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HOPE Ventures II, LLC Files for Section 3(c)(1) Exemption

HOPE Ventures II, LLC submitted a SEC filing on March 13, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.

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HOPE Ventures II, LLC Seeks Exemption Under Investment Company Act

HOPE Ventures II, LLC, identified by CIK number 0002111277, filed a document with the SEC on March 13, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR. The filing, with accession number 0002111277-26-000003, is a standard notice for entities seeking to avoid registration as investment companies.

Filing Overview

The filing was submitted on March 13, 2026, and includes Item 3C related to the Investment Company Act Section 3(c). Specifically, it references Section 3(c)(1), which pertains to exemptions for certain issuers. The document size is 6 KB, indicating a concise submission focused on this exemption claim, according to SEC EDGAR.

Details of the Exemption

In the filing, HOPE Ventures II, LLC specifies Item 3C.1 as Section 3(c)(1), which is part of the regulatory framework for private funds. As widely known, Section 3(c)(1) generally applies to entities with fewer than 100 beneficial owners that do not make public offerings, though this filing does not provide additional specifics beyond the exemption reference.

Regulatory Context

This filing aligns with routine SEC procedures for investment entities, with HOPE Ventures II, LLC’s action occurring on March 13, 2026, under accession number 0002111277-26-000003, according to SEC EDGAR.

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