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3c7

596 stories covering 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Jun 11, 2026

Union Peak Ventures I, L.P. Files SEC Notice Under Section 3(c)(7)

Union Peak Ventures I, L.P. submitted a 6 KB filing to the SEC on June 11, 2026, claiming exemption under Investment Company Act Section 3(c)(7).

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Regulatory Jun 11, 2026

RedBird Legends Fund, L.P. Files SEC Form D

RedBird Legends Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on June 11, 2026.

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Regulatory Jun 11, 2026

D - EDIF IV Feeder Fund Files 3(c)(7) Notice With SEC

D - EDIF IV Feeder Fund S.C.A. SICAV-RAIF submitted a Section 3(c)(7) filing to the SEC on June 11, 2026.

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Regulatory Jun 11, 2026

Cooperatieve Gilde Healthcare Private Equity V U.A. Files 3(c)(7) Notice

Cooperatieve Gilde Healthcare Private Equity V U.A. submitted a Section 3(c)(7) exemption filing on June 11, 2026, according to SEC EDGAR.

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Regulatory Jun 10, 2026

Lord Abbett Private Credit Fund Submits D/A Filing

Lord Abbett Private Credit Fund filed a D/A notice with the SEC on 2026-06-10 under Section 3(c)(7) of the Investment Company Act.

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Fundraising Jun 10, 2026

Working Capital Innovation Fund III Files SEC Notice

D - Working Capital Innovation Fund III, L.P. submitted a filing to the SEC on June 10, 2026, referencing Investment Company Act Section 3(c).

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Regulatory Jun 10, 2026

Ares Pathfinder Fund III LP Files D/A on SEC EDGAR

Ares Pathfinder Fund III LP submitted a D/A filing to the SEC on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 10, 2026

Ares Pathfinder Fund III LP Files SEC Notice

Ares Pathfinder Fund III LP submitted a Form D/A filing with the SEC on June 10, 2026 under Section 3(c)(7).

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Regulatory Jun 10, 2026

Ascent Crossover Opportunity Fund III Files SEC Notice

D - Ascent Crossover Opportunity Fund III, L.P. submitted a regulatory filing under Section 3(c)(7) on June 10, 2026.

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Regulatory Jun 10, 2026

Acadian U.S. Equity Extension Tax-Aware Fund Files Under 3(c)(7)

Acadian U.S. Equity Extension Tax-Aware Fund, LP submitted a filing on 2026-06-10 citing Investment Company Act Section 3(c)(7).

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Regulatory Jun 9, 2026

Apollo Overseas Partners XI Files SEC Exemption Notice

Apollo Overseas Partners XI, L.P. submitted a Section 3(c)(7) filing with the SEC on June 9, 2026.

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Regulatory Jun 9, 2026

801 West Capital (Cayman) Fund Files D/A Amendment

801 West Capital (Cayman) Fund, Ltd. submitted a Form D amendment referencing Section 3(c)(7) on June 9, 2026.

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Fundraising Jun 9, 2026

Stonelake VIII Access Fund Files SEC Form D

Stonelake VIII Access Fund, L.P. filed a Form D notice with the SEC on June 9, 2026 under Section 3(c)(7).

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Regulatory Jun 9, 2026

Apollo Overseas Partners XI Files SEC Notice Under Section 3(c)(7)

Apollo Overseas Partners XI, L.P. submitted a 27 KB filing to the SEC on June 9, 2026 claiming exemption under Investment Company Act Section 3(c)(7).

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Regulatory Jun 9, 2026

Global Alpha Opportunities Fund LLC Files D/A on 2026-06-09

Global Alpha Opportunities Fund LLC submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 9, 2026

Stonelake VIII Access Fund Files SEC Notice for 3(c)(7) Exemption

D - Stonelake VIII Access Fund, L.P. submitted a Form D notice to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jun 9, 2026

Monticelloam Funding LLC Series SH-102 Files 3(c)(7) Notice

Monticelloam Funding LLC Series SH-102 submitted a Section 3(c)(7) filing with the SEC on June 9, 2026.

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Regulatory Jun 8, 2026

D - MP Direct AMSO Opportunity Fund LP Series 1 Files With SEC

D - MP Direct AMSO Opportunity Fund LP Series 1 submitted a filing to the SEC on June 8 2026 under Section 3(c)(7).

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Regulatory Jun 8, 2026

BeaconNorth Domestic Fund LP Files 3(c)(7) Notice With SEC

BeaconNorth Domestic Fund LP submitted a Section 3(c)(7) filing to the SEC on June 8, 2026.

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Regulatory Jun 8, 2026

Global Defense & Security Select Fund Files 3(c)(7) Notice

Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted D/A filing under Section 3(c)(7) on June 8, 2026.

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Regulatory Jun 7, 2026

Malta Hedge Fund II, L.P. Files D/A With SEC

Malta Hedge Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on June 5, 2026.

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Regulatory Jun 7, 2026

TTC Multi-Strategy Fund QP Files D/A on June 5 2026

TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) with the SEC on June 5, 2026.

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Regulatory Jun 7, 2026

TTC Multi-Strategy Fund QP, LP Submits D/A Filing to SEC

TTC Multi-Strategy Fund QP, LP filed a D/A notice under Investment Company Act Section 3(c)(7) on June 5, 2026.

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Regulatory Jun 7, 2026

TTC Multi-Strategy Fund QP LP Files D/A with SEC

TTC Multi-Strategy Fund QP LP submitted a D/A filing on June 5, 2026 under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.

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Regulatory Jun 7, 2026

TTC Multi-Strategy Fund QP, LP Files D/A on 2026-06-05

TTC Multi-Strategy Fund QP, LP submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 6, 2026

TTC Multi-Strategy Fund QP, LP Files D/A with SEC

TTC Multi-Strategy Fund QP, LP submitted a D/A amendment filing on June 5, 2026 referencing Section 3(c)(7) of the Investment Company Act.

Wooden letter tiles arranged to spell 'Trading Rules' on a wooden surface.
Regulatory Jun 6, 2026

Malta Hedge Fund II Files D/A Amendment With SEC

Malta Hedge Fund II, L.P. submitted a D/A filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Jun 6, 2026

TTC Multi-Strategy Fund QP, LP Files SEC Notice Under Section 3(c)(7)

TTC Multi-Strategy Fund QP, LP submitted a 3(c)(7) filing to the SEC on June 5, 2026, according to SEC EDGAR.

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Regulatory Jun 5, 2026

TTC Multi-Strategy Fund QP, LP Files D/A With SEC

TTC Multi-Strategy Fund QP, LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on June 5, 2026.

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Regulatory Jun 5, 2026

Wellington India Select Fund Files D/A Amendment with SEC

Wellington India Select Fund, Ltd. submitted a D/A filing on June 5, 2026 referencing Investment Company Act Section 3(c)(7).

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Regulatory Jun 5, 2026

Taula Global Macro Fund LP Files D/A Amendment on June 5 2026

Taula Global Macro Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) to the SEC on June 5 2026.

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Regulatory Jun 5, 2026

1940 Fund, Ltd. Files D/A Under Section 3(c)(7)

1940 Fund, Ltd. submitted a D/A filing to the SEC on 2026-06-05 referencing Investment Company Act Section 3(c)(7).

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Jun 5, 2026

Fidera Vecta Fund II SCSp Files Form D for 3(c)(7) Exemption

Fidera Vecta Fund II SCSp submitted a Form D filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 5, 2026

Astro Vault II Series Files SEC 3(c)(7) Notice

D - Astro Vault II a Series of Astro Funds LLC filed an Investment Company Act Section 3(c)(7) notice with the SEC on June 5, 2026.

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Regulatory Jun 4, 2026

SEI Core Property Fund Files D/A With SEC on June 4 2026

SEI Core Property Fund, L.P. submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 4, 2026

SEI Offshore Opportunity Fund II, Ltd. Files D/A on SEC EDGAR

SEI Offshore Opportunity Fund II, Ltd. submitted a D/A filing to the SEC on June 4, 2026 under Section 3(c)(7).

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Regulatory Jun 4, 2026

KKR Opportunistic Real Estate Credit Fund III LP Files With SEC

KKR Opportunistic Real Estate Credit Fund III LP submitted a regulatory filing to the SEC on June 4 2026 under Section 3(c)(7).

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Regulatory Jun 4, 2026

Kline Hill Partners Solutions III Expansion Fund LP Files SEC Notice

Kline Hill Partners Solutions III Expansion Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on June 4, 2026.

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Regulatory Jun 4, 2026

PCA Opportunities Fund 2022 Files D/A With SEC on June 4 2026

PCA Opportunities Fund 2022, L.P. - Series V (Venture 2022) submitted a D/A filing under Investment Company Act Section 3(c)(7).

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Regulatory Jun 4, 2026

EQT Infrastructure VI Co-Investment Files SEC Notice

D - EQT Infrastructure VI Co-Investment (I) SCSp submitted a Section 3(c)(7) filing to the SEC on June 4, 2026.

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Regulatory Jun 4, 2026

EQT Infrastructure VI Co-Investment Files SEC Form

D - EQT Infrastructure VI Co-Investment (N) SCSp filed a notice under Investment Company Act Section 3(c)(7) on 2026-06-04 according to SEC EDGAR.

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Regulatory Jun 4, 2026

Warren Equity Partners Fund V-A, L.P. Files D/A With SEC

Warren Equity Partners Fund V-A, L.P. submitted a D/A filing on June 4, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).

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Regulatory Jun 3, 2026

Ibex Partners Fund LP Files D/A Notice with SEC

Ibex Partners Fund LP submitted a D/A filing on June 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 3, 2026

CAIS 26North Private Equity Fund I Files SEC Notice

CAIS 26North Private Equity Fund I, L.P. submitted an SEC filing on June 3, 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 3, 2026

Green Court Greater China Long/Short Equity Fund Files D/A on 2026-06-03

Green Court Greater China Long/Short Equity Fund, Ltd. submitted a D/A filing referencing Section 3(c)(7) on June 3, 2026.

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Regulatory Jun 3, 2026

CAIS Davidson Kempner Opportunities Fund VII Files SEC Notice

CAIS Davidson Kempner Opportunities Fund VII, L.P. submitted a Form D notice to the SEC on June 3, 2026 claiming Section 3(c)(7) exemption.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Jun 3, 2026

LMCG Absolute Return Offshore Fund Files 3(c)(7) Notice

LMCG Absolute Return Offshore Fund, LP submitted a Section 3(c)(7) filing on June 3, 2026 via SEC EDGAR.

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Regulatory Jun 3, 2026

LCV Fund III Files D/A Notice With SEC on June 3 2026

LCV FUND III, L.P. submitted a D/A filing to the SEC on June 3 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 2, 2026

Rubicon Founders Ivy Fund Files SEC Exemption Notice

Rubicon Founders Ivy Fund, LP submitted a Section 3(c)(7) filing to the SEC on June 2, 2026.

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Regulatory Jun 2, 2026

Lone Star Credit Opportunities Fund Files SEC Notice

Lone Star Credit Opportunities Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on June 2, 2026.

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