Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
MIP HPC Domestic Partners Files for Section 3(c)(7) Exemption
D - MIP HPC Domestic Partners, L.P. filed with SEC EDGAR on March 31, 2026, for exemption under Investment Company Act Section 3(c)(7).
MIP HPC Foreign Partners L.P. Files for Section 3(c)(7) Exemption
D - MIP HPC Foreign Partners L.P. filed a SEC document on March 31, 2026, related to Investment Company Act Section 3(c)(7).
Apollo Aligned Alternatives ST Fund Files SEC Notice Under Section 3(c)(7)
D/A - Apollo Aligned Alternatives ST Fund (USD), L.P. filed a notice with the SEC on March 31, 2026, under Item 3C.7 of the Investment Company Act.
Apollo Aligned Alternatives ST Fund Files Under Section 3(c)(7)
D/A - Apollo Aligned Alternatives ST Fund (USD), L.P. filed a document with the SEC on March 31, 2026, related to Investment Company Act exemptions.
Blackstone Waypoint Fund LP Files SEC Document on Section 3(c)(7)
Blackstone Waypoint Fund LP submitted a SEC filing on March 31, 2026, detailing Item 3C and Item 3C.7 under the Investment Company Act.
Blackstone Waypoint Fund LP Files Under SEC Section 3(c)(7)
Blackstone Waypoint Fund LP submitted a filing on March 31, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
CLEARMATRIX SPV Files SEC Document on March 31, 2026
CLEARMATRIX SPV A Series of AM SPV Fund Management LLC submitted a filing to the SEC, as documented in the EDGAR database.
Legend Capital Ventures II, LLC Files SEC Document Under Section 3(c)(7)
Legend Capital Ventures II, LLC filed a document with SEC EDGAR on March 31, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Mariner Capital Opportunity Fund Files Under Section 3(c)(1)
Mariner Capital Opportunity Fund, LP filed a notice with the SEC on March 31, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Peachtree Credit Fund IV, LP Files D/A with SEC
Peachtree Credit Fund IV, LP submitted a D/A filing to the SEC on March 31, 2026, as part of regulatory requirements for investment funds.
Peachtree Credit Fund IV, LP Files Form D/A with SEC
Peachtree Credit Fund IV, LP submitted a Form D/A filing to the SEC on March 31, 2026, as recorded in the EDGAR database.
Augurey Ventures I - Series Anduril C Files SEC Form Under Section 3(c)(1)
Augurey Ventures I - Series Anduril C submitted a SEC filing on March 31, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Augurey Ventures II Files Under Investment Company Act Section 3(c)(1)
Augurey Ventures II, Series Anduril C filed a document with the SEC on March 31, 2026, related to Section 3(c)(1) of the Investment Company Act.
Brentwood Associates Private Equity VII Files for Investment Company Act Exemptions
Brentwood Associates Private Equity VII, L.P. submitted a SEC filing on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Golub Capital Direct Lending Fund Files SEC Document on Section 3(c)(7)
Golub Capital Direct Lending Fund, L.P., Series SU-A filed a SEC document on March 31, 2026, related to Section 3(c)(7) of the Investment Company Act.
Augurey Ventures I - Series Anduril C Files SEC Form for Investment Company Act Exemption
Augurey Ventures I - Series Anduril C filed a document on March 31, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Brentwood Associates Private Equity VII, L.P. Files SEC Document on Investment Company Act
Brentwood Associates Private Equity VII, L.P. filed a SEC document on March 31, 2026, citing exemptions under Investment Company Act Section 3(c).
Golub Capital Direct Lending Fund Files Under Section 3(c)(7)
Golub Capital Direct Lending Fund, L.P., Series SU-A submitted a SEC filing on March 31, 2026, specifying Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
StartEngine Private Funds LLC Files for D - Series 11-1
StartEngine Private Funds LLC submitted a regulatory filing for D - Series 11-1 on March 31, 2026, as reported by SEC EDGAR.
Ascend Investment Fund II Files SEC Document for Section 3(c)(1)
Ascend Investment Fund II, LLC filed a SEC document on March 31, 2026, related to Section 3(c)(1) of the Investment Company Act.
Ascend Investment Fund II, LLC Files Under Section 3(c)(1)
Ascend Investment Fund II, LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on March 31, 2026, as reported by SEC EDGAR.
Blackstone Senior Direct Lending Fund Files SEC Document for Section 3(c)(7)
Blackstone's fund submitted a SEC filing on March 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Blackstone Senior Direct Lending Fund Files Under Section 3(c)(7)
Blackstone's Senior Direct Lending Fund submitted a SEC filing on March 31, 2026, under Item 3C.7 of the Investment Company Act.
GLL Health Sciences Fund Ltd Files Under Section 3(c)(7)
GLL Health Sciences Fund Ltd filed a SEC document on March 31, 2026, related to Item 3C.7 of the Investment Company Act.
Synergy Renovation Fund LLC Files with SEC on March 31, 2026
Synergy Renovation Fund LLC submitted a filing to the SEC, as recorded in EDGAR on March 31, 2026.
Tyro Absolute Return Fund II LP Files SEC Document for Section 3(c)(7)
Tyro Absolute Return Fund II LP filed a SEC document on March 31, 2026, related to Section 3(c)(7) of the Investment Company Act.
Bain Capital Files Form D for Middle Market Credit Fund V
Bain Capital Middle Market Credit Partners V (A), L.P. filed a Form D with the SEC on March 30, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Bain Capital Middle Market Credit Partners V Files SEC Form D
Bain Capital Middle Market Credit Partners V (A), L.P. filed a Form D on March 30, 2026, under Section 3(c)(7) of the Investment Company Act.
Carlyle Asset-Backed Income Strategic Partnership Files SEC Document for Section 3(c)(7)
Carlyle Asset-Backed Income Strategic Partnership, L.P. filed a document with the SEC on March 30, 2026, related to Investment Company Act Section 3(c)(7).
Cogitas Partners LP Files SEC Document on Investment Company Act Section 3(c)(7)
Cogitas Partners LP filed a document with the SEC on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Cogitas Partners LP Files SEC Document on Section 3(c)(7)
Cogitas Partners LP submitted a filing to the SEC on March 30, 2026, related to Item 3C.7 of the Investment Company Act.
Blackstone Senior Direct Lending Fund LP-2 L Files SEC Form for Section 3(c)(7)
Blackstone Senior Direct Lending Fund LP-2 L filed a SEC document on March 30, 2026, related to Investment Company Act Section 3(c)(7).
CH Ventures III (Parallel) L.P. Files SEC Document for Investment Exemption
D - CH Ventures III (Parallel), L.P. filed an SEC EDGAR document on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Eldridge Senior Credit Strategies Fund XIV Files Under Investment Company Act Section 3(c)(7)
Eldridge Senior Credit Strategies Fund XIV, L.P. submitted a filing under Section 3(c)(7) on March 30, 2026, according to SEC EDGAR records.
Legalist Fund IV (Offshore), LP Files SEC Document on Investment Company Act
D - Legalist Fund IV (Offshore), LP submitted a SEC filing on March 30, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ZKV Offshore Feeder Fund II LP Files SEC Document Under Section 3(c)(1)
D - ZKV Offshore Feeder Fund II LP filed a SEC document on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Blackstone Files SEC Document for Senior Direct Lending Fund
Blackstone Inc. filed a document for its Senior Direct Lending Fund LP-2 L on March 30, 2026, citing Section 3(c)(7) of the Investment Company Act.
CH Ventures III (Parallel) Files Under Investment Company Act Section 3(c)(1)
D - CH Ventures III (Parallel), L.P. filed a document with the SEC on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Eldridge Senior Credit Strategies Fund XIV Files SEC Document
Eldridge Senior Credit Strategies Fund XIV, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on March 30, 2026, as per SEC EDGAR records.
Legalist Fund IV (Offshore), LP Files SEC Document Under Investment Company Act
Legalist Fund IV (Offshore), LP submitted a filing to the SEC on March 30, 2026, citing Section 3(c)(7) of the Investment Company Act.
ZKV Offshore Feeder Fund II LP Files SEC Document Under Investment Company Act
ZKV Offshore Feeder Fund II LP filed a SEC EDGAR document on March 30, 2026, specifying Section 3(c)(1) of the Investment Company Act.
Averin Capital Fund II LP Files Under Investment Company Act Section 3(c)(7)
Averin Capital Fund II LP submitted a SEC filing on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Averin Capital Fund II LP Files Under Section 3(c)(7)
Averin Capital Fund II LP filed a SEC document on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Cambrian Growth Partners VII SPV LP Files for Investment Company Act Exemption
Cambrian Growth Partners VII SPV LP filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.
Cambrian Growth Partners VII SPV LP Files SEC Document on Investment Company Act
Cambrian Growth Partners VII SPV LP filed a document with SEC EDGAR on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
D - FLYWHEEL CONFERENCE 2026 FUND LLC Files SEC Document
D - FLYWHEEL CONFERENCE 2026 FUND LLC submitted a filing to the SEC on March 30, 2026, according to EDGAR records.
Godel Alpha Fund LP Files D/A with SEC
Godel Alpha Fund LP submitted a D/A filing to the SEC on March 30, 2026, as recorded in SEC EDGAR documents.
iCapital-EI Offshore Access Fund Files SEC Document on Investment Company Act
iCapital-EI Offshore Access Fund, L.P. submitted a filing on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
Seafront Opportunity Fund II LLC - Series I Files SEC Document on Investment Company Act
Seafront Opportunity Fund II LLC - Series I filed a document with the SEC on March 30, 2026, citing Investment Company Act Section 3(c)(7).
Seafront Opportunity Fund II LLC - Series I Files Under Section 3(c)(7)
SEAFRONT OPPORTUNITY FUND II LLC - Series I filed a document with the SEC on March 30, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
