Section 3c1
384 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Ravenclaw Investment Vehicle Files for Investment Company Act Exemptions
Ravenclaw Investment Vehicle, L.P. submitted a SEC filing on March 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Frazier Healthcare Athena Feeder Fund Files SEC Document on Investment Company Act
D - Frazier Healthcare Athena Feeder Fund, L.P. filed a 14 KB document with SEC EDGAR on March 17, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Glilot Capital Partners IV SPV 2 Files Under Investment Company Act
Glilot Capital Partners IV SPV 2, Limited Partnership filed a SEC document on March 17, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7).
Glilot Capital Partners IV SPV 2 Files SEC Form for Investment Company Act Exemptions
Glilot Capital Partners IV SPV 2, a limited partnership, filed an SEC document on March 17, 2026, specifying exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Frazier Healthcare Athena Fund Files SEC Exemptions
Frazier Healthcare Athena Fund, L.P. filed for exemptions under the Investment Company Act on March 17, 2026, as per SEC EDGAR records.
Blu Venture Investors Core, LLC Files for BVI Core Q12025-2 Series
Blu Venture Investors Core, LLC submitted a filing for the D/A - BVI Core Q12025-2 Series on March 17, 2026, under Section 3(c)(1) of the Investment Company Act.
Blu Venture Investors Core, LLC Series Files for Section 3(c)(1) Exemption
D/A - BVI Core Q12025-1 Series of Blu Venture Investors Core, LLC filed a document on March 17, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Fogline Ventures Gatik Series D SPV Files SEC Exemption Under Investment Company Act
Fogline Ventures Gatik Series D SPV, a series of CGF2021 LLC, filed for an exemption under Section 3(c)(1) on March 17, 2026, as per SEC EDGAR records.
Edgelight Investments Fund Files Under Investment Company Act Section 3(c)(1)
Edgelight Investments Fund, L.P. submitted a filing under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.
Edgelight Investments Fund L.P. Files for Section 3(c)(1) Exemption
Edgelight Investments Fund L.P. filed a SEC document on March 16, 2026, related to Item 3C of the Investment Company Act.
Forge Investments Files SEC Document for Fund Series
Forge Investments filed a document for D - Fund FG-ORV under Section 3(c)(1) of the Investment Company Act on March 16, 2026, according to SEC EDGAR.
Forge Investments Series Files Under Investment Company Act Section 3(c)(1)
D - Fund FG-ORV, a series of Forge Investments, filed a SEC form on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
Viva Private Investments LLC - Series G Files SEC Exemption Claim
Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, related to exemptions under the Investment Company Act.
Viva Private Investments LLC Series G Files SEC Exemption Notice
Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, claiming exemptions under the Investment Company Act.
Permanens Partners Fund L.P. Files Under Investment Company Act Section 3(c)(1)
Permanens Partners Fund L.P. filed a document under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.
Permanens Partners Fund Files Under Section 3(c)(1)
Permanens Partners Fund, L.P. submitted a SEC filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
BEDROCK TECH FUND LLC Files SEC Document for Investment Company Act
BEDROCK TECH FUND LLC filed a document with the SEC on March 16, 2026, under Item 3C.1 for Section 3(c)(1) of the Investment Company Act.
BEDROCK TECH FUND LLC Files SEC Document on Investment Company Act
BEDROCK TECH FUND LLC submitted a SEC filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
Bedrock Tech Fund LLC Files Under Investment Company Act Section 3(c)(1)
Bedrock Tech Fund LLC submitted a filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act, as recorded in SEC EDGAR documents.
Bedrock Tech Fund LLC Files Under SEC Investment Company Act Section 3(c)(1)
Bedrock Tech Fund LLC submitted a filing to the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Giant Step Capital Specials, LP Files Under Investment Company Act Section 3(c)(1)
Giant Step Capital Specials, LP filed a document on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Giant Step Capital Specials, LP Series Files SEC Notice Under Section 3(c)(1)
Giant Step Capital Specials, LP filed a notice for its BlueDot x Varanium series under Section 3(c)(1) of the Investment Company Act on March 16, 2026, according to SEC EDGAR.
Beyond-TA-0527 Fund I Files Under Investment Company Act Section 3(c)(1)
Beyond-TA-0527 Fund I, a series of Platform Funds 2026, LP, filed a document with the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
E Squared Investment Fund LLC Files for Section 3(c)(1) Exemption
E Squared Investment Fund LLC filed a document with the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Beyond-TA-0527 Fund I Files Form D for Section 3(c)(1) Exemption
D - Beyond-TA-0527 Fund I, a series of Platform Funds 2026, LP, filed a Form D on March 16, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
E Squared Investment Fund Files Under Section 3(c)(1)
E Squared Investment Fund, LLC filed a document with SEC EDGAR on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Jetstream Fund II Files Under Section 3(c)(1) of Investment Company Act
Jetstream Fund II, a series of Jetstream, LP, filed a notice under Section 3(c)(1) on March 16, 2026, according to SEC EDGAR records.
Zelda Ventures SPV 1, LLC Files SEC Notice for Investment Exemption
Zelda Ventures SPV 1, LLC filed a notice with the SEC on March 13, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Horizon Credit Opportunities Offshore Fund Files SEC Document
Horizon Credit Opportunities Offshore Fund Ltd filed a SEC document on March 13, 2026, related to Investment Company Act Section 3(c)(1).
Zelda Ventures SPV 1, LLC Files Under Investment Company Act Section 3(c)(1)
Zelda Ventures SPV 1, LLC submitted a filing on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Horizon Credit Opportunities Offshore Fund Files Under Investment Company Act
Horizon Credit Opportunities Offshore Fund Ltd filed a document under Section 3(c)(1) on March 13, 2026, as per SEC EDGAR records.
Poletar Fund LP Files SEC Document Under Investment Company Act
Poletar Fund LP submitted a filing to the SEC on March 13, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.
kWantix Trading Fund I, LP Files SEC Document Under Section 3(c)(1)
kWantix Trading Fund I, LP submitted a filing to the SEC on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
kWantix Trading Fund I, LP Files for Section 3(c)(1) Exemption
kWantix Trading Fund I, LP submitted a filing for an exemption under Section 3(c)(1) of the Investment Company Act on March 13, 2026, as reported by SEC EDGAR.
Blue Coin Fund LP Files Form D/A for Section 3(c)(1) Exemption
Blue Coin Fund LP submitted a Form D/A to the SEC on March 13, 2026, citing Section 3(c)(1) of the Investment Company Act for exemption.
Blue Coin Fund LP Files SEC Notice for Section 3(c)(1) Exemption
Blue Coin Fund LP submitted a SEC filing on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
HOPE Ventures II, LLC Files for Section 3(c)(1) Exemption
HOPE Ventures II, LLC submitted a SEC filing on March 13, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
HOPE Ventures II, LLC Files Under Investment Company Act Section 3(c)(1)
HOPE Ventures II, LLC submitted a SEC filing on March 13, 2026, for Item 3C.1 under Section 3(c)(1) of the Investment Company Act.
Oxshott Venture Fund VIII LLC Files Under Section 3(c)(1)
Oxshott Venture Fund VIII LLC submitted a SEC filing on March 13, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Shakti Venture Capital Gatik, LLC Files Form D for Exempt Offering
Shakti Venture Capital Gatik, LLC submitted a Form D filing to the SEC on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
Shakti Venture Capital Gatik, LLC Files SEC Notice for Investment Company Act Exemption
Shakti Venture Capital Gatik, LLC submitted a filing on March 13, 2026, under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Pabrai Investment Fund 2, L.P. Files Under Investment Company Act Section 3(c)(1)
Pabrai Investment Fund 2, L.P. submitted a filing on March 12, 2026, referencing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
D - Woven Equity Fund, LP Files SEC Document Under Section 3(c)(1)
D - Woven Equity Fund, LP submitted a filing to the SEC on March 12, 2026, related to Section 3(c)(1) of the Investment Company Act.
Pabrai Investment Fund 3 Files SEC Notice for Section 3(c)(1) Exemption
Pabrai Investment Fund 3, Ltd. filed a SEC document on March 12, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Pabrai Investment Fund 2, L.P. Files Under SEC Investment Company Act Section 3(c)(1)
Pabrai Investment Fund 2, L.P. submitted a filing to the SEC on March 12, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.
Pabrai Investment Fund 3 Files Under Investment Company Act Section 3(c)(1)
Pabrai Investment Fund 3, Ltd. submitted a SEC filing on March 12, 2026, citing Section 3(c)(1) of the Investment Company Act.
Woven Equity Fund Files for Section 3(c)(1) Exemption
D - Woven Equity Fund, LP submitted a SEC filing on March 12, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Carnatic Partners LP Files for Section 3(c)(1) Exemption
Carnatic Partners LP submitted a SEC filing on March 12, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Carnatic Partners LP Files SEC Document Under Section 3(c)(1)
Carnatic Partners LP filed a SEC document on March 12, 2026, related to Item 3C of the Investment Company Act, specifically Section 3(c)(1).
Prototype Fund I LP Files SEC Document Under Investment Company Act
D - Prototype Fund I LP filed a document with the SEC on March 12, 2026, citing Section 3(c)(1) of the Investment Company Act.
