SecondMarket Growth LLC, through its series D - AI CNGL Fund III, filed a notice with the SEC on March 27, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(1). This filing, with accession number 0002120293-26-000001, indicates the fund’s status as a private investment vehicle. According to SEC EDGAR, the document is 9 KB in size and relates to the filer identified as 0002120293.
Filing Details
The filing was submitted by D - AI CNGL Fund III as a series of SecondMarket Growth LLC, with the exact date of March 27, 2026, and it specifies Item 3C.1 as Section 3(c)(1), which pertains to exemptions for certain investment companies. The SEC EDGAR record includes the CIK number 0002120293, linking it directly to this entity. As widely-known context, Section 3(c)(1) of the Investment Company Act generally applies to funds not making public offerings and with limited investors, though specifics here are limited to the filing details.
Regulatory Context
Item 3C in the filing addresses the Investment Company Act Section 3(c), and this particular submission highlights Section 3(c)(1), according to SEC EDGAR. The fund’s filing size of 9 KB suggests a concise submission typical for such notices. This reflects standard regulatory procedures for emerging fund managers navigating exemptions.
Source and Implications
The original source material from SEC EDGAR confirms the filing’s key elements, including the date and accession number, according to SEC EDGAR. As widely-known context, such filings are common for private funds to maintain compliance without public registration.
