Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Tax Lien Fund, LP Files D/A for 3(c)(5) Exemption
Tax Lien Fund, LP submitted a D/A filing on 2026-06-05 referencing Section 3(c)(5) of the Investment Company Act.
Warwick UK Real Estate Fund I Files D/A with SEC
Warwick UK Real Estate Fund I submitted a D/A filing on June 5, 2026 referencing Investment Company Act exemptions.
Warwick UK Real Estate Fund I Files D/A on June 5 2026
Warwick UK Real Estate Fund I submitted a D/A filing to the SEC citing Investment Company Act Sections 3(c)(5) and 3(c)(6).
Atlas Capital Ex INC. Submits SEC Filing on June 5 2026
Atlas Capital Ex INC. filed a document with the SEC on June 5 2026 according to EDGAR records.
TTC Multi-Strategy Fund QP, LP Files D/A on June 5, 2026
TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Malta Hedge Fund II Files D/A Amendment With SEC
Malta Hedge Fund II, L.P. submitted a D/A filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Journey Storage Ventures 01, LLC Files SEC Document June 2026
Journey Storage Ventures 01, LLC submitted a 5 KB filing to the SEC on June 5, 2026 under accession number 0002130829-26-000003.
Atlas Capital Ex INC. Files SEC Document June 5 2026
Atlas Capital Ex INC. (CIK 0002137939) submitted a filing to the SEC on June 5 2026.
TTC Multi-Strategy Fund QP, LP Files SEC Notice Under Section 3(c)(7)
TTC Multi-Strategy Fund QP, LP submitted a 3(c)(7) filing to the SEC on June 5, 2026, according to SEC EDGAR.
Macquarie Infrastructure Income Opportunities Fund Files D/A
Macquarie Infrastructure Income Opportunities Fund submitted a D/A filing on June 5, 2026, per SEC EDGAR records.
Warwick UK Real Estate Fund I Files D/A on SEC EDGAR
Warwick UK Real Estate Fund I submitted a D/A filing to the SEC referencing Investment Company Act Sections 3(c)(5) and 3(c)(6).
TTC Multi-Strategy Fund QP, LP Files D/A With SEC
TTC Multi-Strategy Fund QP, LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on June 5, 2026.
Tax Lien Fund, LP Files SEC Amendment Under 3(c)(5)
Tax Lien Fund, LP submitted a Form D/A filing with the SEC on June 5, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Journey Storage Ventures 01, LLC Files With SEC on June 5, 2026
Journey Storage Ventures 01, LLC submitted a filing to the SEC EDGAR system on June 5, 2026 under CIK 0002130829.
Tax Lien Fund, LP Files 3(c)(5) Notice With SEC
Tax Lien Fund, LP submitted a D/A filing on June 5, 2026 referencing Section 3(c)(5) of the Investment Company Act.
Warwick UK Real Estate Fund I Files D/A on SEC EDGAR
Warwick UK Real Estate Fund I submitted a D/A filing on 2026-06-05 referencing Investment Company Act Section 3(c) exemptions.
Macquarie Infrastructure Income Opportunities Fund Files D/A
Macquarie Infrastructure Income Opportunities Fund submitted a D/A filing to the SEC EDGAR system on June 5, 2026.
American Ventures LLC Series XLVIII Remag Files 3(c)(1) Notice
American Ventures LLC, Series XLVIII Remag submitted a Section 3(c)(1) notice filing with the SEC on June 5, 2026.
Atlas Capital Ex INC. Files SEC Document June 5 2026
Atlas Capital Ex INC. submitted a 7 KB filing to the SEC on June 5 2026 under accession number 0002137939-26-000001.
NavierCVOwnera 1 Series Files 3(c)(1) Notice
NavierCVOwnera 1, a series of Navier Ventures LP, filed a Section 3(c)(1) notice with the SEC on June 5, 2026.
Spacefaring Ventures Fund 13 Files SEC 3(c)(1) Notice
Spacefaring Ventures Fund 13, LLC submitted an SEC filing on June 5, 2026 claiming exemption under Investment Company Act Section 3(c)(1).
Charlotte's Web Holdings Files Form D on June 5, 2026
Charlotte's Web Holdings, Inc. submitted a Form D filing to the SEC with accession number 0001750155-26-000095.
Isleview Equity RBIC Fund, L.P. Files D/A on June 5, 2026
Isleview Equity RBIC Fund, L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Providence Multifamily Fund II, LLC Files SEC Document
Providence Multifamily Fund II, LLC submitted a filing on June 5, 2026, under Section 3(c)(5) of the Investment Company Act.
Vector Fund LP Files D/A with SEC on June 5, 2026
Vector Fund LP submitted a D/A filing to the SEC on June 5, 2026, according to SEC EDGAR records.
Wellington India Select Fund Files D/A Amendment with SEC
Wellington India Select Fund, Ltd. submitted a D/A filing on June 5, 2026 referencing Investment Company Act Section 3(c)(7).
Atlas Capital Ex INC. Files SEC Document on June 5, 2026
Atlas Capital Ex INC. (CIK 0002137939) submitted a filing to the SEC on June 5, 2026, according to SEC EDGAR.
Warwick UK Real Estate Fund I Files D/A on June 5 2026
Warwick UK Real Estate Fund I submits D/A filing referencing Investment Company Act sections 3(c)(5) and 3(c)(6).
Taula Global Macro Fund LP Files D/A Amendment on June 5 2026
Taula Global Macro Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) to the SEC on June 5 2026.
Eterna Capital Partners LP Files SEC Document for Series BGA
Eterna Capital Partners LP submitted a 6 KB filing titled D - Eterna Capital Partners LP - Series BGA to the SEC on June 5, 2026.
Journey Storage Ventures 01 LLC Files With SEC
Journey Storage Ventures 01 LLC submitted a filing to the SEC on June 5 2026.
1940 Fund, Ltd. Files D/A Under Section 3(c)(7)
1940 Fund, Ltd. submitted a D/A filing to the SEC on 2026-06-05 referencing Investment Company Act Section 3(c)(7).
Fidera Vecta Fund II SCSp Files Form D for 3(c)(7) Exemption
Fidera Vecta Fund II SCSp submitted a Form D filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Astro Vault II Series Files SEC 3(c)(7) Notice
D - Astro Vault II a Series of Astro Funds LLC filed an Investment Company Act Section 3(c)(7) notice with the SEC on June 5, 2026.
Align Ventures II, L.P. Files D/A on SEC EDGAR
Align Ventures II, L.P. submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
AllianceBernstein Select US Equity (BVI) Ltd Files D/A on 2026-06-05
AllianceBernstein Select US Equity (BVI) Ltd submitted a D/A filing to the SEC on 2026-06-05 referencing Section 3(c)(7).
KKR Opportunistic Real Estate Credit Fund III LP Files SEC Notice
KKR Opportunistic Real Estate Credit Fund III LP submitted a Section 3(c)(7) filing to the SEC on June 4, 2026.
KKR Opportunistic Real Estate Credit Fund III Files SEC Notice
KKR Opportunistic Real Estate Credit Fund III (Parallel) LP submitted a Section 3(c)(7) exemption filing to the SEC on June 4, 2026.
SEI Core Property Fund Files D/A With SEC on June 4 2026
SEI Core Property Fund, L.P. submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
Ozark Resort Capital, LLC Files Form D on June 4, 2026
Ozark Resort Capital, LLC submitted a Form D filing to the SEC on June 4, 2026, according to SEC EDGAR records.
Onex Partners Star CV LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
Onex Partners Star CV LP submitted a Form D filing to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
D - Juvvadi CM Fund, LLC Files 3(c)(1) Notice
D - Juvvadi CM Fund, LLC submitted a Section 3(c)(1) exemption filing to the SEC on June 4, 2026.
McGaw Irvine Capital LP Files With SEC EDGAR on June 4 2026
McGaw Irvine Capital LP (CIK 0002137732) submitted a filing to SEC EDGAR on June 4 2026 under accession number 0002137732-26-000001.
Keez Partners LP Files D/A Form Claiming 3(c)(1) Exemption
Keez Partners LP submitted a D/A filing on June 4 2026 citing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Continental Partners LP Files D/A With SEC on June 4 2026
Continental Partners LP submitted a D/A filing to the SEC on June 4 2026 referencing Section 3(c)(1) of the Investment Company Act.
Duende Capital LLC Files 3(c)(1) Notice for ANTH I
Duende Capital LLC submitted an SEC filing on June 4 2026 for its ANTH I vehicle claiming exemption under Investment Company Act Section 3(c)(1).
SEI Offshore Opportunity Fund II, Ltd. Files D/A on SEC EDGAR
SEI Offshore Opportunity Fund II, Ltd. submitted a D/A filing to the SEC on June 4, 2026 under Section 3(c)(7).
D - Haus Capital Partners Fund I, L.P. Files SEC Notice
D - Haus Capital Partners Fund I, L.P. submitted a Form D filing with the SEC on June 4, 2026 under Section 3(c)(1).
Ember Management Aggregator Files D/A with SEC
Ember Management Aggregator, L.P. submitted Form D/A filing 0001971457-26-000001 on June 4, 2026.
Mason Park Opportunity Fund Files D/A With SEC
Mason Park Opportunity Fund, LP submitted a D/A filing to the SEC on June 4, 2026, under Investment Company Act Section 3(c)(1).
