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House of Stone Capital Fund One LLC Files for Section 3(c)(1) Exemption

House of Stone Capital Fund One LLC submitted a filing to the SEC on April 3, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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House of Stone Capital Fund One LLC, identified by CIK number 0002116999, filed a document with the SEC on April 3, 2026, specifying an exemption under Item 3C of the Investment Company Act. The filing, with accession number 0002116999-26-000001, explicitly references Section 3(c)(1) as outlined in Item 3C.1, according to SEC EDGAR.

Filing Overview

The document is a 7 KB filing made by House of Stone Capital Fund One LLC, which falls under the category of Item 3C related to the Investment Company Act. It directly states Section 3(c)(1) in Item 3C.1, indicating the filer’s intent to claim this specific exemption. As a widely-known context, Section 3(c)(1) of the Investment Company Act generally allows certain private funds to avoid registration if their securities are not publicly offered and are held by no more than 100 beneficial owners.

Details of the Exemption

House of Stone Capital Fund One LLC’s filing includes Item 3C.1, which pertains to Section 3(c)(1), as noted in the SEC EDGAR records. The filing was submitted on April 3, 2026, with the exact accession number 0002116999-26-000001. According to SEC EDGAR, this reflects the fund’s formal notification to the SEC regarding its status under the act.

Source and Implications

The filing’s size is listed as 7 KB, and it is archived under the provided SEC EDGAR URL, confirming the details of the submission. According to SEC EDGAR, this filing represents a standard procedure for entities seeking exemptions under the Investment Company Act.

Sources
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