TOPIC

Section 3c1

363 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Fundraising Mar 20, 2026

DA-0202 Fund II Files Under Investment Company Act Section 3(c)(1)

D - DA-0202 Fund II, a series of Roll Up Vehicles, LP, filed a document with SEC EDGAR on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 20, 2026

EquityZen Growth Technology Fund LLC Files SEC Document on Investment Company Act

EquityZen Growth Technology Fund LLC - Series 2257 filed a document with the SEC on March 20, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

CFPE Partners X, L.P. Files SEC Document on Investment Company Act

CFPE Partners X, L.P. filed a SEC document on March 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

Primordial Ventures Fund I Files for Section 3(c)(1) Exemption

D - Primordial Ventures Fund I, LP filed an SEC document on March 19, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

CFPE Partners X, L.P. Files Under Investment Company Act Section 3(c)(1)

CFPE Partners X, L.P. submitted a regulatory filing on March 19, 2026, under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

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Regulatory Mar 19, 2026

Primordial Ventures Fund I, LP Files for Section 3(c)(1) Exemption

Primordial Ventures Fund I, LP submitted a SEC EDGAR filing on March 19, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

Barricade Investment Partners LLC Files SEC Document on Investment Company Act

Barricade Investment Partners LLC filed a SEC document on March 19, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

Kathmere Private Markets Fund 2024 LP Files for Section 3(c)(1) Exemption

Kathmere Private Markets Fund 2024 LP submitted a filing under the Investment Company Act Section 3(c)(1) on March 19, 2026, according to SEC EDGAR.

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Regulatory Mar 19, 2026

New Summit Impact Fund IV, L.P. Files SEC Form D/A

New Summit Impact Fund IV, L.P. filed a Form D/A on March 19, 2026, under Item 3C of the Investment Company Act Section 3(c)(1).

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Regulatory Mar 19, 2026

Barricade Investment Partners LLC Files Under Section 3(c)(1)

Barricade Investment Partners LLC filed a document with the SEC on March 19, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

Enduring Alpha Fund, LP Files SEC Document Under Investment Company Act

Enduring Alpha Fund, LP filed a document with the SEC on March 19, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

Kathmere Private Markets Fund 2024 LP Files SEC Form D/A

Kathmere Private Markets Fund 2024 LP submitted a filing under Section 3(c)(1) of the Investment Company Act on March 19, 2026, according to SEC records.

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Regulatory Mar 19, 2026

New Summit Impact Fund IV, L.P. Files Under Section 3(c)(1)

New Summit Impact Fund IV, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on March 19, 2026, as per SEC records.

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Regulatory Mar 18, 2026

Glen Oak Volatility Fund LP Files SEC Document for Section 3(c)(1)

Glen Oak Volatility Fund LP submitted a filing to the SEC on March 18, 2026, referencing Investment Company Act Section 3(c)(1).

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Regulatory Mar 18, 2026

Painters Fund, LP Files Under Investment Company Act Section 3(c)(1)

Painters Fund, LP filed a document with SEC EDGAR on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Glen Oak Volatility Fund LP Files Under Investment Company Act Section 3(c)(1)

Glen Oak Volatility Fund LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 18, 2026.

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Regulatory Mar 18, 2026

Painters Fund, LP Files for Section 3(c)(1) Exemption

Painters Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 18, 2026, as per SEC records.

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Regulatory Mar 18, 2026

Market Street Private Markets Fund V Files SEC Document on Investment Company Act

D - Market Street Private Markets Fund V, LLC filed a SEC document on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Market Street Private Markets Fund V Files for Section 3(c)(1) Exemption

Market Street Private Markets Fund V, LLC filed a regulatory document on March 18, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Mar 18, 2026

Deep Ventures Capital Fund I, LP Files SEC Document on Investment Company Act

Deep Ventures Capital Fund I, LP submitted a filing to the SEC on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Deep Ventures Capital Fund I, LP Files SEC Notice Under Investment Company Act

Deep Ventures Capital Fund I, LP filed a notice with the SEC on March 18, 2026, regarding an exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Starship Ventures SPV XXII Files SEC Document

Starship Ventures Opportunities, LLC filed a SEC document on March 18, 2026, related to Investment Company Act Section 3(c)(1).

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Regulatory Mar 18, 2026

Starship Ventures SPV XXII Files Under Investment Company Act

Starship Ventures Opportunities, LLC filed a document on March 18, 2026, under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Water Street Partners Ltd Files SEC Document for Section 3(c)(1)

Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Water Street Partners Ltd Files Under Investment Company Act Section 3(c)(1)

Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Synergy Asia Market Neutral Fund Files Under Section 3(c)(1)

Synergy Asia Market Neutral Fund submitted a SEC filing on March 18, 2026, under Investment Company Act Section 3(c)(1), as reported in SEC EDGAR records.

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Regulatory Mar 18, 2026

WatchMaker Syndicates, LP Files for Section 3(c)(1) Exemption

D - BL-0901 Fund I, a series of WatchMaker Syndicates, LP, filed an SEC document on March 18, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Synergy Asia Market Neutral Fund Files Under Investment Company Act Section 3(c)(1)

Synergy Asia Market Neutral Fund filed a document under Item 3C of the Investment Company Act on March 18, 2026, citing Section 3(c)(1).

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Regulatory Mar 17, 2026

Frazier Healthcare Athena Fund L.P. Files SEC Exemption Notice

Frazier Healthcare Athena Fund L.P. filed a document under the Investment Company Act sections 3(c)(1) and 3(c)(7) on March 17, 2026, according to SEC EDGAR.

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Regulatory Mar 17, 2026

Ravenclaw Investment Vehicle Files for Investment Company Act Exemptions

Ravenclaw Investment Vehicle, L.P. submitted a SEC filing on March 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 17, 2026

Frazier Healthcare Athena Feeder Fund Files SEC Document on Investment Company Act

D - Frazier Healthcare Athena Feeder Fund, L.P. filed a 14 KB document with SEC EDGAR on March 17, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 17, 2026

Frazier Healthcare Athena Fund Files SEC Exemptions

Frazier Healthcare Athena Fund, L.P. filed for exemptions under the Investment Company Act on March 17, 2026, as per SEC EDGAR records.

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Regulatory Mar 17, 2026

Glilot Capital Partners IV SPV 2 Files SEC Form for Investment Company Act Exemptions

Glilot Capital Partners IV SPV 2, a limited partnership, filed an SEC document on March 17, 2026, specifying exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 17, 2026

Glilot Capital Partners IV SPV 2 Files Under Investment Company Act

Glilot Capital Partners IV SPV 2, Limited Partnership filed a SEC document on March 17, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7).

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Regulatory Mar 17, 2026

Blu Venture Investors Core, LLC Files for BVI Core Q12025-2 Series

Blu Venture Investors Core, LLC submitted a filing for the D/A - BVI Core Q12025-2 Series on March 17, 2026, under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 17, 2026

Blu Venture Investors Core, LLC Series Files for Section 3(c)(1) Exemption

D/A - BVI Core Q12025-1 Series of Blu Venture Investors Core, LLC filed a document on March 17, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.

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Regulatory Mar 17, 2026

Fogline Ventures Gatik Series D SPV Files SEC Exemption Under Investment Company Act

Fogline Ventures Gatik Series D SPV, a series of CGF2021 LLC, filed for an exemption under Section 3(c)(1) on March 17, 2026, as per SEC EDGAR records.

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Regulatory Mar 16, 2026

Edgelight Investments Fund Files Under Investment Company Act Section 3(c)(1)

Edgelight Investments Fund, L.P. submitted a filing under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.

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Regulatory Mar 16, 2026

Edgelight Investments Fund L.P. Files for Section 3(c)(1) Exemption

Edgelight Investments Fund L.P. filed a SEC document on March 16, 2026, related to Item 3C of the Investment Company Act.

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Regulatory Mar 16, 2026

Forge Investments Files SEC Document for Fund Series

Forge Investments filed a document for D - Fund FG-ORV under Section 3(c)(1) of the Investment Company Act on March 16, 2026, according to SEC EDGAR.

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Regulatory Mar 16, 2026

Forge Investments Series Files Under Investment Company Act Section 3(c)(1)

D - Fund FG-ORV, a series of Forge Investments, filed a SEC form on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 16, 2026

Viva Private Investments LLC - Series G Files SEC Exemption Claim

Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, related to exemptions under the Investment Company Act.

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Regulatory Mar 16, 2026

Viva Private Investments LLC Series G Files SEC Exemption Notice

Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, claiming exemptions under the Investment Company Act.

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Regulatory Mar 16, 2026

Permanens Partners Fund L.P. Files Under Investment Company Act Section 3(c)(1)

Permanens Partners Fund L.P. filed a document under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.

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Regulatory Mar 16, 2026

Permanens Partners Fund Files Under Section 3(c)(1)

Permanens Partners Fund, L.P. submitted a SEC filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 16, 2026

BEDROCK TECH FUND LLC Files SEC Document for Investment Company Act

BEDROCK TECH FUND LLC filed a document with the SEC on March 16, 2026, under Item 3C.1 for Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 16, 2026

BEDROCK TECH FUND LLC Files SEC Document on Investment Company Act

BEDROCK TECH FUND LLC submitted a SEC filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 16, 2026

Bedrock Tech Fund LLC Files Under Investment Company Act Section 3(c)(1)

Bedrock Tech Fund LLC submitted a filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act, as recorded in SEC EDGAR documents.

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Regulatory Mar 16, 2026

Bedrock Tech Fund LLC Files Under SEC Investment Company Act Section 3(c)(1)

Bedrock Tech Fund LLC submitted a filing to the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 16, 2026

Giant Step Capital Specials, LP Files Under Investment Company Act Section 3(c)(1)

Giant Step Capital Specials, LP filed a document on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.

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