Lightspring Capital II, LP Submits SEC Filing
Lightspring Capital II, LP, identified by CIK number 0002054991, filed a notice with the SEC on March 11, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, as detailed in the filing’s Item 3C. According to SEC EDGAR, the document is an official submission with accession number 0001123292-26-000412 and a file size of 10 KB.
Details of the Filing
The filing specifies Item 3C as related to the Investment Company Act, with Item 3C.1 explicitly referencing Section 3(c)(1) and Item 3C.7 referencing Section 3(c)(7). As is widely known, Section 3(c)(1) applies to funds with securities not publicly offered and limited beneficial owners, while Section 3(c)(7) pertains to funds for qualified purchasers, though these are standard provisions under U.S. securities law.
Implications for Fund Managers
According to SEC EDGAR, this filing indicates Lightspring Capital II, LP’s intent to operate as a private investment fund exempt from registration. The inclusion of both sections suggests the fund meets criteria for these exemptions based on its structure and investor base.
Regulatory Context
The SEC filing process for such exemptions is a routine step for emerging fund managers, and in this case, it confirms Lightspring Capital II, LP’s compliance with specified Investment Company Act sections, as outlined in the document’s items.
