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Regulatory

707 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Jul 7, 2026

Schox Venture Capital Files D/A Amendment on July 7 2026

Schox Venture Capital LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.

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Regulatory Jul 7, 2026

Thayer Street Partners Opportunity Fund III-B Files SEC Notice

Thayer Street Partners Opportunity Fund III-B, L.P. submitted a notice filing with the SEC on July 7, 2026 claiming exemption under Section 3(c)(7).

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Regulatory Jul 7, 2026

Equitybee Series Files 3(c)(1) Notice With SEC

D - Equitybee 22-96436, a Series of Equitybee cFund Master LLC, submitted a Section 3(c)(1) filing on July 7, 2026.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Regulatory Jul 7, 2026

MF Ventures Fund, LP - A2 Files D/A With SEC on July 7, 2026

MF Ventures Fund, LP - A2 submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on July 7, 2026.

Detailed view of a financial report with a focus on graphs and data analysis.
Regulatory Jul 7, 2026

Canal Grande Fund II LP Files 3(c)(7) Notice

Canal Grande Fund II LP submitted a Section 3(c)(7) notice filing to the SEC on July 7, 2026.

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Regulatory Jul 7, 2026

Open Doors Partners, LLC Files With SEC

Open Doors Partners, LLC submitted a filing to the SEC on July 7, 2026 under accession number 0001724977-26-000023.

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Regulatory Jul 7, 2026

Alpha Venture Private Investments, LLC Files With SEC

Alpha Venture Private Investments, LLC submitted a filing to the SEC on July 7, 2026, according to SEC EDGAR.

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Regulatory Jul 7, 2026

Melange Secondaries Partners II Files D/A on July 7 2026

Melange Secondaries Partners II LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 7 2026.

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Regulatory Jul 7, 2026

Ahara Opportunities Fund Files 3(c)(1) Exemption Notice

D - Ahara Opportunities Fund a series of Allocations 2026 Master, LLC filed a Section 3(c)(1) notice with the SEC on July 7, 2026.

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Regulatory Jul 6, 2026

Polymer Japan (Cayman) Fund Ltd. Files D/A on July 6 2026

Polymer Japan (Cayman) Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 6, 2026

Polymer Japan (Cayman) Fund Ltd. Files 3(c)(7) Notice

Polymer Japan (Cayman) Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 6, 2026.

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Regulatory Jul 6, 2026

Accolade Blockchain Access Fund II Files D/A Amendment

Accolade Blockchain Access Fund II, L.P. submitted a Form D/A filing on July 6, 2026 under Section 3(c)(7).

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.
Regulatory Jul 6, 2026

CocoCult IV Series Files Section 3(c)(1) Exemption Notice

D - CocoCult IV a Series of Republic Deal Room Master Fund LLC filed a Section 3(c)(1) exemption notice with the SEC on July 6, 2026.

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Regulatory Jul 6, 2026

Polymer Japan Portable Alpha (Cayman) Fund Ltd. Files D/A

Polymer Japan Portable Alpha (Cayman) Fund Ltd. submitted a D/A filing on 2026-07-06 claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jul 6, 2026

Dover Street Fund XII Private Investors Files SEC Amendment

Dover Street Fund XII Private Investors, LLC submitted a D/A filing to the SEC on July 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 6, 2026

HighVista HFS Partners (Offshore) SPC Files 3(c)(7) Notice

HighVista HFS Partners (Offshore) SPC - Portfolio A submitted a D/A filing claiming Section 3(c)(7) exemption on 2026-07-06.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory Jul 6, 2026

HighVista Biotechnology Specialist Fund Files SEC Notice

HighVista Biotechnology Specialist Fund Ltd. submitted a Form D/A filing to the SEC on July 6 2026 claiming Section 3(c)(7) exemption.

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Regulatory Jul 5, 2026

Mana Up Capital Partners II, L.P. Files D/A with SEC EDGAR

Mana Up Capital Partners II, L.P. submitted a D/A filing on July 2, 2026, via SEC EDGAR under accession number 0002069694-26-000001.

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Regulatory Jul 5, 2026

Stonepeak Infrastructure Credit Fund II Feeder LP Files SEC Notice

D - Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026.

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Regulatory Jul 5, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 under Investment Company Act Section 3(c)(7).

A stunning aerial view of the historic Old Courthouse in downtown St. Louis surrounded by city buildings.
Regulatory Jul 5, 2026

Mana Up Capital Partners II Files D/A with SEC on July 2 2026

Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2 2026 under accession number 0002069694-26-000001.

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Regulatory Jul 5, 2026

SNK Investments & Capital Fund LLC Files D/A With SEC

SNK Investments & Capital Fund LLC submitted a D/A filing to the SEC on July 2, 2026, referencing Investment Company Act Section 3(c)(5).

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Regulatory Jul 5, 2026

Sandbrook Climate Infrastructure Fund II-B LP Files D/A with SEC

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on 2026-07-02 under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 5, 2026

Mana Up Capital Partners II, L.P. Files D/A With SEC

Mana Up Capital Partners II, L.P. submitted a D/A filing on July 2, 2026, according to SEC EDGAR records.

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Regulatory Jul 5, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 5, 2026

Sandbrook Climate Infrastructure Fund II LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 claiming Section 3(c)(7) exemption.

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Regulatory Jul 5, 2026

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP Files SEC Notice

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a Section 3(c)(7) filing on 2026-07-02 according to SEC EDGAR.

Explore the majestic architecture of the Victoria BC Parliament Building surrounded by lush gardens.
Regulatory Jul 4, 2026

Mana Up Capital Partners II, L.P. Files D/A on SEC EDGAR

Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026, with accession number 0002069694-26-000001.

Monochrome photo of the New York State Capitol building with its reflection in water, emphasizing architectural symmetry.
Regulatory Jul 4, 2026

SNK Investments & Capital Fund LLC Files D/A on July 2 2026

SNK Investments & Capital Fund LLC submitted a D/A filing to the SEC on 2026-07-02 referencing Investment Company Act Section 3(c)(5).

Close-up of the architectural details of the Reichstag Building in Berlin, Germany.
Regulatory Jul 4, 2026

Mana Up Capital Partners II Files D/A on July 2 2026

Mana Up Capital Partners II L.P. submitted a D/A filing to the SEC on July 2 2026 under accession number 0002069694-26-000001.

Exterior of famous Idaho State Capitol building located in America under colorful sky at sunrise
Regulatory Jul 4, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A Amendment

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026, according to SEC EDGAR.

A close-up image showing a hand holding a pen while signing a document.
Regulatory Jul 4, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.

Front view of the Royal Palace of Brussels with Belgian flag under a cloudy sky.
Regulatory Jul 4, 2026

Summers Value Fund LP Files D/A with SEC

Summers Value Fund LP submitted a D/A filing on 2026-07-02 citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 4, 2026

Sandbrook Climate Infrastructure Fund II LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 referencing Section 3(c)(7) of the Investment Company Act.

Close-up of business professionals signing a document with a pen indoors.
Regulatory Jul 4, 2026

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP Files SEC Notice

D - Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP filed a notice under Investment Company Act Section 3(c)(7) on July 2, 2026.

Modern Los Angeles Federal Courthouse, aerial perspective, sunny day.
Regulatory Jul 4, 2026

Stonepeak Infrastructure Credit Fund II LP Files SEC Notice

Stonepeak Infrastructure Credit Fund II LP submitted a filing to the SEC on July 2 2026 referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Regulatory Jul 4, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing to the SEC on July 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Group of business professionals discussing financial strategies in a modern office setting.
Regulatory Jul 4, 2026

Mana Up Capital Partners II Files D/A With SEC

Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026 under accession number 0002069694-26-000001.

Majestic heritage building on a quiet street in Hobart, Tasmania, showcasing classic architectural style.
Regulatory Jul 3, 2026

Sandbrook Climate Infrastructure Fund II LP Files SEC Notice

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 claiming the Section 3(c)(7) exemption.

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Regulatory Jul 3, 2026

Sandbrook Climate Infrastructure Fund II-B LP Files D/A on SEC EDGAR

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 2, 2026.

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Fundraising Jul 3, 2026

Mana Up Capital Partners II Files D/A on SEC EDGAR

Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026.

Reflection of Idaho State Capitol in a mirrored building facade in Boise, ID.
Regulatory Jul 3, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A with SEC

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(7) exemption under the Investment Company Act.

The majestic facade of the United States Supreme Court under a clear blue sky.
Regulatory Jul 3, 2026

Sandbrook Climate Infrastructure Fund II LP Files D/A with SEC

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026.

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Regulatory Jul 3, 2026

Mana Up Capital Partners II, L.P. Files D/A with SEC

Mana Up Capital Partners II, L.P. submitted a D/A filing on July 2, 2026, listed under SEC EDGAR accession 0002069694-26-000001.

Colonial-style brick building with shutters and cupola in Williamsburg, USA.
Regulatory Jul 3, 2026

Sandbrook Climate Infrastructure Fund II-B LP Files D/A Notice

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing on July 2, 2026, under Investment Company Act Section 3(c)(7).

A stunning view of the iconic United States Capitol under a blue sky in Washington, D.C.
Regulatory Jul 3, 2026

Sandbrook Climate Infrastructure Fund II-C LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing to the SEC under Section 3(c)(7) of the Investment Company Act.

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Regulatory Jul 3, 2026

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP Files SEC Notice

D - Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a Section 3(c)(7) notice to the SEC on July 2, 2026.

Hands signing a contract with a blue pen, close-up view.
Regulatory Jul 3, 2026

Sandbrook Climate Infrastructure Fund II-B LP Files SEC Amendment

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on July 2, 2026 under Section 3(c)(7).

A stunning aerial view of the historic Old Courthouse in downtown St. Louis surrounded by city buildings.
Regulatory Jul 3, 2026

Mana Up Capital Partners II Files D/A With SEC

Mana Up Capital Partners II, L.P. submitted D/A filing 0002069694-26-000001 to the SEC on 2026-07-02.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Regulatory Jul 2, 2026

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP Files SEC Notice

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a filing to the SEC on 2026-07-02 referencing Section 3(c)(7).

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