Theta Flux Capital Fund LLC Submits SEC Filing
D - Theta Flux Capital Fund, LLC, identified by CIK number 0002126524, filed a notice with the SEC on April 1, 2026, specifying that it is relying on Section 3(c)(1) of the Investment Company Act. This filing, with accession number 0002126524-26-000001, was submitted as Item 3C.1 in the document. According to the SEC EDGAR filing, the fund is claiming an exemption under this section.
Details of the Filing
The filing is listed under Item 3C of the Investment Company Act, with specific reference to Item 3C.1 for Section 3(c)(1). The document size is 6 KB, and it was archived in the SEC’s EDGAR system. Section 3(c)(1), as noted in the filing, pertains to exemptions for certain investment companies. As a widely-known aspect of US securities law, Section 3(c)(1) allows private funds to avoid registration if they meet specific criteria, though the filing itself does not elaborate further.
Implications of the Exemption
In the filing, D - Theta Flux Capital Fund, LLC indicates reliance on Section 3(c)(1), which exempts funds from public registration requirements. According to the SEC EDGAR source, this type of filing is common for emerging managers establishing private funds. While Section 3(c)(1) generally limits the number of investors, the specific filing does not provide additional details beyond the exemption claim.
Regulatory Context
The SEC EDGAR filing from April 1, 2026, aligns with standard procedures for investment companies seeking exemptions. As a widely-known regulatory practice, such filings help funds operate without full SEC registration, according to SEC EDGAR.
