exemptions under Investment Company Act Section 3(c).
Ascend Investment Fund II Files SEC Document for Section 3(c)(1)
Ascend Investment Fund II, LLC filed a SEC document on March 31, 2026, related to Section 3(c)(1) of the Investment Company Act.
Ascend Investment Fund II, LLC Files Under Section 3(c)(1)
Ascend Investment Fund II, LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on March 31, 2026, as reported by SEC EDGAR.
Blue Atlantic Partners IV ESAS U.S. Feeder, LP Files SEC Document
Blue Atlantic Partners IV ESAS U.S. Feeder, LP submitted a filing to the SEC on March 31, 2026, referencing Section 3(c)(1).
CH Ventures III (Parallel) L.P. Files SEC Document for Investment Exemption
D - CH Ventures III (Parallel), L.P. filed an SEC EDGAR document on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
ZKV Offshore Feeder Fund II LP Files SEC Document Under Section 3(c)(1)
D - ZKV Offshore Feeder Fund II LP filed a SEC document on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
CH Ventures III (Parallel) Files Under Investment Company Act Section 3(c)(1)
D - CH Ventures III (Parallel), L.P. filed a document with the SEC on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
ZKV Offshore Feeder Fund II LP Files SEC Document Under Investment Company Act
ZKV Offshore Feeder Fund II LP filed a SEC EDGAR document on March 30, 2026, specifying Section 3(c)(1) of the Investment Company Act.
Cambrian Growth Partners VII SPV LP Files for Investment Company Act Exemption
Cambrian Growth Partners VII SPV LP filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.
Cambrian Growth Partners VII SPV LP Files SEC Document on Investment Company Act
Cambrian Growth Partners VII SPV LP filed a document with SEC EDGAR on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
LM DNM SEED SPV 2026 Files for Investment Company Act Exemption
D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a SEC document on March 30, 2026, claiming exemption under Section 3(c)(1).
LM DNM SEED SPV 2026 Files Under Investment Company Act Section 3(c)(1)
D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a document on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Navier Ventures LP Files SEC Document for Series Exemption
Navier Ventures LP filed a document on March 30, 2026, for D - NavierCVAlloyed 1 under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Navier Ventures LP Files SEC Notice for Fund Series
Navier Ventures LP submitted a filing on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Nebular Expansion, LP Files for Section 3(c)(1) Exemption
D - ST-0223 Fund III, a series of Nebular Expansion, LP, filed for an exemption under Section 3(c)(1) of the Investment Company Act on March 30, 2026.
Nebular Expansion, LP Files Under Investment Company Act Section 3(c)(1)
Nebular Expansion, LP submitted a SEC filing for D - ST-0223 Fund III on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
River Oak Capital Fund Files Form D/A for Section 3(c)(1) Exemption
River Oak Capital Public Equities Fund, LP filed a Form D/A on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
River Oak Capital Public Equities Fund Files Under Investment Company Act
River Oak Capital Public Equities Fund, LP filed a document with the SEC on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Riverside Ventures Self-Advised, LP Files Section 3(c)(1) Exemption
D - KRA12 SPV, a series of Riverside Ventures Self-Advised, LP, filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.
Riverside Ventures Self-Advised, LP Files SEC Notice for Section 3(c)(1) Exemption
D - KRA12 SPV, a series of Riverside Ventures Self-Advised, LP, filed a SEC document on March 30, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Skyli First Fund, LLC Files Form D/A for Section 3(c)(1) Exemption
Skyli First Fund, LLC submitted a Form D/A filing to the SEC on March 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Skyli First Fund, LLC Files Under Investment Company Act Section 3(c)(1)
Skyli First Fund, LLC submitted a SEC filing on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Reformation Partners III, LP Files SEC Exemptions
Reformation Partners III, LP filed a document with the SEC on March 27, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Reformation Partners III, LP Files SEC Form for Investment Exemptions
Reformation Partners III, LP filed a SEC document on March 27, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
NorthStar Fund III, LP Files SEC Document on Investment Company Act
NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, related to Section 3(c)(1) of the Investment Company Act.
NorthStar Fund III, LP Files Under Investment Company Act Section 3(c)(1)
NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, citing Section 3(c)(1) of the Investment Company Act.
SecondMarket Growth LLC Files SEC Notice for AI CNGL Fund III
D - AI CNGL Fund III, a series of SecondMarket Growth LLC, filed under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Blu Venture Investors Core, LLC Files for Section 3(c)(1) Exemption
Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Blu Venture Investors Core, LLC Files SEC Notice for New Series
Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
DL Partners, LP Files SEC Document on Investment Company Act Section 3(c)(1)
DL Partners, LP submitted a filing to the SEC on March 26, 2026, referencing Item 3C and Section 3(c)(1) of the Investment Company Act.
