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Jennison U.S. Small Cap Equity Fund Files SEC Exemption Under Investment Company Act

The Jennison U.S. Small Cap Equity Fund filed a SEC form on April 17, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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SEC Filing by Jennison U.S. Small Cap Equity Fund

On April 17, 2026, the Jennison U.S. Small Cap Equity Fund of the Prudential Trust Co Institutional Business Trust submitted a filing to the SEC, as indicated in the document with Accession Number 0001470831-26-000377. This filing references Item 3C of the Investment Company Act, specifically Sections 3(c)(1) and 3(c)(7), according to SEC EDGAR. The document size is 8 KB, detailing the fund’s status under these exemptions.

Details of the Exemptions

The filing includes Item 3C.1, which pertains to Section 3(c)(1) of the Investment Company Act, and Item 3C.7, which relates to Section 3(c)(7). As widely known in regulatory contexts, Section 3(c)(1) applies to certain private funds, while Section 3(c)(7) addresses funds for qualified investors. These items confirm the fund’s reliance on these provisions in its SEC submission, according to SEC EDGAR.

Fund and Filer Information

The filer is identified as D/A - Jennison U.S. Small Cap Equity Fund of the Prudential Trust Co Institutional Business Trust, with CIK number 0001851989. This filing represents a standard regulatory update for such entities, and it aligns with the SEC’s requirements for investment companies to report under the Investment Company Act, according to SEC EDGAR.

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