Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
KKR Opportunistic Real Estate Credit Fund III LP Files SEC Notice
KKR Opportunistic Real Estate Credit Fund III LP submitted a Section 3(c)(7) filing to the SEC on June 4, 2026.
KKR Opportunistic Real Estate Credit Fund III Files SEC Notice
KKR Opportunistic Real Estate Credit Fund III (Parallel) LP submitted a Section 3(c)(7) exemption filing to the SEC on June 4, 2026.
SEI Core Property Fund Files D/A With SEC on June 4 2026
SEI Core Property Fund, L.P. submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
Ozark Resort Capital, LLC Files Form D on June 4, 2026
Ozark Resort Capital, LLC submitted a Form D filing to the SEC on June 4, 2026, according to SEC EDGAR records.
Onex Partners Star CV LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
Onex Partners Star CV LP submitted a Form D filing to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
D - Juvvadi CM Fund, LLC Files 3(c)(1) Notice
D - Juvvadi CM Fund, LLC submitted a Section 3(c)(1) exemption filing to the SEC on June 4, 2026.
McGaw Irvine Capital LP Files With SEC EDGAR on June 4 2026
McGaw Irvine Capital LP (CIK 0002137732) submitted a filing to SEC EDGAR on June 4 2026 under accession number 0002137732-26-000001.
Keez Partners LP Files D/A Form Claiming 3(c)(1) Exemption
Keez Partners LP submitted a D/A filing on June 4 2026 citing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Continental Partners LP Files D/A With SEC on June 4 2026
Continental Partners LP submitted a D/A filing to the SEC on June 4 2026 referencing Section 3(c)(1) of the Investment Company Act.
Duende Capital LLC Files 3(c)(1) Notice for ANTH I
Duende Capital LLC submitted an SEC filing on June 4 2026 for its ANTH I vehicle claiming exemption under Investment Company Act Section 3(c)(1).
SEI Offshore Opportunity Fund II, Ltd. Files D/A on SEC EDGAR
SEI Offshore Opportunity Fund II, Ltd. submitted a D/A filing to the SEC on June 4, 2026 under Section 3(c)(7).
D - Haus Capital Partners Fund I, L.P. Files SEC Notice
D - Haus Capital Partners Fund I, L.P. submitted a Form D filing with the SEC on June 4, 2026 under Section 3(c)(1).
Ember Management Aggregator Files D/A with SEC
Ember Management Aggregator, L.P. submitted Form D/A filing 0001971457-26-000001 on June 4, 2026.
Mason Park Opportunity Fund Files D/A With SEC
Mason Park Opportunity Fund, LP submitted a D/A filing to the SEC on June 4, 2026, under Investment Company Act Section 3(c)(1).
KKR Opportunistic Real Estate Credit Fund III LP Files With SEC
KKR Opportunistic Real Estate Credit Fund III LP submitted a regulatory filing to the SEC on June 4 2026 under Section 3(c)(7).
Unison Risk Advisors Inc. Files SEC Document on June 4 2026
Unison Risk Advisors Inc. (CIK 0001794955) submitted filing 0001794955-26-000004 to the SEC on June 4 2026.
Kline Hill Partners Solutions III Expansion Fund Files SEC Notice
Kline Hill Partners Solutions III Expansion Fund LP submitted a Form D filing to the SEC on June 4, 2026, claiming exemption under Section 3(c)(7).
Kline Hill Partners Solutions III Expansion Fund LP Files SEC Notice
Kline Hill Partners Solutions III Expansion Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on June 4, 2026.
PCA Opportunities Fund 2022 Files D/A With SEC on June 4 2026
PCA Opportunities Fund 2022, L.P. - Series V (Venture 2022) submitted a D/A filing under Investment Company Act Section 3(c)(7).
Strategic Opportunities Partners I Files SEC 3(c)(7) Notice
D - Strategic Opportunities Partners I, L.P. submitted a 7 KB filing to the SEC on June 4, 2026, referencing Section 3(c)(7) of the Investment Company Act.
EQT Infrastructure VI Co-Investment Files SEC Notice
D - EQT Infrastructure VI Co-Investment (I) SCSp submitted a Section 3(c)(7) filing to the SEC on June 4, 2026.
EQT Infrastructure VI Co-Investment Files SEC Form
D - EQT Infrastructure VI Co-Investment (N) SCSp filed a notice under Investment Company Act Section 3(c)(7) on 2026-06-04 according to SEC EDGAR.
Warren Equity Partners Fund V-A, L.P. Files D/A With SEC
Warren Equity Partners Fund V-A, L.P. submitted a D/A filing on June 4, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
SPX Program Fund LP Files D/A With SEC Under Section 3(c)(1)
SPX Program Fund LP submitted a D/A filing on June 4 2026 referencing Investment Company Act Section 3(c)(1).
Imagen Dental Partners, LLC Files Form D on June 3, 2026
Imagen Dental Partners, LLC submitted a Form D filing to the SEC on June 3, 2026 under file numbers 021-586118 and 021-586118-01.
Gotham Index Plus Fund, LP Files D/A on 2026-06-03
Gotham Index Plus Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act via SEC EDGAR on June 3, 2026.
Equitybee 22-49064 Series Files 3(c)(1) Amendment
Equitybee 22-49064, a Series of Equitybee cFund Master LLC, submitted a D/A filing claiming Investment Company Act Section 3(c)(1) exemption on June 3, 2026.
Ibex Partners Fund LP Files D/A Notice with SEC
Ibex Partners Fund LP submitted a D/A filing on June 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Dune Ventures Fund II Files D/A Claiming 3(c)(1) and 3(c)(7) Exemptions
Dune Ventures Fund II, LP submitted a D/A filing on June 3, 2026, listing Investment Company Act Section 3(c) exemptions.
Cinnaire Fund for Housing Limited Partnership 45 Files SEC Document
Cinnaire Fund for Housing Limited Partnership 45 submitted a filing to the SEC on June 3, 2026, according to EDGAR records.
CAIS 26North Private Equity Fund I Files SEC Notice
CAIS 26North Private Equity Fund I, L.P. submitted an SEC filing on June 3, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Equitybee Series Files 3(c)(1) Exemption Notice
D - Equitybee 22-43159 a Series of Equitybee cFund Master LLC submitted a Section 3(c)(1) filing to the SEC on 2026-06-03.
Summit Partners IDF Series Files 3(c)(7) SEC Notice
D - Summit Partners IDF Series of the SALI Multi-Series Fund, L.P. submitted a Section 3(c)(7) filing with the SEC on June 3, 2026.
Green Court Greater China Long/Short Equity Fund Files D/A on 2026-06-03
Green Court Greater China Long/Short Equity Fund, Ltd. submitted a D/A filing referencing Section 3(c)(7) on June 3, 2026.
CAIS Davidson Kempner Opportunities Fund VII Files SEC Notice
CAIS Davidson Kempner Opportunities Fund VII, L.P. submitted a Form D notice to the SEC on June 3, 2026 claiming Section 3(c)(7) exemption.
Equitybee 22-76598 Series Files 3(c)(1) Notice
Equitybee 22-76598 a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on June 3, 2026.
KSL Capital Partners Credit Opportunities Fund V FF Files D/A With SEC
KSL Capital Partners Credit Opportunities Fund V FF, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(1) on June 3, 2026.
LMCG Absolute Return Offshore Fund Files 3(c)(7) Notice
LMCG Absolute Return Offshore Fund, LP submitted a Section 3(c)(7) filing on June 3, 2026 via SEC EDGAR.
LCV Fund III Files D/A Notice With SEC on June 3 2026
LCV FUND III, L.P. submitted a D/A filing to the SEC on June 3 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
D - Alpha Funds VI LLC Files SEC Notice Under 3(c)(1)
D - Alpha Funds VI LLC submitted a Section 3(c)(1) filing to the SEC on June 2, 2026.
Rubicon Founders Ivy Fund Files SEC Exemption Notice
Rubicon Founders Ivy Fund, LP submitted a Section 3(c)(7) filing to the SEC on June 2, 2026.
Lone Star Credit Opportunities Fund Files SEC Notice
Lone Star Credit Opportunities Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on June 2, 2026.
021T Capital Fund I Files D/A on SEC EDGAR
021T Capital Fund I, L.P. submitted a D/A filing to the SEC on June 2, 2026, referencing Sections 3(c)(1) and 3(c)(7).
Raptor Dapple Holdings LLC Files 3(c)(1) Exemption Notice
Raptor Dapple Holdings LLC submitted a Section 3(c)(1) notice under the Investment Company Act via SEC EDGAR on June 2, 2026.
Behrman Capital CV II L.P. Files SEC Notice Under 3(c)(7)
Behrman Capital CV II L.P. submitted a Section 3(c)(7) exemption filing to the SEC on 2026-06-02.
Fannin Goldenrod Holdings I Files SEC 3(c)(1) Notice
Fannin Goldenrod Holdings I, LLC submitted an SEC filing on June 2, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Olive Partners Select V Files SEC Notice Claiming 3(c)(7) Exemption
D - Olive Partners Select V, LP filed a notice with the SEC on 2026-06-02 under Investment Company Act Section 3(c)(7).
Montgomery Capital Partners VI LP Files SEC Notice
Montgomery Capital Partners VI LP submitted a filing to the SEC on June 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Forman Capital REIT Feeder Fund, LP Files Form D
Forman Capital REIT Feeder Fund, LP submitted a Form D notice on June 2, 2026, according to SEC EDGAR.
Cortlandt Legal Fund 1, LLC Files SEC Document
Cortlandt Legal Fund 1, LLC submitted a filing to the SEC on June 2, 2026, according to SEC EDGAR records.
