Regulatory
473 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
D - HITT Power by SAC 28 Series Files 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC submitted a Section 3(c)(1) filing on May 22, 2026.
Shellback Real Estate Fund I, LLC Files SEC Form D
Shellback Real Estate Fund I, LLC submitted a regulatory filing to the SEC on May 22, 2026, according to EDGAR records.
Western Standard Partners QP, L.P. Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Western Standard Partners LP Files D/A Notice with SEC
Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice on 3(c) Exemptions
MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Shellback Real Estate Fund I, LLC Files Form D With SEC
Shellback Real Estate Fund I, LLC submitted a regulatory filing to the SEC on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7) Exemptions
MAVRK Celestia Fund, LP submitted an SEC EDGAR filing on 2026-05-22 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Shellback Real Estate Fund I, LLC Files with SEC
Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026, under CIK 0002123578.
Lone Gull Holdings, Ltd. Files With SEC on May 22, 2026
Lone Gull Holdings, Ltd. (CIK 0001913669) submitted a regulatory filing to the SEC on May 22, 2026.
Clutch Capital Series Submits SEC Filing Under 3(c)(1)
D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a notice with the SEC on May 22, 2026, referencing Section 3(c)(1).
Clutch Capital Files 3(c)(1) Notice for Moxi by Play Money Series
Clutch Capital LLC submitted an SEC filing on May 22 2026 for its D - Moxi by Play Money series claiming Section 3(c)(1) status.
SignalFire Eureka Fund Files SEC Document Referencing 3(c)(7)
SignalFire Eureka Fund, L.P. submitted a filing to the SEC on May 22, 2026 under Investment Company Act Section 3(c)(7).
Waypoint Energy Fund 2026 Files SEC Notice Under Section 3(c)(9)
D - Waypoint Energy Fund 2026, L.P. submitted a filing to the SEC on May 21, 2026 claiming exemption under Investment Company Act Section 3(c)(9).
Bedford Ridge Investment Co XIII LP Files SEC Notice
Bedford Ridge Investment Co XIII LP submitted a filing to the SEC on May 21 2026 referencing Section 3(c)(7) of the Investment Company Act.
BluCarbon Investment Fund (UK) LLC Files D/A with SEC
BluCarbon Investment Fund (UK) LLC submitted a D/A filing on May 21 2026 under accession number 0001926772-26-000001.
ICONIQ Strategic Partners VIII Co-Invest Files SEC Notice
ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series A3) submitted a filing under the Investment Company Act on May 21, 2026.
OHA Direct Credit Fund Files With SEC on May 21 2026
OHA Direct Credit Fund (0002097023) submitted a 12 KB SEC filing on May 21 2026 under accession number 0002097023-26-000001.
X-Growth Funding LLC Files SEC Document May 21 2026
X-Growth Funding LLC submitted a filing to the SEC on May 21, 2026 under accession number 0002136344-26-000001.
Weed Investment Group Files SEC Form D on May 21, 2026
Weed Investment Group, Inc. submitted a Form D filing to the SEC with accession number 0001720449-26-000002 on May 21, 2026.
Blackstone Infrastructure Partners F.3 Files SEC Amendment on May 20 2026
Blackstone Infrastructure Partners F.3 (Lux) SCSp submitted a D/A filing to the SEC on May 20 2026 referencing Section 3(c)(7).
Blackstone Infrastructure Partners Files D/A with SEC
Blackstone Infrastructure Partners F.1 L.P. submitted a D/A filing to the SEC on May 20, 2026 referencing Investment Company Act Section 3(c)(7).
Blackstone Infrastructure Partners F.2 L.P. Files SEC Notice
Blackstone Infrastructure Partners F.2 L.P. submitted a filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
MG&A Private Assets Master Fund Files SEC D/A for 3(c)(7)
MG&A Private Assets Master Fund, LLC submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Nidhiksh Investments Inc Files 3(c)(1) Notice with SEC
Nidhiksh Investments Inc submitted a filing to the SEC on May 20 2026 referencing Section 3(c)(1) of the Investment Company Act.
Blackstone Infrastructure Partners Files D/A for F.2 L.P.
Blackstone Infrastructure Partners F.2 L.P. submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Blackstone Infrastructure Partners F.1 L.P. Submits D/A Filing
Blackstone Infrastructure Partners F.1 L.P. files D/A on May 20 2026 referencing Investment Company Act Section 3(c)(7) per SEC EDGAR.
Mandalay Priority Income Fund I, LP Files D/A with SEC
Mandalay Priority Income Fund I, LP submitted a D/A filing to the SEC on May 20, 2026.
Manole Capital Files D/A for Source Digital IV SPV
Manole Capital, LLC submitted a D/A filing for Source Digital IV SPV under Section 3(c)(1) of the Investment Company Act on May 20, 2026.
D - OT Healthcare Fund III, LLC Files SEC Document
D - OT Healthcare Fund III, LLC submitted a filing to the SEC EDGAR system on May 20, 2026.
DPV Titan I Series Files 3(c)(7) Notice With SEC
DataPower Capital Partners LLC filed a D/A notice for its DPV Titan I series under Section 3(c)(7) of the Investment Company Act on May 20, 2026.
Kittredge Investment Partners, LLC Files with SEC
Kittredge Investment Partners, LLC (CIK 0002135581) submitted a filing to the SEC on May 20, 2026.
BC Partners Fly Co-Investment LP Files SEC Notice
BC Partners Fly Co-Investment LP submitted a filing to the SEC on May 19, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
140 Summer Partners Onshore LP Files D/A on May 19 2026
140 Summer Partners Onshore LP submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
Mudrick Distressed Opportunity Fund Offshore Files SEC Document
Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a filing under Investment Company Act Section 3(c)(7) on May 19, 2026, according to SEC EDGAR records.
Mudrick Distressed Opportunity Fund Offshore Files D/A With SEC
Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(7) of the Investment Company Act.
SPLY Capital Funds LLC Files D/A for Series 18
SPLY Capital Funds LLC submitted a D/A filing for Series 18 on May 19, 2026, according to SEC EDGAR.
Apex Lending Advisors Files SEC Document on May 19 2026
Apex Lending Advisors submitted a filing to the SEC under accession number 0002132958-26-000001 on May 19 2026.
Neo Infra Income Opportunities IFSC Fund II Files SEC Notice
Neo Infra Income Opportunities IFSC Fund II submitted a filing to the SEC on May 19 2026 under Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Bow River Specialty Finance Fund II LP Files SEC Document
Bow River Specialty Finance Fund II LP submitted a filing to the SEC on May 18, 2026 under the Investment Company Act.
D - XN Private Fund LP Files SEC Notice May 2026
D - XN Private Fund LP submitted an SEC filing on May 18, 2026 referencing Investment Company Act Section 3(c)(7).
Anantam International SPC Fund Files 3(c)(7) Notice
Anantam 35 SP filed a Section 3(c)(7) exemption notice with the SEC on May 18, 2026 under Investment Company Act rules.
Proteus Real Estate Core Fund I, LLC Files D/A With SEC
Proteus Real Estate Core Fund I, LLC submitted a D/A filing to the SEC on May 18, 2026 referencing Investment Company Act Section 3(c)(7).
Heartland Fund I, LLC Files SEC Document on May 18, 2026
Heartland Fund I, LLC submitted a filing to the SEC on May 18, 2026, according to EDGAR records.
Bow River Asset-Based Income Fund LP Files D/A with SEC
Bow River Asset-Based Income Fund LP submitted a D/A filing on 2026-05-18 under Section 3(c)(7) of the Investment Company Act.
D-Global Funds SPC Files 3(c)(7) Notice for BlueBay Emerging Market Credit Alpha SP
D-Global Funds SPC - BlueBay Emerging Market Credit Alpha SP submitted a Section 3(c)(7) filing with the SEC on May 18, 2026.
Caliber Core Plus Growth & Income Fund LLC Files D/A with SEC
Caliber Core Plus Growth & Income Fund LLC submitted a D/A filing to the SEC on May 18, 2026, per EDGAR records.
AG Mortgage Value Participation Fund Files SEC D/A Notice
AG Mortgage Value Participation Fund Ltd. submitted a D/A filing to the SEC on May 18 2026 referencing Section 3(c)(7) of the Investment Company Act.
Proteus Feeder Fund I, LLC Files 3(c)(7) Notice With SEC
Proteus Feeder Fund I, LLC submitted a Form D/A filing on May 15, 2026, claiming the Section 3(c)(7) exemption under the Investment Company Act.
Infrastructure Investments Fund (iCapital) Files D/A Notice
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing on 2026-05-15 under Investment Company Act Section 3(c)(7).
Future Star Wealth Investment Center Ltd. Files SEC Document
Future Star Wealth Investment Center Ltd. submitted a filing to the SEC on May 15, 2026.
