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Regulatory

River Oak Capital Public Equities Fund Files Under Investment Company Act

River Oak Capital Public Equities Fund, LP filed a document with the SEC on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Overview

River Oak Capital Public Equities Fund, LP submitted a filing to the U.S. Securities and Exchange Commission (SEC) on March 30, 2026, as indicated in the document available on SEC EDGAR. The filing, identified by Accession Number 0002124560-26-000002, pertains to Item 3C of the Investment Company Act, specifically Section 3(c).

Filing Details

The document specifies Item 3C.1, which references Section 3(c)(1) of the Investment Company Act. According to SEC EDGAR, the filing was made by River Oak Capital Public Equities Fund, LP, with a file size of 7 KB. As is widely known, such filings often relate to exemptions under the Investment Company Act for certain funds.

Fund Information

River Oak Capital Public Equities Fund, LP is the entity listed as the filer in this SEC document. The filing includes details on the fund’s status under the Investment Company Act, particularly through the mention of Section 3(c)(1). According to SEC EDGAR, this aligns with the fund’s identification in the EDGAR system under CIK number 2124560.

Regulatory Context

The filing reflects standard SEC procedures for funds invoking provisions of the Investment Company Act. As a widely recognized aspect of U.S. securities regulation, Section 3(c)(1) is noted in the document, which helps clarify the fund’s compliance status. According to SEC EDGAR, this filing was completed on the specified date.

Sources
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