Regulatory
315 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
LM DNM SEED SPV 2026 Files for Section 3(c)(1) Exemption
LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a notice under Section 3(c)(1) of the Investment Company Act on May 7, 2026, according to SEC EDGAR.
AKKR Members Fund 2024 LP Files SEC Exemption Under Section 3(c)(1)
AKKR Members Fund 2024 LP filed a SEC EDGAR document on May 6, 2026, relating to Section 3(c)(1) of the Investment Company Act.
SummerHaven Fund Files SEC Form D/A Under Section 3(c)(7)
SummerHaven Absolute Return Commodity Fund, LP submitted a Form D/A filing on May 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
SYNERGY APEX PARTNERS, LLC Files SEC Document
SYNERGY APEX PARTNERS, LLC submitted a filing to the SEC on May 5, 2026, according to EDGAR records.
D - Move Fund II, LP Files SEC Document
D - Move Fund II, LP submitted a filing to the SEC on May 5, 2026, as recorded in the EDGAR database.
K India Opportunities Fund Files SEC Form D/A Under Section 3(c)(7)
K India Opportunities Fund Ltd Class P filed a Form D/A on May 5, 2026, relating to Section 3(c)(7) of the Investment Company Act.
Legacy Holdings Topco, L.P. Files Document with SEC EDGAR
D - Legacy Holdings Topco, L.P. submitted a filing to SEC EDGAR on May 5, 2026, as part of standard regulatory requirements.
Mosaic, LLC Files SEC Document for Section 3(c)(7) Exemption
D/A - Cache Exchange Fund - Mosaic, LLC submitted a SEC filing on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Avlok Capital, LP Files Under Investment Company Act Section 3(c)(1)
Avlok Capital, LP submitted a filing to the SEC on May 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Oceanfront Holdings QOZB LLC Files SEC Document
Oceanfront Holdings QOZB LLC submitted a filing to the SEC on May 4, 2026, as recorded in EDGAR.
Snowhawk Capital Fund Files for Investment Company Act Exemptions
Snowhawk Capital Digital Opportunities Fund I-A L.P. filed a notice with the SEC on May 4, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Daintree Group Partners NT, LP Files SEC Document
Daintree Group Partners NT, LP submitted a filing to the SEC on May 4, 2026, as recorded in EDGAR.
Latitude Energy Holdings Inc. Files Document with SEC
Latitude Energy Holdings Inc. submitted a filing to the SEC on May 1, 2026, as recorded in SEC EDGAR.
AB Municipal Credit Opportunities Fund Files for Section 3(c)(7) Exemption
D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - AB Municipal Credit Opportunities Fund Files SEC Document on Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files Under Section 3(c)(7)
Screendoor Fund I, L.P. filed a form with the SEC on May 1, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
Latitude Energy Holdings Inc. Files with SEC on May 1, 2026
Latitude Energy Holdings Inc. submitted a filing to the SEC on May 1, 2026, as recorded in SEC EDGAR documents.
Latitude Energy Holdings Inc. Files Document with SEC
Latitude Energy Holdings Inc. submitted a filing to the SEC EDGAR on May 1, 2026, with an accession number and file size of 9 KB.
Lido Uncapped Platinum Fund Files Under Investment Company Act Section 3(c)(1)
Lido Uncapped Platinum Fund, LP filed a document with the SEC on May 1, 2026, related to Section 3(c)(1) of the Investment Company Act.
V360 Holdings LLC Series Files SEC Document on May 1, 2026
D - Cistern Cyclarity A Series of V360 Holdings LLC submits a filing to the SEC, as documented on EDGAR.
Mica Creek Capital Partners Files SEC Document Under Section 3(c)(7)
Mica Creek Capital Partners, LP filed a document with the SEC on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Kleiner Perkins Select Fund IV Friends LLC Files SEC Exemption Notice
Kleiner Perkins Select Fund IV Friends LLC submitted a filing to the SEC on April 30, 2026, citing Section 3(c)(7) of the Investment Company Act.
1776 Fund, LLC Files for Section 3(c)(1) Exemption with SEC
D - 1776 Fund, LLC filed a notice with the SEC on April 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Blackstone Private Real Estate Credit & Income Fund Files D/A with SEC
Blackstone's Private Real Estate Credit & Income Fund submitted a D/A filing on April 30, 2026, as per SEC EDGAR records.
Fenimore Small Cap Fund LLC Files Under Investment Company Act
Fenimore Small Cap Fund LLC filed a document on April 30, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Open Doors Partners, LLC Submits SEC Filing on April 30, 2026
Open Doors Partners, LLC filed a document with the SEC on April 30, 2026, as recorded in EDGAR archives.
Brookfield BBUC Annex Fund LP Files SEC Form for Investment Company Act Exemption
Brookfield BBUC Annex Fund LP filed a document with the SEC on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Beichen Strategic Capital LLC Files with SEC on April 29, 2026
Beichen Strategic Capital LLC submitted a filing to the SEC, as recorded in the EDGAR database on April 29, 2026.
Forge Investments, LLC Files SEC Document for Fund FG-VMS Under Section 3(c)(1)
Forge Investments, LLC submitted a SEC filing on April 28, 2026, for Fund FG-VMS, citing exemption under Section 3(c)(1) of the Investment Company Act.
Forge Investments LLC Files for Fund FG-UYF Under Section 3(c)(1)
On April 28, 2026, Forge Investments LLC filed a document for Fund FG-UYF, referencing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Juniper Hospitality Fund LLC Files SEC Document
Juniper Hospitality Fund LLC, with CIK 0002131979, filed a document on the SEC EDGAR system on April 28, 2026.
EM-0112 Fund I Files for SEC Exemption Under Section 3(c)(1)
D - EM-0112 Fund I, a series of Roll Up Vehicles, LP, filed a notice with the SEC on April 28, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
EL-0205 Fund II Files SEC Form for Section 3(c)(1) Exemption
D - EL-0205 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on April 28, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
Catalio Access Fund X, LLC Files Under Investment Company Act Sections
Catalio Access Fund X, LLC filed a SEC document on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
ShawSpring Partners QP Fund Files Under SEC Section 3(c)(7)
ShawSpring Partners QP Fund, LP filed a document with the SEC on April 24, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
Daybreak Ventures Opportunities 2, LLC Files for Investment Company Act Exemptions
Daybreak Ventures Opportunities 2, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Equitybee cFund Master LLC Series Files SEC Document
Equitybee 22-35131 a Series of Equitybee cFund Master LLC filed a document with the SEC on April 23, 2026, according to official records.
KSL Capital Partners Credit Opportunities Fund V Files SEC Document
KSL Capital Partners Credit Opportunities Fund V FF, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on April 23, 2026, according to SEC EDGAR.
Anchorage Co-Investment Offshore Fund VIII Files Section 3(c)(7) Exemption
Anchorage Co-Investment Offshore Fund VIII, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 23, 2026, as per SEC records.
Civic Housing Solutions Fund I LLC Files with SEC on April 23, 2026
D - Civic Housing Solutions Fund I LLC submitted a filing to the SEC on April 23, 2026, according to EDGAR records.
Anchor Capital LS Files for Section 3(c)(1) Exemption
Anchor Capital LS, a series of CGF2021 LLC, submitted a SEC filing on April 23, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
Kazazian Capital Fund LP Files Under Section 3(c)(1)
Kazazian Capital Fund LP filed a document with the SEC on April 22, 2026, under Section 3(c)(1) of the Investment Company Act.
Argon Environmental Partners LLC Files SEC Document
Argon Environmental Partners LLC submitted a filing to the SEC on April 22, 2026, according to EDGAR records.
MVP ES FUND CLVI LLC Files Under Investment Company Act Section 3(c)(1)
MVP ES FUND CLVI LLC submitted a SEC filing on April 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
D - JS Venture Fund LLC Series A19 Files SEC Document on Section 3(c)(7)
D - JS Venture Fund LLC Series A19 submitted a filing to the SEC on April 21, 2026, including references to Item 3C and Section 3(c)(7) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Files Under Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2268 filed a SEC document on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
ExodusPoint LLC Files Under Investment Company Act Section 3(c)(7)
ExodusPoint LLC submitted a SEC filing on April 21, 2026, related to Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Forge Investments LLC Files for Fund FG-KMF Under Investment Company Act
Forge Investments LLC filed a document for Fund FG-KMF on April 21, 2026, citing Section 3(c)(1) of the Investment Company Act.
