Regulatory
947 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Orion Commodities Delaware Fund LP Files 3(c)(7) Amendment
Orion Commodities Delaware Fund LP submitted a D/A filing on 2026-07-22 claiming Section 3(c)(7) exemption under the Investment Company Act.
Marcho Partners Long Feeder Fund Files D/A Amendment
Marcho Partners Long Feeder Fund (Delaware) LP filed a D/A amendment on July 22, 2026 claiming Section 3(c)(7) exemption.
AgAmerica Lending Fund Files D/A Claiming 3(c)(7) Exemption
AgAmerica Lending Fund, LLC submitted a D/A filing on 2026-07-22 under Section 3(c)(7) of the Investment Company Act.
Grant Park Ventures Funds LLC - Series 1 Files With SEC
Grant Park Ventures Funds LLC - Series 1 submitted a filing to the SEC on 2026-07-22 according to SEC EDGAR.
Marathon Emerging Markets Bond Fund Files SEC Amendment
Marathon Emerging Markets Bond Fund, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 22, 2026.
Clearview Hospitality Fund I Feeder, LLC Files With SEC
Clearview Hospitality Fund I Feeder, LLC submitted SEC filing 0002146280-26-000001 on July 22, 2026.
Outlier Grove Files D/A for Fund I Series
Fund I, a series of Outlier Grove, LP filed a D/A notice on 2026-07-22 claiming Section 3(c)(1) exemption.
Tareyton Fund I, L.P. Files D/A with SEC Under Section 3(c)(1)
Tareyton Fund I, L.P. submitted a D/A filing on 2026-07-22 referencing Investment Company Act Section 3(c)(1).
Social Finance Impact-First Fund Files D/A on 2026-07-21
Social Finance Impact-First Fund, L.P. submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
CenterSquare Value-Added Fund VI Files D/A on 2026-07-21
CenterSquare Value-Added Fund VI, L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(1) and 3(c)(7) on July 21, 2026.
Bogert Lachlan Equity Partners Files SEC Document July 21 2026
Bogert Lachlan Equity Partners, LLC filed a 5 KB document with the SEC on 2026-07-21 under accession number 0002144016-26-000001.
Brookfield Hark Investment Partners II LP Files SEC Notice
Brookfield Hark Investment Partners II LP submitted a filing under the Investment Company Act on July 21, 2026, according to SEC EDGAR.
Legacy Lofts Holdings, LLC Files With SEC
Legacy Lofts Holdings, LLC submitted a filing to the SEC on 2026-07-21 under CIK 0002146793.
HSFP Fund LP Files D/A with SEC Claiming 3(c)(1) Exemption
HSFP Fund LP submitted a D/A filing on July 21, 2026, referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Portola Springs Capital, LP Files D/A on 2026-07-21
Portola Springs Capital, LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act to the SEC on July 21, 2026.
SCF Pine Ultimate Holdings LP Files 3(c)(7) Notice
SCF Pine Ultimate Holdings LP submitted a Section 3(c)(7) filing with the SEC on July 21, 2026.
Social Finance Impact-First Fund Files D/A on SEC EDGAR
Social Finance Impact-First Fund, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Seminal Beauty & Wellness Investments SPV III Files SEC Document
Seminal Beauty & Wellness Investments SPV III, L.P. (CIK 0002146113) submitted a filing to the SEC on 2026-07-21.
Polar Capital Emerging Market Stars Trust Files D/A on SEC EDGAR
Polar Capital Emerging Market Stars Trust submits D/A filing referencing Investment Company Act Section 3(c)(7) on 2026-07-21.
CapeView Azri 2X Fund Files D/A Amendment with SEC
CapeView Azri 2X Fund submitted a D/A filing on July 21, 2026, according to SEC EDGAR records.
Route One Offshore Master Fund Files D/A With SEC
Route One Offshore Master Fund, L.P. submitted a D/A filing on 2026-07-21 under Investment Company Act Section 3(c)(7).
Arabella Capital Debt Fund, LLC Files With SEC
Arabella Capital Debt Fund, LLC submitted a filing to the SEC on July 21, 2026, with accession number 0002106736-26-000003.
D - HE-0516 Fund I Files 3(c)(1) Notice on July 21, 2026
D - HE-0516 Fund I, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice with the SEC on July 21, 2026.
D - AC-0928 Fund II Files 3(c)(1) Exemption Notice
D - AC-0928 Fund II, a series of Roll Up Vehicles, LP submitted a Section 3(c)(1) exemption filing on July 21, 2026 via SEC EDGAR.
BP Commercial Funding Trust Series SPL-IX Files D/A
BP Commercial Funding Trust, Series SPL-IX submitted a D/A filing on July 20, 2026 under accession number 0001927403-26-000002.
Better Assets Fund LLC Files SEC Document
Better Assets Fund LLC filed a 5 KB document with the SEC on July 20 2026 under accession 0001140361-26-028981.
Pan-Am Dental Holdings, LLC Files SEC Document on July 20, 2026
Pan-Am Dental Holdings, LLC (CIK 0002010510) submitted a filing to the SEC on July 20, 2026, per the EDGAR index record.
Interregnum Capital Fund, LP Files SEC Notice
Interregnum Capital Fund, LP submitted a filing to the SEC on July 20, 2026 under Investment Company Act Section 3(c)(1).
BP Commercial Funding Trust Series SPL-V Files D/A on SEC EDGAR
BP Commercial Funding Trust, Series SPL-V (CIK 0001939005) submitted a D/A filing on July 20, 2026, according to SEC EDGAR.
Numeric Emerging Markets Alpha Fund Files D/A With SEC
Numeric Emerging Markets Alpha Fund, L.P. submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on July 20, 2026.
Galaxy V Series Files 3(c)(7) Notice with SEC
D - Galaxy V, a Series of E1 Funds, LLC submitted a Section 3(c)(7) filing on 2026-07-20.
AJ Belle Meade Plaza Fund LLC Files D/A on July 20 2026
AJ Belle Meade Plaza Fund LLC submitted a D/A filing to the SEC on July 20 2026 referencing Investment Company Act Sections 3(c)(5) and 3(c)(7).
BP Commercial Funding Trust Series SPL-VII Files D/A on SEC EDGAR
BP Commercial Funding Trust, Series SPL-VII submitted D/A filing 0001938821-26-000003 to the SEC on July 20, 2026.
Odyssey Investment Partners Files for Fund VII Friends and Family Vehicle
Odyssey Investment Partners submitted a Form D notice for D - Odyssey Investment Partners Fund VII (F&F), LP on July 20, 2026 under Section 3(c)(7).
Buttonwood Titan QC Fund LLC Series RBT-1 Files 3(c)(1) Exemption
D - Buttonwood Titan QC Fund LLC - Series RBT-1 filed a 3(c)(1) exemption notice with the SEC on 2026-07-20.
Odyssey Investment Partners Fund VII Files SEC Notice
Odyssey Investment Partners Fund VII, LP submitted a filing to the SEC on July 20, 2026 under Investment Company Act Section 3(c)(7).
Kaizen SPV TL A Series of V360 Holdings LLC Files With SEC
Kaizen SPV TL A Series of V360 Holdings LLC submitted a filing to the SEC on July 20, 2026.
AE Industrial Partners Fund IV-A Files D/A on July 17 2026
AE Industrial Partners Fund IV-A LP submitted a D/A filing claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
JB Investments Offshore Fund IV Files D/A for 3(c)(7) Exemption
JB Investments Offshore Fund IV, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 17, 2026.
AE Industrial Partners Fund IV Files D/A Amendment with SEC
AE Industrial Partners Fund IV, LP submitted a D/A filing to the SEC on July 17, 2026 under Investment Company Act sections 3(c)(1) and 3(c)(7).
JB Investments Offshore Fund IV Files D/A Notice for 3(c)(7) Exemption
JB Investments Offshore Fund IV, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 17, 2026.
Willow Tree Fund III (Unlevered) (Offshore) Files D/A with SEC
Willow Tree Fund III (Unlevered) (Offshore), LP filed a D/A document under Investment Company Act Section 3(c)(7) on July 17, 2026.
AE Industrial Partners Fund IV Files D/A Amendment
AE Industrial Partners Fund IV, LP submitted a D/A filing on July 17, 2026 claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Willow Tree Fund III Files D/A With SEC on 2026-07-17
Willow Tree Fund III (Unlevered) (Offshore), LP submitted a D/A filing under Investment Company Act Section 3(c)(7).
Polis Strategies Fund LLC - Series 4 Files SEC Document
Polis Strategies Fund LLC - Series 4 submitted a filing to the SEC on July 17, 2026 under accession number 0002142668-26-000001.
AE Industrial Partners Fund IV-A Files D/A with SEC
AE Industrial Partners Fund IV-A, LP submitted a D/A filing to the SEC on July 17, 2026, referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
Willow Tree Fund III (Unlevered) Files D/A With SEC
Willow Tree Fund III (Unlevered), LP submitted a D/A filing to the SEC on July 17, 2026 claiming a Section 3(c)(7) exemption.
Polis Strategies Fund LLC Files for Series 4
Polis Strategies Fund LLC - Series 4 submitted a filing to the SEC on July 17, 2026 under accession number 0002142668-26-000001.
AE Industrial Partners Fund IV-A Files D/A on 2026-07-17
AE Industrial Partners Fund IV-A, LP submitted a D/A filing to the SEC on 2026-07-17 referencing Investment Company Act Section 3(c) exemptions.
JB Investments Offshore Fund IV Files 3(c)(7) Notice
JB Investments Offshore Fund IV, Ltd. submitted a D/A filing claiming the Section 3(c)(7) exemption under the Investment Company Act.
