River Oak Capital Public Equities Fund Submits SEC Filing
On March 30, 2026, River Oak Capital Public Equities Fund, LP filed a Form D/A with the SEC, as indicated in the document’s filing details. The filing includes Item 3C related to the Investment Company Act Section 3(c). According to SEC EDGAR, the form specifies Item 3C.1 for Section 3(c)(1).
Filing Details
The filing was submitted under CIK number 0002124560 and has an accession number of 0002124560-26-000002. It is a 7 KB document dated March 30, 2026, which serves as an amendment to a previous Form D. According to SEC EDGAR, this filing explicitly references Item 3C and Item 3C.1.
Exemption Under Investment Company Act
Item 3C in the filing pertains to Section 3(c) of the Investment Company Act, with Item 3C.1 specifically denoting Section 3(c)(1). Section 3(c)(1) is a widely-known provision in U.S. securities law that exempts certain private funds from registration. According to SEC EDGAR, this indicates the fund’s reliance on that exemption in its regulatory status.
Overview of the Filer
River Oak Capital Public Equities Fund, LP is the entity named in the filing, with the document archived under the provided SEC EDGAR link.
