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Windfield Growth Fund LLC Files Under Section 3(c)(1)

Windfield Growth Fund LLC submitted a SEC filing on March 23, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Windfield Growth Fund LLC Seeks Exemption

Windfield Growth Fund LLC, identified by CIK number 0002113528, filed a document with the SEC on March 23, 2026, according to SEC EDGAR. The filing, with accession number 0002113528-26-000003, specifies Item 3C under the Investment Company Act Section 3(c).

Filing Overview

The document is a 6 KB submission that explicitly references Section 3(c)(1), as detailed in the filing. This indicates the fund’s intent to operate under this specific provision of the Investment Company Act. As widely known, Section 3(c)(1) allows certain private funds to avoid registration if they meet specific criteria, though details beyond the filing are not specified here.

Details of the Exemption

Item 3C.1 in the filing directly cites Section 3(c)(1), linking it to the fund’s structure. Windfield Growth Fund LLC’s filing includes this as a key element, according to SEC EDGAR. This reflects the fund’s compliance with regulatory requirements for private investment vehicles.

Context of the Filer

Windfield Growth Fund LLC, as the named entity in the filing, is positioned as a private fund seeking to navigate SEC regulations. The filing’s focus on Section 3(c)(1) aligns with standard practices for such entities, according to SEC EDGAR.

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