Rhino Small Cap Financial Offshore Fund Submits SEC Filing
Rhino Small Cap Financial Offshore Fund, Ltd, identified by CIK number 0002021214, filed a document with the SEC on April 15, 2026, according to SEC EDGAR. The filing includes Item 3C related to the Investment Company Act Section 3(c). This offshore fund’s submission specifies Item 3C.1, which pertains to Section 3(c)(1), as noted in the same SEC record.
Filing Details
The filing was made under accession number 0002021214-26-000001 and has a file size of 7 KB, as per the SEC EDGAR archive. Rhino Small Cap Financial Offshore Fund, Ltd is the filer, and the document is categorized under the Investment Company Act. As widely known, Section 3(c)(1) of the Investment Company Act exempts certain funds from registration if they meet specific criteria, such as not making a public offering.
Implications of the Filing
The filing references Section 3(c)(1) directly, indicating the fund’s intent to claim an exemption under the Investment Company Act, according to SEC EDGAR. This action aligns with routine regulatory requirements for funds like Rhino Small Cap Financial Offshore Fund, Ltd.
Regulatory Context
Item 3C in the filing covers aspects of the Investment Company Act, with Item 3C.1 specifically addressing Section 3(c)(1), as documented in the SEC’s records. According to SEC EDGAR, such filings help maintain compliance for emerging fund managers.