Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Polar Fund Ltd Files SEC Notice Under Investment Company Act Section 3(c)(7)
Polar Fund Ltd submitted a SEC filing on March 18, 2026, citing Section 3(c)(7) of the Investment Company Act.
Polar Fund Ltd Files Under Section 3(c)(7)
Polar Fund Ltd filed a document with the SEC on March 18, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Starship Ventures SPV XXII Files SEC Document
Starship Ventures Opportunities, LLC filed a SEC document on March 18, 2026, related to Investment Company Act Section 3(c)(1).
Starship Ventures SPV XXII Files Under Investment Company Act
Starship Ventures Opportunities, LLC filed a document on March 18, 2026, under Section 3(c)(1) of the Investment Company Act.
Water Street Partners Ltd Files SEC Document for Section 3(c)(1)
Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Water Street Partners Ltd Files Under Investment Company Act Section 3(c)(1)
Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Fourth Sail Discovery Offshore Fund LP Files Under Section 3(c)(7)
Fourth Sail Discovery Offshore Fund LP submitted a SEC filing on March 18, 2026, related to Section 3(c)(7) of the Investment Company Act.
Fourth Sail Discovery Onshore Fund LP Files SEC Form D/A for Section 3(c)(7)
Fourth Sail Discovery Onshore Fund LP filed a Form D/A on March 18, 2026, citing Section 3(c)(7) of the Investment Company Act.
Synergy Asia Market Neutral Fund Files Under Section 3(c)(1)
Synergy Asia Market Neutral Fund submitted a SEC filing on March 18, 2026, under Investment Company Act Section 3(c)(1), as reported in SEC EDGAR records.
Synergy Asia Master Fund Files SEC Document on Section 3(c)(7)
Synergy Asia Master Fund submitted a SEC filing on March 18, 2026, related to Investment Company Act Section 3(c)(7).
WatchMaker Syndicates, LP Files for Section 3(c)(1) Exemption
D - BL-0901 Fund I, a series of WatchMaker Syndicates, LP, filed an SEC document on March 18, 2026, citing Section 3(c)(1) of the Investment Company Act.
Fourth Sail Discovery Offshore Fund LP Files SEC Document Under Section 3(c)(7)
Fourth Sail Discovery Offshore Fund LP filed a SEC document on March 18, 2026, related to Investment Company Act exemptions.
Synergy Asia Market Neutral Fund Files Under Investment Company Act Section 3(c)(1)
Synergy Asia Market Neutral Fund filed a document under Item 3C of the Investment Company Act on March 18, 2026, citing Section 3(c)(1).
Synergy Asia Master Fund Files SEC Document for Investment Company Act
Synergy Asia Master Fund submitted a filing to the SEC on March 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Connor Group Real Estate Hybrid Fund I LLC Files SEC Document
Connor Group Real Estate Hybrid Fund I LLC filed a SEC EDGAR document on March 17, 2026, related to Section 3(c)(5) of the Investment Company Act.
Frazier Healthcare Athena Fund L.P. Files SEC Exemption Notice
Frazier Healthcare Athena Fund L.P. filed a document under the Investment Company Act sections 3(c)(1) and 3(c)(7) on March 17, 2026, according to SEC EDGAR.
Ravenclaw Investment Vehicle Files for Investment Company Act Exemptions
Ravenclaw Investment Vehicle, L.P. submitted a SEC filing on March 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
CAZ Space & Defense Fund Files SEC Document Under Section 3(c)(7)
CAZ Space & Defense Fund, L.P. filed a document with SEC EDGAR on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
CIM Opportunity Zone Fund Files SEC Document on March 17, 2026
CIM Opportunity Zone Fund, L.P. filed a SEC document on March 17, 2026, related to Investment Company Act Section 3(c)(5).
CIM Opportunity Zone Fund Files SEC Form D/A
CIM Opportunity Zone Fund, L.P. filed a Form D/A with the SEC on March 17, 2026, citing Investment Company Act Section 3(c)(5).
CAZ Space & Defense Fund Files Under Section 3(c)(7)
D - CAZ Space & Defense Fund, L.P. submitted a SEC filing on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
Connor Group Continuation Debt Fund XVII-Q, LLC Files with SEC
Connor Group Continuation Debt Fund XVII-Q, LLC filed a document on the SEC EDGAR system on March 17, 2026.
Frazier Healthcare Athena Feeder Fund Files SEC Document on Investment Company Act
D - Frazier Healthcare Athena Feeder Fund, L.P. filed a 14 KB document with SEC EDGAR on March 17, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Frazier Healthcare Athena Fund Files SEC Exemptions
Frazier Healthcare Athena Fund, L.P. filed for exemptions under the Investment Company Act on March 17, 2026, as per SEC EDGAR records.
Glilot Capital Partners IV SPV 2 Files Under Investment Company Act
Glilot Capital Partners IV SPV 2, Limited Partnership filed a SEC document on March 17, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7).
Glilot Capital Partners IV SPV 2 Files SEC Form for Investment Company Act Exemptions
Glilot Capital Partners IV SPV 2, a limited partnership, filed an SEC document on March 17, 2026, specifying exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
RMWC Real Estate Lending Fund V Files Under Section 3(c)(7)
RMWC Real Estate Lending Fund V - Hybrid Evergreen, LP filed a SEC document on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
SRPMIC Mercer Private Investments LP Files SEC Document Under Section 3(c)(7)
SRPMIC Mercer Private Investments LP filed a SEC document on March 17, 2026, related to Investment Company Act Section 3(c)(7), as per the official records.
Vision One Offshore Fund Files Under Section 3(c)(7)
Vision One Offshore Fund, LP submitted a SEC filing on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
Hudson Single-Family Rental Fund L.P. Files Under Section 3(c)(7)
Hudson Single-Family Rental Fund L.P. filed a SEC EDGAR document on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
SRPMIC Mercer Private Investments Files SEC Notice Under Section 3(c)(7)
SRPMIC Mercer Private Investments, LP filed a SEC document on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
Vision One Offshore Fund Files Under Investment Company Act Section 3(c)(7)
Vision One Offshore Fund, LP submitted a filing on March 17, 2026, citing Section 3(c)(7) of the Investment Company Act.
Blu Venture Investors Core, LLC Files for BVI Core Q12025-2 Series
Blu Venture Investors Core, LLC submitted a filing for the D/A - BVI Core Q12025-2 Series on March 17, 2026, under Section 3(c)(1) of the Investment Company Act.
Blu Venture Investors Core, LLC Series Files for Section 3(c)(1) Exemption
D/A - BVI Core Q12025-1 Series of Blu Venture Investors Core, LLC filed a document on March 17, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Fogline Ventures Gatik Series D SPV Files SEC Exemption Under Investment Company Act
Fogline Ventures Gatik Series D SPV, a series of CGF2021 LLC, filed for an exemption under Section 3(c)(1) on March 17, 2026, as per SEC EDGAR records.
Nestor Partners Files Definitive Amendment with SEC
Nestor Partners submitted a Definitive Amendment filing to the SEC on March 17, 2026, related to commodity contracts brokering and crypto assets.
Proficio Clean Horizons Fund Files SEC Notice Under Section 3(c)(7)
Proficio Clean Horizons Series of the Proficio Gateway Fund LLC filed a notice with the SEC on March 17, 2026, related to Investment Company Act exemptions.
PolyPid Secures FDA PDUFA Fee Waiver for D-PLEX100 NDA
PolyPid Ltd. received a $4.3 million PDUFA fee waiver from the FDA for its D-PLEX100 New Drug Application, supporting commercialization preparations.
PolyPid Receives $4.3 Million FDA PDUFA Fee Waiver for D-PLEX100 NDA
PolyPid Ltd. announced on March 17, 2026, that the FDA granted a $4.3 million PDUFA fee waiver for D-PLEX100's New Drug Application, aiding commercialization efforts.
Booth-Laird Investment Partnership Files D/A with SEC
Booth-Laird Investment Partnership, LP submitted a D/A filing to the SEC on March 16, 2026, as recorded in EDGAR documents.
Edgelight Investments Fund Files Under Investment Company Act Section 3(c)(1)
Edgelight Investments Fund, L.P. submitted a filing under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.
Edgelight Investments Fund L.P. Files for Section 3(c)(1) Exemption
Edgelight Investments Fund L.P. filed a SEC document on March 16, 2026, related to Item 3C of the Investment Company Act.
Forge Investments Files SEC Document for Fund Series
Forge Investments filed a document for D - Fund FG-ORV under Section 3(c)(1) of the Investment Company Act on March 16, 2026, according to SEC EDGAR.
Forge Investments Series Files Under Investment Company Act Section 3(c)(1)
D - Fund FG-ORV, a series of Forge Investments, filed a SEC form on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
HLV Disruptive AI Fund II LLC Files for Section 3(c)(7) Exemption
HLV Disruptive AI Fund II LLC filed a document on March 16, 2026, under Item 3C.7 of the Investment Company Act, according to SEC EDGAR.
HLV Disruptive AI Fund II LLC Files SEC Form for Investment Exemption
HLV Disruptive AI Fund II LLC filed a document with the SEC on March 16, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
Viva Private Investments LLC - Series G Files SEC Exemption Claim
Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, related to exemptions under the Investment Company Act.
Viva Private Investments LLC Series G Files SEC Exemption Notice
Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, claiming exemptions under the Investment Company Act.
Forge Investments LLC Files for Fund FG-GRT Under Section 3(c)(7)
Forge Investments LLC submitted a SEC filing for Fund FG-GRT on March 16, 2026, citing Section 3(c)(7) of the Investment Company Act.
GLAXIS Global Partners II LP Files Under Investment Company Act Section 3(c)(7)
GLAXIS Global Partners II LP filed a document with the SEC on March 16, 2026, under Item 3C.7, relating to Section 3(c)(7) of the Investment Company Act.
