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Windfield Growth Fund LLC Files SEC Document for Section 3(c)(1) Exemption

Windfield Growth Fund LLC submitted a SEC filing on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Windfield Growth Fund LLC Submits SEC Filing

Windfield Growth Fund LLC, identified by CIK number 0002113528, filed a document with the SEC on March 23, 2026, that includes Item 3C related to the Investment Company Act Section 3(c). According to SEC EDGAR, this filing specifies Item 3C.1 as Section 3(c)(1).

Filing Details

The filing, with Accession Number 0002113528-26-000003, was submitted by Windfield Growth Fund LLC and has a file size of 6 KB. It directly references Section 3(c)(1) under the Investment Company Act, as noted in the document’s items. This SEC EDGAR record confirms the fund’s engagement with regulatory requirements for private investment entities.

Key Elements of the Document

Item 3C in the filing pertains to the Investment Company Act Section 3(c), with Item 3C.1 explicitly stating Section 3(c)(1). According to SEC EDGAR, such filings are common for funds seeking exemptions. As widely-known context, Section 3(c)(1) generally applies to private funds with fewer than 100 beneficial owners that do not make public offerings, though this filing does not specify further details.

Implications in Context

The document’s reference to Section 3(c)(1) aligns with standard exemptions under the Investment Company Act, according to SEC EDGAR. Windfield Growth Fund LLC’s filing on March 23, 2026, indicates its status as a filer under this regulatory framework.

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