Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Polar CRS Fund II LP Files SEC Notice Under Section 3(c)(7)
Polar CRS Fund II LP submitted a Form D filing with the SEC on May 29, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
PIMCO Private Income Fund Onshore Feeder III LLC Files D/A on May 29 2026
PIMCO Private Income Fund Onshore Feeder III LLC submitted a D/A filing to the SEC on May 29 2026 claiming Section 3(c)(7) exemption.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A with SEC
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing under Section 3(c)(7) on May 29, 2026.
Atreides Foundation Fund, LP Files 3(c)(7) Amendment
Atreides Foundation Fund, LP submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Atreides Foundation Fund, LP Files D/A Amendment on 2026-05-29
Atreides Foundation Fund, LP submitted a D/A filing referencing Investment Company Act Section 3(c)(7) via SEC EDGAR.
PIMCO Private Income Fund Onshore Feeder LLC Files D/A
PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing to the SEC on May 29, 2026, under Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund Files SEC Amendment on May 29, 2026
Atreides Foundation Fund, Ltd. submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A on SEC EDGAR
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for the PIMCO Municipal Real Return Fund under Section 3(c)(7) of the Investment Company Act.
Polar CRS Fund II LP Files SEC Notice on May 29 2026
Polar CRS Fund II LP submitted a 10 KB filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A With SEC
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO MUNICIPAL REAL RETURN FUND under Section 3(c)(7) on May 29, 2026.
PIMCO Quantitative Alpha Strategy Onshore Fund Files SEC Document
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a filing to the SEC on May 29, 2026, referencing Section 3(c)(7).
PIMCO Municipal Real Return Fund Files D/A on May 29 2026
PIMCO Private Series Co LLC filed a D/A for the PIMCO Municipal Real Return Fund citing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files D/A with SEC
Atreides Foundation Fund, Ltd. (CIK 0001777228) submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. filed a Form D/A on 2026-05-29 claiming Section 3(c)(7) exemption under the Investment Company Act.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. filed a D/A amendment with the SEC on 2026-05-29 claiming Section 3(c)(7) exemption.
Atreides Foundation Fund, Ltd. Files D/A Amendment with SEC
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files 3(c)(7) Notice
PIMCO PRIVATE SERIES Co LLC filed a D/A for the PIMCO Municipal Real Return Fund citing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files 3(c)(7) Amendment
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO Municipal Real Return Fund under Section 3(c)(7) on May 29, 2026.
Atreides Foundation Fund, LP Files D/A Amendment
Atreides Foundation Fund, LP filed a D/A amendment referencing Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A amendment filing on 2026-05-29 under Section 3(c)(7) of the Investment Company Act.
Sterling Real Estate Credit Fund LP Files D/A on May 29 2026
Sterling Real Estate Credit Fund LP submitted D/A filing 0001918614-26-000002 to the SEC citing Investment Company Act Section 3(c)(5).
PHFS III Equity Dispersion Offshore Fund Files D/A on May 29 2026
PHFS III Equity Dispersion Offshore Fund, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A on 2026-05-29
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing to the SEC on 2026-05-29 claiming Section 3(c)(7) exemption.
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A With SEC
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing on May 29, 2026 under Section 3(c)(7) of the Investment Company Act.
Edgar 11 Holdings LLC Files SEC Document May 29 2026
Edgar 11 Holdings LLC submitted a filing to the SEC EDGAR system on May 29, 2026 under CIK 0002128860.
Ohio Reflection Venture II Files SEC Notice Under 3(c)(7)
Ohio Reflection Venture II, LLC submitted a Section 3(c)(7) exemption filing to the SEC on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A on 3(c)(7) Exemption
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.
PHFS IV EM Macro Offshore Fund Files 3(c)(7) Notice
PHFS IV EM Macro Offshore Fund, L.P. submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A Amendment
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A With SEC
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing on 2026-05-29 under Investment Company Act Section 3(c)(7).
AB-E Merger Arbitrage Fund Files Section 3(c)(7) Notice
AB-E Merger Arbitrage (Delaware) Fund L.P. submitted a Form D/A filing under Investment Company Act Section 3(c)(7) on May 29, 2026.
Altair CHP Fund, LLC Files D/A on May 29, 2026
Altair CHP Fund, LLC submitted a D/A filing to the SEC on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
AWM Venture Fund VI LP Submits D/A Filing on May 29 2026
AWM Venture Fund VI LP filed a D/A amendment with the SEC on May 29 2026 under CIK 0002068840.
Mycor Liquid Credit Offshore Fund Files D/A on May 29 2026
Mycor Liquid Credit Offshore Fund, Ltd submitted a D/A filing to the SEC on May 29 2026 referencing Section 3(c)(7).
JM Equity Venture LLC Files SEC Notice for Ripple 15 LLC
JM Equity Venture LLC submitted a Form D filing for Ripple 15 LLC under Investment Company Act Section 3(c)(1) on May 29, 2026.
Covalence Equity Income Fund Files Form D/A on May 28 2026
Covalence Equity Income Fund, L.P. submitted a Form D amendment claiming Section 3(c)(7) exemption on May 28, 2026.
Menlo Inflection Atlas Partners Files 3(c)(7) Notice
Menlo Infraction Atlas Partners, L.P. submitted a Section 3(c)(7) filing to the SEC on May 28, 2026.
TPG Partners X (C), L.P. Files 3(c)(1) Notice with SEC
TPG Partners X (C), L.P. submitted a Section 3(c)(1) filing to the SEC on May 28, 2026.
Covalence Equity Income Fund-A Files D/A on May 28, 2026
Covalence Equity Income Fund-A, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
TPG Partners X (C), L.P. Files SEC Notice Claiming 3(c)(1) Exemption
TPG Partners X (C), L.P. submitted a Section 3(c)(1) notice to the SEC on May 28, 2026.
Menlo Inflection Atlas Partners Files 3(c)(7) Notice With SEC
Menlo Inflection Atlas Partners, L.P. submitted a Section 3(c)(7) filing to the SEC on May 28, 2026.
Bloom Opportunities Fund II Series Files 3(c)(7) Notice
D - BVP VII a Series of Bloom Opportunities Fund II LLC filed a Section 3(c)(7) notice with the SEC on May 28, 2026.
Covalence Equity Income Fund Files D/A Notice with SEC
Covalence Equity Income Fund, L.P. submitted a D/A filing on 2026-05-28 referencing Section 3(c)(7) of the Investment Company Act.
Bloom Opportunities Fund II LLC Files 3(c)(7) Notice
D - BVP VI a Series of Bloom Opportunities Fund II LLC submitted a Section 3(c)(7) notice to the SEC on May 28, 2026.
D-O-AI 3 Series of FOG Ventures Fund III Files 3(c)(7) Notice
D-O-AI 3 a Series of FOG Ventures Fund III LLC filed a Section 3(c)(7) notice with the SEC on May 28 2026.
Mercer Hedge Fund Investors SPC Files D/A With SEC
Mercer Hedge Fund Investors SPC submitted a D/A filing on 2026-05-28 referencing Investment Company Act Section 3(c)(1).
TPG Healthcare Partners III (C), L.P. Files SEC Notice
TPG Healthcare Partners III (C), L.P. submitted a Section 3(c)(1) notice filing to the SEC on May 28, 2026.
MPC FED 2026 Energy Fund Delta, LLC Files SEC Document
D - MPC FED 2026 Energy Fund Delta, LLC submitted a 7 KB filing to the SEC on May 28, 2026, with accession number 0000908834-26-000247.
D - MPC FED 2026 Energy Fund Golf, LLC Files SEC Document
D - MPC FED 2026 Energy Fund Golf, LLC submitted a filing to the SEC on May 28, 2026.
