Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
WTW Global Equity Focus Fund Files Under Investment Company Act Section 3(c)(7)
WTW Global Equity Focus Fund, LLC filed a form with SEC EDGAR on March 19, 2026, citing Section 3(c)(7) of the Investment Company Act.
400 Capital Merchant Street Fund LP Files Section 3(c)(7) Exemption
400 Capital Merchant Street Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on March 19, 2026, according to SEC EDGAR.
Triple Private Equity Fund I CIV SCSp Files Under Section 3(c)(7)
Triple Private Equity Fund I CIV SCSp submitted a filing related to the Investment Company Act Section 3(c)(7) on March 19, 2026, according to SEC EDGAR.
WTW Diversified Credit Fund Files Under Section 3(c)(7)
D - WTW Diversified Credit Fund, L.P. filed a document with the SEC on March 19, 2026, related to Investment Company Act Section 3(c)(7).
WTW Real Assets Fund Files Section 3(c)(7) Exemption
WTW Real Assets Fund, L.P. submitted a filing under Section 3(c)(7) of the Investment Company Act on March 19, 2026, as per SEC EDGAR records.
400 Capital Merchant Street Fund LP Files SEC Document on Section 3(c)(7)
D - 400 Capital Merchant Street Fund LP filed a SEC document on March 19, 2026, related to Section 3(c)(7) of the Investment Company Act.
Triple Private Equity Fund I CIV SCSp Files for Section 3(c)(7) Exemption
Triple Private Equity Fund I CIV SCSp filed a notice with the SEC on March 19, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
WTW Diversified Credit Fund L.P. Files SEC Document for Section 3(c)(7)
D - WTW Diversified Credit Fund, L.P. filed a SEC document on March 19, 2026, related to Section 3(c)(7) of the Investment Company Act.
WTW Real Assets Fund Files Under Section 3(c)(7)
WTW Real Assets Fund, L.P. submitted a filing on March 19, 2026, related to Section 3(c)(7) of the Investment Company Act.
AIR U.S. Life Fund V, LP Files SEC Document Under Investment Company Act
On March 19, 2026, AIR U.S. Life Fund V, LP submitted a filing to the SEC under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
BBE Phoenix Fund, LP Files Document with SEC
D - BBE Phoenix Fund, LP submitted a filing to the SEC EDGAR system on March 19, 2026.
CFPE Partners X, L.P. Files SEC Document on Investment Company Act
CFPE Partners X, L.P. filed a SEC document on March 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Primordial Ventures Fund I Files for Section 3(c)(1) Exemption
D - Primordial Ventures Fund I, LP filed an SEC document on March 19, 2026, citing Section 3(c)(1) of the Investment Company Act.
AIR U.S. Life Fund V, LP Files SEC Form D/A on March 19, 2026
AIR U.S. Life Fund V, LP submitted a Form D/A filing to the SEC on March 19, 2026, referencing Investment Company Act Section 3(c)(7).
BBE Phoenix Fund, LP Submits SEC Filing
D - BBE Phoenix Fund, LP filed a document with the SEC on March 19, 2026, according to official records.
CFPE Partners X, L.P. Files Under Investment Company Act Section 3(c)(1)
CFPE Partners X, L.P. submitted a regulatory filing on March 19, 2026, under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Primordial Ventures Fund I, LP Files for Section 3(c)(1) Exemption
Primordial Ventures Fund I, LP submitted a SEC EDGAR filing on March 19, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Barricade Investment Partners LLC Files SEC Document on Investment Company Act
Barricade Investment Partners LLC filed a SEC document on March 19, 2026, related to Section 3(c)(1) of the Investment Company Act.
Kathmere Private Markets Fund 2024 LP Files for Section 3(c)(1) Exemption
Kathmere Private Markets Fund 2024 LP submitted a filing under the Investment Company Act Section 3(c)(1) on March 19, 2026, according to SEC EDGAR.
New Summit Impact Fund IV, L.P. Files SEC Form D/A
New Summit Impact Fund IV, L.P. filed a Form D/A on March 19, 2026, under Item 3C of the Investment Company Act Section 3(c)(1).
Pretium Residential Credit Fund Files for Section 3(c)(7) Exemption
Pretium Residential Credit Total Return Fund (Offshore), LP filed an SEC document on March 19, 2026, citing Investment Company Act Section 3(c)(7).
Barricade Investment Partners LLC Files Under Section 3(c)(1)
Barricade Investment Partners LLC filed a document with the SEC on March 19, 2026, citing Section 3(c)(1) of the Investment Company Act.
Enduring Alpha Fund, LP Files SEC Document Under Investment Company Act
Enduring Alpha Fund, LP filed a document with the SEC on March 19, 2026, related to Section 3(c)(1) of the Investment Company Act.
Investment Solutions Tacora Credit 2025 Access Fund LP Files Under Investment Company Act
Investment Solutions Tacora Credit 2025 Access Fund LP filed a document with SEC EDGAR on March 19, 2026, citing Section 3(c) and Section 3(c)(7) of the Investment Company Act.
Kathmere Private Markets Fund 2024 LP Files SEC Form D/A
Kathmere Private Markets Fund 2024 LP submitted a filing under Section 3(c)(1) of the Investment Company Act on March 19, 2026, according to SEC records.
New Summit Impact Fund IV, L.P. Files Under Section 3(c)(1)
New Summit Impact Fund IV, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on March 19, 2026, as per SEC records.
Accolade Partners Blockchain IV-A Feeder Files SEC Form for Investment Exemption
Accolade Partners Blockchain IV-A Feeder, L.P. filed a SEC form on March 18, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Accolade Partners Blockchain IV-A, L.P. Files Form D with SEC
Accolade Partners Blockchain IV-A, L.P. filed a Form D on March 18, 2026, under the Securities Act of 1933, citing exemptions related to the Investment Company Act.
D - L Squared Capital Partners V LP Files SEC Document for Section 3(c)(7)
D - L Squared Capital Partners V LP submitted a filing to the SEC on March 18, 2026, related to Item 3C.7 under the Investment Company Act.
Glen Oak Volatility Fund LP Files SEC Document for Section 3(c)(1)
Glen Oak Volatility Fund LP submitted a filing to the SEC on March 18, 2026, referencing Investment Company Act Section 3(c)(1).
Painters Fund, LP Files Under Investment Company Act Section 3(c)(1)
Painters Fund, LP filed a document with SEC EDGAR on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Titan Masters Fund LP Files SEC Document on Investment Company Act Exemption
Titan Masters Fund LP submitted a filing to the SEC on March 18, 2026, under Section 3(c)(7) of the Investment Company Act.
TITAN LEGACY FUND I LP Files SEC Document on Section 3(c)(7)
TITAN LEGACY FUND I LP submitted a filing to SEC EDGAR on March 18, 2026, including items related to the Investment Company Act Section 3(c)(7).
Glen Oak Volatility Fund LP Files Under Investment Company Act Section 3(c)(1)
Glen Oak Volatility Fund LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 18, 2026.
L Squared Capital Partners V LP Files SEC Form for Investment Company Act Exemption
L Squared Capital Partners V LP filed a SEC document on March 18, 2026, referencing Item 3C.7 under Section 3(c)(7) of the Investment Company Act.
Painters Fund, LP Files for Section 3(c)(1) Exemption
Painters Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 18, 2026, as per SEC records.
Titan Masters Fund LP Files SEC Document on March 18, 2026
Titan Masters Fund LP submitted a filing to the SEC EDGAR system on March 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Cosmos Fund I LP Files SEC EDGAR Document
Cosmos Fund I LP submitted a filing to the SEC on March 18, 2026, with details available in EDGAR records.
Foundation RE Opportunity Fund LLC Files Under SEC Investment Company Act
D - Foundation RE Opportunity Fund LLC filed a notice with the SEC on March 18, 2026, under Section 3(c)(5) of the Investment Company Act.
Market Street Private Markets Fund V Files SEC Document on Investment Company Act
D - Market Street Private Markets Fund V, LLC filed a SEC document on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Origin SA Sidecar Fund Files SEC Document on Investment Company Act
D - Origin SA Sidecar Fund, LLC filed a document with the SEC on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.
Cosmos Fund I LP Files D/A with SEC
Cosmos Fund I LP submitted a D/A filing to the SEC on March 18, 2026, as recorded in EDGAR documents.
Foundation RE Opportunity Fund LLC Files for Section 3(c)(5) Exemption
D - Foundation RE Opportunity Fund LLC submitted a SEC filing on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.
Market Street Private Markets Fund V Files for Section 3(c)(1) Exemption
Market Street Private Markets Fund V, LLC filed a regulatory document on March 18, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Origin SA Sidecar Fund LLC Files SEC Document Under Investment Company Act
D - Origin SA Sidecar Fund, LLC filed a document with the SEC on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.
Origin Select Asset Fund Files Under Investment Company Act Section 3(c)
D - Origin Select Asset Fund, LLC filed a document with SEC EDGAR on March 18, 2026, referencing Investment Company Act Sections 3(c) and 3(c)(5).
Deep Ventures Capital Fund I, LP Files SEC Document on Investment Company Act
Deep Ventures Capital Fund I, LP submitted a filing to the SEC on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Deep Ventures Capital Fund I, LP Files SEC Notice Under Investment Company Act
Deep Ventures Capital Fund I, LP filed a notice with the SEC on March 18, 2026, regarding an exemption under Section 3(c)(1) of the Investment Company Act.
Lone Star Residential Mortgage Fund IV Files SEC Document for Section 3(c)(7)
Lone Star Residential Mortgage Fund IV, L.P. filed a document on March 18, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
Lone Star Residential Mortgage Fund IV Files Under Section 3(c)(7)
Lone Star Residential Mortgage Fund IV, L.P. submitted a filing related to Section 3(c)(7) of the Investment Company Act on March 18, 2026.
