← All Stories
Regulatory

Ravenclaw Investment Vehicle Files for Investment Company Act Exemptions

Ravenclaw Investment Vehicle, L.P. submitted a SEC filing on March 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

Aerial shot of the historic Chase County Courthouse in Cottonwood Falls, KS, capturing its distinctive architecture.
Photo by Taylor Hunt on Pexels

Ravenclaw Investment Vehicle Submits SEC Filing

Ravenclaw Investment Vehicle, L.P., identified by CIK number 0002051218, filed a document with the SEC on March 17, 2026, as indicated in the filing details. The filing includes items related to the Investment Company Act, specifically Section 3(c), according to SEC EDGAR.

Details of the Filing

The filing, with accession number 0002051218-26-000003 and a size of 6 KB, specifies Item 3C as pertaining to the Investment Company Act Section 3(c). It explicitly lists Item 3C.1 for Section 3(c)(1) and Item 3C.7 for Section 3(c)(7), as documented in the source material.

Exemptions Claimed

As widely known, Section 3(c)(1) exempts certain issuers from the Investment Company Act if their securities are not publicly offered, while Section 3(c)(7) applies to issuers whose investors are qualified purchasers. Ravenclaw Investment Vehicle, L.P. claimed these exemptions in its March 17, 2026, filing, which is available through SEC EDGAR.

Filing Context

The SEC filing was submitted under the standard EDGAR system, reflecting routine regulatory compliance for entities like Ravenclaw Investment Vehicle, L.P.

Sources
Get capital raising signals before they hit the news.
See PipelineRoad