TOPIC

Section 3c1

384 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Mar 23, 2026

Capmont MidCap Fund II Feeder SCSp Files SEC Document

Capmont MidCap Fund II Feeder SCSp submitted a filing to the SEC on March 23, 2026, referencing specific sections of the Investment Company Act.

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Fundraising Mar 23, 2026

Augurey Ventures I Files SEC Form for Series SpaceX A

Augurey Ventures I - Series SpaceX A filed a SEC document on March 23, 2026, under Item 3C of the Investment Company Act.

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Regulatory Mar 23, 2026

Augurey Ventures I - Series SpaceX A Files SEC Document

Augurey Ventures I - Series SpaceX A filed a document under Section 3(c)(1) of the Investment Company Act on March 23, 2026, according to SEC EDGAR.

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Regulatory Mar 23, 2026

Augurey Ventures II - Series SpaceX A Files Under Investment Company Act Section 3(c)(1)

Augurey Ventures II - Series SpaceX A submitted a filing on March 23, 2026, under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

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Regulatory Mar 23, 2026

Augurey Ventures III Files Form D Amendment Referencing Investment Company Act

Augurey Ventures III - Series SpaceX A filed an amendment to Form D on March 23, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC records.

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Regulatory Mar 23, 2026

Augurey Ventures III, LLC Files SEC Notice for Series Crusoe A

Augurey Ventures III, LLC - Series Crusoe A filed a notice under Section 3(c)(1) of the Investment Company Act on March 23, 2026, according to SEC EDGAR.

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Regulatory Mar 23, 2026

Augurey Ventures III, LLC Files Under Investment Company Act Section 3(c)(1)

Augurey Ventures III, LLC - Series Crusoe A filed a document with the SEC on March 23, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Fundraising Mar 23, 2026

Augurey Ventures II - Series SpaceX A Files SEC Document

Augurey Ventures II - Series SpaceX A filed a document on March 23, 2026, under the Investment Company Act Section 3(c)(1).

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Regulatory Mar 23, 2026

Augurey Ventures III - Series SpaceX A Files Under Investment Company Act

Augurey Ventures III - Series SpaceX A submitted a filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Mar 23, 2026

Corsair Capital Partners 100 LP Files SEC Document on Investment Company Act

Corsair Capital Partners 100 LP submitted a filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 23, 2026

Deep Tech Fund I LP Files SEC Document Under Investment Company Act

Deep Tech Fund I LP filed a document with SEC EDGAR on March 23, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 23, 2026

Windfield Growth Fund LLC Files Under Section 3(c)(1)

Windfield Growth Fund LLC submitted a SEC filing on March 23, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 23, 2026

AgAide Fund I, LP Files for Investment Company Act Exemptions

D - AgAide Fund I, LP filed a SEC document on March 23, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).

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Regulatory Mar 23, 2026

Deep Tech Fund I LP Files Under Investment Company Act Section 3(c)(1)

D - Deep Tech Fund I LP filed a notice under Section 3(c)(1) of the Investment Company Act on March 23, 2026, as per SEC EDGAR records.

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Regulatory Mar 23, 2026

Windfield Growth Fund LLC Files SEC Document for Section 3(c)(1) Exemption

Windfield Growth Fund LLC submitted a SEC filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 20, 2026

IC Hedge Fund Series Files for Section 3(c)(1) Exemption

IC Hedge Fund Series, L.P. - Series Tiger Global 1 Interests filed a SEC form on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 20, 2026

IC Hedge Fund Series Files Under Investment Company Act Section 3(c)(1)

IC Hedge Fund Series, L.P. - Series Tiger Global 1 Interests filed a document with the SEC on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 20, 2026

Greenbelt Capital Partners Phoenix L.P. Files SEC Notice for Investment Company Act Exemptions

Greenbelt Capital Partners Phoenix L.P. submitted a SEC filing on March 20, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 20, 2026

TRC Optimum Fund LLC Files SEC Document Referencing Section 3(c)(1)

TRC Optimum Fund LLC submitted a SEC filing on March 20, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 20, 2026

TRC Optimum Fund LLC Files Under Investment Company Act Section 3(c)(1)

TRC Optimum Fund LLC filed a document on March 20, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Mar 20, 2026

Ceiba Digital Assets LP Files Under Investment Company Act Section 3(c)(1)

Ceiba Digital Assets LP submitted a filing on March 20, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

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Fundraising Mar 20, 2026

DA-0202 Fund II Files Under Investment Company Act Section 3(c)(1)

D - DA-0202 Fund II, a series of Roll Up Vehicles, LP, filed a document with SEC EDGAR on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 20, 2026

EquityZen Growth Technology Fund LLC Files SEC Document on Investment Company Act

EquityZen Growth Technology Fund LLC - Series 2257 filed a document with the SEC on March 20, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

CFPE Partners X, L.P. Files SEC Document on Investment Company Act

CFPE Partners X, L.P. filed a SEC document on March 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

Primordial Ventures Fund I Files for Section 3(c)(1) Exemption

D - Primordial Ventures Fund I, LP filed an SEC document on March 19, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

CFPE Partners X, L.P. Files Under Investment Company Act Section 3(c)(1)

CFPE Partners X, L.P. submitted a regulatory filing on March 19, 2026, under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

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Regulatory Mar 19, 2026

Primordial Ventures Fund I, LP Files for Section 3(c)(1) Exemption

Primordial Ventures Fund I, LP submitted a SEC EDGAR filing on March 19, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

Barricade Investment Partners LLC Files SEC Document on Investment Company Act

Barricade Investment Partners LLC filed a SEC document on March 19, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

Kathmere Private Markets Fund 2024 LP Files for Section 3(c)(1) Exemption

Kathmere Private Markets Fund 2024 LP submitted a filing under the Investment Company Act Section 3(c)(1) on March 19, 2026, according to SEC EDGAR.

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Regulatory Mar 19, 2026

New Summit Impact Fund IV, L.P. Files SEC Form D/A

New Summit Impact Fund IV, L.P. filed a Form D/A on March 19, 2026, under Item 3C of the Investment Company Act Section 3(c)(1).

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Regulatory Mar 19, 2026

Barricade Investment Partners LLC Files Under Section 3(c)(1)

Barricade Investment Partners LLC filed a document with the SEC on March 19, 2026, citing Section 3(c)(1) of the Investment Company Act.

Close-up of a digital stock market graph showing falling trends and financial indices in red and green.
Regulatory Mar 19, 2026

Enduring Alpha Fund, LP Files SEC Document Under Investment Company Act

Enduring Alpha Fund, LP filed a document with the SEC on March 19, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 19, 2026

Kathmere Private Markets Fund 2024 LP Files SEC Form D/A

Kathmere Private Markets Fund 2024 LP submitted a filing under Section 3(c)(1) of the Investment Company Act on March 19, 2026, according to SEC records.

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Regulatory Mar 19, 2026

New Summit Impact Fund IV, L.P. Files Under Section 3(c)(1)

New Summit Impact Fund IV, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on March 19, 2026, as per SEC records.

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Regulatory Mar 18, 2026

Glen Oak Volatility Fund LP Files SEC Document for Section 3(c)(1)

Glen Oak Volatility Fund LP submitted a filing to the SEC on March 18, 2026, referencing Investment Company Act Section 3(c)(1).

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Regulatory Mar 18, 2026

Painters Fund, LP Files Under Investment Company Act Section 3(c)(1)

Painters Fund, LP filed a document with SEC EDGAR on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Glen Oak Volatility Fund LP Files Under Investment Company Act Section 3(c)(1)

Glen Oak Volatility Fund LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 18, 2026.

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Regulatory Mar 18, 2026

Painters Fund, LP Files for Section 3(c)(1) Exemption

Painters Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 18, 2026, as per SEC records.

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Regulatory Mar 18, 2026

Market Street Private Markets Fund V Files SEC Document on Investment Company Act

D - Market Street Private Markets Fund V, LLC filed a SEC document on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Market Street Private Markets Fund V Files for Section 3(c)(1) Exemption

Market Street Private Markets Fund V, LLC filed a regulatory document on March 18, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Mar 18, 2026

Deep Ventures Capital Fund I, LP Files SEC Document on Investment Company Act

Deep Ventures Capital Fund I, LP submitted a filing to the SEC on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Deep Ventures Capital Fund I, LP Files SEC Notice Under Investment Company Act

Deep Ventures Capital Fund I, LP filed a notice with the SEC on March 18, 2026, regarding an exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Starship Ventures SPV XXII Files SEC Document

Starship Ventures Opportunities, LLC filed a SEC document on March 18, 2026, related to Investment Company Act Section 3(c)(1).

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Regulatory Mar 18, 2026

Starship Ventures SPV XXII Files Under Investment Company Act

Starship Ventures Opportunities, LLC filed a document on March 18, 2026, under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Water Street Partners Ltd Files SEC Document for Section 3(c)(1)

Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Water Street Partners Ltd Files Under Investment Company Act Section 3(c)(1)

Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Synergy Asia Market Neutral Fund Files Under Section 3(c)(1)

Synergy Asia Market Neutral Fund submitted a SEC filing on March 18, 2026, under Investment Company Act Section 3(c)(1), as reported in SEC EDGAR records.

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Regulatory Mar 18, 2026

WatchMaker Syndicates, LP Files for Section 3(c)(1) Exemption

D - BL-0901 Fund I, a series of WatchMaker Syndicates, LP, filed an SEC document on March 18, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Synergy Asia Market Neutral Fund Files Under Investment Company Act Section 3(c)(1)

Synergy Asia Market Neutral Fund filed a document under Item 3C of the Investment Company Act on March 18, 2026, citing Section 3(c)(1).

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Regulatory Mar 17, 2026

Frazier Healthcare Athena Fund L.P. Files SEC Exemption Notice

Frazier Healthcare Athena Fund L.P. filed a document under the Investment Company Act sections 3(c)(1) and 3(c)(7) on March 17, 2026, according to SEC EDGAR.

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