Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Hustle Fund IV, L.P. Files Under Investment Company Act Section 3(c)(7)
Hustle Fund IV, L.P. submitted a filing to SEC EDGAR on March 16, 2026, related to Section 3(c)(7) of the Investment Company Act.
Mason Capital Ltd Files SEC Document on Investment Company Act Section 3(c)(7)
Mason Capital Ltd submitted a filing to the SEC on March 16, 2026, related to Section 3(c)(7) of the Investment Company Act.
Permanens Partners Fund L.P. Files Under Investment Company Act Section 3(c)(1)
Permanens Partners Fund L.P. filed a document under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.
Forge Investments LLC Files for Fund FG-GRT Series
Forge Investments LLC filed a SEC document for its Fund FG-GRT series under Section 3(c)(7) on March 16, 2026.
GLAXIS Global Partners II LP Files Form D/A for Section 3(c)(7) Exemption
GLAXIS Global Partners II LP submitted a Form D/A filing on March 16, 2026, citing Section 3(c)(7) of the Investment Company Act.
Hustle Fund IV, L.P. Files SEC Document Under Investment Company Act
Hustle Fund IV, L.P. submitted a filing on March 16, 2026, under Section 3(c) and 3(c)(7) of the Investment Company Act, as per SEC records.
Mason Capital LP Files SEC Document Under Investment Company Act Section 3(c)(7)
Mason Capital LP submitted a filing to the SEC on March 16, 2026, related to Item 3C.7 of the Investment Company Act.
Permanens Partners Fund Files Under Section 3(c)(1)
Permanens Partners Fund, L.P. submitted a SEC filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
AQR Adaptive Equities Fund Files SEC Document on Section 3(c)(7)
AQR Adaptive Equities Offshore Alphaport Fund Ltd. filed a SEC EDGAR document on March 16, 2026, related to Investment Company Act Section 3(c)(7).
AQR Adaptive Equities Offshore Alphaport Fund Files SEC Document Under Section 3(c)(7)
AQR Adaptive Equities Offshore Alphaport Fund Ltd. filed a document with the SEC on March 16, 2026, related to Section 3(c)(7) of the Investment Company Act.
BEDROCK TECH FUND LLC Files SEC Document for Investment Company Act
BEDROCK TECH FUND LLC filed a document with the SEC on March 16, 2026, under Item 3C.1 for Section 3(c)(1) of the Investment Company Act.
BEDROCK TECH FUND LLC Files SEC Document on Investment Company Act
BEDROCK TECH FUND LLC submitted a SEC filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
Bedrock Tech Fund LLC Files Under Investment Company Act Section 3(c)(1)
Bedrock Tech Fund LLC submitted a filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act, as recorded in SEC EDGAR documents.
Bedrock Tech Fund LLC Files Under SEC Investment Company Act Section 3(c)(1)
Bedrock Tech Fund LLC submitted a filing to the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Giant Step Capital Specials, LP Files Under Investment Company Act Section 3(c)(1)
Giant Step Capital Specials, LP filed a document on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Giant Step Capital Specials, LP Series Files SEC Notice Under Section 3(c)(1)
Giant Step Capital Specials, LP filed a notice for its BlueDot x Varanium series under Section 3(c)(1) of the Investment Company Act on March 16, 2026, according to SEC EDGAR.
HZ Perpetual Income Fund OP, LLC Files D/A with SEC
HZ Perpetual Income Fund OP, LLC, with CIK 0002036949, submitted a D/A filing to the SEC on March 16, 2026.
HZ Perpetual Income Fund OP, LLC Submits SEC Filing
HZ Perpetual Income Fund OP, LLC filed a document with the SEC on March 16, 2026, as recorded in EDGAR.
Beyond-TA-0527 Fund I Files Under Investment Company Act Section 3(c)(1)
Beyond-TA-0527 Fund I, a series of Platform Funds 2026, LP, filed a document with the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
E Squared Investment Fund LLC Files for Section 3(c)(1) Exemption
E Squared Investment Fund LLC filed a document with the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Gaingels Early Stage Fund II LLC Files SEC Document
Gaingels Early Stage Fund II LLC submitted a filing to the SEC on March 16, 2026, as recorded in SEC EDGAR archives.
E Squared Investment Fund Files Under Section 3(c)(1)
E Squared Investment Fund, LLC filed a document with SEC EDGAR on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Gaingels Early Stage Fund II LLC Submits SEC Filing
Gaingels Early Stage Fund II LLC filed a document with the SEC on March 16, 2026, as recorded in the EDGAR database.
Jetstream Fund II Files Under Section 3(c)(1) of Investment Company Act
Jetstream Fund II, a series of Jetstream, LP, filed a notice under Section 3(c)(1) on March 16, 2026, according to SEC EDGAR records.
Zelda Ventures SPV 1, LLC Files SEC Notice for Investment Exemption
Zelda Ventures SPV 1, LLC filed a notice with the SEC on March 13, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
AE Industrial Investments Aggregator LP Series 5 Files SEC Document on Section 3(c)(7)
AE Industrial Investments Aggregator, LP - Series 5 filed a SEC document on March 13, 2026, related to Investment Company Act Section 3(c)(7).
Blackstone Investor 48 CLO Fund LP Files Under Section 3(c)(7)
Blackstone Investor 48 CLO Fund LP filed a document on March 13, 2026, related to the Investment Company Act Section 3(c)(7), as per SEC EDGAR records.
D - Bodney Fund I LP Files Under SEC Section 3(c)(7)
D - Bodney Fund I LP submitted a filing to the SEC on March 13, 2026, related to Investment Company Act Section 3(c)(7).
Horizon Credit Opportunities Offshore Fund Files SEC Document
Horizon Credit Opportunities Offshore Fund Ltd filed a SEC document on March 13, 2026, related to Investment Company Act Section 3(c)(1).
Zelda Ventures SPV 1, LLC Files Under Investment Company Act Section 3(c)(1)
Zelda Ventures SPV 1, LLC submitted a filing on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
AE Industrial Investments Aggregator, LP - Series 5 Files Under Section 3(c)(7)
On March 13, 2026, AE Industrial Investments Aggregator, LP - Series 5 filed a SEC document related to Item 3C.7 of the Investment Company Act.
Blackstone Investor 48 CLO Fund LP Files SEC Form for Investment Company Act Exemption
Blackstone Investor 48 CLO Fund LP filed a form with SEC EDGAR on March 13, 2026, citing exemptions under the Investment Company Act Section 3(c) and 3(c)(7).
Bodney Fund I LP Files SEC Document Under Investment Company Act Section 3(c)(7)
D - Bodney Fund I LP submitted a filing to the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Horizon Credit Opportunities Offshore Fund Files Under Investment Company Act
Horizon Credit Opportunities Offshore Fund Ltd filed a document under Section 3(c)(1) on March 13, 2026, as per SEC EDGAR records.
Poletar Fund LP Files SEC Document Under Investment Company Act
Poletar Fund LP submitted a filing to the SEC on March 13, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.
Hawkeye Partners, LP Files SEC Document on March 13, 2026
Hawkeye Partners, LP submitted a filing to the SEC on March 13, 2026, according to official records.
Investment Solutions Real Estate 2023 Access Fund LP Files SEC Document Under Section 3(c)(7)
Investment Solutions Real Estate 2023 Access Fund LP filed a document on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
kWantix Trading Fund I, LP Files SEC Document Under Section 3(c)(1)
kWantix Trading Fund I, LP submitted a filing to the SEC on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
Shaw Park Private Markets 2025 Onshore Fund L.P. Files SEC Document
Shaw Park Private Markets 2025 Onshore Fund L.P. filed a document with the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Investment Solutions Real Estate 2023 Access Fund LP Files Under Section 3(c)(7)
Investment Solutions Real Estate 2023 Access Fund LP filed a document with the SEC on March 13, 2026, related to Investment Company Act Section 3(c)(7).
kWantix Trading Fund I, LP Files for Section 3(c)(1) Exemption
kWantix Trading Fund I, LP submitted a filing for an exemption under Section 3(c)(1) of the Investment Company Act on March 13, 2026, as reported by SEC EDGAR.
Shaw Park Private Markets 2025 Onshore Fund Files SEC Form for Section 3(c)(7)
Shaw Park Private Markets 2025 Onshore Fund L.P. filed a SEC document on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
A&Q Alternative Yield Fund Files Under Section 3(c)(7)
D/A - A&Q Alternative Yield Fund Ltd submitted a SEC filing on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
BeaconLight Offshore Fund Files SEC Document on Section 3(c)(7)
BeaconLight Offshore Fund Ltd. filed a document with the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
BeaconLight Offshore Fund Files Section 3(c)(7) Exemption
BeaconLight Offshore Fund Ltd. filed a document under Item 3C.7 of the Investment Company Act on March 13, 2026, according to SEC EDGAR.
Blue Coin Fund LP Files Form D/A for Section 3(c)(1) Exemption
Blue Coin Fund LP submitted a Form D/A to the SEC on March 13, 2026, citing Section 3(c)(1) of the Investment Company Act for exemption.
Blue Coin Fund LP Files SEC Notice for Section 3(c)(1) Exemption
Blue Coin Fund LP submitted a SEC filing on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
Hiive SpaceX Opp Fund LLC Files for Section 3(c)(7) Exemption
D - Hiive SpaceX Opp Fund, LLC filed a document on March 13, 2026, under Item 3C.7 of the Investment Company Act, citing Section 3(c)(7).
Hiive SpaceX Opp Fund LLC Files Under Section 3(c)(7)
D - Hiive SpaceX Opp Fund LLC filed a document with the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Silverback Opportunistic Credit Fund Files Under Section 3(c)(7)
Silverback Opportunistic Credit Fund Ltd. submitted a SEC filing on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
