Ascend Investment Fund II, LLC Submits SEC Filing
Ascend Investment Fund II, LLC, identified by CIK number 0002124862, filed a notice on March 31, 2026, under Item 3C of the SEC EDGAR system, specifically citing Section 3(c)(1) of the Investment Company Act. This filing, with accession number 0002124862-26-000001, indicates the fund’s intent to claim an exemption. According to SEC EDGAR, the document is 6 KB in size and relates directly to the fund’s status.
Details of the Filing
The filing specifies Item 3C.1, which pertains to Section 3(c)(1), a provision that applies to certain investment companies. Ascend Investment Fund II, LLC’s submission on March 31, 2026, includes this item as part of its regulatory obligations. The SEC EDGAR record confirms the filing’s date and the fund’s CIK number, linking it to the broader category of private fund exemptions. As widely-known context, Section 3(c)(1) generally exempts funds from registration if they do not publicly offer securities and have fewer than 100 beneficial owners, though this filing does not detail specific ownership.
Implications in Regulatory Context
According to SEC EDGAR, the filing’s focus on Section 3(c)(1) aligns with standard procedures for funds like Ascend Investment Fund II, LLC to maintain their exempt status. The document’s size of 6 KB suggests a concise submission, typical for such notices. In the regulatory landscape, this type of filing helps emerging fund managers navigate compliance, as evidenced by the specified accession number and filing date.
