Regulatory
315 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Greystar Zen Coinvestment Partners Files for Investment Company Act Exemptions
D - Greystar Zen Coinvestment Partners (Blocked), LP filed with the SEC on April 21, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Pearl Diver Empire Fund LP Files Under Section 3(c)(7)
PEARL DIVER EMPIRE FUND LP submitted a SEC filing on April 21, 2026, related to Section 3(c)(7) of the Investment Company Act.
Rainmaker Capital LLC Submits SEC Filing on April 21, 2026
Rainmaker Capital LLC, with CIK 0002130550, filed a document on the SEC EDGAR system on April 21, 2026, as per official records.
Simple Fund LLC Files SEC Document on April 20, 2026
D/A - Simple Fund LLC submitted a filing to the SEC on April 20, 2026, according to EDGAR records.
Bobo CV DC Land Fund I, LLC Files with SEC on April 20, 2026
Bobo CV DC Land Fund I, LLC, with filer number 0002130723, submitted a SEC filing on April 20, 2026, as per official records.
Clarion Partners Fund Files SEC Form for Section 3(c)(7)
Clarion Partners Industrial Opportunity Parallel Institutional Fund, LP filed a SEC document on April 20, 2026, under Item 3C.7 for Section 3(c)(7).
Forward Thinking Capital, LLC Files SEC Document on Investment Company Act
Forward Thinking Capital, LLC submitted a filing to the SEC on April 20, 2026, related to Section 3(c)(1) of the Investment Company Act.
Grant BCS Development Fund 1 LP Files SEC Document
Grant BCS Development Fund 1 LP submitted a filing to the SEC on April 20, 2026, as reported in SEC EDGAR records.
JFL Credit Opportunities Fund II Files SEC Exemption
JFL Credit Opportunities Fund II, L.P. filed a document under Item 3C for Section 3(c)(7) on April 17, 2026, according to SEC EDGAR.
NBPD Creekside Fund LP Files SEC Document for Section 3(c)(7)
D - NBPD Creekside Fund LP, based in the Cayman Islands, filed a SEC document on April 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
CWC Fund I Co-Invest LP Files SEC Exemption Under Investment Company Act
CWC Fund I Co-Invest LP submitted a Form D/A filing to the SEC on April 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Gullane Technology Partners VII-B, LLC Files SEC Document
Gullane Technology Partners VII-B, LLC submitted a filing to the SEC on April 17, 2026, as recorded in official archives.
Jennison U.S. Small Cap Equity Fund Files SEC Exemption Under Investment Company Act
The Jennison U.S. Small Cap Equity Fund filed a SEC form on April 17, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Gullane Technology Partners VI, LLC Files with SEC on April 16, 2026
Gullane Technology Partners VI, LLC submitted a filing to the SEC on April 16, 2026, with details available in EDGAR records.
WH Strategic Opportunities Fund XII LP Files SEC Form for Section 3(c)(1) Exemption
D - WH Strategic Opportunities Fund XII LP filed a document with the SEC on April 16, 2026, related to Investment Company Act Section 3(c)(1).
Kemmons Wilson Hospitality Partners Opportunistic III, LP Files SEC Exemptions
Kemmons Wilson Hospitality Partners Opportunistic III, LP submitted a filing on April 16, 2026, claiming exemptions under Section 3(c) of the Investment Company Act.
Optimist Ventures Fund I Files SEC Document for Section 3(c)(1) Exemption
Optimist Ventures Fund I, L.P. filed a SEC document on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
D - KING CAPITAL GROUP INVESTMENT FUND LLC Submits SEC Filing
D - KING CAPITAL GROUP INVESTMENT FUND LLC filed a document with the SEC on April 15, 2026, according to official records.
Blixt Fund II LP Files SEC Amendment on April 15, 2026
Blixt Fund II LP submitted a Form D/A filing to the SEC on April 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Lumarra Capital Yield Fund LP Files SEC Document on Investment Company Act
Lumarra Capital Yield Fund LP filed a SEC EDGAR document on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
TSG Select Ventures LLC Series 2 Files SEC Document for Investment Company Act
TSG Select Ventures LLC Series 2 filed a document on April 15, 2026, under Item 3C of the Investment Company Act Section 3(c)(1), as reported by SEC EDGAR.
LEO Multi-Manager Private Credit Fund Files SEC Form D/A
LEO Multi-Manager Private Credit Fund, LP filed a Form D/A on April 15, 2026, citing Section 3(c)(1) of the Investment Company Act.
LEO Multi-Manager Private Credit Fund LP Files SEC Document for Section 3(c)(1)
D/A - LEO Multi-Manager Private Credit Fund LP filed a SEC document on April 15, 2026, related to Item 3C.1 under the Investment Company Act.
Westonbirt Fund LP Files Form D/A Under Section 3(c)(7)
Westonbirt Fund LP submitted a Form D/A filing on April 15, 2026, citing exemption under Section 3(c)(7) of the Investment Company Act.
Forge Investments LLC Files for Fund FG-ARQ Under SEC Exemption
Forge Investments LLC submitted a SEC filing for Fund FG-ARQ on April 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Northpoint Real Estate Holdings LLC Files SEC Document
Northpoint Real Estate Holdings LLC submitted a filing to the SEC on April 14, 2026, as recorded in the EDGAR database.
North Texas Renal Management VII, LLC Files SEC Document
North Texas Renal Management VII, LLC submitted a filing to the SEC on April 14, 2026, according to EDGAR records.
Blue Chip Capital Group Inc. Files with SEC on April 14, 2026
Blue Chip Capital Group Inc., with CIK 0001932213, submitted a filing to the SEC on April 14, 2026, according to EDGAR records.
Obra Diversified Alternative Income Fund Files Under Section 3(c)(7)
Obra Diversified Alternative Income Fund, LP submitted a SEC filing on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
Blue Chip Capital Group Inc. Files SEC Document
Blue Chip Capital Group Inc. submitted a filing to the SEC on April 14, 2026, according to EDGAR records.
Mercer Private Investment Partners IX, LP Files SEC Exemption Under Section 3(c)(7)
Mercer Private Investment Partners IX, LP filed a document with the SEC on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
TPG Rise Climate Infra Equity L.P. Files Under Investment Company Act Section 3(c)(1)
TPG Rise Climate Infra Equity L.P. filed a document with the SEC on April 14, 2026, under Item 3C.1 related to Section 3(c)(1), according to SEC EDGAR.
U.S. Energy Private Capital III LP Files SEC Document
U.S. Energy Private Capital III LP submitted a filing to the SEC on April 14, 2026, according to EDGAR records.
Lead Edge Partners Opportunity XXXI, LP Files SEC Notice for Section 3(c)(7) Exemption
Lead Edge Partners Opportunity XXXI, LP submitted a filing to the SEC on April 14, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
QM Alpha Fund LP Files SEC Document for Investment Company Act Section 3(c)(1)
QM Alpha Fund LP submitted a filing to the SEC on April 14, 2026, referencing Item 3C and Section 3(c)(1) of the Investment Company Act.
Sajid Rahman Angel Funds LP Files Under Investment Company Act
D - SE-0319 Fund I, a series of Sajid Rahman Angel Funds, LP, filed a document under Section 3(c)(1) on April 14, 2026, as per SEC EDGAR.
Altos Korea Opportunity Fund 7 Files Under Section 3(c)(7)
Altos Korea Opportunity Fund 7, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 13, 2026, according to SEC EDGAR.
BGA Private Opportunities Fund Files for Section 3(c)(7) Exemption
D - BGA Private Opportunities Fund, LLC - NextFrontier Series filed a SEC document on April 13, 2026, related to Investment Company Act Section 3(c)(7).
CCP Private Holdings 2026 LLC Files with SEC on April 13, 2026
D - CCP Private Holdings 2026 LLC, with CIK 0002128766, submitted a filing to SEC EDGAR on April 13, 2026, according to official records.
Rainforest Capital Fund LLC - Series 6 Files SEC Document
Rainforest Capital Fund LLC - Series 6 submitted a filing to SEC EDGAR on April 13, 2026.
Vessel Capital Partners Files Section 3(c)(1) Notice
D/A - Vessel Capital Partners (BigID), LLC Series A filed a notice under Section 3(c)(1) of the Investment Company Act on April 13, 2026, as per SEC records.
EquityZen Growth Technology Fund LLC Files for Section 3(c)(1) Exemption
EquityZen Growth Technology Fund LLC - Series 2261 submitted a filing to the SEC on April 13, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Tejo Capital Inc Files Document with SEC on April 13, 2026
Tejo Capital Inc submitted a filing to the SEC on April 13, 2026, with an accession number of 0002128408-26-000001, according to EDGAR records.
Alpha Square Fund, LP Files Under Investment Company Act Section 3(c)(1)
Alpha Square Fund, LP filed a document with the SEC on April 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
D - Tysons Dulles Venture, L.L.C. Files with SEC on April 13, 2026
D - Tysons Dulles Venture, L.L.C. submitted a filing to the SEC on April 13, 2026, with a file size of 9 KB, as recorded in EDGAR.
Metalayer Fund I, LP Files for Section 3(c)(1) Exemption
Metalayer Fund I, LP filed a document with the SEC on April 13, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
HPC Foreign Holdings, L.P. Files Under Investment Company Act Section 3(c)(7)
D - HPC Foreign Holdings, L.P. submitted a SEC filing on April 10, 2026, related to Section 3(c)(7) of the Investment Company Act.
Timberview Capital-Aspen LLC Files SEC Document
Timberview Capital-Aspen LLC submitted a filing to the SEC on April 10, 2026, as part of standard regulatory processes.
Barings Core Property Fund LP Files D/A with SEC
Barings Core Property Fund LP submitted a D/A filing to the SEC on April 9, 2026, according to EDGAR records.
Barings Core Property Fund LP Files SEC Document
Barings Core Property Fund LP submitted a filing to the SEC on April 9, 2026, with details available in EDGAR records.
