Regulatory
1144 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Canterbury Consulting PC Fund III (B), L.P. Files D/A on August 11, 2026
Canterbury Consulting PC Fund III (B), L.P. submitted a D/A filing to the SEC on August 11, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Rialto Credit Opportunities Fund Files D/A With SEC
Rialto Credit Opportunities Fund, LP submitted a D/A filing on August 11, 2026 under Investment Company Act Section 3(c)(7).
High Country Impact Fund III, LLC Files With SEC
High Country Impact Fund III, LLC submitted a filing to the SEC on August 11, 2026 under CIK 0002147401.
Galaxy Sharplink Onchain Yield Fund Files SEC 3(c)(7) Notice
Galaxy Sharplink Onchain Yield Fund, LP filed an exemption notice under Investment Company Act Section 3(c)(7) on August 11, 2026.
Rubicon Point Fund II, LP Submits D/A Filing to SEC
Rubicon Point Fund II, LP filed a D/A with the SEC on 2026-08-11 claiming Investment Company Act exemptions under sections 3(c)(5), 3(c)(6) and 3(c)(7).
EAIC2026 Series Files 3(c)(1) Exemption Notice
D - EAIC2026 a Series of What If Ventures Master LLC submitted a Section 3(c)(1) filing to the SEC on August 11, 2026.
ITE Rail Fund-IA, L.P. Files D/A on August 11, 2026
ITE Rail Fund-IA, L.P. submitted a Form D/A filing under Investment Company Act Section 3(c)(7).
D - Two-RE-0714 Fund I Files SEC Notice for 3(c)(1) Exemption
D - Two-RE-0714 Fund I, a series of Platform Funds 2026, LP filed a Form 3C notice with the SEC claiming Section 3(c)(1) exemption on August 11, 2026.
ECP Blacktop Holdings Files SEC Notice Under Section 3(c)(1)
ECP Blacktop Holdings, LLC submitted an SEC filing on August 10, 2026 referencing Investment Company Act Section 3(c)(1).
GDP Holdings, LLC Files With SEC on August 10, 2026
GDP Holdings, LLC submitted an SEC filing with accession number 0002148405-26-000001 on August 10, 2026.
ARCYN Defense Corp. I Files SEC Document as Series of Capitalize Investments LLC
ARCYN Defense Corp. I, a series of Capitalize Investments LLC, submitted a filing to the SEC on 2026-08-10 with accession number 0002148484-26-000001.
Boardman Bay Ventures Files 3(c)(7) Notice for Series N7
Boardman Bay Ventures, LP - Series N7 filed a Section 3(c)(7) notice with the SEC on August 10, 2026.
Mineral Forecast Holdings Ltd Files SEC Document August 10 2026
Mineral Forecast Holdings Ltd submitted a filing to the SEC on August 10 2026 under accession number 0002013773-26-000004.
Cidel Global Equity Fund LLC Files D/A With SEC
Cidel Global Equity Fund LLC submitted a D/A filing on August 10, 2026 under Section 3(c)(7) of the Investment Company Act.
Blackstone Private Equity Strategies Fund Files D/A with SEC
Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing to the SEC on July 24, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Vintage Private Equity 2026 Offshore SICAV Files SEC Notice
Vintage Private Equity 2026 Offshore SICAV-RAIF S.C.Sp. filed a D/A notice with the SEC claiming Section 3(c)(7) exemption on August 10, 2026.
Vintage Private Equity 2026, LLC Files D/A With SEC
Vintage Private Equity 2026, LLC submitted a D/A filing to the SEC on August 10, 2026, referencing Section 3(c)(7).
NonPublic Semiconductor Fund II Files 3(c)(1) Notice
D - NonPublic Semiconductor Fund II, a Series of NonPublic Master, LP filed a notice with the SEC on August 10, 2026 claiming exemption under Section 3(c)(1).
D - AV AI Fund LP Files 3(c)(1) Exemption Notice
D - AV AI Fund LP submitted a Section 3(c)(1) exemption filing to the SEC on August 10, 2026.
FOG Ventures Fund III Series Files 3(c)(7) Notice
D - FUND SUPERHUMAN a Series of FOG Ventures Fund III LLC filed a Section 3(c)(7) notice with the SEC on August 10 2026.
Robinhood Employee Fund, LP Files SEC Document August 10 2026
Robinhood Employee Fund, LP (CIK 0002145149) submitted an SEC filing on August 10 2026 with accession number 0000950103-26-012083.
Global Defense & Security Select Fund Files SEC Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
GAP (Bermuda) Mexico Companion Fund II Files 3(c)(7) Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(7).
Millstone Global Fund LP Files SEC Notice Under Section 3(c)(7)
Millstone Global Fund LP submitted a filing on August 7 2026 claiming exemption under Investment Company Act Section 3(c)(7).
Vintage 2026 Private Investments Offshore SICAV-RAIF Files D/A
Vintage 2026 Private Investments Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing on August 7, 2026, under Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Offshore Files 3(c)(7) Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. filed a Section 3(c)(7) notice with the SEC on August 7, 2026.
Venture Growth Select II Offshore Files 3(c)(7) Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a Section 3(c)(7) filing on August 7, 2026.
Millstone Global Fund LP Files SEC Notice Claiming 3(c)(7) Exemption
Millstone Global Fund LP submitted a filing to the SEC on August 7 2026 referencing Section 3(c)(7) of the Investment Company Act.
Venture Growth Select II Offshore Files D/A Under 3(c)(7)
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on August 7, 2026.
Black Opal Ventures Fund II Files SEC 3(c)(7) Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
GAP (Bermuda) Mexico Companion Fund II Files D/A on August 7 2026
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Black Opal Ventures Fund II Files SEC Notice Under 3(c)(7)
Black Opal Ventures Fund II - Primary Fund, L.P. submitted an SEC filing on August 7, 2026 claiming exemption under Investment Company Act Section 3(c)(7).
GAP (Bermuda) Mexico Companion Fund II Files SEC Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Black Opal Ventures Fund II Files SEC Notice on August 7, 2026
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Venture Growth Select II Offshore SICAV-RAIF Files SEC Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a regulatory filing with the SEC on August 7, 2026.
Millstone Global Fund LP Files SEC 3(c)(7) Notice
Millstone Global Fund LP submitted an SEC filing on August 7, 2026 referencing Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Offshore Files D/A on 2026-08-07
SEC EDGAR filing shows D/A submission for Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. under Section 3(c)(7).
NDH Opportunity Funds LLC Series 10 Files SEC Notice
NDH Opportunity Funds LLC Series 10 submitted a Section 3(c) filing to the SEC on August 7 2026 claiming exemptions under 3(c)(1) and 3(c)(7).
GAP (Bermuda) Mexico Companion Fund II Files D/A
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Black Opal Ventures Fund II Files 3(c)(7) Notice With SEC
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing claiming exemption under Section 3(c)(7) of the Investment Company Act on August 7, 2026.
Venture Growth Select II Offshore Files D/A on August 7, 2026
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files SEC Notice August 2026
Millstone Global Fund LP submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
Global Defense & Security Select Fund Offshore SICAV-RAIF Files SEC Document
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a filing to the SEC on August 7, 2026 under Section 3(c)(7).
Venture Growth Select II Offshore SICAV-RAIF Files D/A
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Patients Capital Translation Fund Files 3(c)(1) Exemption Notice
Patients Capital Translation Fund, LP filed an SEC notice on August 7, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Midwest Screens Holdings, LLC Files SEC Document
Midwest Screens Holdings, LLC submitted a filing to the SEC on August 7, 2026.
Millstone Global Fund LP Files SEC Notice on 3(c)(7) Status
Millstone Global Fund LP submitted a filing to the SEC on August 7 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Kaleidoscope Prism Master Fund Files 3(c)(7) Notice
Kaleidoscope Prism Master Fund, LP submitted a D/A filing to the SEC on August 7, 2026, under Section 3(c)(7) of the Investment Company Act.
Kaleidoscope Prism Fund LP Files D/A With SEC
Kaleidoscope Prism Fund LP submitted a D/A filing on August 7, 2026, referencing Section 3(c)(7).
Elevator-YU-0424 Fund I Files 3(c)(1) Notice
D - Elevator-YU-0424 Fund I, a series of Platform Funds 2026, LP filed under Investment Company Act Section 3(c)(1) on August 7, 2026.
