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Section 3c1

353 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Mar 13, 2026

Poletar Fund LP Files SEC Document Under Investment Company Act

Poletar Fund LP submitted a filing to the SEC on March 13, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 13, 2026

kWantix Trading Fund I, LP Files SEC Document Under Section 3(c)(1)

kWantix Trading Fund I, LP submitted a filing to the SEC on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 13, 2026

kWantix Trading Fund I, LP Files for Section 3(c)(1) Exemption

kWantix Trading Fund I, LP submitted a filing for an exemption under Section 3(c)(1) of the Investment Company Act on March 13, 2026, as reported by SEC EDGAR.

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Regulatory Mar 13, 2026

Blue Coin Fund LP Files Form D/A for Section 3(c)(1) Exemption

Blue Coin Fund LP submitted a Form D/A to the SEC on March 13, 2026, citing Section 3(c)(1) of the Investment Company Act for exemption.

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Regulatory Mar 13, 2026

Blue Coin Fund LP Files SEC Notice for Section 3(c)(1) Exemption

Blue Coin Fund LP submitted a SEC filing on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 13, 2026

HOPE Ventures II, LLC Files for Section 3(c)(1) Exemption

HOPE Ventures II, LLC submitted a SEC filing on March 13, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 13, 2026

HOPE Ventures II, LLC Files Under Investment Company Act Section 3(c)(1)

HOPE Ventures II, LLC submitted a SEC filing on March 13, 2026, for Item 3C.1 under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 13, 2026

Oxshott Venture Fund VIII LLC Files Under Section 3(c)(1)

Oxshott Venture Fund VIII LLC submitted a SEC filing on March 13, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.

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Fundraising Mar 13, 2026

Shakti Venture Capital Gatik, LLC Files Form D for Exempt Offering

Shakti Venture Capital Gatik, LLC submitted a Form D filing to the SEC on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 13, 2026

Shakti Venture Capital Gatik, LLC Files SEC Notice for Investment Company Act Exemption

Shakti Venture Capital Gatik, LLC submitted a filing on March 13, 2026, under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Mar 12, 2026

Pabrai Investment Fund 2, L.P. Files Under Investment Company Act Section 3(c)(1)

Pabrai Investment Fund 2, L.P. submitted a filing on March 12, 2026, referencing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.

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Regulatory Mar 12, 2026

D - Woven Equity Fund, LP Files SEC Document Under Section 3(c)(1)

D - Woven Equity Fund, LP submitted a filing to the SEC on March 12, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 12, 2026

Pabrai Investment Fund 3 Files SEC Notice for Section 3(c)(1) Exemption

Pabrai Investment Fund 3, Ltd. filed a SEC document on March 12, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 12, 2026

Pabrai Investment Fund 2, L.P. Files Under SEC Investment Company Act Section 3(c)(1)

Pabrai Investment Fund 2, L.P. submitted a filing to the SEC on March 12, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 12, 2026

Pabrai Investment Fund 3 Files Under Investment Company Act Section 3(c)(1)

Pabrai Investment Fund 3, Ltd. submitted a SEC filing on March 12, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 12, 2026

Woven Equity Fund Files for Section 3(c)(1) Exemption

D - Woven Equity Fund, LP submitted a SEC filing on March 12, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 12, 2026

Carnatic Partners LP Files for Section 3(c)(1) Exemption

Carnatic Partners LP submitted a SEC filing on March 12, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 12, 2026

Carnatic Partners LP Files SEC Document Under Section 3(c)(1)

Carnatic Partners LP filed a SEC document on March 12, 2026, related to Item 3C of the Investment Company Act, specifically Section 3(c)(1).

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Regulatory Mar 12, 2026

Prototype Fund I LP Files SEC Document Under Investment Company Act

D - Prototype Fund I LP filed a document with the SEC on March 12, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 12, 2026

Prototype Fund I LP Files Under Investment Company Act Section 3(c)(1)

D - Prototype Fund I LP submitted a SEC filing on March 12, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 12, 2026

Seminal Food & Nutrition Fund Files Under Section 3(c)(1)

D/A - Seminal Food & Nutrition Fund, L.P. filed a SEC document on March 12, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 12, 2026

Privateer Verdant Ventures Files SEC Notice Under Section 3(c)(1)

D - Privateer Verdant Ventures FEB2026, a series of CGF2021 LLC, filed a SEC document on March 12, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 12, 2026

Rothschild Technology Partners Files SEC Document on Investment Company Act

Rothschild Technology Partners, L.P. submitted a filing to SEC EDGAR on March 12, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 11, 2026

Lightspring Capital II, LP Files for Investment Company Act Exemptions

Lightspring Capital II, LP submitted a SEC filing on March 11, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 11, 2026

Lightspring Capital II, LP Files SEC Exemption Notice

Lightspring Capital II, LP submitted a filing to the SEC on March 11, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 11, 2026

Perini Capital Phoenix Fund Files for Section 3(c)(1) Exemption

Perini Capital Phoenix Fund, LLC submitted a SEC filing on March 11, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 11, 2026

Perini Capital Phoenix Fund LLC Files Under Section 3(c)(1)

Perini Capital Phoenix Fund LLC filed a SEC document on March 11, 2026, under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 11, 2026

Reciprocal Ventures Files for Section 3(c)(1) Exemption

D - Reciprocal Ventures, a Series of Decile Start Fund, LP, filed a SEC document on March 11, 2026, related to Investment Company Act Section 3(c)(1).

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Regulatory Mar 11, 2026

Reciprocal Ventures Files Under Investment Company Act Section 3(c)(1)

Reciprocal Ventures, a Series of Decile Start Fund, LP, filed a SEC EDGAR document on March 11, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 11, 2026

Still Point Partners Fund I Files for SEC Exemptions

Still Point Partners Fund I, LP filed for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on March 11, 2026, according to SEC EDGAR.

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Regulatory Mar 11, 2026

Still Point Partners Fund I, LP Files for Investment Company Act Exemptions

Still Point Partners Fund I, LP filed a SEC document on March 11, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 11, 2026

MGI Investments LP - Series 38 Files SEC Document Under Section 3(c)(1)

MGI Investments LP - Series 38 submitted a SEC filing on March 11, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 11, 2026

MGI Investments LP Series 38 Files Under Investment Company Act Section 3(c)(1)

D - MGI Investments LP - Series 38 filed a document on March 11, 2026, under Item 3C.1 for Section 3(c)(1) of the Investment Company Act.

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Fundraising Mar 10, 2026

Riptide Fund LLC Files SEC Document for Series 8

Riptide Fund LLC filed a document for its Series 8, Riptide Flexible Capital Fund, on March 9, 2026, under Investment Company Act Section 3(c)(1).

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Regulatory Mar 10, 2026

Anbec Partners Files Under Investment Company Act Section 3(c)(1)

Anbec Partners, LP submitted a SEC filing on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

Cheyenne Partners LP Files Under Investment Company Act Section 3(c)(1)

Cheyenne Partners LP submitted a SEC filing on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

EquityZen Fund Files for Section 3(c)(1) Exemption

EquityZen Growth Technology Fund LLC - Series 2246 filed a document with SEC EDGAR on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

Financial Edge Fund L P Files SEC Document for Section 3(c)(1)

D/A - FINANCIAL Edge Fund L P submitted a SEC filing on March 10, 2026, related to Item 3C of the Investment Company Act.

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Regulatory Mar 10, 2026

Chapel Oak Capital Files SEC Document Under Section 3(c)(1)

Chapel Oak Capital, L.P. submitted a SEC EDGAR filing on March 10, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

Chodikee Lake Partners LP Files SEC Document for Investment Company Act Exemption

Chodikee Lake Partners LP filed a SEC document on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

Hecher Capital Fund Files for Section 3(c)(1) Exemption

D - Hecher Capital Fund, LP filed a document with the SEC on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

Northstar Venture Capital LLC Files for Series 35 under Section 3(c)(1)

Northstar Venture Capital LLC filed a document on March 10, 2026, for Northstar VC Series 35, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.

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Regulatory Mar 10, 2026

Parkway Co-Investment 14 LP Files Under Investment Company Act Section 3(c)(1)

D - Parkway Co-Investment 14 (HL SA) LP submitted a filing to the SEC on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

TCC MHP Holdings LLC Files SEC Document Under Investment Company Act

TCC MHP Holdings LLC submitted a filing on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

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Regulatory Mar 9, 2026

Kindred Capital Co-Invest III LP Files SEC Exemption Claim

Kindred Capital Co-Invest III LP filed a notice under Section 3(c)(1) of the Investment Company Act on March 9, 2026, as per SEC records.

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Regulatory Mar 9, 2026

Navigate Ventures Fund II, LP Files SEC Form D/A for Exemption

Navigate Ventures Fund II, LP submitted a Form D/A filing on March 9, 2026, claiming exemption under Investment Company Act Section 3(c)(1), according to SEC EDGAR.

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Regulatory Mar 9, 2026

Pelicanview Total Return Fund Files Under Section 3(c)(1)

Pelicanview Total Return Fund, LLC filed a SEC document on March 9, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 9, 2026

VPC Partners XX LLC Files Under Investment Company Act Section 3(c)(1)

VPC Partners XX LLC submitted a SEC filing on March 9, 2026, citing Section 3(c)(1) of the Investment Company Act.

Elegant architecture of the Idaho State Capitol Building captured on a sunny day.
Regulatory Mar 9, 2026

D - CA-1213 Fund I Files for Section 3(c)(1) Exemption

D - CA-1213 Fund I, a series of Roll Up Vehicles, LP, filed an SEC document on March 9, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 9, 2026

FINYX FUND US LP Files Under SEC Investment Company Act

FINYX FUND US LP submitted a SEC filing on March 9, 2026, citing Section 3(c)(1) of the Investment Company Act.

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