TOPIC

Regulatory

1144 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Regulatory Aug 17, 2026

CIM VB 2809 Holdings, LLC Files SEC Document

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.

Illustration of modern computer and documents with cash and arrow up showing increase of incomes against blue background
Regulatory Aug 17, 2026

Essential Income Fund I, LLC Files D/A With SEC

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to SEC EDGAR records.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory Aug 17, 2026

Apogem Senior Direct Lending Fund LP Files With SEC

Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026.

Close-up of a live cryptocurrency trading chart screen displaying dynamic market trends and analysis.
Regulatory Aug 16, 2026

CIM VB 2809 Holdings, LLC Files with SEC EDGAR on August 14, 2026

CIM VB 2809 Holdings, LLC (CIK 0002144476) submitted a filing to the SEC on August 14, 2026, with accession number 0002144476-26-000002.

Hands signing a contract with a blue pen, close-up view.
Regulatory Aug 16, 2026

Apogem Senior Direct Lending Fund LP Files With SEC EDGAR

Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026, under accession number 0002149558-26-000001.

Close-up of stock market trading screen displaying financial growth and charts.
Regulatory Aug 16, 2026

Frontier Infra Fund VII Files With SEC EDGAR

Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted a filing to the SEC on August 14, 2026.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Regulatory Aug 16, 2026

CIM VB 2809 Holdings, LLC Files SEC Document August 14 2026

CIM VB 2809 Holdings, LLC (CIK 0002144476) submitted a 5 KB filing to the SEC on August 14, 2026.

Empty conference room setup with microphones, monitors, and sleek wooden tables ready for meetings.
Fundraising Aug 16, 2026

D - Frontier Infra Fund VII Files With SEC on August 14 2026

D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted an SEC filing on August 14 2026 under accession number 0002150589-26-000001.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Aug 16, 2026

Apogem Senior Direct Lending Fund LP Files SEC Document

Apogem Senior Direct Lending Fund LP submitted a filing to SEC EDGAR on 2026-08-14 with accession number 0002149558-26-000001.

Hands signing a contract with a blue pen, close-up view.
Regulatory Aug 16, 2026

CIM VB 2809 Holdings, LLC Files With SEC EDGAR

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory Aug 15, 2026

Essential Income Fund I Files D/A With SEC

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to SEC EDGAR.

Wooden letter tiles forming the word 'COMPLIANCE' on a rustic wooden background.
Regulatory Aug 15, 2026

Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption

Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Aug 15, 2026

CIM VB 2809 Holdings, LLC Files SEC Document

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.

Hands signing a contract with a blue pen, close-up view.
Regulatory Aug 15, 2026

CIM VB 2809 Holdings, LLC Files With SEC

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026.

A modern palace with a dome surrounded by autumn trees under an overcast sky.
Regulatory Aug 15, 2026

CIM VB 2809 Holdings, LLC Files With SEC on August 14, 2026

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.

The historic Palais de Justice in Nice, showcasing classic French architectural design.
Regulatory Aug 15, 2026

Apogem Senior Direct Lending Fund LP Files SEC Document

Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026, under accession number 0002149558-26-000001.

A lawyer discusses legal documents with clients in an office setting.
Regulatory Aug 14, 2026

KKR US Direct Lending Fund SCSp Files SEC Document

KKR US Direct Lending Fund SCSp submitted a filing to the SEC on August 14 2026 referencing Section 3(c)(7) of the Investment Company Act.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Regulatory Aug 14, 2026

Global Defense & Security Select Fund Files 3(c)(7) Notice

Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. filed a D/A notice under Investment Company Act Section 3(c)(7) on August 7, 2026.

Modern architectural building with Malaysian flag and greenery in Kota Kinabalu, Sabah, Malaysia.
Regulatory Aug 14, 2026

CIM VB 2809 Holdings, LLC Files with SEC EDGAR August 14, 2026

CIM VB 2809 Holdings, LLC (0002144476) submitted a 5 KB filing to the SEC on August 14, 2026.

Detailed loan agreement document close-up on a wooden table representing legal and financial concepts.
Regulatory Aug 14, 2026

Frontier Infra Fund VII Files With SEC on August 14 2026

Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC filed with the SEC under CIK 0002150589 on August 14 2026.

A no bicycle sign fastened to a tree trunk in a forest, indicating a prohibition.
Regulatory Aug 14, 2026

KKR European Direct Lending Fund SCSp Files SEC D/A

KKR European Direct Lending Fund SCSp submits D/A filing citing Investment Company Act Section 3(c)(7) on August 14, 2026.

Front view of the Supreme Court building in New York City with blue skies.
Regulatory Aug 14, 2026

Viking Partners Fund VI-Q, LLC Files D/A with SEC

Viking Partners Fund VI-Q, LLC submitted a D/A filing to the SEC on August 14, 2026, under accession number 0002090927-26-000001.

Spacious, modern conference room with black chairs and a projection screen.
Fundraising Aug 14, 2026

Three Bulls Legend Fund II LLC Files SEC Document

Three Bulls Legend Fund II LLC submitted a filing to the SEC on August 14, 2026, under CIK 0002150045.

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Regulatory Aug 14, 2026

Viking Partners Fund VI Files D/A with SEC on August 14 2026

Viking Partners Fund VI LLC submitted a D/A filing to the SEC on August 14 2026 with accession number 0002092010-26-000001.

Aerial view of the Azerbaijan House of Government building in Baku, highlighting its grand architecture.
Regulatory Aug 14, 2026

Thai Capital Fund, LP Submits SEC Filing Under Section 3(c)(1)

Thai Capital Fund, LP filed a document with the SEC on August 14, 2026, under Investment Company Act Section 3(c)(1).

Hand writing cryptocurrency concepts on whiteboard in business meeting.
Regulatory Aug 14, 2026

Regents Gate Capital Fund Ltd Files D/A Amendment with SEC

Regents Gate Capital Fund Ltd submitted a D/A filing to the SEC on August 14, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up of hands signing documents in a business setting, emphasizing professionalism and teamwork.
Regulatory Aug 14, 2026

Gymkhana Partners L.P. Files D/A with SEC on August 14, 2026

Gymkhana Partners L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.

A stunning view of the iconic United States Capitol under a blue sky in Washington, D.C.
Regulatory Aug 13, 2026

Kimmeridge Fund VII-B, LP Files SEC Notice

Kimmeridge Fund VII-B, LP submitted a Section 3(c)(7) filing with the SEC on August 13, 2026, according to SEC EDGAR.

Front view of the Supreme Court building in New York City with blue skies.
Regulatory Aug 13, 2026

Wilson Ln. Holdings LLC Files With SEC on August 13 2026

Wilson Ln. Holdings LLC submitted a filing to the SEC EDGAR system on August 13 2026 under accession number 0002150046-26-000001.

High-quality image of various Euro banknotes showcasing Europe’s currency in detail.
Regulatory Aug 13, 2026

Arena Capital Fund Series 3 Files D/A With SEC

Arena Capital Fund, L.P.- Series 3 submitted a D/A filing on 2026-08-13 referencing Section 3(c)(7) of the Investment Company Act.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Aug 13, 2026

Marval Guru Fund Files 3(c)(7) Notice With SEC

Marval Guru Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 13, 2026.

The United States Capitol under clear blue skies, showcasing its iconic architecture.
Regulatory Aug 13, 2026

Prairie Wheel Capital LLC Files SEC Document August 13 2026

Prairie Wheel Capital LLC submitted a filing to the SEC EDGAR system on August 13, 2026 under CIK 0002150404.

A professional individual signs legal documents at a desk in an office setting.
Regulatory Aug 13, 2026

Madison GS Storage Fund, LLC Files D/A With SEC

Madison GS Storage Fund, LLC submitted a D/A filing to the SEC on August 13, 2026, according to EDGAR records.

Top view of scrabble tiles spelling 'DOCUMENTS' on various contracts and agreements.
Regulatory Aug 13, 2026

Crown Capital REIT, LLC Files SEC Notice Under Section 3(c)(5)

Crown Capital REIT, LLC submitted a filing on August 13, 2026 referencing Investment Company Act Section 3(c)(5).

The old courthouse in St. Louis with the iconic Gateway Arch in the backdrop.
Regulatory Aug 13, 2026

Lightspeed HS Holdings Files SEC Notice for 3(c)(7) Exemption

Lightspeed HS Holdings, LLC submitted a filing under Section 3(c)(7) of the Investment Company Act on August 13, 2026.

Detailed loan agreement document close-up on a wooden table representing legal and financial concepts.
Regulatory Aug 13, 2026

Litquidity Ventures Fund LLC Series 57 Files D/A With SEC

Litquidity Ventures Fund LLC Series 57 submitted a D/A filing to the SEC on August 13, 2026, according to SEC EDGAR.

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Regulatory Aug 13, 2026

Jefferies Credit Partners Files 3(c)(7) Notice for Levered European Direct Lending Fund

Jefferies Credit Partners (Luxembourg) S.C.A. SICAV-RAIF submitted a Section 3(c)(7) filing for the Jefferies Levered European Direct Lending Fund on August 13, 2026.

A hand holding a pen signing a document, close-up shot with focus on the paper.
Regulatory Aug 13, 2026

Wellington Asia Quality Market Neutral Fund Files SEC Notice

Wellington Asia Quality Market Neutral Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on August 13, 2026.

Engaged team members in a lively office meeting discussing startup ideas and innovation.
Fundraising Aug 12, 2026

D - FS Direct Equity Fund VI, L.P. Files SEC Notice

D - FS Direct Equity Fund VI, L.P. submitted a Form D filing with the SEC on August 12, 2026, claiming exemption under Section 3(c)(7).

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory Aug 12, 2026

IFG Preferred Equity Fund LLC Files SEC Document

IFG Preferred Equity Fund LLC submitted a D/A filing to the SEC on August 12, 2026, referencing Section 3(c)(5).

Close-up of a vintage building featuring a warning sign and green trim, emphasizing restricted access.
Regulatory Aug 12, 2026

D - MVP ES FUND CLXIII LLC Files SEC Notice Claiming 3(c)(1) Exemption

D - MVP ES FUND CLXIII LLC submitted a filing to the SEC on August 12 2026 under Section 3(c)(1) of the Investment Company Act.

Modern architectural building with Malaysian flag and greenery in Kota Kinabalu, Sabah, Malaysia.
Regulatory Aug 12, 2026

CIFC CLO Enhanced Income Fund LP Files D/A on August 12 2026

CIFC CLO Enhanced Income Fund LP submitted a D/A filing referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).

Scattered coins forming the word 'TAXES' on a white surface, symbolizing financial concepts.
Regulatory Aug 12, 2026

TideView I Holdings LLC Files D/A on Section 3(c)(1) Exemption

TideView I Holdings LLC submitted a D/A filing on 2026-08-12 referencing Investment Company Act Section 3(c)(1).

Front view of the iconic Stockport Town Hall with a clear blue sky backdrop.
Regulatory Aug 12, 2026

Kamino Fund, LP Files SEC Notice Under 3(c)(1)

Kamino Fund, LP submitted a filing to the SEC on August 12, 2026, referencing Section 3(c)(1) of the Investment Company Act.

Detailed close-up of a historical saber with ornate gold embellishments and star motifs on its blade.
Regulatory Aug 12, 2026

WorldQuant Millennium TA SABER Access Fund LLC Files 3(c)(7) Notice

WorldQuant Millennium TA SABER Access Fund LLC submitted a Section 3(c)(7) exemption filing on August 12, 2026 via SEC EDGAR.

Top view of scrabble tiles spelling 'DOCUMENTS' on various contracts and agreements.
Regulatory Aug 12, 2026

D - Legacy Fund, LP Files SEC Notice August 12, 2026

D - Legacy Fund, LP submitted a filing to the SEC on August 12, 2026, according to EDGAR records.

Three adults discussing divorce documents in a formal office setting with legal statue in view.
Regulatory Aug 12, 2026

8VC AI Fund VIII Files 3(c)(7) Notice with SEC

D - 8VC AI Fund VIII, LLC submitted a filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.

The iconic Euro symbol stands prominently amidst snowy Frankfurt skyscrapers.
Regulatory Aug 12, 2026

SnowVC Files D/A for Fund 2025 Under 3(c)(1)

SnowVC, LP submitted a D/A filing for Fund 2025 on 2026-08-12 claiming Section 3(c)(1) exemption per SEC EDGAR.

Front view of the historic Mason County Courthouse in Mason, Texas, USA.
Regulatory Aug 11, 2026

Vehlo Holdings, LP Files D/A with SEC on August 11, 2026

Vehlo Holdings, LP submitted a D/A filing to the SEC on August 11, 2026, with accession number 0001942716-26-000002 and file size of 12 KB.

Aerial view of the Sacramento skyline featuring the California State Capitol illuminated at dusk.
Regulatory Aug 11, 2026

Accel Growth Fund 8 L.P. Files SEC Notice Under Section 3(c)(7)

Accel Growth Fund 8 L.P. submitted a filing to the SEC on August 11, 2026, referencing Investment Company Act Section 3(c)(7).

Daily capital raising signals
Get fund close, LP allocation, and deal flow news before it hits the mainstream.
Join Waitlist