Regulatory
1248 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Shannon River ASP Fund Files D/A Notice With SEC
Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC, submitted a D/A filing under Section 3(c)(7) on August 28, 2026.
Andurand Commodities Discretionary Enhanced Fund Files D/A
Andurand Commodities Discretionary Enhanced Fund submitted a D/A filing on September 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund Files SEC Amendment
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund, LLC submitted a D/A filing to the SEC on September 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Laxmi Holdings LLC Files SEC Document August 28 2026
Laxmi Holdings LLC (CIK 0002137844) submitted a filing to the SEC on August 28 2026.
Not Yet Ventures Fund I, LP Files D/A with SEC
Not Yet Ventures Fund I, LP submitted a D/A filing to the SEC on September 3, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - HGI Opportunity Fund XX, LP Files SEC Document
D - HGI Opportunity Fund XX, LP submitted a filing to the SEC on September 3, 2026, listed under CIK 0002111458.
Yuma Subnet Composite Onshore Fund, L.P. Files D/A with SEC
Yuma Subnet Composite Onshore Fund, L.P. submitted a D/A filing to the SEC on September 2, 2026, according to SEC EDGAR records.
Yuma Large Cap Subnet Onshore Fund Files D/A With SEC
Yuma Large Cap Subnet Onshore Fund, L.P. submitted a D/A filing to the SEC on September 2, 2026.
Yuma Subnet Composite Onshore Fund Files D/A With SEC
Yuma Subnet Composite Onshore Fund, L.P. submitted a D/A filing to the SEC on 2026-09-02 with accession number 0002085047-26-000001.
StepStone VC Secondaries Fund VII-I Files D/A on 2026-09-01
StepStone VC Secondaries Fund VII-I (Cayman) LP submitted a Form D/A filing under Investment Company Act Section 3(c)(7).
Yuma Large Cap Subnet Onshore Fund, L.P. Files D/A With SEC
Yuma Large Cap Subnet Onshore Fund, L.P. submitted a D/A filing on September 2, 2026, per SEC EDGAR records.
Loan Mountain Investments LLC Submits SEC Filing
Loan Mountain Investments LLC filed a D/A document with the SEC on September 2, 2026, according to EDGAR records.
StepStone VC Secondaries Fund VII LP Files D/A with SEC
StepStone VC Secondaries Fund VII LP submitted a D/A filing on 2026-09-01 under Investment Company Act Section 3(c)(7).
OnePointTwo Capital Pure Alpha Growth Fund LLC Files SEC Notice
OnePointTwo Capital Pure Alpha Growth Fund LLC submitted a Section 3(c)(1) filing to the SEC on September 2, 2026.
TRGP Opportunities Fund LP Files D/A With SEC Referencing 3(c)(7)
TRGP Opportunities Fund, LP submitted a D/A filing to the SEC on September 2, 2026, under Item 3C.7 for Section 3(c)(7).
Oaktree Real Estate Income Fund Files SEC Amendment
Oaktree Real Estate Income Fund, L.P. submitted a D/A filing on September 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Bernstein Fund Series Files D/A Under 3(c)(7)
Bernstein Diversified Targeted Services Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. filed a D/A on September 1, 2026.
Logos Global Offshore Fund Ltd. Files D/A with SEC
Logos Global Offshore Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on September 1, 2026.
Logos Global US Fund LP Files D/A With SEC EDGAR
Logos Global US Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on September 1 2026.
Bernstein Fund Series Files 3(c)(7) Amendment With SEC
Bernstein Diversified Targeted Services Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. filed a D/A amendment on September 1, 2026, claiming exemption under Section 3(c)(7).
Fund 20 VA Salt Lake LP Submits D/A Filing
Fund 20 VA Salt Lake LP filed a D/A amendment with the SEC on September 1, 2026.
Logos Global US Fund LP Files D/A with SEC on 2026-09-01
Logos Global US Fund LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on September 1, 2026.
Logos Global Offshore Fund Ltd. Files D/A on 2026-09-01
Logos Global Offshore Fund Ltd. submitted a D/A filing to the SEC on September 1 2026 referencing Section 3(c)(7).
LLJ Multifamily Ventures 21, LLC Files with SEC EDGAR
LLJ Multifamily Ventures 21, LLC submitted a filing to the SEC on September 1, 2026 under accession number 0001683168-26-006859.
StepStone VC Secondaries Fund VII LP Files D/A on 2026-09-01
StepStone VC Secondaries Fund VII LP submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
StepStone VC Secondaries Fund VII (Cayman) LP Files SEC Document
StepStone VC Secondaries Fund VII (Cayman) LP submitted a filing to the SEC on September 1, 2026 under Investment Company Act Section 3(c)(7).
StepStone VC Secondaries Fund VII-I Files D/A Amendment
StepStone VC Secondaries Fund VII-I (Cayman) LP submitted a D/A filing on 2026-09-01 under Investment Company Act Section 3(c)(7).
Exitfund Venture Files for D-LI-0718 Fund I Series
Exitfund Venture, LP submitted a regulatory filing for its D-LI-0718 Fund I series claiming a Section 3(c)(1) exemption.
D - BE-0408 Fund IV Files SEC Notice Claiming 3(c)(1) Exemption
D - BE-0408 Fund IV, a series of Roll Up Vehicles, LP filed a notice with the SEC on 2026-08-26 under Section 3(c)(1) of the Investment Company Act.
D-RE-0711 Fund II Files 3(c)(1) Notice With SEC
D-RE-0711 Fund II, a series of Climate Collective LP, submitted a Section 3(c)(1) filing to the SEC on August 26, 2026.
BGA Private Opportunities Fund Files D/A for Digital Infrastructure Series
BGA Private Opportunities Fund, LLC - Digital Infrastructure Series submitted a D/A filing to the SEC on August 25, 2026 under Section 3(c)(7).
Crossroads Capital Investment Partners Files SEC Document
Crossroads Capital Investment Partners, LP submitted a filing to the SEC on August 25, 2026 under Investment Company Act Section 3(c)(1).
AspenView Technology Partners Files SEC Document on August 21 2026
AspenView Technology Partners, Inc. submitted a filing to the SEC on August 21 2026 with accession number 0002076209-26-000002.
Apollo Global Management Files D/A Amendment on August 25, 2026
Apollo Global Management, Inc. submitted Form D/A filing 0000950142-26-002424 to the SEC on August 25, 2026.
Gondolin Capital LP Submits SEC Filing on August 25 2026
Gondolin Capital LP filed documents with the SEC under CIK 0002149931 on August 25 2026 according to SEC EDGAR.
WMA International ex-US ex-HK Active Extension Offshore Fund Files D/A
WMA International ex-US ex-HK Active Extension Offshore Fund, Ltd. submitted a D/A filing on August 25, 2026 referencing Section 3(c)(7).
BetterFutureLabs Holdings LLC Files 3(c)(1) Notice with SEC
BetterFutureLabs Holdings LLC submitted a filing on Section 3(c)(1) of the Investment Company Act on August 25, 2026, per SEC EDGAR records.
Lotus Technology Offshore Fund Files With SEC
Lotus Technology Offshore Fund, LP submitted a filing to the SEC on August 25, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Axar Onshore Fund Files D/A Claiming 3(c)(7) Exemption
Axar Onshore Fund, LLC submitted a D/A filing on August 21, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Schroders Capital Securitized Hi-Grade Flexible Total Return Files SEC Form
Schroders Capital Securitized Hi-Grade Flexible Total Return, L.P. submitted a filing to the SEC on August 25, 2026 under Section 3(c)(7).
IITM Unicorn Frontier Fund I Files D/A on August 25, 2026
IITM Unicorn Frontier Fund I, LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Schroder QEP Global Core Fund Files D/A With SEC
Schroder QEP Global Core Fund, L.P. submitted a D/A filing to the SEC on August 25, 2026 under Section 3(c)(7).
Stax Capital Funding, LP Files SEC Document on August 24, 2026
Stax Capital Funding, LP submitted a filing to the SEC on 2026-08-24 with accession number 0002151676-26-000001.
AB CarVal Asset Based Fund A LP Files D/A on August 24 2026
AB CarVal Asset Based Fund A LP submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.
APC Short Duration High Yield Fund Files Form D Amendment
APC Short Duration High Yield Fund, LP submitted a Form D amendment under Section 3(c)(1) on August 24, 2026.
TGN Ventures Fund I, LP Files SEC Notice Under 3(c)(1)
TGN Ventures Fund I, LP submitted a filing with the SEC on August 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - HPA 2025 I Investment, LLC Files 3(c)(1) Notice With SEC
D - HPA 2025 I Investment, LLC submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on August 24, 2026.
EQPE iCapital Offshore Access Feeder SPC Files D/A With SEC
EQPE iCapital Offshore Access Feeder SPC submitted a D/A filing to the SEC on 2026-08-24 under CIK 0002079327.
LibreMax Structured Opportunities Offshore Partners I Files SEC Notice
LibreMax Structured Opportunities Offshore Partners I, LP submitted a filing to the SEC on August 21, 2026 under Section 3(c)(7).
LibreMax Structured Opportunities Offshore Partners II Files D/A With SEC
LibreMax Structured Opportunities Offshore Partners II, LP filed a D/A amendment under Investment Company Act Section 3(c)(7) on August 21, 2026.
