Upside Auctions Opportunity Fund LLC Submits SEC Filing
D - Upside Auctions Opportunity Fund LLC, identified by CIK 0002123657, filed a document with the SEC on April 9, 2026, specifically under Item 3C of the Investment Company Act, which includes Section 3(c)(5). According to SEC EDGAR, the filing has an accession number of 0002123657-26-000001 and a size of 6 KB.
Details of the Filing
The filing explicitly references Item 3C.5, which pertains to Section 3(c)(5) of the Investment Company Act. As is widely known, Section 3(c)(5) generally applies to entities seeking exemptions from investment company status. This document was submitted by the filer on the specified date, according to SEC EDGAR.
Background on the Filer
D - Upside Auctions Opportunity Fund LLC is the entity making this filing, as indicated in the SEC EDGAR records. The filing’s focus on the Investment Company Act suggests it relates to regulatory compliance for such funds.
Regulatory Context
According to SEC EDGAR, the document is part of standard SEC reporting requirements. As is widely known, such filings help maintain transparency in financial markets.