Regulatory
1248 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
LibreMax Structured Opportunities Partners I Files D/A on 2026-08-21
LibreMax Structured Opportunities Partners I, LP submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
West Street Infrastructure Partners V Employee Fund LP Files D/A
West Street Infrastructure Partners V Employee Fund LP submitted a D/A filing to the SEC on August 21, 2026.
West Street Strategic Solutions II Employee Fund LP Files D/A
West Street Strategic Solutions II Employee Fund LP submitted a D/A filing to the SEC on August 21, 2026.
Zenith Equity Fund-A LP Files Section 3(c)(7) Notice
D - Zenith Equity Fund-A LP submitted a Section 3(c)(7) filing on 2026-08-21 with the SEC.
Zenith Equity Fund-A LP Files With SEC Under Section 3(c)(7)
Zenith Equity Fund-A LP submitted a filing to the SEC on August 21, 2026, referencing Investment Company Act Section 3(c)(7).
Zenith Equity Fund-A LP Files SEC Notice Claiming 3(c)(7) Exemption
Zenith Equity Fund-A LP submitted an SEC filing on August 21, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Zenith Equity Fund-A LP Files 3(c)(7) Notice
D - Zenith Equity Fund-A LP filed a notice of reliance on Section 3(c)(7) of the Investment Company Act on August 21, 2026.
West Street Strategic Solutions II Employee Fund LP Files D/A
West Street Strategic Solutions II Employee Fund LP submitted a D/A filing to the SEC on August 21, 2026.
West Street Infrastructure Partners V Employee Fund LP Files D/A
West Street Infrastructure Partners V Employee Fund LP submitted a D/A filing to the SEC on August 21, 2026.
West Street Infrastructure Partners V Employee Fund LP Files D/A
West Street Infrastructure Partners V Employee Fund LP submitted D/A filing 0002071287-26-000001 to the SEC on 2026-08-21.
KKR Global Credit Opportunities Fund Files D/A With SEC
KKR Global Credit Opportunities Fund (Overseas) L.P. submitted a D/A filing on 2026-08-21 under Section 3(c)(7).
Halal Shack Holdings, LLC Files SEC Document
Halal Shack Holdings, LLC submitted a filing to the SEC on August 21, 2026.
LibreMax Structured Opportunities Offshore Partners I Files D/A
LibreMax Structured Opportunities Offshore Partners I, LP submitted a D/A filing on 2026-08-21 referencing Section 3(c)(7) of the Investment Company Act.
Aegle Health Partners Files Form D on August 21, 2026
Aegle Health Partners, Inc. submitted a Form D notice to the SEC with accession number 0001896471-26-000003.
Corbell Private Capital USA Fund II LP Files SEC Notice
Corbell Private Capital USA Fund II LP submitted an SEC filing claiming exemption under Section 3(c)(7) of the Investment Company Act on August 21, 2026.
Harbor Point Fund 1, LLC Files With SEC
Harbor Point Fund 1, LLC submitted a filing to the SEC on August 19, 2026, according to SEC EDGAR records.
Axonic Commercial Real Estate Offshore Fund III Files D/A with SEC
Axonic Commercial Real Estate Offshore Fund III, LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on August 19, 2026.
Diameter Lending Offshore Fund II RNF LP Files 3(c)(7) Notice
D - Diameter Lending Offshore Fund II RNF LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 19, 2026.
Robbins Capital I, L.P. Files With SEC on August 20, 2026
Robbins Capital I, L.P. submitted an SEC filing referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
SageOne Flagship Growth OE Fund Files SEC Document
SageOne Flagship Growth OE Fund submitted a filing to the SEC on August 20, 2026, per EDGAR records.
MP Industrial Holdings Inc. Files SEC Document August 20 2026
MP Industrial Holdings Inc. (CIK 0002151083) submitted a 5 KB filing to SEC EDGAR on August 20, 2026 under accession number 0002151083-26-000001.
D - HU-0707 Fund II Files SEC Form Claiming 3(c)(1) Exemption
D - HU-0707 Fund II, a series of DVC, LP submitted a filing to the SEC on August 20, 2026 under Investment Company Act Section 3(c)(1).
Klondike Holdings LLC Files SEC Document on August 18, 2026
Klondike Holdings LLC submitted a filing to the SEC on August 18, 2026, assigned accession number 0002144150-26-000002.
D - 47 Spirits Holdings, LLC Files With SEC on August 19, 2026
D - 47 Spirits Holdings, LLC submitted a filing to the SEC on August 19, 2026 under accession number 0002084813-26-000004.
Initium Intrepid Venture LLC Files With SEC
Initium Intrepid Venture LLC submitted a filing to the SEC on August 19 2026 under accession number 0002144912-26-000001.
Roers Growth Fund LLC Files D/A with SEC on August 18, 2026
Roers Growth Fund LLC submitted a D/A filing to the SEC on August 18, 2026, according to SEC EDGAR records.
Alturas Business Fund LLC Files D/A on 2026-08-19
Alturas Business Fund LLC submitted a D/A filing to the SEC citing Section 3(c)(1) of the Investment Company Act.
Rise X Capital Fund LLC Series 2 Files SEC Notice for 3(c) Exemptions
D - Rise X Capital Fund LLC - Series 2 filed a notice with the SEC on 2026-08-19 claiming exemptions under sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Quantix Commodities Opportunities Fund LP Files SEC Notice
Quantix Commodities Opportunities Fund LP submitted a D/A filing under Section 3(c)(7) on August 12, 2026.
Harmonic Investors LLC Real Assets Income Fund Files D/A on August 12 2026
Harmonic Investors LLC Real Assets Income Fund submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
WorldQuant Millennium TA SABER Access Fund LLC Files SEC Notice
WorldQuant Millennium TA SABER Access Fund LLC submitted a filing to the SEC on August 12 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Kamino Fund, LP Files 3(c)(1) Exemption Notice
Kamino Fund, LP submitted a filing on August 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Aptitude Alternative Equity Ltd Files D/A With SEC
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Blackstone Private Equity Strategies Fund L.P. Files SEC Document
Blackstone Private Equity Strategies Fund L.P. submitted a filing to the SEC on July 24 2026 referencing Section 3(c)(7) of the Investment Company Act.
Klondike Holdings LLC Files SEC Document August 18 2026
Klondike Holdings LLC (CIK 0002144150) submitted a filing to the SEC on August 18 2026 with accession number 0002144150-26-000002.
Black Diamond Funding Ventures, LLC Files SEC Document
Black Diamond Funding Ventures, LLC submitted a filing to the SEC on August 18, 2026, listed under CIK 0001750081.
Roers Growth Fund LLC Files D/A with SEC
Roers Growth Fund LLC submitted a D/A filing to the SEC on August 18, 2026, according to SEC EDGAR records.
D - Equity Capital Group Development Fund II - Peoria, LLC Files With SEC
D - Equity Capital Group Development Fund II - Peoria, LLC submitted a filing to the SEC on August 18, 2026.
D-599 Holdings LLC Files With SEC on August 18 2026
D-599 Holdings LLC submitted a filing to the U.S. Securities and Exchange Commission on August 18 2026 with accession number 0000950103-26-012555.
LM DNM Seed SPV 2026 Files 3(c)(1) Exemption Notice
LM DNM Seed SPV 2026 A Series of Master Fund I LLC submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Cohen & Steers Files D/A for Global Realty Focus Fund
Cohen & Steers Global Realty Focus Fund, A Series of Cohen & Steers Series LP files D/A amendment citing Section 3(c)(7) of the Investment Company Act.
MGX I Co-Investment 7 LP Files Section 3(c)(7) Notice
D - MGX I Co-Investment 7 LP submitted an SEC filing on August 18, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
MDF Capital Partners 2023 LP Files 3(c)(1) Notice With SEC
MDF Capital Partners 2023 LP submitted a Form D/A on August 18 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Archer Private Investment Holdings LLC Series 2 Files SEC Notice
D - Archer Private Investment Holdings LLC - Series 2 filed a notice with the SEC claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act.
Barrow Hanley Emerging Markets Equity Fund LP Files D/A
Barrow Hanley Emerging Markets Equity Fund LP submitted a D/A filing on August 18, 2026, referencing Investment Company Act Section 3(c)(7).
IITM Unicorn Frontier Fund I, LP Files D/A With SEC
IITM Unicorn Frontier Fund I, LP submitted a D/A filing to the SEC on August 18, 2026 under Section 3(c)(1) of the Investment Company Act.
D - J.J.-GR-0504 Fund I Files 3(c)(1) Notice With SEC
D - J.J.-GR-0504 Fund I, a series of Platform Funds 2026, LP filed a Section 3(c)(1) notice with the SEC on August 18, 2026.
CL Fund 3, LLC Files D/A Amendment with SEC
CL Fund 3, LLC submitted a Form D amendment on August 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(5).
Pretium Real Estate Debt Fund Files D/A Notice with SEC
Pretium Real Estate Debt Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
Sparrow Capital III Trust Files With SEC on August 17 2026
Sparrow Capital III Trust submitted a filing to the SEC on August 17 2026 under accession number 0002149030-26-000001.
