Rhino Small Cap Financial Offshore Fund Files for Section 3(c)(1) Exemption
On April 15, 2026, Rhino Small Cap Financial Offshore Fund, Ltd, identified by CIK number 0002021214, filed a document with the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act, as detailed in the filing’s Item 3C and Item 3C.1 sections. This filing, according to SEC EDGAR, is a Form D/A that specifies the fund’s status under U.S. securities regulations.
Filing Details
The document was filed on April 15, 2026, with accession number 0002021214-26-000001 and a file size of 7 KB, explicitly referencing Item 3C for the Investment Company Act Section 3(c) and Item 3C.1 for Section 3(c)(1). As is widely known, Section 3(c)(1) applies to certain funds that are not making public offerings. Rhino Small Cap Financial Offshore Fund, Ltd is listed as the filer in this SEC EDGAR record, which provides the official archive for such regulatory submissions.
Regulatory Context
The filing pertains to the Investment Company Act, with specific mention of Section 3(c)(1) in Item 3C.1, indicating the fund’s intent to operate under this exemption. According to SEC EDGAR, this type of filing is common for funds seeking to avoid registration requirements. As widely known context, such exemptions are part of the broader framework of the Investment Company Act of 1940.
Source Overview
The SEC EDGAR system hosts this filing, which includes the title ‘D/A - Rhino Small Cap Financial Offshore Fund, Ltd’ and confirms the details through its archived data, ensuring transparency in regulatory filings.
