Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
D - Quadrant Private Capital Solutions Platform Files SEC Notice
D - Quadrant Private Capital Solutions Platform, LP submitted a Section 3(c) filing to the SEC on June 2, 2026, claiming exemptions under 3(c)(1) and 3(c)(7).
Kirigami Master Fund Ltd Files 3(c)(7) Notice With SEC
Kirigami Master Fund Ltd submitted a D/A filing under Investment Company Act Section 3(c)(7) on June 2, 2026.
Vintage Credit Opportunity Partners Employee LP Files D/A
Vintage Credit Opportunity Partners Employee LP submitted a D/A filing to the SEC on June 1, 2026.
Wellington Commercial Real Estate Debt Fund I Files SEC Notice
Wellington Commercial Real Estate Debt Fund I, L.P. submitted a Form 3C filing claiming Section 3(c)(7) exemption on June 1, 2026.
InvestX Growth Equity V-US (QP) LP Files D/A on June 1 2026
InvestX Growth Equity V-US (QP) LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
D - Kicker Co-Investment Ltd Files 3(c)(7) Notice
D - Kicker Co-Investment Ltd submitted a Section 3(c)(7) filing under the Investment Company Act on June 1, 2026.
CrediMovil Capital I LLC Files With SEC on June 1 2026
CrediMovil Capital I LLC submitted a filing to SEC EDGAR on June 1 2026 under accession number 0002137012-26-000001.
SGT Capital Co-Invest 1.1 SCSp Files 3(c)(1) Notice
SGT Capital Co-Invest 1.1 SCSp submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026, according to SEC EDGAR.
Apollo Aligned Alternatives ST Fund (JPY) Files D/A With SEC
Apollo Aligned Alternatives ST Fund (JPY), L.P. submitted a D/A filing on June 1, 2026 under Section 3(c)(7).
Madison & Main Investment LLC Files SEC Document June 1 2026
Madison & Main Investment LLC (0002137962) submitted a 6 KB filing to SEC EDGAR on June 1, 2026 under accession number 0001140361-26-023574.
D - FCP-YAU Holdings, LLC Files Section 3(c)(1) Notice
D - FCP-YAU Holdings, LLC submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026.
Institutional Drilling Fund III LP Files D/A with SEC
Institutional Drilling Fund III LP submitted a D/A filing to the SEC on June 1 2026 under accession number 0002107894-26-000003.
D - Rehab Lending Income Fund I, LLC Files SEC Document
D - Rehab Lending Income Fund I, LLC submitted a filing to the SEC on June 1, 2026, according to EDGAR records.
InvestX Growth Equity V-US LP Files D/A on June 1 2026
InvestX Growth Equity V-US LP submitted a Form D amendment claiming Section 3(c)(1) exemption under the Investment Company Act.
Hoplon Fund III Files D/A with SEC on June 1 2026
Hoplon Fund III L.P. submitted a D/A filing on June 1 2026 under Investment Company Act Section 3(c)(1).
Hoplon Fund I, L.P. Files 3(c)(1) Notice on SEC EDGAR
Hoplon Fund I, L.P. submitted a Section 3(c)(1) notice filing to the SEC on June 1, 2026.
Atreides Foundation Fund, LP Files D/A on SEC EDGAR
Atreides Foundation Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing with the SEC on May 29, 2026 under Section 3(c)(7).
Polar CRS Fund II LP Files 3(c)(7) Notice with SEC
Polar CRS Fund II LP submitted a Section 3(c)(7) filing under the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A Amendment
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Polar CRS Fund II LP Files SEC Notice on May 29 2026
Polar CRS Fund II LP submitted a filing to the SEC under the Investment Company Act on May 29 2026.
PIMCO Quantitative Alpha Strategy Onshore Fund Files 3(c)(7) Notice
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on May 29, 2026.
PIMCO Private Income Fund Onshore Feeder LLC Files D/A with SEC
PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing under Section 3(c)(7) on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A Amendment with SEC
Atreides Foundation Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A on 2026-05-29
Atreides Foundation Fund, Ltd. submitted a D/A filing citing Section 3(c)(7) of the Investment Company Act.
PIMCO Private Income Fund Onshore Feeder III LLC Files D/A
PIMCO Private Income Fund Onshore Feeder III LLC submitted a D/A filing to the SEC on May 29 2026 under Section 3(c)(7).
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A Amendment
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
PIMCO Private Income Fund Onshore Feeder LLC Files D/A
PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing on 2026-05-29 citing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A filing on 2026-05-29 referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files SEC Notice Under 3(c)(7)
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A with SEC
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO MUNICIPAL REAL RETURN FUND on May 29, 2026 under Investment Company Act Section 3(c)(7).
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7).
Atreides Foundation Fund Files Amended Form D on May 29 2026
Atreides Foundation Fund LP submitted a Form D/A amendment citing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A Notice
PIMCO PRIVATE SERIES Co LLC filed a D/A for the PIMCO Municipal Real Return Fund citing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A on May 29 2026
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for the PIMCO Municipal Real Return Fund under Investment Company Act Section 3(c)(7).
PIMCO Files D/A for Quantitative Alpha Strategy Offshore Fund
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing on 2026-05-29 under Investment Company Act Section 3(c)(7).
PIMCO Municipal Real Return Fund Files D/A Amendment
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO Municipal Real Return Fund under Section 3(c)(7) on May 29, 2026.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A With SEC
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a Form D/A on 2026-05-29 claiming Section 3(c)(7) exemption.
Atreides Foundation Fund, LP Files D/A Amendment on May 29, 2026
Atreides Foundation Fund, LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Atreides Foundation Fund, Ltd. Files D/A Amendment Under 3(c)(7)
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Quantitative Alpha Strategy Onshore Fund Files SEC Amendment
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing to the SEC on May 29, 2026 under Section 3(c)(7).
Atreides Foundation Fund, Ltd. Files D/A on 2026-05-29
Atreides Foundation Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A on May 29, 2026
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing under Section 3(c)(7) on SEC EDGAR.
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A with SEC
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing under Section 3(c)(7) on 2026-05-29.
Atreides Foundation Fund Files SEC 3(c)(7) Notice
Atreides Foundation Fund, Ltd. submitted a filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, LP Files D/A With SEC on May 29, 2026
Atreides Foundation Fund, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files 3(c)(7) Notice
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Investment Company Act Section 3(c)(7), according to SEC EDGAR.
Atreides Foundation Fund Files D/A for 3(c)(7) Exemption
Atreides Foundation Fund, LP filed a D/A notice with the SEC on May 29, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
PIMCO Private Income Fund Onshore Feeder LLC Files D/A on May 29 2026
PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
PIMCO Private Income Fund Onshore Feeder III LLC Files SEC Notice
PIMCO Private Income Fund Onshore Feeder III LLC submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
