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Regulatory

947 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

The historic Palais de Justice in Nice, showcasing classic French architectural design.
Regulatory Jul 27, 2026

Bahama Mill Partnership LLC Files SEC Document

Bahama Mill Partnership LLC submitted a filing to the SEC on July 27 2026.

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Regulatory Jul 27, 2026

Arist Holdings Inc. Files SEC Document July 27 2026

Arist Holdings Inc. submitted an SEC filing on July 27 2026 with accession number 0001934857-26-000003.

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory Jul 27, 2026

400 Capital Credit Opportunities Fund LP Files D/A With SEC

400 Capital Credit Opportunities Fund LP submits D/A filing on July 27, 2026 referencing Section 3(c)(7) of the Investment Company Act.

Low-angle shot of a historical brick courthouse featuring arched windows and architectural details.
Regulatory Jul 27, 2026

BlackRock USD Institutional Digital Liquidity Fund Files 3(c)(7) Notice

BlackRock USD Institutional Digital Liquidity Fund Ltd. submitted a D/A filing under Section 3(c)(7) on July 27, 2026.

A modern palace with a dome surrounded by autumn trees under an overcast sky.
Regulatory Jul 27, 2026

Parliament Capital Series III LLC Series N Files With SEC

Parliament Capital Series III, LLC - Series N submitted a filing to the SEC on July 27, 2026, under Investment Company Act Section 3(c)(1).

Close-up of the Department of Agriculture building facade under a clear blue sky.
Regulatory Jul 27, 2026

CLP Venture Tech VIII LLC Files With SEC on July 27 2026

CLP Venture Tech VIII LLC submitted a filing to the SEC EDGAR system on July 27 2026.

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.
Regulatory Jul 27, 2026

Trilogy Search Partners SP1, L.P. Files SEC Notice July 27, 2026

Trilogy Search Partners SP1, L.P. submitted a filing to the SEC on July 27, 2026 referencing Section 3(c)(7) of the Investment Company Act.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Regulatory Jul 27, 2026

D - Edge Partners LLC Files 3(c)(1) Notice for Series S Ramp

D - Edge Partners LLC, Series S Ramp submitted a Section 3(c)(1) filing to the SEC on July 27, 2026.

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.
Regulatory Jul 27, 2026

AG Japan Value Fund 1-B Files SEC Amendment

AG Japan Value Fund 1-B, L.P. submitted a D/A filing to the SEC on July 27, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Hands signing a contract with a blue pen, close-up view.
Regulatory Jul 27, 2026

AG Japan Value Fund 1-A Files D/A Amendment with SEC

AG Japan Value Fund 1-A, LPS submitted a D/A filing on July 27, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.

Two professionals examining a divorce decree with a Lady Justice statue nearby.
Regulatory Jul 26, 2026

LifeSci Venture SPV 18, LLC Files SEC Document

LifeSci Venture SPV 18, LLC submitted a filing to the SEC on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.

Close-up of a live cryptocurrency trading chart screen displaying dynamic market trends and analysis.
Regulatory Jul 26, 2026

Blackstone Private Equity Strategies Fund Files D/A on SEC EDGAR

Blackstone Private Equity Strategies Fund (TE) L.P. submitted a D/A filing on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.

Top view of various Indian rupee banknotes and coins, highlighting financial themes.
Regulatory Jul 26, 2026

LifeSci Venture SPV 18 Files D/A Amendment on July 24 2026

LifeSci Venture SPV 18 LLC submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act.

Close-up of stock market trading screen displaying financial growth and charts.
Regulatory Jul 26, 2026

Levee Ventures Intramotev I Files 3(c)(1) Notice with SEC

Levee Ventures Intramotev I, a series of Decile SPV, LLC, filed an exemption notice under Section 3(c)(1) of the Investment Company Act on July 24, 2026.

Classic architecture of the New York Stock Exchange facade in NYC.
Regulatory Jul 26, 2026

Blackstone Private Equity Strategies Fund Files SEC Amendment

Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing to the SEC on July 24 2026 referencing Section 3(c)(7) of the Investment Company Act.

Snow-covered historic building with cars, showcasing winter ambiance.
Regulatory Jul 26, 2026

Levee Ventures Intramotev I Files SEC Notice Under 3(c)(1)

Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) filing to the SEC on July 24, 2026.

Detailed view of a financial report with a focus on graphs and data analysis.
Regulatory Jul 26, 2026

Blackstone Private Equity Strategies Fund Files D/A With SEC

Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing on 2026-07-24 under Section 3(c)(7) of the Investment Company Act.

Aerial shot of the Supreme Court Building's architectural details in Melbourne, Australia.
Regulatory Jul 26, 2026

Levee Ventures Intramotev I Files 3(c)(1) SEC Notice

Levee Ventures Intramotev I, a series of Decile SPV, LLC, filed a Section 3(c)(1) exemption notice with the SEC on July 24, 2026.

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory Jul 26, 2026

LifeSci Venture SPV 18, LLC Files D/A With SEC

LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 claiming Section 3(c)(1) exemption under the Investment Company Act.

Reflection of Idaho State Capitol in a mirrored building facade in Boise, ID.
Regulatory Jul 25, 2026

Blackstone Private Equity Strategies Fund Files D/A Amendment

Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act.

Close-up of the Department of Agriculture building facade under a clear blue sky.
Regulatory Jul 25, 2026

D - Align Ventures Co-Invest Fund Files 3(c)(1) SEC Notice

D - Align Ventures Co-Invest Fund, LP filed a Section 3(c)(1) exemption notice with the SEC on July 24, 2026.

City environment with notices and fire hose on a vibrant red wall.
Regulatory Jul 25, 2026

Levee Ventures Intramotev I Files SEC Notice Under 3(c)(1)

Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a filing to the SEC citing Investment Company Act Section 3(c)(1).

A laptop showing stock market graphs with a smartphone calculator, euro bills, coins, and trading strategies paper.
Regulatory Jul 25, 2026

Blackstone Private Equity Strategies Fund L.P. Files D/A with SEC

Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing on 2026-07-24 under Section 3(c)(7) of the Investment Company Act.

Historic courthouse facade with statue and American flag in daylight.
Regulatory Jul 25, 2026

LifeSci Venture SPV 18 Files D/A With SEC

LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 referencing Section 3(c)(1) of the Investment Company Act.

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Regulatory Jul 25, 2026

Levee Ventures Intramotev I Files SEC Form Claiming 3(c)(1) Exemption

Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a 9 KB filing to the SEC on July 24, 2026, under Section 3(c)(1) of the Investment Company Act.

Urban architecture of a government building with a clear blue sky in Montevideo, Uruguay.
Regulatory Jul 25, 2026

Blackstone Private Equity Strategies Fund Files D/A on July 24, 2026

Blackstone Private Equity Strategies Fund (TE) L.P. submitted Form D/A filing 0001953940-26-000010 with the SEC under Section 3(c)(7).

Spacious and elegant wooden courtroom with empty seats, located in Bern, Switzerland.
Regulatory Jul 25, 2026

Aptitude Alternative Equity LP Files D/A Amendment with SEC

Aptitude Alternative Equity LP submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.
Regulatory Jul 25, 2026

Blackstone Private Equity Strategies Fund Files D/A With SEC

Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing on July 24, 2026, under Investment Company Act Section 3(c)(7).

Businessman signing important documents at office desk.
Regulatory Jul 24, 2026

Levee Ventures Intramotev I Files SEC Notice Under 3(c)(1)

Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a regulatory filing to the SEC on July 24, 2026, claiming exemption under Section 3(c)(1).

Detailed view of a financial report with a focus on graphs and data analysis.
Regulatory Jul 24, 2026

Aptitude Alternative Equity LP Files D/A With SEC

Aptitude Alternative Equity LP submits D/A filing referencing Investment Company Act Section 3(c)(7) on July 24, 2026.

Detailed close-up of law and regulation books on a bookshelf, emphasizing education and knowledge.
Regulatory Jul 24, 2026

Blackstone Private Equity Strategies Fund Files D/A With SEC

Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing to the SEC on July 24, 2026, citing Section 3(c)(7) of the Investment Company Act.

Majestic Neoclassical facade featuring ornate columns and classical architecture.
Regulatory Jul 24, 2026

D-KNT Legacy Fund LP Files SEC Document

D-KNT Legacy Fund LP submitted a filing to the SEC on July 24, 2026, according to EDGAR records.

Hands working with documents and colored pencils on a black desk view.
Regulatory Jul 24, 2026

Diamond Parent Holdings Files D/A with SEC EDGAR

Diamond Parent Holdings, Corp. submitted a D/A filing on July 24, 2026 under accession number 0001667394-26-000001.

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Regulatory Jul 24, 2026

Blackstone Private Equity Strategies Fund SICAV Files D/A on 2026-07-24

Blackstone Private Equity Strategies Fund SICAV submitted a D/A filing with the SEC on July 24 2026 according to EDGAR records.

Red brick building with clock tower and flags on a bright day.
Regulatory Jul 24, 2026

Palmer Square Private Credit Offshore Fund Files 3(c)(1) Notice

Palmer Square Private Credit Offshore Fund, LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act on July 24, 2026.

Scattered coins forming the word 'TAXES' on a white surface, symbolizing financial concepts.
Regulatory Jul 24, 2026

CAP Growth II Co-Investment Files SEC Amendment

CAP Growth II Co-Investment, L.P. submits Form D/A filing under Investment Company Act Section 3(c)(1) on July 24, 2026.

Historic Hobart Courthouse framed by trees in early morning light, Tasmania.
Regulatory Jul 24, 2026

Highbury Holdings XVI, LP Files D/A on 2026-07-24

Highbury Holdings XVI, LP submitted a D/A filing to the SEC on July 24, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).

Cutout paper composition of dollar bills between pile of coins and financial stocks with curved diagram
Regulatory Jul 23, 2026

Behind Genius Fund III, LP Files SEC Notice Under Section 3(c)(1)

Behind Genius Fund III, LP submitted a filing to the SEC on July 23, 2026, citing Section 3(c)(1) of the Investment Company Act.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Regulatory Jul 23, 2026

WA.Ventures, LLC Submits SEC Filing on July 23, 2026

WA.Ventures, LLC filed a document with the SEC under accession number 0002146798-26-000001 on July 23, 2026.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Regulatory Jul 23, 2026

UAS Capital, LLC Files SEC Document July 23, 2026

UAS Capital, LLC submitted a 6 KB filing to the SEC on July 23, 2026, under accession number 0001680026-26-000003.

Creative world map made from assorted coins on a solid gray backdrop, symbolizing global finance.
Regulatory Jul 23, 2026

BlackRock Global Market Strategies Fund Ltd. Files D/A on 3(c)(7) Exemption

BlackRock Global Market Strategies Fund Ltd. submitted a D/A filing to the SEC on July 23 2026 claiming the Section 3(c)(7) exemption under the Investment Company Act.

Illustration of modern computer and documents with cash and arrow up showing increase of incomes against blue background
Regulatory Jul 23, 2026

Indvestia Income Fund LLC Files SEC Document

Indvestia Income Fund LLC submitted a filing to the SEC on July 23 2026 according to EDGAR records.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory Jul 23, 2026

Volpi Capital 2025 Co-Invest SCSP Files with SEC EDGAR

Volpi Capital 2025 Co-Invest SCSP submitted a filing to the SEC on July 23, 2026, according to SEC EDGAR records.

A professional setting with a focus on signing divorce documents in an office environment.
Regulatory Jul 23, 2026

Georgetown Diversified Fund Files D/A With SEC on July 23 2026

Georgetown Diversified Fund, Ltd. submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.

A 'Do Not Enter' sign on a concrete wall outside a building with greenery.
Regulatory Jul 23, 2026

D - MU-0629 Fund II Files SEC Notice for 3(c)(1) Exemption

D - MU-0629 Fund II, a series of Roll Up Vehicles, LP filed a notice with the SEC claiming the Section 3(c)(1) exemption on July 23, 2026.

A picturesque view of the US Capitol Building in Washington, DC, under a clear sky.
Regulatory Jul 23, 2026

Umami Capital Files 3(c)(1) Notice for D - AC-0612 Fund I

Umami Capital, LP filed a Section 3(c)(1) notice for its D - AC-0612 Fund I series on July 23, 2026, according to SEC EDGAR.

US currency bills with magnifying glass and calculator, symbolizing financial analysis.
Regulatory Jul 22, 2026

Marshall Reddick Mortgage Fund Files D/A With SEC

Marshall Reddick Mortgage Fund, LLC submitted a D/A filing to the SEC on July 22, 2026.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Regulatory Jul 22, 2026

Riverside Capital Partners Debt Fund 1 LP Files SEC Document

Riverside Capital Partners Debt Fund 1 LP submitted a filing to the SEC on July 22, 2026.

The United States Capitol under clear blue skies, showcasing its iconic architecture.
Regulatory Jul 22, 2026

Arini Direct Lending Fund I SCSp Files D/A With SEC

Arini Direct Lending Fund I SCSp submitted a D/A filing on 2026-07-22 under Investment Company Act Section 3(c)(7).

Professional business meeting with a focus on document review and graph analysis at a conference table.
Fundraising Jul 22, 2026

Formagrid Holdings LLC Files Form D on July 22 2026

Formagrid Holdings LLC submitted a Form D filing with the SEC on July 22 2026 according to EDGAR records.

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