Regulatory
707 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Springboard Management Aggregator, LLC Files With SEC
Springboard Management Aggregator, LLC submitted a filing to the SEC on July 2, 2026.
Isogon Ventures I, L.P. Files SEC Notice Under Section 3(c)(7)
Isogon Ventures I, L.P. submitted a 7 KB filing to the SEC on 2026-07-02 claiming exemption under Investment Company Act Section 3(c)(7).
Mana Up Capital Partners II, L.P. Files D/A on July 2, 2026
Mana Up Capital Partners II, L.P. (CIK 0002069694) submitted a D/A filing with the SEC on July 2, 2026.
D - CIS Hedged Growth Partners Files 3(c)(1) Notice
D - CIS Hedged Growth Partners submitted a Section 3(c)(1) notice under the Investment Company Act on July 2, 2026, per SEC EDGAR records.
D - CIS Income & Growth Partners Files 3(c)(1) Notice
D - CIS Income & Growth Partners submitted a Section 3(c)(1) filing under the Investment Company Act on July 2, 2026.
PPM Strategic Opportunities Fund I LP Files D/A on SEC EDGAR
PPM Strategic Opportunities Fund I LP submitted a D/A filing to the SEC on July 2, 2026, under Investment Company Act Section 3(c)(7).
Deer Lake Strategic Fund LP Files D/A on July 2 2026
Deer Lake Strategic Fund LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on July 2 2026.
D - PH-0429 Fund II Files SEC Notice Under 3(c)(1)
D - PH-0429 Fund II, a series of Hustle Fund Angel Squad Verticals, LP filed Form 3C on July 2, 2026 claiming Section 3(c)(1) exemption.
D - OPCI SPV Holdings LLC Files Section 3(c)(1) Notice
D - OPCI SPV Holdings LLC submitted a Form 3C filing claiming exemption under Section 3(c)(1) of the Investment Company Act.
Paralos LS Equities Fund LP Files D/A with SEC EDGAR
Paralos LS Equities Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 2, 2026.
D - J & R Holdings XII, L.L.C. Files SEC Document
D - J & R Holdings XII, L.L.C. submitted a filing to the SEC on July 1, 2026, listed under CIK 0002142631.
Bruce Wood Capital Global Macro Fund Files SEC Notice
Bruce Wood Capital Global Macro Fund, LP submitted a Section 3(c)(1) notice filing on 2026-07-01 according to SEC EDGAR.
AJC Auburn Hills Investments LLC Files With SEC
AJC Auburn Hills Investments LLC submitted a filing to the SEC on June 12 2026 under CIK 0002134486.
Waterview Apts Partners LLC Files With SEC on June 12 2026
Waterview Apts Partners LLC submitted a 5 KB filing to the SEC under CIK 0002137590 on June 12 2026.
Photon Capital Fund LP Files SEC Exemption Notice
Photon Capital Fund LP submitted a filing on June 12, 2026, referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Waterview Apts Partners, LLC Files Form D With SEC
Waterview Apts Partners, LLC submitted a Form D filing to the SEC on June 12, 2026.
Scout Energy Partners VII-B Files 3(c)(7) Notice with SEC
Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) filing under the Investment Company Act on June 12, 2026.
AJC Auburn Hills Investments LLC Files SEC Document
AJC Auburn Hills Investments LLC submitted a filing to the SEC on June 12, 2026, according to SEC EDGAR records.
Photon Capital Fund LP Files SEC 3(c)(1) Exemption
Photon Capital Fund LP submitted a Section 3(c)(1) filing under the Investment Company Act to SEC EDGAR on June 12, 2026.
AJC Auburn Hills Investments LLC Files SEC Document June 12 2026
AJC Auburn Hills Investments LLC submitted a filing listed under CIK 0002134486 on the SEC EDGAR system on June 12 2026.
EquityZen Growth Technology Fund LLC Series 2311 Files SEC Notice
D - EquityZen Growth Technology Fund LLC - Series 2311 submitted a filing under Investment Company Act Section 3(c)(1) on June 12, 2026.
Scout Energy Partners VII-B, LP Files SEC Notice
Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) filing to the SEC on June 12, 2026.
XN Exponent Onshore Fund LP Files D/A on 2026-06-12
XN Exponent Onshore Fund LP submitted a D/A filing to the SEC under Investment Company Act Section 3(c)(7).
D-Studio NonPublic Exchange Fund III Files 3(c)(1) Notice
D-Studio NonPublic Exchange Fund III, a Series of A Master Series, LLC filed a Section 3(c)(1) notice with the SEC on June 12, 2026.
Two Sigma Hamilton Fund Files D/A on Section 3(c)(7)
Two Sigma Hamilton Fund, LLC submitted a D/A filing to the SEC on June 12, 2026, referencing Investment Company Act Section 3(c)(7).
D - Waterview Apts Partners, LLC Files SEC Document June 12, 2026
D - Waterview Apts Partners, LLC submitted a filing to the SEC on June 12, 2026, under accession number 0002137590-26-000001.
KMF Investments SPV I, LLC Files Form D With SEC
KMF Investments SPV I, LLC submitted a Form D filing to the SEC on June 12, 2026 under accession number 0002140013-26-000001.
Ilex Onshore Fund LP Files D/A With SEC on June 12 2026
Ilex Onshore Fund LP submitted a D/A filing to the SEC on June 12 2026 referencing Section 3(c)(7) of the Investment Company Act.
NonPublic Arigon Infra Fund VII Files 3(c)(1) Notice
NonPublic Arigon Infra Fund VII, a Series of NonPublic Master, LP filed a Section 3(c)(1) notice with the SEC on June 12, 2026.
Pathway Martello Investments I, LP Files SEC Notice June 2026
Pathway Martello Investments I, LP submitted an SEC filing on June 11, 2026 claiming Section 3(c)(1) and 3(c)(7) exemptions.
D - 400 Capital Credit Income Fund LP Files SEC Notice
D - 400 Capital Credit Income Fund LP submitted a Section 3(c)(7) filing to the SEC on June 11, 2026.
400 Capital Credit Income Fund LP Files SEC Notice
400 Capital Credit Income Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on June 11, 2026.
Panther Growth Fund II Files D/A With SEC
Panther Growth Fund II, LP submitted a D/A filing on 2026-06-11 referencing Section 3(c)(7) of the Investment Company Act.
D - AIMS Private Equity Participants XIV AIV A1 NY LLC Files SEC Document
D - AIMS Private Equity Participants XIV AIV A1 NY LLC submitted an SEC filing on June 11, 2026, per EDGAR records.
Allenhurst Investor Equity LLC Files SEC Document
Allenhurst Investor Equity LLC submitted a filing to the SEC on 2026-06-11 with accession number 0001104659-26-072865.
RedBird Legends Fund, L.P. Files SEC Form D
RedBird Legends Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on June 11, 2026.
Cooperatieve Gilde Healthcare Private Equity V U.A. Files 3(c)(7) Notice
Cooperatieve Gilde Healthcare Private Equity V U.A. submitted a Section 3(c)(7) exemption filing on June 11, 2026, according to SEC EDGAR.
Lyme Forest Fund VI LP Files D/A Under Section 3(c)(6)
Lyme Forest Fund VI LP submitted a D/A filing referencing Investment Company Act Section 3(c)(6) on June 11, 2026 according to SEC EDGAR.
Krystal Lake Holdings, LLC Files SEC Document
Krystal Lake Holdings, LLC submitted a filing to SEC EDGAR on 2026-06-11 with accession number 0002134228-26-000003.
Colt Capital Investments Files 3(c)(1) Exemption
Colt Capital Investments, LLC submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(1) on June 10, 2026.
PharmStars Ventures Fund 1 LP Files D/A on SEC EDGAR
PharmStars Ventures Fund 1 LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on June 10, 2026.
Ascent Crossover Opportunity Fund III Files SEC Notice
D - Ascent Crossover Opportunity Fund III, L.P. submitted a regulatory filing under Section 3(c)(7) on June 10, 2026.
Aryming Capital LP Submits D/A Filing on June 10 2026
Aryming Capital LP filed a D/A amendment with the SEC under accession number 0001814624-26-000001.
Franklin Park Private Debt Co-Investment Fund III Files D/A
Franklin Park Private Debt Co-Investment Fund III, L.P. submitted a D/A filing claiming Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Acadian U.S. Equity Extension Tax-Aware Fund Files Under 3(c)(7)
Acadian U.S. Equity Extension Tax-Aware Fund, LP submitted a filing on 2026-06-10 citing Investment Company Act Section 3(c)(7).
Verdus Partners, LP Files D/A Amendment with SEC
Verdus Partners, LP submitted a D/A filing on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D-Star51 Capital Fund I LP Files SEC Notice June 2026
D-Star51 Capital Fund I LP submitted an SEC filing on June 9 2026 claiming Section 3(c)(1) exemption.
Boardman Bay Ventures LP Series N Files D/A With SEC
Boardman Bay Ventures, LP - Series N filed a D/A notice with the SEC claiming Section 3(c)(1) exemption under the Investment Company Act.
Boardman Bay Ventures Files D/A for Series N
Boardman Bay Ventures, LP filed a D/A for Series N on June 9, 2026 under Investment Company Act Section 3(c)(1).
Keystone Opportunity Fund 1 LLC Files SEC Document June 2026
Keystone Opportunity Fund 1 LLC submitted a filing to the SEC on June 9 2026 under CIK 0002139675.
